Filed: Dec. 29, 2017
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT December 29, 2017 _ Elisabeth A. Shumaker Clerk of Court LESLIE WILLIAM WELCH; EVA WELCH, a minor child, by and through her next friend, Leslie William Welch; HAYDEN WELCH, a minor child, by and through her next friend, Leslie William Welch, Plaintiffs - Appellants, v. No. 17-1202 (D.C. No. 1:15-CV-02286-WJM-STV) JANE SAUNDERS; JOHN SPAW; (D. Colo.) KATHLEEN MUELLER; TED MINK, Defendants - App
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT December 29, 2017 _ Elisabeth A. Shumaker Clerk of Court LESLIE WILLIAM WELCH; EVA WELCH, a minor child, by and through her next friend, Leslie William Welch; HAYDEN WELCH, a minor child, by and through her next friend, Leslie William Welch, Plaintiffs - Appellants, v. No. 17-1202 (D.C. No. 1:15-CV-02286-WJM-STV) JANE SAUNDERS; JOHN SPAW; (D. Colo.) KATHLEEN MUELLER; TED MINK, Defendants - Appe..
More
FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT December 29, 2017
_________________________________
Elisabeth A. Shumaker
Clerk of Court
LESLIE WILLIAM WELCH; EVA
WELCH, a minor child, by and through her
next friend, Leslie William Welch;
HAYDEN WELCH, a minor child, by and
through her next friend, Leslie William
Welch,
Plaintiffs - Appellants,
v. No. 17-1202
(D.C. No. 1:15-CV-02286-WJM-STV)
JANE SAUNDERS; JOHN SPAW; (D. Colo.)
KATHLEEN MUELLER; TED MINK,
Defendants - Appellees.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before TYMKOVICH, Chief Judge, HARTZ and O’BRIEN, Circuit Judges.
_________________________________
Plaintiffs Leslie Welch and his two minor children appeal the district court’s
orders granting the defendants dismissal and summary judgment on their claims
brought under 42 U.S.C. § 1983 and Colorado state law. They alleged that Kathleen
Mueller and Jefferson County, Colorado Sheriff’s personnel (Sheriff Defendants)
*
After examining the briefs and appellate record, this panel has determined
unanimously to honor the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It
may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1
and 10th Cir. R. 32.1.
violated their Fourth, Fifth, and Fourteenth Amendment rights when they enforced a
protection order and required Plaintiffs to move out of their leased residence. They
also alleged that Ms. Mueller and Deputies Saunders and Spaw (the Deputies)
committed civil theft under Colorado law by denying them access to their leasehold
and personal property that was damaged or lost. We exercise jurisdiction under 28
U.S.C. § 1291 and affirm.
I. BACKGROUND
We recite the facts alleged in the First Amended Complaint (the Complaint),
which is the operative complaint. Mr. Welch leased real property at 5035 McIntyre
Street, Golden, Colorado, from the property owner, Kenneth Mueller. The property
consists of two buildings—a main house and a barn (the Barn), which includes a
front and rear garage. Mr. Welch leased the Barn for a family residence and a
storage facility for his business equipment.
Ms. Mueller obtained a county-court protection order against Mr. Mueller, her
former husband, dated August 17, 2013 (the August Protection Order). The order
included a provision that “no tenants and or caretakers employed by [Kenneth
Mueller are] authorized to live on [the] property at 5035 McIntyre St.” Aplt. App. at
102. The August Protection Order was modified on October 4, 2013, to remove that
provision (the October Protection Order).
In October 2013 Ms. Mueller attempted to evict Plaintiffs from the Barn by
filing an unlawful-detainer action, but the court dismissed the case. In November
2013, Ms. Mueller nailed shut a door connecting the Barn to the front garage.
2
Mr. Welch reported this, as well as the disappearance of his personal property, to the
Sheriff’s Department. Deputy Saunders directed Mr. Welch to surrender the
garage- door opener to Ms. Mueller, despite knowing that Mr. Welch was the
leaseholder.
On March 17, 2014, the Deputies directed Plaintiffs to vacate the Barn as
required by the August Protection Order. Deputy Spaw falsified his report to state
that the protection order had been amended on January 16, 2014, when, in fact, it had
not. The official court registry would have revealed this.
Plaintiffs vacated the Barn on March 17, 2014, and did not return until after
the county-court judge entered an order on July 24, 2014, clarifying that they were
not required to vacate the Barn. Upon their return, they found that some of their
property was damaged or missing.
Plaintiffs filed suit, asserting claims against the Sheriff Defendants under
§ 1983 for violation of their Fourth, Fifth, and Fourteenth Amendment rights, and
against Ms. Mueller as a private party who “participated in and fully facilitated the
actions of” the Deputies,
id. at 82. They alleged that Sheriff Mink was liable under
§ 1983 for his failure to supervise and train the Deputies and that Ms. Mueller and
the Sheriff Defendants conspired to deprive them of their property. They also
brought claims of civil theft against Ms. Mueller and the Deputies under Colo. Rev.
Stat. §§ 18-4-401 & 18-4-405.
The district court disposed of the case in two orders. First, it granted in part
the motion to dismiss under Fed. R. Civ. P. 12(b)(6), ruling that Plaintiffs had failed
3
to state a § 1983 claim against Sheriff Mink or Ms. Mueller. The court also ruled
that the civil-theft claim against Ms. Mueller and the Deputies failed to state a claim.
Second, the district court granted summary judgment in favor of the Deputies on the
remaining § 1983 claims.
II. DISCUSSION
A. Standards of Review
“We review a Rule 12(b)(6) dismissal de novo.” Nixon v. City & Cty. of
Denver,
784 F.3d 1364, 1368 (10th Cir. 2015) (internal quotation marks omitted). In
doing so, “[w]e accept all the well-pleaded allegations of the complaint as true and
construe them in the light most favorable to [Plaintiffs]. To survive a motion to
dismiss, a complaint must contain sufficient factual matter to state a claim to relief
that is plausible on its face.”
Id. (citation, ellipses, and internal quotation marks
omitted).
We also review de novo a district court’s order granting summary judgment,
“applying the same standards that the district court should have applied.”
Schanzenbach v. Town of Opal,
706 F.3d 1269, 1272 (10th Cir. 2013) (internal
quotation marks omitted). “Summary judgment is appropriate if the pleadings and
the record establish that there is no genuine issue of material fact and that the moving
party is entitled to judgment as a matter of law.”
Id. Plaintiffs do not assert that any
of the Sheriff Defendants are liable in their official capacities so we consider only
whether they are liable in their individual capacities.
4
B. Dismissal of Claims Against Sheriff Mink
Plaintiffs contend that Sheriff Mink is personally liable for damages incurred
from their removal from the Barn on March 17, 2014. But the Complaint fails to
identify any action by him (as opposed to a subordinate) that contributed to
Plaintiffs’ alleged injuries. “Government officials may not be held liable for the
unconstitutional conduct of their subordinates under a theory of respondeat
superior.” Ashcroft v. Iqbal,
556 U.S. 662, 676 (2009). As we have explained,
“[Section] 1983 imposes liability for a defendant’s own actions—personal
participation in the specific constitutional violation complained of is essential.”
Henry v. Storey,
658 F.3d 1235, 1241 (10th Cir. 2011). It is not enough to say that
Sheriff Mink failed to protect Plaintiffs, when the Complaint provides no particulars
on what relevant information he had or what specific action he should have taken.
We affirm the order dismissing the claims against Sheriff Mink.
C. Dismissal of § 1983 Claims Against Ms. Mueller
Plaintiffs alleged that Ms. Mueller was liable under § 1983 because she
requested the Deputies to enforce the August Protection Order knowing it had been
modified to remove the provision that “no tenants and or caretakers employed by
[Kenneth Mueller are] authorized to live on [the] property at 5035 McIntyre St.,”
Aplt. App. at 102. The district court dismissed the § 1983 claims against
Ms. Mueller, holding that the amended complaint failed to allege the requisite joint
action between Ms. Mueller and the Sheriff Defendants. We affirm.
5
To state a claim under § 1983, Plaintiffs must allege “that they were deprived
of a right secured by the Constitution or laws of the United States, and that [this]
deprivation was committed under color of state law.” Am. Mfrs. Mut. Ins. Co. v.
Sullivan,
526 U.S. 40, 49-50 (1999). “[T]he under-color-of-state-law element of
§ 1983 excludes from its reach merely private conduct, no matter how discriminatory
or wrongful.”
Id. at 50 (internal quotation marks omitted).
Private conduct constitutes state action if it is “fairly attributable to the State.”
Lugar v. Edmondson Oil Co.,
457 U.S. 922, 937 (1982). In general, however,
“private misuse of a state statute does not describe conduct that can be attributed to
the State.”
Id. at 941. And merely reporting an offense to state officials does not
satisfy the color-of-state-law requirement. See Benavidez v. Gunnell,
722 F.2d 615,
618 (10th Cir. 1983). In particular, when a private person invokes the aid of state
personnel and institutions to seize property from someone, the private person does
not act under color of state law unless the state law being applied is unconstitutional
or the private person has participated in a conspiracy with the state personnel.
See Yanaki v. Iomed, Inc.,
415 F.3d 1204, 1209-10 (10th Cir. 2005).
The Complaint contains no allegation that any statute is unconstitutional. It
relies solely on Ms. Mueller’s interaction with the Deputies. But, as noted by the
district court, the Complaint does not come close to asserting facts showing that she
conspired with them. Indeed, Plaintiffs do not argue to the contrary on appeal.
Dismissal of the § 1983 claim against her was therefore proper.
6
Plaintiffs’ reliance on Wyatt v. Cole,
504 U.S. 158 (1992), is misplaced. That
case involved a challenge to the constitutionality of a state replevin statute, and the
issue before the Court was the availability of qualified immunity to private persons.
Its holding is irrelevant here.
D. Dismissal of Civil-Theft Claims against Ms. Mueller and Deputies
Plaintiffs brought civil-theft claims against Ms. Mueller and the Deputies,
under Colo. Rev. Stat. §§ 18-4-401 & 18-4-405. To prevail on such a claim, the
plaintiff must “establish that (1) defendant knowingly obtained control over his
property without authorization and (2) defendant did so with the specific intent to
permanently deprive him of the benefit of the property.” Huffman v. Westmoreland
Coal Co.,
205 P.3d 501, 509 (Colo. App. 2009). The district court properly
dismissed these claims. The Complaint does not adequately allege that any of the
defendants obtained control over Plaintiffs’ property, and the Complaint alleges no
facts that would support the conclusion that any defendant intended to permanently
deprive Plaintiffs of their property.
E. Summary Judgment Granted to Deputies
The district court granted the Deputies’ summary-judgment motion,
concluding that they were entitled to absolute quasi-judicial immunity. Under the
doctrine of quasi-judicial immunity, “officials charged with the duty of executing a
facially valid court order enjoy absolute immunity from liability for damages in a suit
challenging conduct prescribed by that order.” Moss v. Kopp,
559 F.3d 1155, 1163
(10th Cir. 2009) (brackets and internal quotation marks omitted). We have held that
7
for a state official to be entitled to quasi-judicial immunity, not only must the court
order be facially valid, but “[1] the judge issuing the disputed order must be immune
from liability in his or her own right, [2] the officials executing the order must act
within the scope of their own jurisdiction, and [3] the officers must only act as
prescribed by the order in question.”
Id.
Plaintiffs’ challenge to the district court’s grant of quasi-judicial immunity to
the Deputies appears to focus only on whether the August Protection Order was
facially valid when they used it to direct Plaintiffs to vacate the Barn. They make
three arguments. First, they claim that the Deputies should have known that such
orders can be modified and therefore they should have checked the court registry and
discovered that the language requiring removal from the Barn had been deleted.
Second, they claim that the Deputies had specific information that the Order had been
amended and therefore should have discovered the deletion of the operative language.
Third, they claim that the Deputies should have known that the order could not have
required Plaintiffs to do anything because Plaintiffs were not parties to the order.
To assess this challenge, it is helpful to set forth the policies that support
requiring only that the order be facially valid. “State officials must not be required to
act as pseudo-appellate courts scrutinizing the orders of judges.” Turney v. O’Toole,
898 F.2d 1470, 1473 (10th Cir. 1990) (internal quotation marks omitted). To hold
them liable “for executing an order because the order did not measure up to statutory
standards would have just that effect.”
Id. “The public interest demands strict
adherence to judicial decrees.” Valdez v. City & Cty. of Denver,
878 F.2d 1285, 1289
8
(10th Cir. 1989). Granting officers quasi-judicial absolute immunity when they
execute court orders “they are powerless to control” serves the interests of “[s]imple
fairness” and “the court’s authority and ability to function.”
Moss, 559 F.3d at 1165.
“‘Facially valid’ does not mean ‘lawful.’ An erroneous order can be valid.”
Turney,
898 F.2d at 1473.
Thus, for an order to be “facially valid” means simply that it is valid on its
face. The availability of immunity to officials executing an order does not depend on
the officials’ researching the law, checking court records, or doing anything beyond
looking at the face of the order. If nothing else, imposing such duties would slow the
essential work of executing orders, impairing “the court’s authority and ability to
function.”
Moss, 559 F.3d at 1165. We conclude that the order here was facially
valid.
If the Deputies knew that the August Protection Order had been superseded,
we would have a more challenging issue to resolve. But the record would not support
a finding of such knowledge. Plaintiffs point to a statement in Deputy Spaw’s
incident report of March 17, 2014, stating that the “order was amended on
January 16, 2014, by Honorable Thomas E. Vance.” Aplt. App. at 233. Deputy
Spaw later submitted an affidavit, however, explaining that at the time he “believed
that the protection order [Ms. Mueller] provided was an amended protection order
issued on January 16, 2014, because the court clerk had signed, stamped, and dated
this certified copy of the protection order on January 16, 2014.”
Id. at 238. Nothing
in the record casts doubt on that assertion. The explanation makes sense; there in
9
fact was no amended order issued on January 16, 2014; and, most importantly, the
incident report goes on to state that the “amended” order contained the very “no
tenants” language of the August Protection Order that was later deleted. See
id. at
233. The district court properly granted quasi-judicial immunity to the Deputies.
III. CONCLUSION
The district court’s judgment is affirmed.
Entered for the Court
Harris L Hartz
Circuit Judge
10