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Smith v. Janssen Pharmaceuticals, 17-3057 (2017)

Court: Court of Appeals for the Tenth Circuit Number: 17-3057 Visitors: 27
Filed: Aug. 14, 2017
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT August 14, 2017 _ Elisabeth A. Shumaker Clerk of Court BERNARD L. SMITH, Plaintiff - Appellant, v. No. 17-3057 (D.C. No. 2:15-CV-09085-JAR) JANSSEN PHARMACEUTICALS, INC.; (D. Kan.) JOHNSON & JOHNSON COMPANY; JANSSEN RESEARCH AND DEVELOPMENT, LLC, Defendants - Appellees. _ ORDER AND JUDGMENT* _ Before LUCERO, BALDOCK, and MORITZ, Circuit Judges. _ Bernard Smith, proceeding pro se, appeals the d
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                                                                                FILED
                                                                    United States Court of Appeals
                     UNITED STATES COURT OF APPEALS                         Tenth Circuit

                            FOR THE TENTH CIRCUIT                         August 14, 2017
                        _________________________________
                                                                        Elisabeth A. Shumaker
                                                                            Clerk of Court
BERNARD L. SMITH,

     Plaintiff - Appellant,

v.                                                         No. 17-3057
                                                  (D.C. No. 2:15-CV-09085-JAR)
JANSSEN PHARMACEUTICALS, INC.;                               (D. Kan.)
JOHNSON & JOHNSON COMPANY;
JANSSEN RESEARCH AND
DEVELOPMENT, LLC,

     Defendants - Appellees.
                     _________________________________

                            ORDER AND JUDGMENT*
                        _________________________________

Before LUCERO, BALDOCK, and MORITZ, Circuit Judges.
                  _________________________________

      Bernard Smith, proceeding pro se, appeals the district court’s grant of

summary judgment in favor of defendants in this product liability action. Exercising

jurisdiction under 28 U.S.C. § 1291, we affirm.




      *
        After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
                                            I

      Smith began taking the medication Risperdal in 2007 to treat certain mental

health conditions. In July 2008, he switched to a generic version of the drug—

Risperidone—which he continued to use until February 2014. During this period, he

was also prescribed at least two other antipsychotic medications—Haloperidol and

Thiothixene.

      In February 2014, Smith began complaining of sore, enlarged, and leaking

breasts. He told medical staff that he had been diagnosed with galactorrhea and

gynecomastia in 2007, and that a lawyer had advised him to document those

conditions in his medical records. However, there is no record of a 2007 diagnosis,

and physical exams in 2014 and 2015 did not reveal any abnormal breast enlargement

or discharge, causing at least one doctor to reject the possibility that Smith was

suffering from gynecomastia.

      In April 2015, Smith filed a pro se complaint in state court against Janssen

Pharmaceuticals, Inc., Johnson & Johnson, and Janssen Research & Development,

LLC (collectively “defendants”), alleging that Risperdal had caused him to

experience extreme weight gain and gynecomastia. Defendants removed the case to

federal court on the basis of diversity jurisdiction. After discovery was complete,

they moved for summary judgment. Interpreting Smith’s complaint as asserting a

product liability claim, the district court granted the motion. It concluded there was

no evidence that Smith had been diagnosed with gynecomastia or galactorrhea, or



                                           2
that his alleged physical symptoms were caused by ingestion of Risperdal. Smith

timely appealed.

                                           II

      We review a district court’s grant of summary judgment de novo. Koch v.

City of Del City, 
660 F.3d 1228
, 1237 (10th Cir. 2011). Summary judgment is

appropriate if “there is no genuine dispute as to any material fact and the movant is

entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). In applying this

standard, “we view the evidence and draw reasonable inferences therefrom in the

light most favorable to the nonmoving party.” Fowler v. United States, 
647 F.3d 1232
, 1237 (10th Cir. 2011) (quotation omitted).

      Smith’s product liability claim is governed by the Kansas Product Liabilities

Act (“KPLA”), Kan. Stat. § 60-3301 et seq. See McPhail v. Deere & Co., 
529 F.3d 947
, 957 (10th Cir. 2008) (applying substantive law of forum state in diversity

action); Savina v. Sterling Drug, Inc., 
795 P.2d 915
, 931 (Kan. 1990) (noting KPLA

“applies to all product liability claims regardless of the substantive theory of

recovery”). Smith may recover under this statute only if he can show that he suffered

an injury caused by defendants’ product. See Jenkins v. Amchem Prods., Inc., 
886 P.2d 869
, 886 (Kan. 1994).

      We agree with the district court that Smith has failed to demonstrate either

injury or causation. There is no evidence in the record—aside from Smith’s own

unsupported assertions—that he was ever diagnosed with gynecomastia or

galactorrhea, and his physical exams from 2014 and 2015 indicate that he did not

                                            3
suffer from any symptoms related to those conditions. To the extent Smith alleges

other injuries, such as weight gain, there is nothing in the record to support a

conclusion that those injuries resulted from his limited use of Risperdal.

                                           III

      AFFIRMED. Smith’s motion to proceed in forma pauperis is GRANTED,

but we remind him of his obligation to continue making payments until the filing fee is

paid in full. See 28 U.S.C. § 1915(b).



                                            Entered for the Court




                                            Carlos F. Lucero
                                            Circuit Judge




                                            4

Source:  CourtListener

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