Filed: Apr. 12, 2018
Latest Update: Apr. 12, 2018
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT April 12, 2018 _ Elisabeth A. Shumaker Clerk of Court LATISHA SANCHEZ, co-administratrix of the estate of Debra Dyann Standage, deceased, and parent and next friend for I.S., a minor; APRIL MINA, co- administratrix of the estate of Debra Dyann Standage, deceased, Plaintiffs - Appellants, No. 16-5154 v. (D.C. No. 4:15-CV-00719-JHP-FHM) (N.D. Okla.) WHITE COUNTY MEDICAL CENTER, an Arkansas corpo
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT April 12, 2018 _ Elisabeth A. Shumaker Clerk of Court LATISHA SANCHEZ, co-administratrix of the estate of Debra Dyann Standage, deceased, and parent and next friend for I.S., a minor; APRIL MINA, co- administratrix of the estate of Debra Dyann Standage, deceased, Plaintiffs - Appellants, No. 16-5154 v. (D.C. No. 4:15-CV-00719-JHP-FHM) (N.D. Okla.) WHITE COUNTY MEDICAL CENTER, an Arkansas corpor..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT April 12, 2018
_________________________________
Elisabeth A. Shumaker
Clerk of Court
LATISHA SANCHEZ, co-administratrix
of the estate of Debra Dyann Standage,
deceased, and parent and next friend for
I.S., a minor; APRIL MINA, co-
administratrix of the estate of Debra Dyann
Standage, deceased,
Plaintiffs - Appellants,
No. 16-5154
v. (D.C. No. 4:15-CV-00719-JHP-FHM)
(N.D. Okla.)
WHITE COUNTY MEDICAL CENTER,
an Arkansas corporation, a/k/a Family
Practice Associates; CE RANSOM, JR.,
Defendants - Appellees.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before LUCERO, McKAY, and McHUGH, Circuit Judges.
_________________________________
Latisha Sanchez and April Mina appeal the district court’s dismissal of their
negligence claim against White County Medical Center (“WCMC”) and Dr. C.E.
Ransom, Jr. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
*
This order and judgment is not binding precedent, except under the doctrines
of law of the case, res judicata, and collateral estoppel. It may be cited, however, for
its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
I
This case arises from a motor vehicle accident that occurred on August 5,
2013, near New Mannford in Creek County, Oklahoma. According to plaintiffs’
complaint, one vehicle was operated by Debra Standage. At the time of the accident,
Standage was accompanied by her grandson, referred to by the parties as I.S., as well
as a family friend. The other vehicle was operated by Eric Goodwin, who was acting
in the course and scope of his employment at Total Assessment Solutions
Corporation (“TASC”). Sometime after May 10, 2013, Goodwin moved from
Arkansas to Oklahoma in connection with his employment at TASC.
On behalf of Standage and I.S., Sanchez and Molina brought a negligence
action against Goodwin and TASC in Oklahoma state court. Goodwin and TASC
then asserted a third-party claim against WCMC and Ransom, alleging that Goodwin
was negligently prescribed a generic medication for his high blood pressure, which
caused the accident. In an amended pleading, plaintiffs asserted a direct claim
against WCMC and Ransom. The Oklahoma Supreme Court issued a writ limiting
discovery to jurisdictional issues. Plaintiffs then dismissed their state court action
without prejudice.
Sanchez and Molina then initiated the present action in federal court, pursuing
negligence claims against TASC, WCMC, and Ransom. Plaintiffs settled with
TASC. WCMC and Ransom filed a motion to dismiss, which the district court
granted on four independent grounds: lack of personal jurisdiction, failure to state a
2
claim upon which relief may be granted, lack of standing, and failure to join an
indispensable party. This timely appeal followed.
II
We limit our analysis to the question of personal jurisdiction, which we review
de novo. ClearOne Commc’ns, Inc. v. Bowers,
651 F.3d 1200, 1214 (10th Cir.
2011). A federal district court may exercise jurisdiction over a properly served
defendant “who is subject to the jurisdiction of a court of general jurisdiction where
the district court is located.” Fed. R. Civ. P. 4(k)(1)(A). Oklahoma’s long-arm
statute provides that an Oklahoma court “may exercise jurisdiction on any basis
consistent with the Constitution of this state and the Constitution of the United
States.” Okla. Stat. tit. 12, § 2004(F). Because “[n]o party has argued any state
constitutional objection,” the relevant inquiry on appeal is “whether the United States
Constitution places any limits on Oklahoma’s ability to exercise jurisdiction” over
WCMC and Ransom. Newsome v. Gallacher,
722 F.3d 1257, 1264 (10th Cir. 2013).
Accordingly, we turn to the federal constitutional limitations imposed on
Oklahoma’s exercise of specific jurisdiction1 over non-resident defendants.
Fundamental principles of due process require that a defendant “have certain
minimum contacts with [the forum] such that the maintenance of the suit does not
offend traditional notions of fair play and substantial justice.” Int’l Shoe Co. v.
Washington,
326 U.S. 310, 316 (1945) (quotation omitted). These minimum contacts
1
Because the parties appear to agree that Oklahoma may not exercise general
jurisdiction over WCMC and Ransom—as do we—we limit our analysis to specific
jurisdiction. See Niemi v. Lasshofer,
770 F.3d 1331, 1348 (10th Cir. 2014).
3
must evince a “substantial connection” with the forum state. McGee v. Int’l Life Ins.
Co.,
355 U.S. 220, 223 (1957). “Jurisdiction is proper . . . where the contacts
proximately result from actions by the defendant [] that create a substantial
connection with the forum State.” Burger King Corp. v. Rudzewicz,
471 U.S. 462,
475 (1985) (quotation and emphasis omitted). “The substantial connection between
the defendant and the forum State necessary for a finding of minimum contacts must
come about by an action of the defendant purposefully directed toward the forum
State.” Asahi Metal Indus. Co. v. Super. Ct. of Cal.,
480 U.S. 102, 112 (1987)
(quotation, citation, and emphasis omitted).
We conclude that Oklahoma’s exercise of personal jurisdiction over WCMC
and Ransom in this action fails to comply with due process. WCMC is an Arkansas
corporation that maintains a clinic in Searcy, Arkansas. Limited discovery on
jurisdictional issues revealed that WCMC provides healthcare services exclusively in
Arkansas, does not seek to render healthcare services in Oklahoma, does not
advertise in Oklahoma, and does not have any business or ownership interests in
Oklahoma. Similarly, Ransom practices medicine exclusively in Arkansas, does not
seek to practice medicine in Oklahoma, and does not have business or ownership
interests in Oklahoma. Goodwin established a physician-patient relationship with
Ransom while they were both residents of Arkansas. Goodwin’s last appointment
with Ransom was at WCMC on May 10, 2013, at which time Goodwin identified
himself as an Arkansas resident.
4
As the Supreme Court has explained, “it is essential in each case that there be
some act by which the defendant purposefully avails itself of the privilege of
conducting activities within the forum State, thus invoking the benefits and
protections of its laws.” Hanson v. Denckla,
357 U.S. 235, 253 (1958). Defendants’
sole connection with Oklahoma is that Goodwin, by then an Oklahoma resident,
contacted WCMC and requested a prescription for a generic drug to replace the
brand-name drug he was originally prescribed. Ransom revised the prescription as
requested in Arkansas. WCMC then forwarded the new prescription to a drugstore in
Oklahoma pursuant to Goodwin’s instructions. These facts do not demonstrate that
defendants purposefully directed their activities to Oklahoma or purposefully availed
themselves of the privilege of conducting activities in that state.
Plaintiffs’ reliance on Kennedy v. Freeman,
919 F.2d 126 (10th Cir. 1990), is
misplaced. In that case, an Oklahoma resident brought an action against a Texas
physician for the negligent diagnosis and analysis of a skin lesion. Id. at 127. We
described the connection between Oklahoma and the non-resident defendant as
follows:
Marsha Kennedy, a resident of Oklahoma, sought medical advice in
1982 from her physician, Dr. Dosser, because of a “mole” on her thigh.
Dosser removed the lesion and sent it from his office in Oklahoma to
Freeman in Dallas, Texas, for a special measurement. Freeman
willingly accepted the sample. He measured the sample and sent a
report to Dosser indicating the thickness of the lesion, expecting that it
would be used in the treatment of Kennedy. Freeman also evidently
sent his bill to Oklahoma.
5
Id. Holding that Freeman’s actions were sufficient to establish jurisdiction, we
reasoned that although “Freeman did not solicit Kennedy’s business in Oklahoma, he
did purposefully direct his actions there” by: (1) “willingly accept[ing] the sample
from Oklahoma”; (2) “sign[ing] a report establishing the thickness of the lesion”;
(3) “sen[ding] his bill” to Oklahoma; and (4) “render[ing] his diagnosis to Kennedy
in Oklahoma, through the mail, knowing its extreme significance and that it would be
the basis of Kennedy’s further treatment there.” Id. at 129. We summarized that
“when a doctor purposefully directs her activities at the forum state, that state has a
greater interest in deterring medical malpractice against its residents.” Id.
Unlike the situation in Kennedy, in which an out-of-state physician
deliberately rendered services to an in-state patient through the mail, this case
involves out-of-state medical providers rendering services to a patient who was
primarily out-of-state during the course of his treatment. In contrast to the
interaction between Kennedy and Freeman, Goodwin had a preexisting and
longstanding relationship with WCMC and Ransom for his medical and healthcare
services.2 And although plaintiffs alleged in briefing before the district court and this
court that WCMC and Ransom were aware that Goodwin had moved to Oklahoma at
the time the revised prescription was sent, defendants presented affidavits stating that
WCMC was not aware that Goodwin had permanently moved to Oklahoma, and
2
Goodwin was an Arkansas citizen and a patient of Ransom from 1977 to
May 10, 2013, and of WCMC from January 2012 to May 10, 2013.
6
Ransom was not aware that Goodwin was in Oklahoma at the time the prescription
was revised.3
“Due process requires that a defendant be haled into court in a forum State
based on his own affiliation with the State, not based on the random, fortuitous, or
attenuated contacts he makes by interacting with other persons affiliated with the
State.” Walden v. Fiore,
134 S. Ct. 1115, 1123 (2014) (quotation omitted). It was
Goodwin who decided to move to Oklahoma and then requested a change in the
medication originally prescribed in Arkansas. This “unilateral activity” on
Goodwin’s part cannot satisfy the Due Process Clause’s requirement of contact
between the defendants and Oklahoma. World-Wide Volkswagen Corp. v. Woodson,
444 U.S. 286, 298 (1980) (quotation omitted).
III
AFFIRMED.
Entered for the Court
Carlos F. Lucero
Circuit Judge
3
For the purposes of evaluating a defendant’s contacts with the forum,
plaintiffs’ allegations “must be taken as true to the extent they are uncontroverted by
the defendant’s affidavits.” Behagen v. Amateur Basketball Ass’n of U.S.A.,
744
F.2d 731, 733 (10th Cir. 1984). Because defendants submitted affidavits stating that
they were not aware that Goodwin had moved to Oklahoma, and plaintiffs did not
present an affidavit bolstering their factual averment to the contrary, we need not
construe this dispute in plaintiffs’ favor. See id. (“If the parties present conflicting
affidavits, all factual disputes are resolved in the plaintiff’s favor.”).
7