Filed: Feb. 28, 2018
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT February 28, 2018 Elisabeth A. Shumaker Clerk of Court GREG VAUGHN, Petitioner - Appellant, No. 17-6200 v. (D.C. No. 5:17-CV-00269-C) (W.D. Okla.) MIKE BOLT, Warden, Respondent - Appellee. ORDER AND JUDGMENT* Before PHILLIPS, McKAY, and McHUGH, Circuit Judges. Petitioner Greg Vaughn, an Oklahoma state prisoner appearing pro se, seeks a certificate of appealability to appeal the district court’
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT February 28, 2018 Elisabeth A. Shumaker Clerk of Court GREG VAUGHN, Petitioner - Appellant, No. 17-6200 v. (D.C. No. 5:17-CV-00269-C) (W.D. Okla.) MIKE BOLT, Warden, Respondent - Appellee. ORDER AND JUDGMENT* Before PHILLIPS, McKAY, and McHUGH, Circuit Judges. Petitioner Greg Vaughn, an Oklahoma state prisoner appearing pro se, seeks a certificate of appealability to appeal the district court’s..
More
FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT February 28, 2018
Elisabeth A. Shumaker
Clerk of Court
GREG VAUGHN,
Petitioner - Appellant,
No. 17-6200
v. (D.C. No. 5:17-CV-00269-C)
(W.D. Okla.)
MIKE BOLT, Warden,
Respondent - Appellee.
ORDER AND JUDGMENT*
Before PHILLIPS, McKAY, and McHUGH, Circuit Judges.
Petitioner Greg Vaughn, an Oklahoma state prisoner appearing pro se, seeks a
certificate of appealability to appeal the district court’s dismissal of his 28 U.S.C. § 2254
petition as time-barred. In dismissing Petitioner’s application, the district court failed to
consider Petitioner’s arguments that his claims of incompetence and fraud on the court
cannot be time-barred under this court’s precedents. We therefore grant the request for a
certificate of appealability and reverse and remand this case to the district court to
address these arguments.
In January 2012, Petitioner pled guilty in two cases in Grady County, Oklahoma
for possession of controlled dangerous substance in violation of Okla. Stat. Ann. tit. 63, §
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
2-402 (West 2016). Petitioner filed a motion for judicial review in both cases, which was
denied. Petitioner then filed a motion requesting an amended judgment and sentence to
address the confusion within the Oklahoma Department of Corrections concerning his
concurrent sentences. The state court entered an order nunc pro tunc to reflect the
correction. On February 12, 2014, Petitioner filed an application for post-conviction
relief in both Grady County cases, which the state court denied. Petitioner appealed to
the Oklahoma Court of Criminal Appeals (OCCA) on July 28, 2014, which dismissed the
appeal as untimely. He then filed a second application for post-conviction relief for the
Grady County cases, which was also denied. The OCCA affirmed the denial.
On March 10, 2017, Petitioner filed his pro se § 2254 habeas application in the
district court, arguing that: (1) he was incompetent at the time of both his plea and his
sentencing; (2) there was “fraud on the court” because the arresting officer lied in his
probable cause arrest affidavit; and (3) he was entitled to relief based on cumulative
error. In an eleven-page Report and Recommendation (R&R), the magistrate judge
recommended denying the § 2254 petition as untimely. The district court adopted the
R&R and dismissed the habeas application as time-barred. Petitioner now appeals this
dismissal based on his incompetence and fraud arguments.
Under the Antiterrorism and Effective Death Penalty Act (AEDPA), a habeas
applicant has a one-year limitation period in which to file a § 2254 action, which is
triggered by one or more of the subsections under 28 U.S.C. § 2244(d)(1). The
magistrate judge, and later the district court, determined that Petitioner’s one-year habeas
clock began to run on “the date on which the judgment became final by the conclusion of
2
direct review,” which occurred ten days after Petitioner’s plea on January 27, 2012. (R.
at 218 (citing 28 U.S.C. § 2244(d)(1)(A).) Absent statutory or equitable tolling,
Petitioner’s statute of limitations expired on January 28, 2013.
As the magistrate judge explained, the AEDPA limitations period is tolled while a
properly filed application for state post-conviction or other collateral review regarding
the pertinent judgment or claim is pending. See 28 U.S.C. § 2244(d)(2). “An application
is ‘properly filed’ when its delivery and acceptance are in compliance with the applicable
laws and rules governing filings.” Artuz v. Bennett,
531 U.S. 4, 8 (2000) (emphasis
omitted); see also Robinson v. Golder,
443 F.3d 718, 720 (10th Cir. 2006). The
magistrate judge and district court determined that Petitioner’s petition for judicial review
did not toll the habeas limitations period because Petitioner failed to obtain the consent of
the Oklahoma County District Attorney before filing his petition, as required under Okla.
Stat. Ann. tit. 22, § 982a (West 2010).
Citing Williams v. Beck, 115 F. App’x 32 (10th Cir. 2004), the magistrate judge
and district court further rejected Petitioner’s claim that the one-year habeas limitations
period started on August 8, 2013, “the day the trial court entered an Amended Nunc Pro
Tunc Order clarifying how his sentences were to be served,” because this was not part of
the direct review process. (R. at 221-22.) The magistrate judge and district court also
concluded that Petition’s applications for post-conviction relief did not toll the AEDPA
limitations period, as both applications were filed after the time period had already
expired. Lastly, the magistrate judge and district court determined that Petitioner was not
entitled to equitable tolling because he presented “no particular argument” on this point
3
beyond a vague assertion that he had “diligently pursued his rights.” (R. at 224-25.)
Based on this analysis, the district court adopted the magistrate judge’s recommendation
and dismissed Petitioner’s March 10, 2017 habeas petition as untimely.
Petitioner argued before the district court and again on appeal that his claims of
incompetence and fraud on the court fall within exceptions to the general one-year statute
of limitations. In support of this position, Petitioner cited Sena v. N.M. State Prison,
109
F.3d 652 (10th Cir. 1997), in which this court noted that where there is a “conflation of
cause (here incompetence) and prejudice in the substantive due process claim [that the
state allowed him to enter a guilty plea while mentally incompetent] . . . procedural
default does not apply.”
Id. at 654. Yet, the magistrate judge and the district court did
not address Petitioner’s legal position or the underlying evidence he provided to support
his substantive due process claim that he was incompetent when he entered his guilty
plea. Petitioner also asserted that there is no AEDPA statute of limitation for bringing a
claim of fraud upon the court in a § 2254 petition, since “a decision produced by fraud
upon the court is not in essence a decision at all, and never becomes final.” United States
v. Williams,
790 F.3d 1059, 1071 (10th Cir. 2015) (quoting Kenner v. Comm’r,
387 F.2d
689, 691 (7th Cir. 1968)); see also Fed. R. Civ. P. 60(d)(3). The magistrate judge and
district court similarly did not address this legal argument or Petitioner’s related evidence
allegedly showing that the arresting officer lied in his report. We are persuaded that
reasonable jurists could debate whether the district court erred in dismissing the petition
as time-barred without considering these arguments and authorities.
4
Where the district court denies a habeas petition on procedural grounds, we will
grant a certificate of appealability if the petitioner shows that reasonable jurists would
find debatable (1) whether the procedural ruling was correct, and (2) whether the petition
states a valid claim of the denial of a constitutional right. Slack v. McDaniel,
529 U.S.
473, 484 (2000). However, when the merits of the underlying constitutional claims have
not been addressed by the district court or briefed on appeal, “our review is limited,” and
we “only take a quick look at the federal habeas petition to determine whether [the
petitioner] has facially alleged the denial of a constitutional right.” Gibson v. Klinger,
232 F.3d 799, 802-03 (10th Cir. 2000) (internal quotation marks and brackets omitted).
In this case, our quick look at the habeas petition persuades us that Petitioner has facially
alleged the denial of a constitutional right, although we express no opinion as to the
ultimate legal and factual merits of his claims. We are also persuaded that reasonable
jurists could debate the correctness of the district court’s procedural ruling, and,
moreover, that Petitioner’s arguments that his claims withstand the habeas limitations
period would best be addressed by the district court in the first instance.
We accordingly GRANT Petitioner’s request for a certificate of appealability and
REVERSE and REMAND for further proceedings consistent with this order and
judgment. Petitioner’s motion to proceed in forma pauperis on appeal is GRANTED.
Entered for the Court
Monroe G. McKay
Circuit Judge
5