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Young v. Stephens, 18-1225 (2019)

Court: Court of Appeals for the Tenth Circuit Number: 18-1225 Visitors: 4
Filed: Jul. 09, 2019
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT July 9, 2019 _ Elisabeth A. Shumaker Clerk of Court MICHAEL YOUNG, Plaintiff - Appellant, v. No. 18-1225 (D.C. No. 1:15-CV-00891-RPM) DEREK STEPHENS, individually and in (D. Colo.) his official capacity as a Loveland Police Officer; CHRISTOPHER BROWN, individually and in his official capacity as a Loveland Police Officer, Defendants - Appellees. _ ORDER AND JUDGMENT* _ Before BRISCOE, LUCERO,
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                                                                                 FILED
                                                                     United States Court of Appeals
                       UNITED STATES COURT OF APPEALS                        Tenth Circuit

                             FOR THE TENTH CIRCUIT                            July 9, 2019
                         _________________________________
                                                                          Elisabeth A. Shumaker
                                                                              Clerk of Court
 MICHAEL YOUNG,

       Plaintiff - Appellant,

 v.                                                          No. 18-1225
                                                   (D.C. No. 1:15-CV-00891-RPM)
 DEREK STEPHENS, individually and in                          (D. Colo.)
 his official capacity as a Loveland Police
 Officer; CHRISTOPHER BROWN,
 individually and in his official capacity as a
 Loveland Police Officer,

       Defendants - Appellees.
                      _________________________________

                             ORDER AND JUDGMENT*
                         _________________________________

Before BRISCOE, LUCERO, and MORITZ, Circuit Judges.
                   _________________________________

       Michael Young appeals following a jury verdict in favor of Loveland Police

Department (“LPD”) officers Derek Stephens and Christopher Brown on Young’s

excessive force claims. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.

                                              I

       After receiving a call for a welfare check, an LPD officer believed she saw

Young with weapons in his home. A background check revealed Young had



       *
         This order and judgment is not binding precedent, except under the doctrines
of law of the case, res judicata, and collateral estoppel. It may be cited, however, for
its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
previously been convicted of two felonies. LPD detective Patrick Musselman applied

for a search warrant for Young’s home to gather evidence that Young was unlawfully

possessing weapons as a felon. Search and arrest warrants were approved. Pursuant

to LPD policy, Musselman prepared a “threat matrix” for Young. This analysis

recommended a SWAT team for the search based on prior reports that Young had

threatened doctors and law enforcement, an incident in which Young’s ex-wife called

police claiming he chased her from his home with a sword, and his two prior felony

convictions.

      Several days after the welfare check, members of the LPD executed the search

warrant while Young was not home. They discovered four swords and a large fixed-

blade knife. When Young returned home after the officers had left, he called the

police department. Musselman informed him that he was subject to an arrest warrant

and urged Young to turn himself in. After speaking with his grandmother, Young

agreed to do so.

      Stephens and Brown were surveilling Young’s home when they learned Young

planned to turn himself in. They decided to follow Young to the police department,

and planned to conduct a “high-risk stop” of his vehicle if it deviated from that route.

Young and his grandmother left the home and began driving toward the police

station, but then entered a parking lot. The officers stopped the car in the lot. Both

Stephens and Brown described Young’s arrest as occurring without incident. Young

claims Stephens twisted his arm and shoulder, slammed him into his grandmother’s

car, dragged him to the police car, kicked his knee, and roughly folded him into the

                                           2
vehicle. Young’s grandmother did not see much of the incident, but stated she felt

something slam into her car and saw Young pinned against it.

      Young brought excessive force claims against Stephens and Brown following

his arrest. Prior to trial, he filed a motion in limine, arguing evidence of his two prior

felonies was inadmissible under Fed. R. Evid. 609. He also argued that if the court

considered admitting such evidence, “that consideration is subject to Rule 403 to

determine if the probative value is substantially outweighed by its prejudicial effect.”

In ruling on the motion, the district court stated: “prior felonies, we’ve got to have

that—he does have prior felonies because that’s the reason for the arrest warrant.” It

allowed the fact of Young’s prior felonies to come in, but did not permit any details

about the crimes other than the years of the convictions.

      Prior to voir dire, the court provided a brief summary of the case, stating

defendants “had a warrant to search Mr. Young’s house and a warrant for his arrest

based on information that he had illegal possession of a firearm because he had been

convicted of felonies in 1997, and 2004.” The felonies were mentioned during the

trial on several occasions, and were referenced by both attorneys. The jury returned a

verdict in favor of defendants. Young timely appealed.

                                            II

      We review a district court’s decision to admit evidence for abuse of discretion.

Eisenhour v. Weber Cty., 
897 F.3d 1272
, 1276 (10th Cir. 2018). “Under this

standard, we will not reverse unless the district court’s decision exceeded the bounds



                                            3
of permissible choice in the circumstances or was arbitrary, capricious or whimsical.”

Id. at 1277
(quotation omitted).

      Young argues the evidence of his prior convictions was inadmissible under

Rule 609. That Rule states that if a prior conviction is more than ten years old, it

may not be admitted “to attack[] a witness’s character for truthfulness” unless “its

probative value, supported by specific facts and circumstances, substantially

outweighs its prejudicial effect.” Fed. R. Evid. 609(b)(1). However, “[t]he

limitations of Rule 609 are not applicable if a conviction is admitted for a purpose

other than to prove the witness’s character for untruthfulness.” Fed. R. Evid. 609,

Committee Notes on Rule—2006 Amendment. The district court in this case

explicitly admitted the fact of Young’s prior convictions because they were “the

reason for the arrest warrant,” not for credibility purposes. Young concedes in his

Opening Brief that defendants “did not argue, and the District Court did not rule, that

the Evidence was admissible to impeach [his] testimony.”

      The proper metric to determine admissibility is described in Fed. R. Evid. 403.

That Rule states evidence is admissible unless “its probative value is substantially

outweighed by . . . unfair prejudice.” 
Id. “In performing
the 403 balancing, the court

should give the evidence its maximum reasonable probative force and its minimum

reasonable prejudicial value.” Deters v. Equifax Credit Info. Servs., Inc., 
202 F.3d 1262
, 1274 (10th Cir. 2000). “The district court is clearly in a superior position to

perform this analysis, and thus is accorded broad discretion in making such

decisions.” 
Id. 4 District
courts must exercise caution in allowing a jury to learn a party is a

felon. Admitting such evidences carries the risk that the jury will “reject [a

plaintiff’s] claim on the ground that he was a bad person.” Therrien v. Target Corp.,

617 F.3d 1242
, 1257 (10th Cir. 2010). Nevertheless, “evidence is admissible when it

provides the context for the crime, is necessary to a full presentation of the case, or is

appropriate in order to complete the story of [a claim] by proving its immediate

context or the res gestae.” United States v. Kimball, 
73 F.3d 269
, 272 (10th Cir.

1995) (quotations omitted). Jurors “who hear a story interrupted by gaps of

abstraction may be puzzled at the missing chapters.” Old Chief v. United States, 
519 U.S. 172
, 189 (1997). The fact that Young had prior felony convictions was relevant

to an unusually substantial portion of this case: to show why his home was searched,

why the search was conducted when he was not present, and why he was arrested.

Although admission of such evidence may be weighed differently if felony

convictions make up a lesser part of the res gestae, we cannot say the district court

abused its discretion in this case.1

                                           III

       AFFIRMED.


                                             Entered for the Court


                                             Carlos F. Lucero
                                             Circuit Judge

       1
       Because we affirm, we decline to consider defendants’ argument that Young
waived or failed to properly preserve the issues presented on appeal.
                                            5

Source:  CourtListener

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