Filed: Jul. 03, 2019
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT July 3, 2019 _ Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 19-3077 (D.C. No. 2:13-CR-20043-CM-1) CLIFFORD A. DODDS, (D. Kan.) Defendant - Appellant. _ ORDER AND JUDGMENT* _ Before MATHESON, McKAY, and BACHARACH, Circuit Judges. _ Clifford A. Dodds appeals from a district court order dismissing his motion for a sentence reduction. Exercising juris
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT July 3, 2019 _ Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 19-3077 (D.C. No. 2:13-CR-20043-CM-1) CLIFFORD A. DODDS, (D. Kan.) Defendant - Appellant. _ ORDER AND JUDGMENT* _ Before MATHESON, McKAY, and BACHARACH, Circuit Judges. _ Clifford A. Dodds appeals from a district court order dismissing his motion for a sentence reduction. Exercising jurisd..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT July 3, 2019
_________________________________
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 19-3077
(D.C. No. 2:13-CR-20043-CM-1)
CLIFFORD A. DODDS, (D. Kan.)
Defendant - Appellant.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before MATHESON, McKAY, and BACHARACH, Circuit Judges.
_________________________________
Clifford A. Dodds appeals from a district court order dismissing his motion for a
sentence reduction. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
I. BACKGROUND
Mr. Dodds pled guilty to drug and firearm offenses. In the plea agreement
entered into under Federal Rule of Criminal Procedure 11(c)(1)(C), the parties agreed
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It may
be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and
10th Cir. R. 32.1.
Mr. Dodds should be sentenced to 210 months in prison. The Presentence
Investigation Report (“PSR”) determined that Mr. Dodds was a career offender under
United States Sentencing Guideline (“U.S.S.G.”) § 4B1.11 and that his sentencing
range should be 262 to 327 months. Nevertheless, the district court accepted the
Rule 11(c)(1)(C) plea agreement and sentenced Mr. Dodds to 210 months. He did
not file a direct appeal.
Mr. Dodds moved under 28 U.S.C. § 2255 for habeas relief, asserting his counsel
was ineffective because he failed to object to the PSR’s determination that his prior
convictions qualified him as a career offender under § 4B1.1. The district court denied
this claim. This court denied Mr. Dodds a certificate of appealability (“COA”) for
appellate review.
Mr. Dodds next moved under 18 U.S.C. § 3582(c)(2) to reduce his sentence based
on Amendment 782 to the Guidelines and Hughes v. United States,
138 S. Ct. 1765
(2018). The district court denied the motion, holding that neither Amendment 782 nor
Hughes affects sentences based on § 4B1.1, the career offender Guideline.
1
U.S.S.G. § 4B1.1(a) states:
A defendant is a career offender if (1) the defendant
was at least eighteen years old at the time the defendant
committed the instant offense of conviction; (2) the instant
offense of conviction is a felony that is either a crime of
violence or a controlled substance offense; and (3) the
defendant has at least two prior felony convictions of
either a crime of violence or a controlled substance
offense.
2
II. DISCUSSION
On appeal, Mr. Dodds argues he was not sentenced as a career offender and that
Hughes authorizes a sentence reduction under Amendment 782 because he entered into a
Rule 11(c)(1)(C) binding plea agreement. Aplt. Br. at 2.
A. Legal Background
Title 18 U.S.C. § 3582(c)(2) authorizes a sentence reduction for “a defendant who
has been sentenced to a term of imprisonment based on a sentencing range that has
subsequently been lowered by the Sentencing Commission.”
Amendment 782 lowered the offense levels under U.S.S.G. § 2D1.1.2 It reduced
by two levels the base offense levels of crimes involving many of the controlled
substances listed in the Guidelines’ Drug Quantity Table in § 2D1.1(c). See U.S.S.G.
app. C, Amend. 782;3 United States v. Green,
886 F.3d 1300, 1302 (10th Cir. 2018). But
it did not lower the sentencing range for § 4B1.1 career offenders. See United States v.
Akers,
892 F.3d 432, 433 (D.C. Cir. 2018).
In Hughes, the Supreme Court said a defendant may seek § 3582(c)(2) relief on
the ground he entered into a plea agreement under Fed. R. Crim. P. 11(c)(1)(C). 138 S.
2
“This amendment revises the guidelines applicable to drug trafficking offenses
by changing how the base offense levels in the Drug Quantity Table in § 2D1.1 . . .
incorporate the statutory mandatory minimum penalties for such offenses.” U.S.S.G.
app. C, Amend. 782, comment. (effective Nov. 1, 2014).
3
U.S.S.G. § 2D1.1(c) contains a Drug Quantity Table that sets the base
offense level for possession of various drug quantities.
3
Ct. at 1778. But it also recognized that § 3582(c)(2) authorizes a sentence reduction
“based on a sentencing range that has subsequently been lowered by the Sentencing
Commission.”
Id. at 1775 (quoting 18 U.S.C. § 3582(c)).
Hughes clarified that Rule 11(c)(1)(C) plea agreements are “based on” a
Guidelines range—and therefore eligible for § 3582(c)(2) relief—if the Guidelines range
“was part of the framework the district court relied on in imposing the sentence or
accepting the agreement.”
Id. Because “the Sentencing Guidelines prohibit district courts
from accepting [Rule 11(c)(1)(C)] agreements without first evaluating . . . the defendant’s
Guidelines range,” the Court held that “in the usual case . . . the sentence to be imposed
pursuant to [a Rule 11(c)(1)(C)] agreement [is] ‘based on’ the defendant’s Guidelines
range.”
Id. at 1776.
But if the record clearly indicates that an amended “Guidelines range was not a
relevant part of the analytic framework the judge used to determine the sentence or to
approve the agreement, . . . the defendant’s sentence was not based on that sentencing
range, and relief under § 3582(c)(2) is unavailable.”
Id. (quotations and citations
omitted).
B. Analysis
Mr. Dodds argues he was not sentenced as a career offender because he was
sentenced to 210 months under a “[Rule] 11(c)(1)(C) binding plea.” Aplt. Br. at 2. Even
if this were so, he would be eligible for a sentence reduction under § 3582(c)(2) only if
his sentence were “based on a sentencing range that [was] subsequently . . . lowered by
4
the Sentencing Commission.” 18 U.S.C. § 3582(c)(2). Our § 3582(c)(2) analysis must
focus, therefore, on “the reasons for the sentence that the district court imposed, not the
reasons for the parties’ plea agreement.”
Hughes, 138 S. Ct. at 1776. The only
sentencing range the court relied on at Mr. Dodds’s sentencing hearing was for a career
offender, and Amendment 782 did not lower the career offender Guideline.
The record shows the district court calculated the advisory Guidelines range of
262 to 327 months using the career offender Guideline, U.S.S.G. § 4B1.1. The court
ultimately sentenced Mr. Dodds to 210 months after determining that “a variance would
be appropriate in this case from the guideline range sentence.” ROA, Vol. 1 at 81. The
court never mentioned or applied § 2D1.1(c). In other words, the court looked to the
Guideline range for § 4B1.1 career offender status, which falls outside Amendment 782’s
coverage. This leaves Mr. Dodds with no basis to argue for a sentence reduction under
§ 3582(c)(2) or Amendment 782.
Although Hughes recognized that Rule 11(c)(1)(C) plea agreements are often
“based on” the defendant’s Guidelines range for the purposes of a § 3582(c) motion,
see
138 S. Ct. at 1776, the Court also acknowledged the statutory requirement that, to qualify
for a sentence reduction, the defendant’s sentence also must be “based on a sentencing
range that has subsequently been lowered by the Sentencing Commission,” 18 U.S.C.
§ 3852(c)(2). That requirement was satisfied in Hughes because the district court
calculated the Guidelines sentencing range using the drug quantity Guidelines, which
were later revised under Amendment 782. See Sentencing Hearing Transcript, United
5
States v. Hughes, No. 4:13-CR-043-01-HLM-WEJ (N.D. Ga. Nov. 6, 2015), Dist. Ct.
Doc. 106 at 5-6; see also
Hughes, 138 S. Ct. at 1778.
Here, neither the plea agreement, the change of plea transcript, nor the
sentencing transcript even mentioned the drug quantity Guidelines. The district court
calculated a Guidelines range using the § 4B1.1 career offender Guideline. It then
varied downward from that range to reach the sentence the parties agreed to in the
plea agreement. Amendment 782 does not affect § 4B1.1. Accordingly, Mr. Dodds’s
sentence was not “based on a sentencing range that [was] subsequently . . . lowered
by the Sentencing Commission.” 18 U.S.C. § 3582(c)(2).
III. CONCLUSION
The district court correctly determined it lacked authority under § 3582(c)(2)
to reduce Mr. Dodd’s sentence. We affirm the district court’s judgment.
Entered for the Court
Scott M. Matheson, Jr.
Circuit Judge
6