Filed: Oct. 30, 2020
Latest Update: Oct. 30, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT October 30, 2020 _ Christopher M. Wolpert Clerk of Court MICHAEL MCGOWAN, Plaintiff - Appellant, v. No. 19-1457 (D.C. No. 1:18-CV-03353-CMA-NRN) C. HUDDLESTON, ADX Nurse; JONES, (D. Colo.) ADX Nurse; WILLIAMS, ADX Nurse; M. PALIDER, Lieutenant; J. ARMIJO, Lieutenant; S. SCARBROUGH, Lieutenant; D. BEHLE, Lieutenant; D. MURTON, Lieutenant; N. RUDD, Lieutenant, Defendants - Appellees. _ ORDER AND
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT October 30, 2020 _ Christopher M. Wolpert Clerk of Court MICHAEL MCGOWAN, Plaintiff - Appellant, v. No. 19-1457 (D.C. No. 1:18-CV-03353-CMA-NRN) C. HUDDLESTON, ADX Nurse; JONES, (D. Colo.) ADX Nurse; WILLIAMS, ADX Nurse; M. PALIDER, Lieutenant; J. ARMIJO, Lieutenant; S. SCARBROUGH, Lieutenant; D. BEHLE, Lieutenant; D. MURTON, Lieutenant; N. RUDD, Lieutenant, Defendants - Appellees. _ ORDER AND ..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 30, 2020
_________________________________
Christopher M. Wolpert
Clerk of Court
MICHAEL MCGOWAN,
Plaintiff - Appellant,
v. No. 19-1457
(D.C. No. 1:18-CV-03353-CMA-NRN)
C. HUDDLESTON, ADX Nurse; JONES, (D. Colo.)
ADX Nurse; WILLIAMS, ADX Nurse; M.
PALIDER, Lieutenant; J. ARMIJO,
Lieutenant; S. SCARBROUGH,
Lieutenant; D. BEHLE, Lieutenant; D.
MURTON, Lieutenant; N. RUDD,
Lieutenant,
Defendants - Appellees.
_________________________________
ORDER AND JUDGMENT *
_________________________________
Before HARTZ, McHUGH, and EID, Circuit Judges.
_________________________________
Michael McGowan is a pro se Mississippi inmate in the custody of the Bureau
of Prisons (BOP). He appeals the district court’s grant of summary judgment on his
Eighth Amendment claim for failure to exhaust administrative remedies. We affirm.
*
After examining the briefs and appellate record, this panel has determined
unanimously to honor the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It
may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1
and 10th Cir. R. 32.1.
I
Mr. McGowan filed an amended complaint under Bivens v. Six Unknown
Named Agents of the Federal Bureau of Narcotics,
403 U.S. 388 (1971), claiming he
was denied adequate medical care and repeatedly placed in four-point restraints in
violation of the Eighth Amendment. He also claimed he was improperly transferred
from Mississippi into BOP custody. On initial screening, the district court adopted a
magistrate judge’s report and recommendation to dismiss the improper-transfer claim
as frivolous. Defendants then moved for summary judgment on the Eighth
Amendment claims, arguing that Mr. McGowan failed to exhaust his administrative
remedies. A magistrate judge agreed and recommended granting the motion. After
the time had passed for Mr. McGowan to object to that recommendation, the district
court adopted it and entered summary judgment on both Eighth Amendment claims.
Mr. McGowan now appeals the entry of summary judgment on his Eighth
Amendment unlawful-restraint claim, insisting he exhausted it. 1
II
As an initial matter, we reject defendant’s contention that this appeal is barred
by the firm waiver rule. Under this court’s firm waiver rule, “the failure to make
timely objections to the magistrate[ judge’s] findings or recommendations waives
1
Mr. McGowan’s opening brief does not contest the disposition of his
improper-transfer and denial-of-medical-care claims, so we do not consider those
rulings. See Bronson v. Swensen,
500 F.3d 1099, 1104 (10th Cir. 2007) (“[W]e
routinely have declined to consider arguments that are not raised, or are inadequately
presented, in an appellant’s opening brief.”).
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appellate review of both factual and legal questions.” United States v. One Parcel of
Real Prop.,
73 F.3d 1057, 1059 (10th Cir. 1996) (internal quotation marks omitted).
The firm waiver rule “does not apply, however, when (1) a pro se litigant has not
been informed of the time period for objecting and the consequences of failing to
object, or when (2) the interests of justice require review.” Morales-Fernandez v.
INS,
418 F.3d 1116, 1119 (10th Cir. 2005) (italics and internal quotation marks
omitted).
The magistrate judge’s report and recommendation warned Mr. McGowan of
the consequences of failing to timely object, but he contends he did not receive it
until the time for objecting had already run. He says the district court clerk sent the
report and recommendation to the wrong address at the Federal Transfer Center in
Oklahoma City, Oklahoma (FTC-Oklahoma City) after he had already been
transferred to another prison in California (MDC-Los Angeles). This explanation
finds some support in the record. Specifically, before the report and recommendation
issued, Mr. McGowan notified the district court on October 11, 2019, of his new
address at MDC-Los Angeles. See Dist. Ct. Doc. 47. Then on October 24, he
notified the court that his address had changed back to FTC-Oklahoma City and that
it would change again, although he did not specify another address. See Dist. Ct.
Doc. 52. Several days later, on November 1, the magistrate judge issued the report
and recommendation, notifying Mr. McGowan that he had fourteen days to object.
Mr. McGowan did not object, but on November 25, he notified the court that he had
been transferred once again to MDC-Los Angeles, although he did not indicate when
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he had been transferred. See Dist. Ct. Doc. 57. The record does not reflect his
whereabouts on November 1, but on January 7, 2020, Mr. McGowan notified the
court that he was being transferred from MDC-Los Angeles back to FTC-Oklahoma
City and that he would eventually be transferred to the United States Penitentiary in
Florence, Colorado. See Dist. Ct. Doc. 68.
Given the record’s lack of clarity regarding Mr. McGowan’s whereabouts on
November 1, the number of times he was transferred immediately before and after the
magistrate judge issued his report and recommendation, and Mr. McGowan’s efforts
to inform the court of his whereabouts, we decline to apply the firm waiver rule and
proceed to the merits of this appeal. See Casanova v. Ulibarri,
595 F.3d 1120,
1123-24 (10th Cir. 2010) (concluding that the inmate’s efforts to comply with the
firm waiver rule and the plausibility of his explanation for failing to do so weighed in
favor of excusing him from the rule’s application).
III
“We review summary judgment decisions de novo, applying the same legal
standard as the district court.” May v. Segovia,
929 F.3d 1223, 1234 (10th Cir. 2019)
(internal quotation marks omitted). “‘The court shall grant summary judgment if the
movant shows that there is no genuine dispute as to any material fact and the movant
is entitled to judgment as a matter of law.’”
Id. (quoting Fed. R. Civ. P. 56(a)). “We
also review de novo the finding that Mr. [McGowan] failed to exhaust his
administrative remedies.”
Id. (internal quotation marks omitted).
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The Prison Litigation Reform Act (PLRA) states that “‘[n]o action shall be
brought with respect to prison conditions by a prisoner . . . until such administrative
remedies as are available are exhausted.’”
Id. at 1226 (quoting 42 U.S.C. § 1997e(a))
(ellipsis omitted). To satisfy the exhaustion requirement, an inmate must properly
exhaust his administrative remedies. See Woodford v. Ngo,
548 U.S. 81, 93 (2006).
“Because the prison’s procedural requirements define the steps necessary for
exhaustion, an inmate may only exhaust by properly following all of the steps laid
out in the prison system’s grievance procedure.” Little v. Jones,
607 F.3d 1245, 1249
(10th Cir. 2010) (citation omitted). “The level of detail necessary in a grievance to
comply with the grievance procedures will vary from system to system and claim to
claim, but it is the prison’s requirements, and not the PLRA, that define the
boundaries of proper exhaustion.” Jones v. Bock,
549 U.S. 199, 218 (2007). Absent
a specific administrative directive, “a grievance satisfies § 1997e(a)’s exhaustion
requirement so long as it provides prison officials with enough information to
investigate and address the inmate’s complaint internally.” Kikumura v. Osagie,
461 F.3d 1269, 1285 (10th Cir. 2006), overruled on other grounds as recognized in
Robbins v. Oklahoma,
519 F.3d 1242, 1246 (10th Cir. 2008).
Mr. McGowan contends he exhausted his unlawful-restraint claim by filing
grievance number 952248. Defendants do not dispute this grievance was exhausted.
See Resp. Br. at 5. The problem for Mr. McGowan, however, is that in grievance
number 952248, he sought to be transferred back into the custody of the Mississippi
Department of Corrections (MDOC), not to stop the BOP’s alleged use of four-point
5
restraints. He wrote that the MDOC and the BOP entered into “Intergovernmental
Agreement # 797-9” (the Agreement) but the BOP was “refusing to abide by” it.
R. at 416. He asserted the BOP was bound to follow MDOC’s “laws, rules and
regulations,” and he averred, “I have constantly stated Mississippi does not have a
punishment of ambulatory or 4 point restraints.”
Id. He therefore requested to be
returned to MDOC custody or to have the BOP adhere to the Agreement. See
id. But
prison officials denied the grievance as repetitive of earlier grievances in which
Mr. McGowan had similarly requested to be transferred back to the MDOC.
Mr. McGowan insists grievance number 952248 was not repetitive of earlier
grievances, but that argument is beside the point. The dispositive issue is whether
Mr. McGowan satisfied the exhaustion requirement by referencing the BOP’s alleged
use of four-point restraints in seeking to be transferred back into MDOC custody.
We conclude that he did not. The governing BOP regulations state that an inmate
may file a grievance form raising “a single complaint or a reasonable number of
closely related issues.” 28 C.F.R. § 542.14(c)(2). “If the inmate includes on a single
form multiple unrelated issues, the submission shall be rejected and returned without
a response, and the inmate shall be advised to use a separate form for each unrelated
issue.”
Id. “If more space is needed, the inmate may use [a] continuation page.”
Id.
§ 542.14(c)(3).
Mr. McGowan did not use a continuation page in lodging his grievance. He
submitted only the grievance form seeking to be returned to MDOC custody because
the BOP was violating the Agreement. Although he mentioned that the MDOC does
6
not use ambulatory or four-point restraints, this was either an unrelated issue that
would have been rejected, or, at best, a “closely related” issue to support his assertion
that the BOP was violating the Agreement, presumably by using four-point restraints,
thereby justifying his transfer back to the MDOC. Either way, Mr. McGowan could
have, but did not, elaborate on his reference to four-point restraints. He attempts to
do so now, arguing that the “only relief [he] deem[ed] legitimate [was] to be released
from the [Agreement], which [was] holding him in [BOP] custody,” Aplt. Br. at 2,
but he fails to explain why he did not simply request that staff stop using four-point
restraints. In any event, the focus of the grievance was that Mr. McGowan should be
returned to the MDOC because the BOP was violating the Agreement. Given this
context, Mr. McGowan’s reference to four-point restraints was not enough to exhaust
a separate unlawful-restraint claim. Instead, it appears more likely that grievance
number 952248 aimed to exhaust Mr. McGowan’s improper-transfer claim, which is
not before us. Accordingly, the district court properly granted summary judgment.
IV
The judgment of the district court is affirmed. Mr. McGowan’s motion to
proceed on appeal without prepayment of filing fees is granted, and he is reminded of
his obligation to continue making partial payments toward his appellate filing fee
until the entire balance is paid in full. See 28 U.S.C. § 1915(b)(1)-(2).
Entered for the Court
Allison H. Eid
Circuit Judge
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