Filed: Aug. 18, 2020
Latest Update: Aug. 18, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT August 18, 2020 _ Christopher M. Wolpert Clerk of Court SOUTH WIND WOMEN’S CENTER LLC, on behalf of itself, its physicians and staff, and its patients, d/b/a Trust Women Oklahoma City; LARRY A. BURNS, D.O., on behalf of himself and his staff and his patients; COMPREHENSIVE HEALTH OF PLANNED PARENTHOOD GREAT PLAINS INC., on behalf of itself, its physicians and staff, and its patients, Plaintiff
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT August 18, 2020 _ Christopher M. Wolpert Clerk of Court SOUTH WIND WOMEN’S CENTER LLC, on behalf of itself, its physicians and staff, and its patients, d/b/a Trust Women Oklahoma City; LARRY A. BURNS, D.O., on behalf of himself and his staff and his patients; COMPREHENSIVE HEALTH OF PLANNED PARENTHOOD GREAT PLAINS INC., on behalf of itself, its physicians and staff, and its patients, Plaintiffs..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT August 18, 2020
_________________________________
Christopher M. Wolpert
Clerk of Court
SOUTH WIND WOMEN’S CENTER
LLC, on behalf of itself, its physicians and
staff, and its patients, d/b/a Trust Women
Oklahoma City; LARRY A. BURNS,
D.O., on behalf of himself and his staff and
his patients; COMPREHENSIVE
HEALTH OF PLANNED
PARENTHOOD GREAT PLAINS INC.,
on behalf of itself, its physicians and staff,
and its patients,
Plaintiffs - Appellees,
No. 20-6055
v. (D.C. No. 5:20-CV-00277-G)
(W.D. Okla.)
J. KEVIN STITT, in his official capacity
as Governor of Oklahoma; MICHAEL
HUNTER, in his official capacity as
Attorney General of Oklahoma; DAVID
PRATER, in his official capacity as
District Attorney for Oklahoma County;
GREG MASHBURN, in his official
capacity as District Attorney for Cleveland
County; GARY COX, in his official
capacity as Oklahoma Commissioner of
Health; MARK GOWER, in his official
capacity as Director of the Oklahoma
Department of Emergency Management,
Defendants - Appellants.
----------------------------------------------
THE AMERICAN CENTER FOR LAW
AND JUSTICE; SIXTY-TWO
MEMBERS OF THE OKLAHOMA
SENATE AND OKLAHOMA HOUSE OF
REPRESENTATIVES; AMERICAN
PUBLIC HEALTH ASSOCIATION;
DEBORAH ALLEN; OXIRIS BARBOT;
DEBORAH A. BARTZ; RONALD
BAYER; CHRIS BEYRER; CAROLINE
BUCKEE; ALICE CHEN; MARY ANN
CHIASSON; SUSAN COHN; DEBORAH
COTTON; WAFAA EL-SADR;
BARBARA FERRER; JONATHAN
FIELDING; LINDA FRIED; SANDRO
GALEA; MARIA GALLO; SAMANTHA
GARBERS; GREGG GONSALVES;
ANDREW GOODMAN; CELINE R.
GOUNDER; NATHAN D. GRUBAUGH;
JODIE L. GUEST; KELLI HALL;
MARGARET A. HAMBURG;
ELIZABETH JANIAK; HEIDI JONES;
MITCHELL KATZ; DEBORAH
KAPLAN; NANCY KRIEGER; MARC
LIPSITCH; MARK LURIE; NICOLE
LURIE; POOJA MEHTA; MICHAEL
MINA; GINA NOVICK; JENNIFER
NUZZO; SAAD B. OMER; NANCY
PADIAN; KIMBERLY POWERS;
LESLIE ROBERTS; ROGER ROCHAT;
JOSHUA SALOMON; ANTHONY D.
SO; ANDREA SWARTZENDRUBER;
JANET TURAN; STEN H. VERMUND;
JUDITH N. WASSERHEIT; JULIE
WOMACK; EVA HARRIS, ROMAN
CATHOLIC DIOCESE OF TULSA,
ARCHDIOCESE OF OKLAHOMA CITY,
CATHOLIC CONFERENCE OF
OKLAHOMA, OKLAHOMA BAPTISTS
AND OKLAHOMA FAITH LEADERS.
Amici Curiae.
_________________________________
ORDER AND JUDGMENT*
*
After examining the briefs and appellate record, this panel has determined
unanimously to honor the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
2
_________________________________
Before LUCERO, BACHARACH, and MORITZ, Circuit Judges.
_________________________________
During the COVID-19 pandemic, the Governor of Oklahoma issued an
Executive Order (EO) that suspended various medical procedures, including
abortions. Plaintiffs-Appellees (the Providers), who provide abortions, sued the
Governor and several other officials (collectively, Oklahoma), and eventually
obtained a preliminary injunction enjoining Oklahoma from enforcing the EO in
several ways related to abortions. Oklahoma quickly filed this interlocutory appeal
to challenge the injunction. But less than two weeks after Oklahoma appealed, the
relevant portions of the EO expired. The parties now agree that we should dismiss
this appeal as moot and that only one question for us remains: Should we vacate the
preliminary injunction or leave it undisturbed? We conclude that we should follow
the usual practice in interlocutory appeals, so we dismiss the appeal as moot without
vacating the injunction order.
I. Background
The Governor issued the EO on March 24, 2020, declaring an emergency and,
among other things, requiring “Oklahomans and medical providers in Oklahoma” to
“postpone all elective surgeries” and “minor medical procedures” until April 7, 2020.
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It
may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1
and 10th Cir. R. 32.1.
3
Joint App. Vol. 1 at 56. In a March 27 press release, the Governor clarified that the
EO prohibited “any type of abortion services” that were “not a medical
emergency . . . or otherwise necessary to prevent serious health risks to the unborn
child’s mother.”
Id. at 60. On April 1, the Governor amended the EO to extend the
prohibition on elective surgeries and minor medical procedures until April 30. And
on April 16, the Governor again amended the EO to allow some elective surgeries to
resume April 24; some elective surgeries and all minor medical procedures still could
not resume until April 30.1
Meanwhile, the Providers’ lawsuit—challenging the EO as it applied to
abortions—proceeded in the district court. After Oklahoma clarified how the April
16 amendments affected abortions, on April 20, the district court issued the
preliminary injunction, enjoining Oklahoma from enforcing the EO in three ways
related to abortions. The next day, Oklahoma filed this interlocutory appeal. It
sought to stay the injunction pending the appeal and to expedite the appeal (with a
decision on the merits by April 27), but we denied those requests.
1
The April 16 amendments to the EO stated that elective “procedures after”
April 24 were subject to a related Executive Memorandum (Memorandum), also
issued April 16. Joint App. Vol. 4 at 949. The Memorandum initially said that some
elective surgeries would be “[a]llowable May 1,” not April 30.
Id. at 955. On April
20, however, the Governor clarified these time frames through minor amendments to
the EO and the Memorandum, providing that the Memorandum governed elective
“surgeries on and after” April 24
, id. at 965, and that all elective surgeries would be
“[a]llowable April 30
, id. at 971. Neither party argues that these minor amendments
affect our analysis. And we note that these amendments must have occurred before
the district court issued its injunction, which references the amendments. For
convenience, we will treat the April 16 amendments as having established the
ultimate time frames.
4
On April 30, the EO’s abortion restrictions expired.
II. Discussion
We begin by concluding that this appeal challenging the preliminary injunction
is moot. Although we have jurisdiction to review a district court’s order granting a
preliminary injunction, see 28 U.S.C. § 1292(a)(1), we may lose that “jurisdiction if
an interlocutory appeal no longer presents a live case or controversy,” Fleming v.
Gutierrez,
785 F.3d 442, 444 (10th Cir. 2015). To determine if this appeal is moot,
we consider whether a present decision on the issues before us will have some effect
in the real world.
Id. at 444–45. We conclude that deciding the merits of this appeal
now would have no real-world effect because Oklahoma no longer seeks to do what
the injunction prohibits. Because the appeal is moot, we lack jurisdiction over the
merits and must dismiss. On that much, everyone seems to agree.
But the parties disagree about what, if anything, we should do with the
preliminary injunction. Oklahoma argues that we should vacate the injunction, while
the Providers contend that we should simply dismiss the appeal and leave the
injunction undisturbed.
“The statute that enables us to vacate a lower court judgment when a case
becomes moot is flexible, allowing a court to ‘direct the entry of such appropriate
judgment, decree, or order, or require such further proceedings to be had as may be
just under the circumstances.’” Alvarez v. Smith,
558 U.S. 87, 94 (2009) (quoting
28 U.S.C. § 2106). Whether to vacate a judgment after an appeal becomes moot “is
an equitable question that must be determined on the basis of the particular
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circumstances.” Schell v. OXY USA Inc.,
814 F.3d 1107, 1116 (10th Cir. 2016)
(internal quotation marks omitted). “The principal condition to which we have
looked is whether the party seeking relief from the judgment below caused the
mootness by voluntary action.” U.S. Bancorp Mortg. Co. v. Bonner Mall P’ship,
513 U.S. 18, 24 (1994).
In their disagreement over whether we should vacate the preliminary
injunction, the parties debate two general vacatur practices. Oklahoma points out
that when a civil case becomes moot while an appeal is pending, “the established
practice in the federal system is to reverse or vacate the judgment below and remand
with a direction to dismiss.” Arizonans for Official English v. Arizona,
520 U.S. 43,
71 (1997) (internal quotation marks omitted). “That procedure clears the path for
future relitigation of the issues between the parties and eliminates a judgment, review
of which was prevented through happenstance.” United States v. Munsingwear, Inc.,
340 U.S. 36, 40 (1950). “By its terms, Munsingwear applies to final judgments,” but
we have nevertheless “applied its rationale to vacate interlocutory decisions that have
no collateral or preclusive effect.” Rio Grande Silvery Minnow v. Bureau of
Reclamation,
601 F.3d 1096, 1132 (10th Cir. 2010).
The Providers highlight a different practice: “In the case of interlocutory
appeals the usual practice is just to dismiss the appeal as moot and not vacate the
order appealed from.”
Fleming, 785 F.3d at 449 (internal quotation marks omitted).
The district court in Fleming entered a preliminary injunction requiring the county in
that case “to adhere to new regulations increasing the number of voting centers and
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voting machines” before the 2014 elections.
Id. at 443. The county filed an
interlocutory appeal challenging the injunction.
Id. The 2014 elections occurred
while the appeal was pending, and we concluded that their passage mooted the
appeal.
Id. We therefore dismissed the appeal as moot.
Id. at 449. Seeing “no
reason to deviate from the usual practice” in interlocutory appeals, we did not vacate
the injunction order.
Id.
Oklahoma contends that Fleming, and the usual vacatur practice in
interlocutory appeals, should not control here because, in contrast to this case, the
district court in Fleming retained the ability to enter an appealable final judgment
involving the same issues raised by the preliminary injunction. At first glance, this
argument offers a plausible distinction between this case and Fleming. Fleming
acknowledged the “continuing proceedings” in the district court involving “the same
legal arguments” raised during the dispute over the preliminary injunction.
Id. at
444, 446 (noting the complaint, which sought permanent injunctive relief as well as
declaratory relief, remained pending as no final judgment had yet been entered on the
remaining claims for relief). Oklahoma asserts that here, however, “the whole matter
is moot.” Aplt. Reply Br. at 4. Along those lines, the Providers tell us that their
“entitlement to attorneys’ fees is the only issue left” for the district court to decide
and that “vacatur would have no impact on that issue.” Aplee. Br. at 23–24.
But a close inspection erases any meaningful distinction between Fleming and
this case. Similar to the parties here, the plaintiffs in Fleming made statements
suggesting that the case would not continue in the district court; they stated in a
7
district court pleading that they had “received full relief” and their attorney told the
district court that the case would be over if it granted the preliminary
injunction.
785 F.3d at 446 n.5. Yet we noted in Fleming it was “for the district court to
determine on remand whether any claims for relief” remained pending.
Id. And so it
is here. The Providers’ complaint seeks not only a preliminary injunction but also a
permanent injunction, a declaratory judgment, and attorneys’ fees. That complaint
has not been dismissed. And despite the parties’ broad statements suggesting they
believe the entire case is moot, they offer no specific argument about the viability of
the remaining claims in the complaint. The district court must determine which, if
any, of the Providers’ claims remain. See id.; Rio Grande Silvery Minnow v. Keys,
355 F.3d 1215, 1222 (10th Cir. 2004) (declining to vacate the district court’s
injunction order, and concluding “that because the complaint has not been dismissed
and because the injunction was temporally limited and preliminary, the district court
should determine whether there are unresolved issues that remain to be tried”).
We accept Oklahoma’s argument that it did not cause mootness by taking
action “to intentionally evade review.” Wyoming v. Zinke,
871 F.3d 1133, 1145
(10th Cir. 2017). After all, Oklahoma took no affirmative action to cause mootness
while this appeal has been pending. The EO simply expired according to a time
frame that existed before the injunction issued, albeit a time frame that the Governor
himself created. Moreover, Oklahoma’s attempt to have us address the merits during
the injunction’s brief effective duration suggests that it did not deliberately thwart
8
“appellate review to avoid a decision on the issues.” McClendon v. City of
Albuquerque,
100 F.3d 863, 868 (10th Cir. 1996).
Still, our cases show that vacatur may not be warranted in an interlocutory
appeal even if mootness was not caused primarily by a party’s action. Recall that the
appeal in Fleming became moot after elections occurred. The passing of elections no
doubt qualifies as happenstance at least as much as the event that caused mootness in
this case, the EO’s expiration. Yet in Fleming we nevertheless adhered to the usual
practice of dismissing the appeal as moot without vacating the preliminary
injunction. 785 F.3d at 449. And we did the same in Keys after concluding that
“favorable climatic conditions” were “the most significant factor” causing the appeal
to become
moot. 355 F.3d at 1221. Here too we conclude that it is appropriate to
follow the usual practice in interlocutory appeals, and we decline to vacate the
district court’s preliminary injunction order.
III. Conclusion
We dismiss this appeal as moot.
Entered for the Court
Per Curiam
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