Filed: Jul. 12, 1996
Latest Update: Feb. 21, 2020
Summary: PUBLISH IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT No. 94-4ll8 D. C. Docket No. 9l-708-CR-JAG UNITED STATES OF AMERICA, Plaintiff-Appellant, versus HARVEY N. SHENBERG, ALFONSO C. SEPE, DAVID GOODHART, Defendants-Appellees. Appeal from the United States District Court for the Southern District of Florida (July 12, 1996) Before HATCHETT and BARKETT, Circuit Judges, and GODBOLD, Senior Circuit Judge. HATCHETT, Circuit Judge: The court dismisses this appeal because the ruling in
Summary: PUBLISH IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT No. 94-4ll8 D. C. Docket No. 9l-708-CR-JAG UNITED STATES OF AMERICA, Plaintiff-Appellant, versus HARVEY N. SHENBERG, ALFONSO C. SEPE, DAVID GOODHART, Defendants-Appellees. Appeal from the United States District Court for the Southern District of Florida (July 12, 1996) Before HATCHETT and BARKETT, Circuit Judges, and GODBOLD, Senior Circuit Judge. HATCHETT, Circuit Judge: The court dismisses this appeal because the ruling in a..
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PUBLISH
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
No. 94-4ll8
D. C. Docket No. 9l-708-CR-JAG
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
versus
HARVEY N. SHENBERG,
ALFONSO C. SEPE,
DAVID GOODHART,
Defendants-Appellees.
Appeal from the United States District Court
for the Southern District of Florida
(July 12, 1996)
Before HATCHETT and BARKETT, Circuit Judges, and GODBOLD, Senior
Circuit Judge.
HATCHETT, Circuit Judge:
The court dismisses this appeal because the ruling in a
consolidated case has rendered the issue in this case moot.
FACTS
In 1989, federal and state prosecutors set-up a "sting
operation" called "Operation Court Broom" to investigate alleged
corruption in the Circuit Court of Dade County, Florida. As a
result of the investigation, a federal grand jury in the Southern
District of Florida returned a l06-count indictment against
County Judge Harvey Shenberg, David Goodhart, a lawyer, and seven
other persons for conspiring to violate the Racketeer Influence
and Corruption Act (RICO), and related crimes including multiple
acts of bribery, extortion, mail fraud, money laundering, and
case fixing.
The district court severed the trials of Shenberg, Goodhart,
and two codefendants from the remaining codefendants. The trial
commenced in September l992. On April 26, l993, the jury
returned verdicts finding Shenberg and Goodhart guilty of RICO
conspiracy, and finding Shenberg guilty of attempted extortion.
The other charges against Shenberg, Goodhart, and the two
codefendants either resulted in acquittals or hung jury verdicts.
In July l993, Shenberg and Goodhart appealed. Shortly after
the filing of their appeals, the government served Shenberg and
Goodhart with grand jury subpoenas seeking information about
other persons not previously indicted. Based upon Shenberg and
Goodhart's representations to the government that they intended
to invoke their Fifth Amendment privilege before the grand jury,
the government granted Shenberg and Goodhart "use" immunity
pursuant to l8 U.S.C. §§ 6002-6003. Thereafter, Shenberg and
Goodhart filed motions, under seal, to quash the subpoenas
contending that the government's grant of immunity did not
sufficiently protect them against self-incrimination on the
mistried counts. On September 28, l993, the district court
entered an order quashing the subpoenas without prejudice, ruling
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that the government could re-serve the subpoenas at the
conclusion of the appellees' retrial on the mistried counts.
The government then filed a motion to dismiss the mistried
counts against Shenberg and Goodhart, without prejudice, and a
motion to reconsider the order quashing the subpoenas. In
support of its motion to reconsider, the government asserted that
it would only pursue prosecution on the mistried counts if
Shenberg and Goodhart's convictions were reversed on appeal. The
district court granted the government's motion. On
reconsideration, however, the district court reaffirmed its
decision to quash the subpoenas finding that the indictment still
subjected the appellees to further prosecution because the
government would only dismiss the mistried counts without
prejudice. The government filed this appeal.
DISCUSSION
The government filed this appeal challenging the district
court's order quashing the grand jury subpoenas contending that
"use" immunity under l8 U.S.C. §§ 6002-6003 sufficiently protects
appellees' Fifth Amendment right against self-incrimination. See
Kastigar v. United States,
406 U.S. 44l (l972). In the district
court's order quashing the grand jury subpoenas, the court ruled
that the government could re-serve the subpoenas at the
conclusion of the retrial on the mistried counts.
As a result of our affirmance of the appellees' convictions
in the consolidated case of United States v. Shenberg, et al.,
Nos. 93-4798 and 93-4906, and the government's agreement to
dismiss with prejudice the mistried counts against the appellees
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in the event of our affirmance, the indictment no longer subjects
appellees to further prosecution. Consequently, the district
court's grounds for quashing the subpoenas no longer exist.
Where intervening events render issues on appeal moot, "[f]ederal
courts do not have jurisdiction under the Article III 'Case or
Controversy' provision of the United States Constitution to
decide [the questions of law raised]." Westmoreland v. National
Transportation Safety Board, 833 F.2d l46l, l462 (llth Cir.
l987). Because these intervening events permit the government to
re-serve the subpoenas, we hold the issue on appeal is now moot.
CONCLUSION
For the reasons stated above, this appeal is dismissed as
moot.
DISMISSED
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