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United States v. James Day, 05-15676 (2006)

Court: Court of Appeals for the Eleventh Circuit Number: 05-15676 Visitors: 8
Filed: Sep. 27, 2006
Latest Update: Feb. 21, 2020
Summary: [PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED _ U.S. COURT OF APPEALS ELEVENTH CIRCUIT SEPTEMBER 27, 2006 No. 05-15676 THOMAS K. KAHN _ CLERK D.C. Docket No. 05-00061-CR-J-20-TEM UNITED STATES OF AMERICA, Plaintiff-Appellee, versus JAMES DAY, Defendant-Appellant. _ Appeal from the United States District Court for the Middle District of Florida _ (September 27, 2006) Before MARCUS, WILSON, and COX, Circuit Judges. PER CURIAM: In this appeal, we consider whether th
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                                                                    [PUBLISH]

              IN THE UNITED STATES COURT OF APPEALS

                      FOR THE ELEVENTH CIRCUIT           FILED
                       ________________________ U.S. COURT OF APPEALS
                                                          ELEVENTH CIRCUIT
                                                          SEPTEMBER 27, 2006
                              No. 05-15676
                                                           THOMAS K. KAHN
                        ________________________
                                                               CLERK

                  D.C. Docket No. 05-00061-CR-J-20-TEM

UNITED STATES OF AMERICA,

                                                       Plaintiff-Appellee,

                                    versus

JAMES DAY,

                                                       Defendant-Appellant.

                        ________________________

                 Appeal from the United States District Court
                     for the Middle District of Florida
                       ________________________

                            (September 27, 2006)

Before MARCUS, WILSON, and COX, Circuit Judges.

PER CURIAM:

     In this appeal, we consider whether the sentencing court properly relied on

facts alleged in the charging document to determine that a defendant’s prior
conviction was for a violent felony as defined by the Armed Career Criminal Act, 18

U.S.C. § 924(e).

                                 I. BACKGROUND

      James Day pleaded guilty to being a felon in possession of a firearm, in

violation of 18 U.S.C. § 922(g)(1). Day had previously been convicted, under Florida

law, of: (1) breaking and entering a dwelling in 1974, (2) burglary in 1989, and (3)

burglary of a dwelling in 1990. He was sentenced as an armed career criminal,

defined by 18 U.S.C. § 924(e)(1) (the ACCA) as a person who “has three previous

convictions . . . for a violent felony or a serious drug offense, or both, committed on

occasions different from one another.” That section sets the minimum imprisonment

for armed career criminals who violate section 922(g) at fifteen years.

      Day’s position at sentencing was that he was not an armed career criminal

because his 1989 burglary conviction should not be considered a conviction for a

violent felony. Day argued that, while he was charged with second-degree felony

burglary and the information stated that he “did unlawfully enter or remain in a

structure, to-wit: a dwelling . . . with the intent to commit an offense therein, to-wit:

Theft,” he had not been convicted of that crime. (Attachment to Sentencing

Memorandum, R.1-34.) Instead, he had pleaded nolo contendere to third-degree

felony burglary. At the time, under Florida law, third-degree felony burglary could

                                           2
be committed by entry into an unoccupied structure (including the curtilage of that

unoccupied structure) or an unoccupied conveyance. The district court heard

argument on the question and ruled that the charging document was “the best

evidence to see if the defendant [fell] within the ambit of the Armed Career Criminal

provision.” Because the information charged Day with entering and remaining in a

dwelling, the district court concluded that the 1989 burglary conviction was a generic

burglary conviction and therefore a conviction for a violent felony under the ACCA.

The district court sentenced Day to 15 years’ imprisonment. Day appeals the

sentence.

     II. ISSUES ON APPEAL AND CONTENTIONS OF THE PARTIES

       Day contends that his 1989 burglary conviction does not qualify as a

conviction for a violent felony under the ACCA.1 He argues that, because he pleaded

nolo contendere to third-degree felony burglary rather than to the second-degree

felony burglary that was charged in the information, the district court erred in relying

on the factual predicate in the information to determine that the conviction was for

generic burglary. He also argues that the district court violated his Sixth Amendment




       1
        Day does not challenge the finding that his other two convictions, for breaking and entering
a dwelling in 1974 and burglary of a dwelling in 1990, qualify as violent felonies under the ACCA.

                                                 3
right to trial by jury when the court (rather than a jury) found that his three prior

felony convictions were for violent felonies.

      The Government contends that the district court properly relied on the

information and its factual allegations when it determined that his 1989 conviction

was for burglary of a structure, a generic burglary. The Government responds to

Day’s argument that his Sixth Amendment rights were violated by citing Eleventh

Circuit precedent rejecting that argument.

                         III. STANDARDS OF REVIEW

      Because Day did not raise an objection based on the Sixth Amendment in the

district court, we review his constitutional claim for plain error. United States v.

Rodriguez, 
398 F.3d 1291
, 1298 (11th Cir. 2005).

      This court reviews de novo whether a particular conviction is a violent felony

for purposes of the ACCA. United States v. Wilkerson, 
286 F.3d 1324
, 1325 (11th

Cir. 2002).

                                IV. DISCUSSION

              A. Whether Day’s Sixth Amendment Rights Were Violated

      Day contends that his Sixth Amendment right to a jury trial was violated when

the district court determined that his prior burglary convictions were convictions for

violent crimes rather than requiring a jury to make these findings. This argument is

                                          4
meritless. For purposes of the ACCA, district courts may make findings regarding

both the fact of a defendant’s conviction and the violent nature of that conviction.

See United States v. Greer, 
440 F.3d 1267
, 1275 (11th Cir. 2006). In Greer, we

reiterated what we have stated repeatedly – we follow Supreme Court precedent

holding that “the government . . . need not prove beyond a reasonable doubt that a

defendant had prior convictions for a district court to use those convictions for

purposes of enhancing a 
sentence.” 440 F.3d at 1274
(quoting United States v.

Marseille, 
377 F.3d 1249
, 1257 (11th Cir. 2004)). Cf. United States v. Gibson, 
434 F.3d 1234
, 1248 (11th Cir. 2006) (“‘We find no merit in [the] contention that the

Sixth Amendment requires that a jury, rather than a judge, determine whether [a

defendant's] convictions are within the category of offenses specified in U.S.S.G. §

4B1.1(a).’”) (alternations in original) (quoting United States v. McGowan, 134 Fed.

Appx. 359, 362 (11th Cir. 2005)).

       Thus, Day’s constitutional claim fails the plain error test because there was no

error. See United States v. Olano, 
507 U.S. 725
, 732, 
113 S. Ct. 1770
, 1776 (1993)

(recognizing that, for an appeals court to correct a forfeited error, “[t]here must be an

error that is plain and that affect[s] substantial rights” and that “seriously affect[s] the

fairness, integrity or public reputation of judicial proceedings.”) (internal quotations

omitted) (second and third alterations in original).

                                             5
    B. Whether Day’s Third-Degree Burglary Conviction Is a Conviction for a
                              Violent Felony

      The ACCA defines a violent felony as:

             [A]ny crime punishable by imprisonment for a term
             exceeding one year, or any act of juvenile delinquency
             involving the use or carrying of a firearm, knife, or
             destructive device that would be punishable by
             imprisonment for such term if committed by an adult, that--
                    (i) has as an element the use, attempted use, or
             threatened use of physical force against the person of
             another; or
                    (ii) is burglary, arson, or extortion, involves use of
             explosives, or otherwise involves conduct that presents a
             serious potential risk of physical injury to another.

18 USC § 924(e)(2)(B).

      In Taylor v. United States, 
495 U.S. 575
, 
110 S. Ct. 2143
(1990), the Supreme

Court held that a defendant has been convicted of burglary for purposes of a section

924(e) enhancement, if he was convicted of “generic burglary,” defined by the Court

as an offense “having the basic elements of unlawful or unprivileged entry into, or

remaining in, a building or structure, with intent to commit a 
crime.” 495 U.S. at 599
,

110 S. Ct. at 2158. A court may examine judicial records of the prior conviction,

including the terms of the charging document, the jury instructions, the terms of a

plea agreement, or the transcript of a plea colloquy to determine the nature of the

conviction. See Shepard v. United States, 
544 U.S. 13
, 26, 
125 S. Ct. 1254
, 1263



                                          6
(2005); 
Taylor, 495 U.S. at 602
, 110 S. Ct. at 2160. But, once a court has determined

that a conviction was for “generic burglary,” the inquiry stops. Because “generic

burglary” is listed in 18 U.S.C. § 924(e)(2)(B)(ii), the conviction is for a violent

felony.2

       In 1989, Florida’s burglary statute defined burglary as “entering or remaining

in a structure or a conveyance with the intent to commit an offense therein, unless the

premises are at the time open to the public or the defendant is licensed or invited to

enter or remain.” Fla. Stat. § 810.02(1) (1989). The statute defined three types of

burglary: (1) where the offender entered any dwelling, structure, or conveyance and

was armed or committed an assault or battery, he committed a felony of the first

degree; (2) where the offender was unarmed and entered any dwelling, occupied

structure, or occupied conveyance, he committed a felony of the second degree; and

(3) in all other burglaries, the offender committed a felony of the third degree. Fla.

Stat. § 810.02(2), (3). Under Florida law at the time, a structure included the

curtilage surrounding that structure. Fla. Stat. § 810.011(1) (1989). Thus, Day’s nolo

contendere plea to third-degree felony burglary was a plea to unlawfully entering an


       2
         If the conviction is for a crime other than “generic burglary” (or another crime enumerated
in the statute), it still may be a violent felony. In order to make that determination, a court asks if
the conviction is for a crime that “otherwise involves conduct that presents a serious potential risk
of physical injury to another[.]” 18 U.S.C. § 924(e)(2)(B)(ii); 
Taylor, 495 U.S. at 600
n.9, 110 S. Ct.
at 2159 
n.9.

                                                  7
unoccupied structure (including the curtilage of an unoccupied structure) or an

unoccupied conveyance with intent to commit an offense therein.

      The judgment of conviction for Day’s 1989 burglary stated only that Day

entered a plea of nolo contendere to “Burglary,” in violation of Fla. Stat. § 810.02,

and that the degree of the crime was “3-F.” This was insufficient information for the

district court to determine whether Day was convicted of burglarizing a structure or

a conveyance. Therefore, the district court turned to the information that charged Day

in order to determine whether his nolo contendere plea was for generic burglary. The

information charged second-degree burglary, based on the factual allegation that Day

had “unlawfully entere[ed] or remain[ed] in a structure, to-wit: a dwelling . . . with

the intent to commit an offense therein, to-wit: Theft.” (Attachment to Sentencing

Memorandum, R.1-34.) The district court did not consider any other evidence of the

factual predicate for the third-degree burglary conviction.

      In general, a court determining whether a plea to burglary defined by a

nongeneric statute is actually a plea to generic burglary may consider “the terms of

the charging document, the terms of a plea agreement or transcript of colloquy

between judge and defendant in which the factual basis for the plea was confirmed

by the defendant, or to some comparable judicial record of this information.”

Shepard, 544 U.S. at 26
, 125 S. Ct. at 1263. Day does not argue with this general

                                          8
rule. Rather, he argues that, in his case, reliance on the charging document was error.

We agree.

       Our precedent instructs that the district court may look only to the “easily

produced and evaluated court documents” to establish conduct of which the defendant

was convicted. United States v. Spell, 
44 F.3d 936
, 939 (11th Cir. 1995). “Thus, a

district court may not rely on a charging document without first establishing that the

crime charged was the same crime for which the defendant was convicted.” 
Id. at 940.
In this case, the district court erroneously relied on the charging document to

determine that Day was convicted of entering a structure. The information charged

second-degree felony burglary, the factual predicate for which was entry into a

dwelling. But, Day pleaded nolo contendere to third-degree felony burglary, a crime

not charged in the information. No plea agreement, transcript, or other document

provided more than the legal identification of the 1989 crime as burglary in the third

degree. The conviction could have been for entering a conveyance, a crime that is not

generic burglary as defined in Taylor.3




       3
         We reject the Government’s argument that because the information charged only entry into
a dwelling, Day could not have entered a plea to burglary of a conveyance. The Government cites
no Florida law that supports that idea. And, intuitively, we doubt that Florida courts would reject
a plea to a lesser charge simply because it relied on a factual predicate somewhat different from that
alleged in the information.

                                                  9
       The district court erred by basing its finding that the conviction was for generic

burglary on the information, a document that charged a crime of which Day was not

convicted.4

                                     V. CONCLUSION

       For the foregoing reasons, we vacate Day’s sentence and remand the case to the

district court for resentencing consistent with this opinion.

       VACATED AND REMANDED.




       4
        The district court did not decide whether burglary of a conveyance is a violent felony
because it satisfies the ACCA’s other criteria (that the crime “otherwise involves conduct that
presents a serious potential risk of physical injury to another.”). See 18 USC § 924(e)(2)(B)(ii).
And, the Government did not make that argument in its appellate brief. Therefore, we do not address
the question.

                                               10

Source:  CourtListener

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