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Dennis Chavez-Garcia v. United States, 06-15157 (2007)

Court: Court of Appeals for the Eleventh Circuit Number: 06-15157 Visitors: 7
Filed: Nov. 13, 2007
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED _ U.S. COURT OF APPEALS ELEVENTH CIRCUIT November 13, 2007 No. 06-15157 THOMAS K. KAHN Non-Argument Calendar CLERK _ D. C. Docket Nos. 05-21798-CV-ASG & 04-20133 CR-ASG DENNIS CHAVEZ-GARCIA, Petitioner-Appellant, versus UNITED STATES OF AMERICA, Respondent-Appellee. _ Appeal from the United States District Court for the Southern District of Florida _ (November 13, 2007) Before BIRCH, DUBINA and WILSON, Circuit
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                                                         [DO NOT PUBLISH]


             IN THE UNITED STATES COURT OF APPEALS

                     FOR THE ELEVENTH CIRCUIT                    FILED
                      ________________________         U.S. COURT OF APPEALS
                                                         ELEVENTH CIRCUIT
                                                            November 13, 2007
                             No. 06-15157
                                                          THOMAS K. KAHN
                         Non-Argument Calendar                  CLERK
                       ________________________

                           D. C. Docket Nos.
                 05-21798-CV-ASG & 04-20133 CR-ASG

DENNIS CHAVEZ-GARCIA,



                                                         Petitioner-Appellant,

                                  versus

UNITED STATES OF AMERICA,

                                                        Respondent-Appellee.


                       ________________________

                Appeal from the United States District Court
                    for the Southern District of Florida
                      _________________________

                           (November 13, 2007)

Before BIRCH, DUBINA and WILSON, Circuit Judges.

PER CURIAM:
      Dennis Chavez-Garcia, a federal prisoner proceeding on appeal with

appointed counsel, appeals the denial of his motion to vacate filed pursuant to 28

U.S.C. § 2255. The district court granted a certificate of appealability on the

following issue: whether “his trial counsel was constitutionally ineffective for not

following through with the appeal as requested.” According to Chavez, his

counsel improperly dismissed his direct appeal. Chavez contends that counsel had

a duty to consult with him about the merits of the appeal and to inquire as to his

wishes regarding the appeal. Chavez claims that at no time did he request that his

appeal be dismissed and that the filing of the voluntary dismissal was without his

approval.

      A district court’s legal conclusions in a 28 U.S.C. § 2255 proceeding are

reviewed de novo and its factual findings are reviewed for clear error. Lynn v.

United States, 
365 F.3d 1225
, 1232 (11th Cir. 2004) (per curiam). Whether a

defendant ultimately has received ineffective assistance of counsel is a mixed

question of fact and law reviewed de novo. Mincey v. Head, 
206 F.3d 1106
, 1142

(11th Cir. 2000). “Where there is directly conflicting testimony, the credibility

determination should be left to the district judge.” Greene v. United States, 
880 F.2d 1299
, 1306 (11th Cir. 1989). “[W]here there are two permissible views of the

evidence, the factfinder’s choice between them cannot be clearly erroneous.”

                                          2
Amadeo v. Zant, 
486 U.S. 214
, 226, 
108 S. Ct. 1771
, 1778, 
100 L. Ed. 2d 249
(1988) (internal quotation marks omitted). See also Otero v. United States, 
499 F.3d 1267
, 1271 (11th Cir. 2007) (per curiam) (noting that “the district court

discredited [the movant’s] testimony . . . and we are bound to respect the court’s

factual finding”).

      The legal standard governing ineffective-assistance-of-counsel claims is

derived from the benchmark case of Strickland v. Washington, 
466 U.S. 668
, 
104 S. Ct. 2052
, 
80 L. Ed. 2d 674
(1984). In Strickland, the Supreme Court

established a two-prong test for adjudicating ineffective-assistance-of-counsel

claims. First, a movant must show that counsel’s performance was deficient. 
Id. at 687,
104 S. Ct. at 2064. Second, a movant must show that the deficient

performance prejudiced the defense. 
Id. In Roe
v. Flores-Ortega, 
528 U.S. 470
, 
120 S. Ct. 1029
, 
145 L. Ed. 2d 985
(2000), the Supreme Court applied the test set forth in Strickland and reiterated the

long-established rule that a lawyer who disregards specific instructions from the

defendant to file a notice of appeal acts in a professionally unreasonable manner.

Id. at 477,
120 S. Ct. 1035
. The Supreme Court further held that, even when a

defendant has not specifically instructed his counsel to file an appeal, counsel’s

performance may still be deficient if counsel had a duty to consult with the

                                          3
defendant about an appeal, and did not do so. 
Id. at 478,
120 S. Ct. at 1035.

      This duty to consult arises when either: (1) any rational defendant would

want to appeal; or (2) the defendant reasonably demonstrated an interest in

appealing. Gomez-Diaz v. United States, 
433 F.3d 788
, 792 (11th Cir. 2005).

“[T]o show prejudice in these circumstances, a defendant must demonstrate that

there is a reasonable probability that, but for counsel’s deficient failure to consult

with him about an appeal, he would have timely appealed.” 
Flores-Ortega, 528 U.S. at 484
, 120 S. Ct. at 1038. In Flores-Ortega the Supreme Court defined the

term “consult” to mean

             advising the defendant about the advantages and
             disadvantages of taking an appeal, and making a
             reasonable effort to discover the defendant’s wishes. If
             counsel has consulted with the defendant, the question of
             deficient performance is easily answered: Counsel
             performs in a professionally unreasonable manner only
             by failing to follow the defendant’s express instructions
             with respect to an appeal.

Id. at 478,
120 S. Ct. at 1035.

      In Thompson v. United States, No. 05-16970, 
2007 WL 3033152
(11th Cir.

Oct. 18, 2007), we addressed the issue of adequacy of consultation. There, the

consultation was inadequate because counsel “simply assert[ed] the view that an

appeal would not be successful,” failed to provide information to the defendant to



                                           4
allow an intelligent and knowing decision, and made no “reasonable effort . . . to

discover Thompson’s informed wishes regarding an appeal.” 
Id. at *2.
      In this case, a magistrate judge heard live testimony during two separate

evidentiary hearings. During the first hearing, counsel testified that after the

imposition of Chavez’s sentence, counsel explained the Almendarez-Torres v.

United States1 decision to Chavez and that an appeal, if pursued, “would not be a

good appeal.”2 Counsel nonetheless filed a notice of appeal for the sake of

preserving that right and conducted further research. Counsel testified that he sent

Chavez a letter that advised Chavez of his constitutional right to appeal, explained

the Almendarez-Torres decision, and recommended that there were no non-

frivolous grounds for appeal.3 Counsel also testified that when he did not receive

a response from Chavez, he sent a Spanish-speaking investigator with the Office

of the Federal Public Defender to visit Chavez to determine whether Chavez

wanted to proceed with the appeal. The investigator testified that he met with

Chavez, that Chavez advised that he did not want to proceed with the appeal, but

instead wanted to reopen his state case, and that Chavez signed the motion to


      1
          
523 U.S. 224
, 
118 S. Ct. 1219
, 
140 L. Ed. 2d 350
(1998).
      2
          Doc. 24 at 38, 35, 39, 44.
      3
          Doc. 35 at 16.

                                                5
dismiss. The investigator memorialized the conversation in an email to counsel.

Chavez testified that he had received a letter from counsel, had the letter

translated, and understood the letter to be recommending dismissal. Chavez

maintained, however, that he disagreed with counsel’s opinion and, as a result,

attempted to call counsel at his office three to four times a day, but Smith did not

return the calls.

       During the second hearing, Chavez testified to an entirely different set of

facts. Chavez claimed that he received a letter from counsel, but that he did not

have it translated, did not understand it, and believed it to be a recommendation to

proceed with the appeal. While Chavez recalled the investigator’s visit, he

believed the paper he signed authorized the appeal to proceed, instead of a

dismissal.

       The magistrate considered the copy of the letter produced by counsel, the

email memorializing the conversation between the investigator and Chavez,

Chavez’s signature on the motion for dismissal, and the testimony of the

witnesses. The magistrate found the testimony by counsel and the investigator to

be credible and that Chavez’s testimony was equivocal and contradictory. In his

report and recommendation (“R&R”), the magistrate concluded that counsel had

consulted with Chavez and the decision to dismiss the appeal was made by Chavez

                                          6
knowingly and voluntarily. As such, Chavez failed to establish that counsel’s

performance was deficient or caused prejudice. Upon de novo review, the district

court adopted and affirmed the R&R.

      Here, where we are confronted with conflicting testimony between the

parties, we leave the credibility determination to the district court. 
Greene, 880 F.2d at 1306
. The facts present counsel as filing a timely notice of appeal,

consulting with Chavez about his appeal, including the issues on appeal, the merits

of the appeal, and the status of the controlling law. Upon consideration of this

information, Chavez formulated a new plan to re-open his state case, decided to

dismiss the appeal, and signed the motion to dismiss. On this record, we must

agree that Chavez failed to meet his burden of showing deficient performance and

prejudice. See 
Flores-Ortega, 528 U.S. at 478-81
, 120 S. Ct. at 1035-37.

      Accordingly, we affirm the denial of Chavez’s § 2255 petition.

      AFFIRMED.




                                          7

Source:  CourtListener

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