Filed: Jun. 15, 2007
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FILED FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS _ ELEVENTH CIRCUIT JUNE 15 2007 No. 06-16319 THOMAS K. KAHN Non-Argument Calendar CLERK _ D. C. Docket No. 99-00237-CR-4 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus STEVEN ANDREW CAUSEY, Defendant-Appellant. _ Appeal from the United States District Court for the Southern District of Georgia _ (June 15, 2007) Before ANDERSON, BIRCH and BARKETT, Circuit Judges. PER CURIAM: Steven An
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FILED FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS _ ELEVENTH CIRCUIT JUNE 15 2007 No. 06-16319 THOMAS K. KAHN Non-Argument Calendar CLERK _ D. C. Docket No. 99-00237-CR-4 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus STEVEN ANDREW CAUSEY, Defendant-Appellant. _ Appeal from the United States District Court for the Southern District of Georgia _ (June 15, 2007) Before ANDERSON, BIRCH and BARKETT, Circuit Judges. PER CURIAM: Steven And..
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
JUNE 15 2007
No. 06-16319 THOMAS K. KAHN
Non-Argument Calendar CLERK
________________________
D. C. Docket No. 99-00237-CR-4
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
STEVEN ANDREW CAUSEY,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Georgia
_________________________
(June 15, 2007)
Before ANDERSON, BIRCH and BARKETT, Circuit Judges.
PER CURIAM:
Steven Andrew Causey appeals his 24 month sentence for violating a
condition of his term of supervised release–specifically, for using a controlled
substance in violation of a condition of his supervision. We conclude that the
district court did not err when it overruled his objection to the introduction of
testimony as to the specific quantities of steroids that had been found in his
specimen, as the government had provided Causey with a copy of the positive
laboratory report prior to his revocation hearing. Moreover, even assuming the
government’s report should have disclosed the specific quantities of steroids that
had been found in his specimen, the district court did not abuse its discretion in
revoking Causey’s term of supervised release, because Causey failed to show that
the court’s decision to do so was based on clearly erroneous findings of fact or an
improper application of law. Accordingly, we AFFIRM.
I. BACKGROUND
In 2000, Causey was convicted of attempting to possess with intent to
distribute methamphetamine, in violation of 21 U.S.C. § 846. Causey’s criminal
conduct was subject to a minimum mandatory sentence of ten years. However, the
government filed a motion pursuant to U.S.S.G. § 5K1.1 seeking a downward
departure below ten years, which the court granted. Ultimately, Causey was
sentenced to 78 months imprisonment, followed by five years of supervised
release. A condition of Causey’s term of supervised release was that he not
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illegally possess a controlled substance. Causey did not appeal either his
conviction or his sentence.
Causey was released from prison in May 2005, and began the period of
supervised release on 27 May 2005. On 2 October 2006, a warrant was issued for
Causey on the basis that he violated the aforementioned condition of supervision.
The warrant alleged the following.
Mandatory Condition - The defendant shall refrain from any
unlawful use of a controlled substance. On August 25, 2006, a
urine specimen was collected from Causey and submitted to STL
Laboratories for testing. The results, which were received on
September 25, 2006, indicated the specimen was positive for the
anabolic steroid Nandrolone and the drug’s associated metabolites 19-
Norandrosterone, 19-Noretiocholanolone, and 19-Norepiandrosterone.
Nandrolone is a Schedule III controlled substance and requires a
prescription in the United States. Causey denied ever using anabolic
steroids and reported that he does not have a prescription for any
anabolic steroids.
R1-118. As a result, the probation officer recommended that Causey’s term of
supervision be revoked. Causey was arrested and ordered to detention pending a
revocation hearing.
On 6 November 2006, the government filed an emergency motion for a
continuance and special setting. In its motion, the government stated that the
original probation revocation proceeding had been set for 23 October 2006, but
because Causey’s counsel objected to the admissibility of the Scientific Laboratory
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Testing Report on the ground that the specimen had actually been tested by Aegis
Laboratory–working under contract with STL–Causey’s case had been continued
until 7 November. Subsequently, the government had obtained the original lab
report from Aegis, which showed the results of the specimen to be positive, and
had provided a hard copy of the report to Causey’s counsel, in hopes of obtaining a
stipulation. The government had further explained that without a stipulation from
Causey, the testing chemist from Aegis would have to be brought to Savannah to
testify. Causey’s counsel refused to stipulate to the contents of the report, and
advised that live testimony from the chemist would be required. For these reasons,
the government sought a continuance of the 7 November hearing and a special
setting of the new hearing date, with notice, to afford it a reasonable opportunity to
bring the chemist from Tennessee to Savannah to testify as to the contents of the
lab report. The district court granted the government’s motion for a continuance.
Prior to the revocation hearing, the government submitted a copy of the
specimen report– a copy of which was provided to Causey– revealing that Causey
had tested positive for Nandrolone and the drug’s associated metabolites 19-
Norandrosterone, 19-Noretiocholanolone, and 19-Norepiandrosterone. The report
further revealed that the screen cut off for Nandrolone was 10ng/mL, and the three
associated metabolites were confirmed at cutoff 10ng/mL each. Nevertheless, the
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“quantity” section of the report was blank. The report was certified by Dr.
Timothy Robert.
At the revocation hearing on 20 November 2006, David Paga, the United
States Probation Officer who was responsible for the supervision of Causey, first
testified that on 2 August 2006, he had received information from an individual in
Coffee County indicating that Causey was using steroids. Paga testified that he
had noticed “a remarkable difference in Mr. Causey’s size from the time he was on
bond until the time he was . . . arrested on the supervised release warrant.” R2 at 6.
Paga testified that on 25 August 2006, Causey had tested positive for the unlawful
use of steroids. Paga stated that, when presented with the positive test results,
Causey first said that he did not take any steroids, and later said that he had been
prescribed testosterone for impotency. Paga also testified that Causey never
presented a prescription for testosterone. Paga testified that Causey’s specimen
had been submitted to STL for the usual controlled substances and was then
submitted to a separate laboratory called Aegis Laboratories for steroid testing.
Paga testified that Nandrolone is primarily used for body building.
Dr. Timothy Robert, laboratory director at Aegis Sciences, then testified as
an expert in the filed of forensic toxicology. He testified that “the testing
performed on the specimen indicated the presence of three distinct metabolites of
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Nandrolone, which are commonly encountered in situations where a person has
either used Nandrolone or a Nandrolone precursor.”
Id. at 16. The government
further asked, “would you tell us something about the concentrations you detected
here in this sample? Were they high, low, could you make a determination?”
Id. at
17. Dr. Robert stated:
Well, I need to preface these comments with a fact that we do not
report quantitative results on our test results, because these methods
have not been validated for quantitative purposes. And, of course,
urinary testing doesn’t really benefit significantly from providing
quantitative results in most cases. But I think in this particular case, it
is fair to say that because of the fact that we had to go back and re-
analyze the sample with a rather large dilution factor that it is quite
clear that there were very large concentrations of all three of these
metabolites present in the urine specimen.
Id. at 17-18. Causey did not enter an objection at this time. The government then
sought Dr. Robert’s expert opinion by asking him:
[t]he concentration you observed and the dilution factor you had to
use . . . would you characterize those concentration levels as
consistent or inconsistent with any accidental contamination ingestion,
and why?
Id. at 18.
Causey’s counsel objected, arguing that the disclosed copy of the report had
a category for quantity on it, but that it was blank. Thus, Causey’s counsel
objected to Dr. Robert testifying to anything beyond that which was contained in
the report. Causey’s counsel did not identify this as a constitutional or due process
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objection at this point in the hearing, nor did it refer to Fed. R. Crim. P. 32.1. The
district court overruled the objection, and directed Dr. Robert to answer the
question. Dr. Robert responded that the observed concentrations were inconsistent
with those seen in cases of accidental contamination, or contamination of a
supplement product.
On cross-examination by Causey, Dr. Robert admitted that it was possible to
test positive for the three metabolites of Nandrolone without having injected the
parent drug, Decadron. Dr. Robert also testified that the ingestion of the precursors
could lead to a positive test result. Dr. Robert also stated that vitamin substances
have tested positive for the precursors of Nadrolone. Dr. Robert testified that in
other instances he had found traces of anabolic steroid precursors as non-labeled
ingredients in sleep-aids, vitamins, and dietary supplements. Dr. Robert also
indicated that the precursors are not illegal throughout the world, and that many
dietary supplements are manufactured outside the United States in facilities where
cross-contamination may occur. Dr. Robert also testified that there are published
accounts indicating that Nandrolone could be produced in the human body, and
speculating that the consumption of pork may cause an increased presence of
metabolite of Nandrolone in the body.
7
Dr. Robert explained on cross-examination that the quantity category in the
specimen report was blank because his laboratory did not put quantities for
positive test results of Nandrolone. Dr. Robert testified that the cutoff amount
referred to a threshold amount and that any amount over 10 nanograms per
milliliter for the three metabolites of Nandrolone would read as a positive test
result. At that point in the cross-examination, Dr. Robert stated that he did in fact
have with him at the hearing specific numerical data with respect to the three
metabolites found in the specimen.
Upon hearing this testimony, Causey’s counsel moved to exclude any
testimony regarding the quantitative results of the tests, on the basis that the
information had not been previously disclosed to Causey. However, Causey’s
counsel still did not refer to this as a due process argument or an objection based
on Rule 32.1. The government responded that the defendant had compelled it to
bring Dr. Robert to the hearing to testify, and the fact that Dr. Robert knew more
than what was in the report was simply a benefit of having a live expert witness.
Ultimately, the district court overruled Causey’s motion to exclude the quantitative
data and its objection to Dr. Robert’s testimony.
On redirect by the government, Dr. Robert first testified the World Anti-
Doping Agency (WADA) has set a threshold level of two nanograms to show a
8
positive test result for Nandrolone in males. Dr. Robert stated that his laboratory
considers ten nanograms a positive test result for Nandrolone, thus, the threshold
level at the laboratory is five times that of WADA. The government then asked
Dr. Robert to describe the quantitative information collected in Causey’s specimen.
Causey’s counsel again objected, “on the basis of Rule 16,” that the information
had not been previously provided to them. R2-34. The government responded that
Causey’s counsel had opened the door to that evidence, by asking about the
specific data on cross-examination. The district court overruled the objection.
Dr. Robert then testified that examination of the sample provided by Causey
revealed approximately 4,400 nanograms per milliliter of 19-Norandrostenedione,
approximately 727 nanograms per milliliter of 19-Noretiocholanolone, and
approximately 328 nanograms per milliliter of 19-Norepiandrosterone. Dr. Robert
asserted that these results would not be consistent with inadvertent incidental
exposure. Dr. Robert explained that these were not trace concentrations, but were
substantially elevated concentrations. The government rested.
Causey presented one witness, Mark Batten, Causey’s brother-in-law, who
testified that Causey lived with him for a period in 2005, and that they lifted
weights together nearly every day for an hour to two hours. Batten testified that he
9
and Causey took more than 15 different types of vitamins and supplements, which
they purchased at GNC offline or online, to try to stay fit and maintain health.
In his closing argument at the hearing, Causey’s counsel stated that Causey
did not dispute the presence of Nandrolone in his specimen, only whether the
presence of the controlled substance was of an intentional or accidental nature, or if
the sample itself had been contaminated.
The district court noted that, according to U.S.S.G. § 7B1.4, application note
4, because Causey’s original sentence had been the result of a downward departure
an upward departure was arguably warranted for his sentence for revocation of
supervised release. The district court found that level of ingestion of Nandrolone
in this case was “wildly in excess” of the minimum required to account for any
accidental ingestion or incidental contamination.
Id. at 52. Thus, the court found
that Causey violated the terms and conditions of supervised release by ingesting a
Schedule III controlled substance. The court offered Causey an opportunity to
speak in mitigation, but he refused to make a statement. The court again noted that
Causey had received a substantial downward departure on his original sentence,
and then sentenced him to an additional 24 months imprisonment, followed by a
new three year term of supervised release. Causey timely appealed.
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II. DISCUSSION
On appeal, Causey argues that the district court abused its discretion by
admitting and relying upon testimonial evidence that had not been provided to him
prior to the hearing in violation of Fed. R. Crim. P. 32.1, and due process.
Specifically, Causey argues that the government was required to provide notice
of–and produce all–evidence against him, including the actual quantities of
Nandrolone metabolites found in his specimen. Causey also contends that there
was ample evidence in the record to support a conclusion that he may have tested
positive for metabolites through inadvertent or incidental exposure or
consumption. Causey requests that the revocation of supervised release be
reversed and remanded, and the evidence relating to the specific quantities of
Nandrolone be excluded. Causey asserts that the applicable standard of review for
all of these issues is abuse of discretion.
When a defendant objects to a district court’s revocation of supervised
release, that will be reviewed under an abuse of discretion standard. United States
v. Copeland,
20 F.3d 412, 413 (11th Cir. 1994) (per curiam). A court abuses its
discretion when its decision “rests upon a clearly erroneous finding of fact, an
errant conclusion of law, or an improper application of law to fact.” United States
11
v. Baker,
432 F.3d 1189, 1202 (11th Cir. 2005) (citation omitted), cert. denied,
126
S. Ct. 1809 (2006).
By contrast, when a defendant does not raise an objection before the district
court initially, his claim will only be reviewed for plain error. United States v.
Olano,
507 U.S. 725, 731,
113 S. Ct. 1770, 1776 (1993). To establish plain error,
the defendant must prove: (1) error; (2) that is plain; and (3) that affects substantial
rights.
Id. at 732, 113 S. Ct. at 1776 (citation and quotations omitted). We will
correct the error only if it “seriously affects the fairness, integrity or public
reputation of judicial proceedings.”
Id. at 732, 113 S.Ct. at 1776 (citation and
quotations omitted). Because Causey objected to Dr. Robert’s testimony regarding
the quantity of steroids present in his sample at the revocation hearing, he
preserved his objection to the alleged failure to timely disclose the specific quantity
of steroids present in his specimen, and to the testimony itself. While Causey may
not have preserved a due process challenge or an objection based specifically on
Rule 32.1, it is not necessary for us to decide that question because, as discussed
below, under either an abuse of discretion or plain error standard of review, his
claim does not succeed.
“Defendants involved in revocation proceedings are entitled to certain
minimal due process requirements.” United States v. Frazier,
26 F.3d 110, 114
12
(11th Cir. 1994) (citation omitted). In the parole revocation context, the Supreme
Court has held that due process requires, among other things, disclosure of the
evidence against the person. Morrissey v. Brewer,
408 U.S. 471, 487-89,
92 S. Ct.
2593, 2604 (1972). Following Morrissey, this rule was codified in Federal Rule of
Criminal Procedure 32. 1(b), providing in relevant part, that the defendant in a
revocation hearing is entitled to “disclosure of the evidence against the person.”
Fed. R. Crim. P. 32.1(b)(2)(B). We have extended the “protections granted those
facing revocation of parole [to cover] those facing the revocation of supervised
release.”
Copeland, 20 F.3d at 414 (citation omitted).
In this case, it is clear that the government complied with Fed. R. Crim. P.
32.1 and due process to the extent that it provided Causey a copy of the Aegis
Laboratory report prior to the revocation hearing. This report confirmed that
Causey’s specimen tested positive for Nandrolone, at a threshold level of ten
ng/mL.
It is true, as Causey points out, that the government failed to disclose, prior
to the revocation hearing, the evidence of the specific quantities of Nandrolone and
its metabolites found in Causey’s specimen– quantities which had not been
reported on the laboratory report. Nevertheless, we affirm, because Causey fails to
13
demonstrate that the decision to revoke his term of supervised release was an abuse
of discretion or plain error. See
Baker, 432 F.3d at 1202.
First, the government sought revocation of Causey’s term of supervised
release on the grounds that he engaged in the unlawful use of a controlled
substance. It did not rely on any specific test quantity for seeking the revocation.
Second, the transcript from the revocation hearing shows that during the
government’s direct examination of Dr. Robert, the government did not ask him to
testify to the exact levels of steroids discovered in the specimen. The transcript
demonstrates that the government asked him to render an expert opinion regarding
the test results based on the data contained in the report, asking, “would you tell us
something about the concentrations you detected here in this sample. Were they
high, low, could you make a determination?” See R2 at 17. Even after Causey
objected and the court overruled his objection, Dr. Robert testified as to his expert
conclusion that, based on the ten nanograms per milliliter threshold, the observed
concentrations were inconsistent with contamination of a supplement product.
It was not until Causey’s cross-examination of Dr. Robert that Dr. Robert
was asked whether he had with him confirmation data with respect to the specific
levels of the three metabolites found in Causey’s specimen. Causey’s counsel
asked this question immediately after Dr. Robert testified that his usual laboratory
14
practice was not to put the specific quantities in the report, and that the report only
revealed whether the specimen tested above the cutoff amount. Causey then
moved to prevent Dr. Robert from testifying about this data, and the district court
denied the motion. As a result, on redirect, the government asked, and Dr. Robert
testified, as to the exact levels of the metabolites observed in Causey’s specimen.
Even assuming the government committed some error in failing to disclose
the specific quantity of steroid found in Causey’s specimen, we conclude that the
district court did not abuse its discretion or plainly err in revoking his term of
supervised release. See
Baker, 432 F.3d at 1202. It is undisputed that the
laboratory report demonstrated that Causey’s specimen tested positive for a
controlled substance, which he was prohibited from ingesting (in any amount)
according to his conditions of supervised release. The minimum “passing”
threshold levels reported on the laboratory report were five times greater than the
levels prohibited by the World Anti-Doping Agency. Furthermore, Paga testified
that he noticed a “remarkable difference” in Causey’s size, and that he had been
told by an informant that Causey was using steroids. See R2 at 6. These facts
demonstrate by a preponderance of the evidence that Causey ingested a prohibited
controlled substance, in clear violation of the conditions of his supervision.
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III. CONCLUSION
Based upon the record in this case and our discussion above, we cannot
conclude that the district court abused its discretion. Accordingly, we AFFIRM.
16