Elawyers Elawyers
Washington| Change

Deborah E. Andrews-Willmann v. John W. Snow, 08-10343 (2008)

Court: Court of Appeals for the Eleventh Circuit Number: 08-10343 Visitors: 3
Filed: Jul. 09, 2008
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED _ U.S. COURT OF APPEALS ELEVENTH CIRCUIT July 9, 2008 No. 08-10343 THOMAS K. KAHN Non-Argument Calendar CLERK _ D. C. Docket No. 05-03163-CV-JEC-1 DEBORAH E. ANDREWS-WILLMANN, Plaintiff-Appellant, versus HENRY M. PAULSON, JR., Defendant-Appellee. _ Appeal from the United States District Court for the Northern District of Georgia _ (July 9, 2008) Before BLACK, HULL and PRYOR, Circuit Judges. PER CURIAM: Deborah
More
                                                          [DO NOT PUBLISH]


              IN THE UNITED STATES COURT OF APPEALS

                      FOR THE ELEVENTH CIRCUIT                    FILED
                        ________________________         U.S. COURT OF APPEALS
                                                           ELEVENTH CIRCUIT
                                                                July 9, 2008
                              No. 08-10343                  THOMAS K. KAHN
                          Non-Argument Calendar                 CLERK
                        ________________________

                    D. C. Docket No. 05-03163-CV-JEC-1

DEBORAH E. ANDREWS-WILLMANN,


                                                            Plaintiff-Appellant,

                                    versus

HENRY M. PAULSON, JR.,

                                                           Defendant-Appellee.


                        ________________________

                 Appeal from the United States District Court
                    for the Northern District of Georgia
                      _________________________

                                (July 9, 2008)

Before BLACK, HULL and PRYOR, Circuit Judges.

PER CURIAM:

     Deborah Andrews-Willmann, proceeding pro se, appeals the district court’s
order granting summary judgment to the Secretary of Treasury Henry J. Paulson,

Jr. (the “government”) in her pro se employment action for retaliatory failure to

promote and other retaliatory conduct brought pursuant to Title VII of the Civil

Rights Act of 1964, 42 U.S.C. § 2000e et seq. After review, we affirm.

                                I. BACKGROUND

      From 1986 until she retired in October 2005, Andrews-Willmann was

employed by the Internal Revenue Service (“IRS”).

A.    Prior Complaints in 1996 and 1997

      In December 1995, Andrews-Willmann returned from a medical leave with

her psychiatrist’s note, stating that Andrews-Willmann had been treated for

depression and anxiety and needed to be placed in a less stressful position with less

frequent public contact. In response, in January 1996, Andrews-Willmann’s

immediate supervisor, Josephine Davis, instructed her to complete a statement

requesting a voluntary downgrade from a GS-7 to a clerical GS-4 position for

health reasons. Andrews-Willmann complied and was placed in a mail clerk

position.

      Between 1996 and 1997, Andrews-Willmann filed three internal complaints

of employment discrimination with the Treasury Department’s Equal Employment

Opportunity program (“EEO”), alleging that she had suffered disability



                                          2
discrimination by being demoted, as well as harassment and retaliation. The

complaints involved Carol Meyers, Andrews-Willmann’s third level supervisor

and were not resolved in Andrews-Willmann’s favor. One complaint was the basis

of Andrews-Willmann’s prior federal lawsuit, which she lost on summary

judgment in 2001.

B.     Alleged Retaliatory Conduct in 2003 to 2005

       From January 2003 until July 7, 2004, Andrews-Willmann was on leave

from work, first due to the birth of her twins and later because she developed

carpal tunnel syndrome.1 In February 2003, while on leave, Andrews-Willmann

sought a hardship transfer from the IRS’s Chamblee, Georgia office to an office in

downtown Atlanta for family reasons relating primarily to the care of her children.

Andrews-Willmann’s second level supervisor, Peggy Sue Unander, denied this

request. In August 2003, while Andrews-Willmann was preparing a second

hardship transfer request, she contacted the IRS’s personnel office for assistance.

Afterward, Andrews-Willmann’s immediate supervisor, Davis, called her at home

and in a threatening tone accused her of “causing grief in Personnel . . . .”


       1
        In January 2003 Andrews-Willmann was placed on bed rest during her pregnancy. After
her twins were born in February 2003, Andrews-Willmann used some accrued annual leave and
twelve weeks of maternity leave. In May 2003, when her paid leave was exhausted, Andrews-
Willmann took leave without pay while she sought treatment for numb hands. After she received
a carpal tunnel syndrome diagnosis in October 2003, Andrews-Willmann obtained worker’s
compensation benefits retroactive to July 2003 and was placed on partial paid leave.

                                             3
      Andrews-Willmann’s second hardship transfer request was approved.

However, Andrews-Willmann was not transferred to the downtown Atlanta office

because she was only eligible for a transfer to a position with a GS-4 or lower

grade and there were no openings for such a position. Later, after her husband

obtained a job in Columbus, Georgia, Andrews-Willmann changed her hardship

transfer request to three other IRS offices closer to Columbus. However, Andrews-

Williams was not transferred to these locations because they also did not have GS-

4 or lower grade openings.

      In December 2003, Andrews-Willmann was diagnosed with carpal tunnel

syndrome and placed on worker’s compensation leave. Andrews-Willmann

received orders from her doctor not to work with a keyboard or to perform

extensive work with her hands. As part of her effort to obtain light duty work,

Andrews-Willmann faxed her doctor’s work restrictions to Davis. In response,

Davis called Andrews-Willmann and repeatedly asked her, “Just what is it you

can’t do?” Davis posed this question in a nasty tone of voice, which suggested to

Andrews-Williams that Davis thought there was nothing wrong with Andrews-

Willmann.

      On January 5, 2004, Andrews-Willmann was scheduled to return to work.

Instead, Andrews-Willmann called Davis and indicated that her children were sick



                                          4
and needed to see the doctor. During this call, Davis threatened to “give

[Andrews-Willmann] AWOL,” unless Andrews-Willmann provided

documentation from her children’s doctor. The next day, Andrews-Willmann

provided Davis with the requested documentation, and Andrews-Willmann was not

charged with being absent without leave.

      During this same conversation, Davis also told Andrews-Willmann that she

would not provide Davis with a written offer for light duty work. Davis was

unfamiliar with the process for returning an employee to work from a worker’s

compensation claim and believed she was not required to provide Andrews-

Willmann with a written offer for light duty work. After inquiring with the

worker’s compensation office, however, Davis prepared a written offer a few days

later, on January 16, 2004. According to Andrews-Willmann, this written offer, as

well as several other revised offers, did not contain all the work restrictions

required by Andrews-Willmann’s doctor. While the IRS and Andrews-Willmann

negotiated over the wording of the written offer, the IRS repeatedly extended

Andrews-Willmann’s time to report to work.

      In March 2004, Andrews-Willmann received an acceptable written offer for

light duty work. However, Andrews-Willmann underwent surgery for her carpal

tunnel syndrome in late March 2004 and again in June 2004 and was unable to



                                           5
report to work until July 2004. Andrews-Willmann returned to work on July 7,

2004 in her previous clerk position, performing only light duty tasks. Andrews-

Willmann retired in October 2005.

C.    EEO Investigation of 2004 Complaint

      On March 27, 2004, Andrews-Willmann filed a formal EEO complaint with

the Treasury Department. Based on a review of Andrews-Willmann’s complaint,

the agency identified in a letter claims of “harassment on the bases of her physical

disability (Aggravated Bilateral Carpel [sic] Tunnel Syndrome) and/or retaliation

for prior EEO complaint activity” and listed the following five activities for

investigation: (1) Davis’s accusing Andrews-Willmann of causing the personnel

department grief; (2) the IRS’s refusal to help Andrews-Willmann locate a position

in Columbus, Georgia after her hardship transfer request was granted; (3) Davis’s

asking Andrews-Willmann “Just what is it you can’t do”; (4) Davis’s statement to

Andrews-Willmann that the IRS would not provide her with a light duty job offer;

and (5) Davis’s threat to classify Andrews-Willmann as AWOL if she failed to

submit medical documentation for her physical disability of carpal tunnel

syndrome. The agency gave Andrews-Willmann fifteen days to notify the agency

if she disagreed with the claims listed in the letter. There is no evidence in the

record that Andrews-Willmann objected to the claims as identified in the letter.

      The EEO investigator interviewed and obtained sworn statements from

                                           6
Andrews-Willmann, her immediate supervisor Davis, her second line supervisor

Unander and her third line supervisor Myers. The agency gave Andrews-

Willmann a copy of the EEO investigative file because it contained sufficient

information for the agency to make a decision on her complaint. The agency

informed Andrews-Willmann that she could request within fifteen days that the

investigative file be supplemented and that the decision to supplement the record

rested with the Complaint Center Director.

       In response, on October 5, 2004, Andrews-Willmann sent a letter to the

agency stating that the investigative file contained “nothing or very little

documentation substantiating [Andrews-Willmann’s] statements” and requested

that the agency obtain statements from ten witnesses, including various IRS and

Office of Worker’s Compensation employees. Andrews-Willmann attached a

signed, unsworn statement from her husband.

       On October 29, 2004, the agency informed Andrews-Willmann that it would

not obtain the requested statements. The agency noted that Andrews-Willmann

had not indicated what involvement or information the listed individuals could

provide related to her claims.

       Following the investigation, the agency found no discrimination. On

September 15, 2005, the EEOC affirmed the agency’s determination and issued a

right to sue letter.

                                           7
D.     District Court Proceedings

       Andrews-Willmann timely filed this pro se action in federal court.

Andrews-Willmann’s complaint alleges, among other things, that in retaliation for

her EEO complaints in 1996 and 1997, her supervisors Davis, Unander and Myers

harassed and failed to promote her.2 The government moved for summary

judgment.

       The magistrate judge’s report (“R&R”) recommended granting the

government’s motion, concluding, inter alia, that Andrews-Willmann had failed to

exhaust her retaliatory failure-to-promote claim in administrative proceedings and

had not shown a causal connection between her 1996 and 1997 EEO complaints

and the alleged retaliatory harassment by her supervisors in 2003 and 2004.

       The district court overruled Andrews-Willmann’s objections to the R&R,

adopted the R&R in its entirety and granted summary judgment to the government.

Andrews-Willmann filed this appeal.

                                     II. DISCUSSION 3

       2
        Andrews-Willmann’s complaint also alleged a claim under the Family and Medical Leave
Act (“FMLA”), which she does not pursue on appeal. In addition, the district court concluded that
Andrews-Willmann’s complaint did not include claims for constructive discharge or disability
discrimination and that her attempt to assert a retaliation claim for her 1996 demotion was barred
by the doctrine of res judicata. Andrews-Willman does not challenge these rulings on appeal. The
only claims on appeal are for retaliatory failure to promote and retaliatory harassment.
       3
         We review de novo the district court’s grant of summary judgment, viewing all evidence
and all reasonable factual inferences in the light most favorable to the non-moving party. Rioux v.
City of Atlanta, 
520 F.3d 1269
, 1274 (11th Cir. 2008).

                                                8
A.    Retaliatory Failure-to-Promote Claim

      Before filing a Title VII action, a federal employee must exhaust her

administrative remedies. Crawford v. Babbitt, 
186 F.3d 1322
, 1326 (11th Cir.

1999); 42 U.S.C. § 2000e-16(c). A plaintiff’s subsequently filed civil action is

limited by the scope of the administrative investigation that “can reasonably be

expected to grow out of the charge of discrimination.” Gregory v. Ga. Dep’t of

Human Res., 
355 F.3d 1277
, 1280 (11th Cir. 2004) (quotation marks omitted).

The purpose of the exhaustion requirement is “to give the agency the information it

needs to investigate and resolve the dispute between the employee and the

employer.” Brown v. Snow, 
440 F.3d 1259
, 1263 (11th Cir. 2006) (quotation

marks omitted). In evaluating whether an employee exhausted administrative

remedies, “we consider whether the complainant made a good faith effort to

comply with the regulations and, particularly, to provide all the relevant, specific

information available to him or her.” 
Id. (quotation marks
omitted)

      Under the applicable regulations, to exhaust her administrative remedies, a

federal employee must first consult with an EEO counselor within 45 days of the

alleged discriminatory act to see if the matter can be informally resolved. 29

C.F.R. § 1614.105. If the matter cannot be resolved informally, the employee must

file a formal complaint with the agency. See 
id. § 1614.106(a).
The complaint

must contain a signed statement from the employee that is “sufficiently precise . . .

                                           9
to describe generally the action(s) or practice(s) that form the basis of the

complaint.” 
Id. § 1614.106(c).
      A review of Andrews-Willmann’s EEO documentation reflects that

Andrews-Willmann did not provide relevant, specific information to the Treasury

Department indicating that she had been passed over for promotion in retaliation

for her prior EEO complaints. The only reference Andrews-Willmann made at the

administrative level to promotions appeared in a May 6, 2004 handwritten

clarification of her EEO complaint. In the clarification, Andrews-Willmann stated

that she had not received any interviews for GS-7 grade positions since her

demotion in 1996, despite the fact that she had a Masters degree and was qualified

for GS-9 grade positions. However, this one sentence, devoid of any information

regarding specific positions or promotional opportunities, was insufficient to put

the government on notice of a failure-to-promote claim.

      Furthermore, during the administrative process, the Treasury Department

identified from Andrews-Willmann’s complaint five alleged retaliatory acts of

harassment, none of which involved a failure to promote. Andrews-Willmann was

given an opportunity to object to the claims identified, but did not.

      Because Andrews-Willmann failed to present a retaliatory failure-to-

promote claim in her EEO complaint, the agency did not investigate or develop a

factual record on such a claim. Accordingly, the district court did not err in

                                           10
concluding that Andrews-Willmann failed to exhaust her failure-to-promote claim.

B.     Retaliatory Harassment Claim

       “To establish a prima facie showing of retaliation under Title VII, the

plaintiff must show (1) that she engaged in statutorily protected expression; (2) that

she suffered an adverse employment action; and (3) that there is some causal

relation between the two events.” Cooper v. Southern Co., 
390 F.3d 695
, 740

(11th Cir. 2004), overruled on other grounds, Ash v. Tyson Foods, Inc., 
546 U.S. 454
, 457, 
126 S. Ct. 1195
, 1197 (2006) (quotation marks omitted).4

       With respect to the third prong, “[t]o establish a causal connection, a

plaintiff must show that the decision-makers were aware of the protected conduct

and that the protected activity and the adverse action were not wholly unrelated.”

Gupta v. Fla. Bd. of Regents, 
212 F.3d 571
, 590 (11th Cir. 2000) (quotation marks

and brackets omitted). “For purposes of a prima facie case, ‘close temporal

proximity’ may be sufficient to show that the protected activity and the adverse

action were not ‘wholly unrelated.’” 
Id. However, “mere
temporal proximity,

       4
         The district court alternatively analyzed Andrews-Willmann’s claim as a hostile work
environment claim. However, while Andrews-Willmann alleged that she suffered harassment and
a hostile work environment, she did not allege that this harassment was based on a protected
characteristic, such as her race or gender, but rather alleged that it was in response to her EEO
activity. Thus, we construe Andrews-Willmann’s claim as a retaliation claim brought pursuant to
42 U.S.C. § 2000e-3(a), and analyze it under a retaliation framework.
        Further, there are threshold questions whether a plaintiff can even bring a “retaliatory
harassment claim” and, if so, whether the kind of harassment Andrews-Willmann alleges can
constitute an actionable adverse employment action. However, we need not address these issues
because Andrews-Willmann’s claim fails on the causation prong of the prima facie case.

                                               11
without more, must be ‘very close.’” Thomas v. Cooper Lighting, Inc., 
506 F.3d 1361
, 1364 (11th Cir. 2007) (quoting Clark County Sch. Dist. v. Breeden, 
532 U.S. 268
, 273, 
121 S. Ct. 1508
, 1511 (2001)). “A three to four month disparity between

the statutorily protected expression and the adverse employment action is not

enough.” 
Id. (citing Breeden,
532 U.S. at 
273, 121 S. Ct. at 1511
); accord Higdon

v. Jackson, 
393 F.3d 1211
, 1221 (11th Cir. 2004); Wascura v. City of South

Miami, 
257 F.3d 1238
, 1248 (11th Cir. 2001).

      Here, it is undisputed that Andrews-Willmann filed her EEO complaints in

1996 and 1997 and that the five incidents of alleged retaliatory harassment

occurred in 2003 and 2004. This expanse of time–at least six years–between the

protected activity and the harassing conduct is patently too great to permit an

inference of causation. Furthermore, there is no other evidence in the record to

suggest that the five alleged incidents of harassment were due to Andrews-

Willmann’s prior EEO activity or even that any of her supervisors were aware of

her prior EEO complaints.

      Andrews-Willmann argues that the district court erred in considering only

the five incidents identified during the administrative proceedings and urges us to

consider her 1996 demotion and 2005 constructive discharge as evidence of

retaliatory harassment. However, Andrews-Willmann’s 1996 demotion occurred

before she filed her first EEO complaint (and in fact was the subject of that

                                          12
complaint) and thus cannot be evidence of post-complaint retaliation. As for her

2005 departure from the IRS, Andrews-Willmann’s complaint alleged that she

retired voluntarily. Furthermore, there is no evidence that any of the alleged

conduct that she claims led to her retirement was the result of her prior EEO

complaints. Thus, the district court properly granted summary judgment to the

government on Andrews-Willmann’s retaliatory harassment claim.

C.    EEO Investigative File

      We also reject Andrews-Willmann’s argument that the district court erred in

permitting the government to offer evidence from the EEO investigative file.5

      A federal agency conducting an EEO program is required to “develop an

impartial and appropriate factual record upon which to make findings on the claims

raised by the written complaint.” 29 C.F.R. § 1614.108(b). EEOC reports and

determinations are generally admissible under the public records and reports

exception to the hearsay rule in Federal Rule of Evidence 803(8)(C) “‘unless the

sources of information or other circumstances indicate lack of trustworthiness.’”

Barfield v. Orange County, 
911 F.2d 644
, 650-51 (11th Cir. 1990).

      Andrews-Willmann does not identify any specific inaccuracies in her

investigative file and offers no concrete examples of improper bias. In any event,


      5
       A district court’s evidentiary rulings are reviewed for abuse of discretion. City of
Tuscaloosa v. Harcros Chems., Inc., 
158 F.3d 548
, 556 (11th Cir. 1998).

                                            13
while Andrews-Willmann did request that the EEO investigator interview

additional individuals, this request was denied because she failed to explain why

the particular individuals would have relevant, firsthand information. Andrews-

Willmann does not challenge the agency’s reason for denying her request and has

never explained what relevant information those individuals might possess.

Furthermore, there is no indication in the record that Andrews-Willmann attempted

to secure corroborating statements on her own, despite her obligation to do so to

avoid summary judgment. See Fed. R. Civ. P. 56(e)(2).

       Under the circumstances, we cannot say that the district court erred in

admitting this evidence.

                                    III. CONCLUSION

       For all the forgoing reasons, we affirm the district court’s order granting

summary judgment to the government.6

       AFFIRMED.




       6
         Because we affirm the district court’s grant of summary judgment to the government on the
merits, it is unnecessary to address the district court’s denial of Andrews-Willmann’s cross-motion
for summary judgment for failure to comply with the local rules.

                                                14

Source:  CourtListener

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer