Filed: Jul. 08, 2009
Latest Update: Feb. 22, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED _ U.S. COURT OF APPEALS ELEVENTH CIRCUIT No. 09-10147 JULY 8, 2009 Non-Argument Calendar THOMAS K. KAHN _ CLERK D. C. Docket No. 08-80042-CV-FJL ANTHONY GEORGE, Plaintiff-Appellant, versus MICHAEL J. ASTRUE, Commissioner, Social Security Administration, U.S. ATTORNEY GENERAL, Defendants-Appellees. _ Appeal from the United States District Court for the Southern District of Florida _ (July 8, 2009) Before BIRCH,
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED _ U.S. COURT OF APPEALS ELEVENTH CIRCUIT No. 09-10147 JULY 8, 2009 Non-Argument Calendar THOMAS K. KAHN _ CLERK D. C. Docket No. 08-80042-CV-FJL ANTHONY GEORGE, Plaintiff-Appellant, versus MICHAEL J. ASTRUE, Commissioner, Social Security Administration, U.S. ATTORNEY GENERAL, Defendants-Appellees. _ Appeal from the United States District Court for the Southern District of Florida _ (July 8, 2009) Before BIRCH, H..
More
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 09-10147 JULY 8, 2009
Non-Argument Calendar THOMAS K. KAHN
________________________ CLERK
D. C. Docket No. 08-80042-CV-FJL
ANTHONY GEORGE,
Plaintiff-Appellant,
versus
MICHAEL J. ASTRUE,
Commissioner, Social Security Administration,
U.S. ATTORNEY GENERAL,
Defendants-Appellees.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(July 8, 2009)
Before BIRCH, HULL and MARCUS, Circuit Judges.
PER CURIAM:
Anthony George appeals from the district court’s order affirming the
administrative law judge’s (“ALJ”) denial of his application for disability
insurance benefits and supplemental security income (“SSI”) benefits, 42 U.S.C.
§§ 405(g) and 1383(c)(3). The ALJ who conducted George’s hearing went on
extended military leave, and a new ALJ issued an opinion in George’s case without
holding a new hearing. On appeal, George argues that: (1) the second ALJ did not
comply with the Hearings, Appeals, and Litigation Law Manual (“HALLEX”)
because he did not hold a new hearing and did not state whether he took the fact
that George’s credibility and demeanor could be a significant factor in deciding the
case into consideration before determining that a new hearing was unnecessary;
and (2) the ALJ did not develop a full and fair record because it did not request
records from Jackson Memorial Hospital or subpoena records from the Florida
Department of Corrections (“FL DOC”). After careful review, we affirm.
“Judicial review of the administrative decision [determining social security
benefits] is limited to a determination of whether the findings of the Secretary are
supported by substantial evidence.” Ford v. Secretary of Health and Human
Services,
659 F.2d 66, 68 (5th Cir. Unit B 1981).1 “However, the administrative
decision is not supported by substantial evidence if the administrative law judge
does not have before him sufficient facts on which to make an informed decision.”
1
See Stein v. Reynolds Sec., Inc.,
667 F.2d 33, 34 (11th Cir. 1982) (adopting all post-
September 30, 1981 decisions of Unit B of the former Fifth Circuit as binding precedent in the
Eleventh Circuit).
2
Id. at 69. Although we have not stated a precise standard of review for the ALJ’s
decision regarding holding a new hearing or developing a record, we need not
decide which standard of review to apply, as we discern no error here under even a
de novo standard of review. Cf. United States v. Arbolaez,
450 F.3d 1283, 1293
(11th Cir. 2006).
First, we reject George’s claim that the second ALJ did not comply with the
HALLEX. Under HALLEX, when an ALJ who conducted a hearing in a case
becomes unavailable, the ALJ to whom the case is reassigned reviews the record to
determine whether a new hearing is required. HALLEX § I-2-8-40. The new ALJ
reviews the entire record, including the audio recording of the hearing, and “[i]f the
ALJ is prepared to issue a fully favorable decision, another hearing would not be
necessary,” but “[i]f the ALJ is prepared to issue a less than fully favorable
decision, another hearing may be necessary. For example, another hearing would
be necessary if . . . the claimant alleges disabling pain, and the ALJ believes the
claimant’s credibility and demeanor could be a significant factor in deciding the
case.”
Id. In Shave v. Apfel,
238 F.3d 592, 596-97 (5th Cir. 2001), the Fifth
Circuit addressed this specific HALLEX provision, and found that a second
hearing was not required in that case because the ALJ’s rejection of the claimant’s
credibility was based not on his demeanor or a factor that could be observed in a
3
live hearing, but on a combination of medical evidence and the conflict between
his hearing testimony and his previous characterization of his condition.
Here, even if we assume that § I-2-8-40 of HALLEX carries the force of law
-- a very big assumption -- the ALJ did not violate it because the provision does
not mandate a new hearing any time the ALJ is not prepared to accept the
claimant’s allegations. See HALLEX § I-2-8-40 (“[i]f the ALJ is prepared to issue
a less than fully favorable decision, another hearing may be necessary” (emphasis
added)). Nor does the plain language of HALLEX § I-2-8-40 require that the ALJ
make a specific finding as to the claimant’s demeanor. See HALLEX § I-2-8-40.
In this case, the ALJ did not make any findings concerning George’s demeanor,
but rested the credibility determination on the fact that his statements concerning
the intensity, persistence, and limiting effects of such symptoms were not entirely
credible when compared with the objective medical evidence on the record. Thus,
the ALJ’s decision was based on evidence from the existing record and the
transcript from the hearing, and a second hearing would not have added in any
meaningful way to the record. Accordingly, the ALJ did not err by failing to hold
a new hearing. See
Shave, 238 F.3d at 596-97.
We also find no merit in George’s claim that the ALJ did not develop a full
and fair record. We recognize that regardless of whether a claimant is represented
by counsel, the ALJ “has a duty to develop a full and fair record.” Brown v.
4
Shalala,
44 F.3d 931, 934 (11th Cir. 1995). Nonetheless, we have indicated that
“there must be a showing of prejudice before we will find that the claimant’s right
to due process has been violated to such a degree that the case must be remanded to
the Secretary for further development of the record.”
Id. at 935. Before ordering a
remand, we will review the administrative record as a whole to determine if it is
inadequate or incomplete or “show[s] the kind of gaps in the evidence necessary to
demonstrate prejudice.” Graham v. Apfel,
129 F.3d 1420, 1423 (11th Cir. 1997).
Even assuming that the ALJ erred by failing to obtain records from Jackson
Memorial Hospital or the FL DOC, George must show that he was prejudiced by
this failure. See
Brown, 44 F.3d at 935. But George makes no allegation of
prejudice. He does not argue that the records from Jackson Memorial Hospital
contain any evidence that would have been pertinent to the ALJ’s decision, and he
specifically testified that since being incarcerated he had not received any medical
treatment except a physical. Accordingly, the ALJ did not err in basing his
decision on the original record in this case.
AFFIRMED.
5