Filed: Jun. 17, 2010
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED U.S. COURT OF APPEALS No. 09-15005 ELEVENTH CIRCUIT JUNE 17, 2010 Non-Argument Calendar JOHN LEY _ CLERK D. C. Docket No. 08-00262-CR-2-LSC-PWG UNITED STATES OF AMERICA, Plaintiff-Appellee, versus CHRISTOPHER MARTIN JONES, Defendant-Appellant. _ Appeal from the United States District Court for the Northern District of Alabama _ (June 17, 2010) Before EDMONDSON, BIRCH and FAY, Circuit Judges. PER CURIAM: Chr
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED U.S. COURT OF APPEALS No. 09-15005 ELEVENTH CIRCUIT JUNE 17, 2010 Non-Argument Calendar JOHN LEY _ CLERK D. C. Docket No. 08-00262-CR-2-LSC-PWG UNITED STATES OF AMERICA, Plaintiff-Appellee, versus CHRISTOPHER MARTIN JONES, Defendant-Appellant. _ Appeal from the United States District Court for the Northern District of Alabama _ (June 17, 2010) Before EDMONDSON, BIRCH and FAY, Circuit Judges. PER CURIAM: Chri..
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 09-15005 ELEVENTH CIRCUIT
JUNE 17, 2010
Non-Argument Calendar
JOHN LEY
________________________
CLERK
D. C. Docket No. 08-00262-CR-2-LSC-PWG
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
CHRISTOPHER MARTIN JONES,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Northern District of Alabama
_________________________
(June 17, 2010)
Before EDMONDSON, BIRCH and FAY, Circuit Judges.
PER CURIAM:
Christopher Martin Jones appeals from his sentence imposed following his
conviction for possessing a firearm as a convicted felon. On appeal, Jones argues
that the district court erroneously found that his 1992 conviction by a special court-
martial for sodomy, in violation of United States Military Justice (“UCMJ”) Article
125, 10 U.S.C. § 925, constitutes a sex offense that requires registration under the
Sex Offender Registration and Notification Act, 42 U.S.C. § 16901 et. seq.
(“SORNA”). Accordingly, he argues, the court abused its discretion in ordering
that he register as a sex offender under SORNA as a special condition of his
supervised release (special condition 5). In addition, Jones also argues that the
court abused its discretion in imposing special conditions 2, 3, 4, 6, and 7 of his
supervised release, which are targeted toward preventing future sexual misconduct.
Relying on 18 U.S.C. § 3583(d), Jones contends that, in light of the fact that his
criminal history includes only one conviction for a sex offense, and this offense
occurred in 1992, these special conditions are not reasonably related to the
sentencing goals set forth in 18 U.S.C. § 3553(a).
For the reasons set forth below, we vacate and remand.
I.
A federal grand jury indicted Jones for possessing a firearm as a convicted
felon, in violation of 18 U.S.C. § 922(g)(1). Jones ultimately pled guilty to the
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offense.1
In preparing the presentence investigation report (“PSI”), the probation
officer reported that, in 1992, Jones was convicted by a special court-martial for
the military offenses of sodomy and indecent acts. An investigation had revealed
that Jones engaged in sexual activity with a 16-year-old girl. At the time that he
and the 16-year-old engaged in sexual activity, they were in the presence of a 15-
year-old girl. Jones had provided the minor girls with alcohol. Regarding Jones’s
conviction for indecent acts, the probation officer reported that military records
specified that this conviction was based on the fact that Jones had committed
sodomy with a 16-year-old female while in the presence of a 15-year-old female.
Before sentencing, Jones obtained military records that pertained to his
sodomy conviction. These military records showed that a special court-martial had
convicted Jones of sodomy under “Article 125,” and also of committing an
indecent act under “Article 134.” The documents did not provide further details
regarding Jones’s sodomy offense.
The government filed a sentencing memorandum, arguing that Jones’s
1
We note that Jones and the government entered into a written plea agreement, which
included an appeal-waiver provision. The government, however, does not seek to enforce this
provision on appeal. Moreover, this provision would not be enforceable because, during Jones’s
plea colloquy, the district court failed to sufficiently confirm with Jones that he had knowingly
and voluntarily agreed to this provision. See United States v. Benitez-Zapata,
131 F.3d 1444,
1446 (11th Cir. 1997); United States v. Bushert,
997 F.2d 1343, 1351 (11th Cir. 1993).
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convictions for sodomy and indecent acts required him to register as a sex
offender, pursuant to SORNA. Jones also filed a sentencing memorandum,
arguing that he was not required to register as a sex offender under SORNA. In the
memoranda, the parties agreed that the U.S. Secretary of Defense is authorized to
specify those military offenses that require SORNA registration, and that these
offenses are set forth at 28 C.F.R. § 571.72. While the government argued that
Jones’s sodomy conviction under UCMJ 125, 10 U.S.C. § 925 was included in
§ 571.72, Jones contended that, while § 571.72 listed the military offenses of
forcible sodomy and sodomy of a minor under the age of 16, it did not list the
sodomy offense of which he was convicted. Accordingly, he asserted, he was not
required to register as a sex offender under SORNA. In addition, Jones pointed out
that he had never been ordered to register as a sex offender under federal or state
law, and asserted that, because his criminal history included only one conviction
for sexual misconduct, and this offense occurred in 1992, he is not a sexual
predator. Jones further argued that, when Congress enacted SORNA, it did not
intend to target individuals who are not sexual predators.
At Jones’s sentencing hearing, the court adopted the factual statements and
guideline calculations set forth in the PSI. Thereafter, Jones and the government
reasserted the arguments set forth in the sentencing memoranda regarding SORNA
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registration. The court determined that Jones’s sodomy conviction required that he
register as a sex offender under SORNA, stating merely, “I am satisfied that
[Jones] is required to register as a sex offender.” The court did not otherwise
address the parties’ arguments regarding SORNA registration, and did not address
Jones’s argument that his sodomy conviction was not listed among those military
convictions that require SORNA registration.
The court sentenced Jones to a term of 120 months’ imprisonment. The
court further ordered that, as a special condition of his supervised release, Jones
was required to register as a sex offender, in compliance with SORNA. The court
also imposed additional special conditions of Jones’s supervised release. In these
special conditions, the court ordered that Jones: (1) shall not have unsupervised,
one-on-one contact with any individual under the age of 18, other than his own
children (special condition 2); (2) shall not engage in any occupation, employment,
or volunteer activity that would place him in a position of trust with an individual
under the age of 18 (special condition 3); (3) shall allow a probation officer access
to any photographs or video recordings in his possession (special condition 4);
(4) shall, at any time, submit his person and any property, including data storage
media, to a search conducted by a law enforcement officer, regardless of whether
the officer has a search warrant (special condition 6); and (5) shall participate in an
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approved mental health treatment program specializing in sex-offender treatment,
which may include a psycho-sexual evaluation and polygraph testing (special
condition 7).
II.
We review “the district court’s imposition of a special condition of
supervised release for abuse of discretion.” United States v. Dodge,
597 F.3d
1347, 1350 (11th Cir. 2010) (en banc). We review de novo, however, a district
court’s interpretation of a statute.
Id.
“To facilitate judicial review of sentencing decisions and avoid unnecessary
remands, sentencing judges should make explicit findings of fact and conclusions
of law.” United States v. Villarino,
930 F.2d 1527, 1528-29 (11th Cir. 1991)
(quotation and alteration omitted); see also United States v. Foley,
508 F.3d 627,
633-34 (11th Cir. 2007) (remanding for resentencing because the district court
failed to make independent factual findings in support of its loss calculation, and
because it “abdicated its duty to rule on the obstruction of justice enhancement”);
In some cases, however, a district court’s summary rejection of an objection or an
argument does not preclude meaningful appellate review because the record clearly
demonstrates that the objection or argument lacked merit. See
Villarino, 930 F.2d
at 1529.
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“SORNA was enacted in July 2006 to protect the public from sex offenders
and offenders against children by establishing a comprehensive national system for
the registration of those offenders.” United States v. Ambert,
561 F.3d 1202, 1205
(11th Cir. 2009) (quoting 42 U.S.C. § 16901). “The requirements of SORNA
apply to all sex offenders, including sex offenders convicted of the offense for
which registration is required prior to the enactment of [SORNA].” United States
v. Dumont,
555 F.3d 1288, 1290 (11th Cir.), cert. denied,
130 S. Ct. 66 (2009)
(quoting 28 C.F.R. § 72.3) (alterations omitted). “SORNA defines a sex offender
as an individual who was convicted of a sex offense.”
Dodge, 597 F.3d at 1350
(quoting 42 U.S.C. § 16911(1)). A sex offense, in turn, is either:
(i) a criminal offense that has an element involving a sexual act or
sexual contact with another;
(ii) a criminal offense that is a specified offense against a minor;
(iii) a Federal offense (including an offense prosecuted under
section 1152 or 1153 of Title 18) under section 1591, or chapter
109A, or 110 (other than section 2257, 2257 A, or 2258), or
117, of Title 18;
(iv) a military offense specified by the Secretary of Defense under
section 115(a)(8)(C)(i) of Public Law 105-119 (10 U.S.C. § 951
note); or
(v) an attempt or conspiracy to commit an offense described in
clauses (i) through (iv)
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42 U.S.C. § 16911(5)(A). A “criminal offense” is defined as, “a State, local, tribal,
foreign, or military offense (to the extent specified by the Secretary of Defense
under section 115(a)(8)(C)(i) of Public Law 105-119 (10 U.S.C. § 951 note)) or
other criminal offense.” 42 U.S.C. § 16911(6). In Dodge, we recognized that
SORNA intended to create an expansive definition of what constitutes a registrable
sex
offense. 597 F.3d at 1355.
The parties agree on appeal, as they agreed below, that the Secretary of
Defense has set forth the military offenses that require SORNA registration at 28
C.F.R. § 571.72(b). This regulation sets forth a list of 18 separate military
offenses, including “125A (Forcible sodomy),” and “125B1/2 (Sodomy of a
minor).” 28 C.F.R. § 571.72(b). The provision states that these offenses, along
with the 18 other military offenses listed in the regulation, are “Defense Incident
Based Reporting System (DIBRS) Code offenses under the Uniform Code of
Military Justice.”
Id. The regulation does not define forcible sodomy or sodomy
of a minor, nor does it indicate whether a court-martial conviction under article
125A or 125B1/2 of the DIBRS Code is the equivalent of a court-martial
conviction under UCMJ Article 125 or 10 U.S.C. § 925. See generally 28 C.F.R.
§ 571.72.
Under 10 U.S.C. § 925, “Any person subject to this chapter who engages in
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unnatural carnal copulation with another person of the same or opposite sex or with
an animal is guilty of sodomy. Penetration, however slight, is sufficient to
complete the offense.” 10 U.S.C. § 925. UCMJ Article 125 prohibits, verbatim,
this same offense. Manual for Courts-Martial, United States, Part IV, ¶ 51 (2008
ed.). The Manual for Courts-Martial indicates that an individual is guilty of
sodomy of a minor when the victim is under the age of 16. In addition, the manual
defines forcible sodomy as “unnatural carnal copulation with another person of the
same or opposite sex” that is accomplished “by force and without the consent of
the other person.” The offense of sodomy is a lesser-included offense of forcible
sodomy.
Id.
In addition to setting forth the military offenses that require SORNA
registration at 28 C.F.R. § 571.72(b), the Secretary of Defense has also set forth
these offenses in the Department of Defense Instruction No. 1325.7, enclosure 27.
This document notes that DIBRS code offenses 125A and 125B1/2 correspond to
UCMJ Article 125. The document does not, however, indicate the extent to which
an individual who is convicted under UCMJ Article 125 may also be guilty of
forcible sodomy, under DIBRS code article 125A, or sodomy of a minor, under
DIBRS code article 125B1/2.
Here, the district court failed to expressly address the parties’ arguments
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regarding whether Jones’s sodomy conviction is a military offense that requires
SORNA registration. Instead, the court summarily stated that it was “satisfied that
[Jones] is required to register as a sex offender,” and did not support this
conclusion with factual findings or a legal analysis. As a result, it is impossible to
discern the legal and factual basis for the court’s decision to require that Jones
register as a sex offender. Moreover, as explained below, the record does not
conclusively demonstrate whether the court’s SORNA ruling was correct.
As noted above, SORNA sets forth multiple definitions of what sort of crime
constitutes a “sex offense” that triggers registration requirements. See 42 U.S.C.
§ 16911(5)(A). The three definitions that are potentially applicable here are: (1) a
criminal offense that has an element involving a sexual act or sexual conduct with
another; (2) a criminal offense that is a specified offense against a minor; and (3) a
military offense specified by the Secretary of Defense. See 42 U.S.C.
§ 16911(5)(A)(i)-(ii), (iv). It seems unlikely that Jones’s conviction implicated
DIBRS code article 125B1/2, as his offense involved a 16-year-old girl, and not an
individual under the age of 16. It is not clear, however, whether Jones’s sodomy
conviction under UCMJ Article 125, 10 U.S.C. § 925 included a finding that the
sodomy was forcible, in violation of DIBRS code article 125A. Moreover, as
discussed above, it is not clear whether, or under what circumstances, a conviction
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under UCMJ Article 125 may also constitute a conviction under DIBRS code
article 125A. Accordingly, it is not clear whether Jones’s conviction falls under
those offenses enumerated in 28 C.F.R. § 571.72 and, as a result, it is also not clear
whether his offense is a “sex offense” within the meaning of § 16911(5)(A)(iv).
Jones could still qualify as a sex offender if his offense satisfied another
definition set forth in § 16911(5)(A). See 42 U.S.C. § 16911(5)(A). The
remaining relevant definitions, however, require that a qualifying offense must
satisfy the definition of a “criminal offense.” See 42 U.S.C. § 16911(5)(A)(i)-(ii).
A criminal offense, in turn, is “a State, local, tribal, foreign, or military offense (to
the extent specified by the Secretary of Defense under section 115(a)(8)(C)(i) of
Public Law 105-119 (10 U.S.C. § 951 note)) or other criminal offense.” 42 U.S.C.
§ 16911(6). The plain language of this SORNA provision indicates that a military
offense constitutes a “criminal offense” only to the extent that it is specified by the
Secretary of Defense. See
id. This raises the same problem encountered
above—in order to determine whether Jones’s sodomy conviction constitutes a
“criminal offense” under § 16911(6), it must be determined whether his offense
was enumerated by the Secretary of Defense in 28 C.F.R. § 571.72. See 42 U.S.C.
§ 16911(6). As discussed above, it is not clear whether Jones’s offense satisfies
this criteria. Moreover, even though Dodge counsels that SORNA’s definition of a
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“sex offense” is broad, the language in § 16911(5)(A)(iv) and (6) appears to limit
the extent to which a military offense requires registration.
Because the district court failed to articulate a factual and legal basis for its
SORNA ruling, and the law, together with the facts available to us, does not
conclusively establish whether the court’s ruling is correct, we vacate and remand
as to this issue. On remand, the district court should address and resolve the
parties’ arguments regarding whether Jones’s sodomy conviction requires SORNA
registration by making factual findings and legal conclusions on the record.
In addition, we note that Jones challenges not only the special condition of
his supervised release that requires SORNA registration, but also challenges those
special conditions that are targeted toward preventing future sexual misconduct
(special conditions 2, 3, 4, 6, and 7). It is not clear whether the district court would
have imposed these special conditions even if it had found that Jones was not
required to register as a sex offender under SORNA. Accordingly, because we
vacate and remand as to the SORNA issue, we also vacate and remand as to this
issue.
VACATED AND REMANDED.
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