Filed: Aug. 26, 2010
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED _ U.S. COURT OF APPEALS ELEVENTH CIRCUIT AUGUST 26, 2010 No. 09-15410 JOHN LEY Non-Argument Calendar CLERK _ D. C. Docket No. 08-61539-CV-ASG LINDA BARRIO, Plaintiff-Appellant, versus COMMISSIONER OF SOCIAL SECURITY ADMINISTRATION, Michael Astrue, Defendant-Appellee. _ Appeal from the United States District Court for the Southern District of Florida _ (August 26, 2010) Before EDMONDSON, BLACK and FAY, Circuit J
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED _ U.S. COURT OF APPEALS ELEVENTH CIRCUIT AUGUST 26, 2010 No. 09-15410 JOHN LEY Non-Argument Calendar CLERK _ D. C. Docket No. 08-61539-CV-ASG LINDA BARRIO, Plaintiff-Appellant, versus COMMISSIONER OF SOCIAL SECURITY ADMINISTRATION, Michael Astrue, Defendant-Appellee. _ Appeal from the United States District Court for the Southern District of Florida _ (August 26, 2010) Before EDMONDSON, BLACK and FAY, Circuit Ju..
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
AUGUST 26, 2010
No. 09-15410
JOHN LEY
Non-Argument Calendar
CLERK
________________________
D. C. Docket No. 08-61539-CV-ASG
LINDA BARRIO,
Plaintiff-Appellant,
versus
COMMISSIONER OF SOCIAL SECURITY
ADMINISTRATION,
Michael Astrue,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(August 26, 2010)
Before EDMONDSON, BLACK and FAY, Circuit Judges.
PER CURIAM:
Linda Barrio appeals the district court’s order affirming the Social Security
Commissioner’s denial of Barrio’s application for disability insurance benefits.
Reversible error has been shown; we reverse and remand for additional
proceedings.
Our review of the Commissioner’s decision is limited to whether substantial
evidence supports the decision and whether the correct legal standards were
applied. Wilson v. Barnhart,
284 F.3d 1219, 1221 (11th Cir. 2002). “Substantial
evidence is more than a scintilla and is such relevant evidence as a reasonable
person would accept as adequate to support a conclusion.” Crawford v. Comm’r of
Soc. Sec.,
363 F.3d 1155, 1158 (11th Cir. 2004). Under this limited standard of
review, we may not make fact-findings, re-weigh the evidence, or substitute our
judgment for that of the Administrative Law Judge (“ALJ”). Moore v. Barnhart,
405 F.3d 1208, 1211 (11th Cir. 2005).
A person who applies for Social Security disability benefits must prove her
disability. See 20 C.F.R. § 404.1512.1 The Social Security Regulations outline a
five-step sequential evaluation process for determining whether a claimant is
1
Disability is the “inability to engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be expected to result in death
or which has lasted or can be expected to last for a continuous period of not less than 12
months.” 42 U.S.C. § 423(d)(1)(A).
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disabled. 20 C.F.R. § 404.1520. The ALJ must evaluate (1) whether the claimant
engaged in substantial gainful work; (2) whether the claimant has a severe
impairment; (3) whether the severe impairment meets or equals an impairment in
the Listings of Impairments; (4) whether the claimant has the residual functional
capacity (“RFC”) to perform her past relevant work; and (5) whether, in the light
of the claimant’s RFC, age, education, and work experience, there are other jobs
the claimant can perform.
Id.
On appeal, Barrio argues that the ALJ’s conclusion, at step four, that she
could return to her past relevant work as an assignment clerk is unsupported by
substantial evidence, in part, because the ALJ’s RFC determination was unclear.2 A
claimant’s RFC is “that which [the claimant] is still able to do despite the
limitations caused by . . . her impairments.” Phillips v. Barnhart,
357 F.3d 1232,
1238 (11th Cir. 2004). In making the RFC determination, the ALJ must consider
all the record evidence, including evidence of non-severe impairments.
Id.
We agree with Barrio that the ALJ’s RFC determination as it pertained to
her mental impairments is ambiguous. The ALJ initially indicated in its RFC
determination that Barrio was restricted to a low-stress work environment. But the
ALJ noted later that it adopted the “more restrictive” of the two assessments from
2
The ALJ concluded that Barrio had severe impairments of ulcerative colitis, torn right
medial meniscus, bilateral carpal tunnel syndrome, depression, and anxiety.
3
state agency doctors who evaluated Barrio that Barrio was “restricted to simple
routine tasks in a low-stress environment.”3 Because of the ALJ’s ambiguous RFC
assessment, it is difficult to discern whether the ALJ included a restriction to
simple routine tasks in concluding that Barrio could return to her past relevant
work.
In addition to not articulating clearly Barrio’s mental RFC, the ALJ also
failed to discuss the specific duties of Barrio’s former job as an assignment clerk
and how or whether the RFC determination allowed her to do these tasks. In
determining if a claimant can return to her past relevant work, the ALJ must
consider the specific duties of the claimant’s past work and evaluate the claimant’s
ability to perform them in spite of her impairments. Lucas v. Sullivan,
918 F.2d
1567, 1574 n.3 (11th Cir. 1990).
Here, the ALJ simply commented that Barrio was able to fulfill the physical
and mental demands of the work based “in part on the claimant’s own description
of the work in her hearing testimony.” But Barrio’s testimony about her work
included that it required a “lot of mental abilities” and that it was “extremely
demanding.” She stated that she, among other things, worked on a computer to
maintain company records, worked with engineers and outside technicians, and
3
The ALJ also made assessments about Barrio’s physical capabilities. But on appeal,
Barrio challenges the ALJ’s RFC determination only on mental capabilities.
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maintained different machines. Other record evidence indicated that her work was
highly technical. She also testified that she stopped working, in part, due to
anxiety and depression. Thus, because the ALJ failed to explain how, in the light
of record evidence and the RFC, Barrio’s job duties were simple and routine or
how her former work constituted a low-stress environment, we cannot determine
whether substantial evidence supports the conclusion the she could return to her
past relevant work. See Ellison v. Barnhart,
355 F.3d 1272, 1276 (11th Cir. 2003)
(“the ALJ has a basic duty to develop a full and fair record”).
Barrio also argues that the ALJ erred in giving little weight to the opinion of
her treating psychiatrist. A treating physician’s testimony “must be given
substantial or considerable weight unless good cause is shown to the contrary.”
Crawford, 363 F.3d at 1159 (citation omitted). Good cause exists to discredit a
physician’s opinion when it is contrary to or unsupported by record evidence, or it
is inconsistent with the physician’s own medical records; the ALJ must articulate
clearly the reasons for giving less weight to the treating physician’s opinion.
Phillips, 357 F.3d at 1240-41.
Here, Barrio’s treating psychiatrist opined that Barrio could not return to her
past relevant work because she would have difficulty maintaining a 40-hour
workweek due to her sensitivity to stress, obsessive thoughts, and inability to
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control her emotions. The ALJ rejected this conclusion because (1) “much” of
Barrio’s anxiety and depression were situational due to her parents’ illnesses and
later deaths, and (2) the “situation ha[d] since resolved with the deaths of her
parents, and, after an appropriate amount of grieving, one would not expect
continuing significant limitations.”
The ALJ’s speculative conclusion that Barrio’s mental health problems had
ceased or would likely cease in the future does not constitute good cause for
rejecting the physician’s opinion. See Marbury v. Sullivan,
957 F.2d 837, 840-41
(11th Cir. 1992) (the ALJ “may not arbitrarily substitute his own hunch or intuition
for the diagnosis of a medical professional”). And while the psychiatrist’s treating
notes show that the illnesses and deaths of Barrio’s parents contributed to her
anxiety and depression, they also reflect many other contributing factors, including
continuing complications from her ulcerative colitis and bowel surgery, and her
relationships with her husband, brother, and children.
The ALJ’s analysis fails to discuss meaningfully how Barrio’s anxiety and
depression might affect her ability to perform her work as an assignment clerk and
impermissibly discredits a treating physician’s opinion. See Vega v. Comm’r of
Soc. Sec.,
265 F.3d 1214, 1219-20 (11th Cir. 2001) (reversing an ALJ’s finding
that a claimant could perform her past relevant work and the ALJ’s decision to
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reject opinions of treating physicians where the ALJ did not properly consider a
diagnosed condition or evaluate the effect the condition’s symptoms had on the
claimant’s ability to work). Accordingly, we reverse and remand this case with
instructions that it be returned to the Commissioner for additional proceedings
consistent with this opinion. See Keeton v. Dep’t of Health and Humans Servs.,
21
F.3d 1064, 1066 (11th Cir. 1994) (we must reverse when the ALJ has failed to
“provide the reviewing court with sufficient reasoning for determining that the
proper legal analysis has been conducted”).
REVERSED AND REMANDED.
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