Filed: Feb. 01, 2011
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED U.S. COURT OF APPEALS No. 10-11681 ELEVENTH CIRCUIT Non-Argument Calendar FEB 1, 2011 _ JOHN LEY CLERK D.C. Docket No. 1:08-cr-00055-RWS-GGB-3 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus FRANCISCO CORTES-MEZA, a.k.a. Paco, a.k.a. Francisco Cortes Meza, Defendant-Appellant. _ No. 10-12052 Non-Argument Calendar _ D.C. Docket No. 1:08-cr-00055-RWS-GGB-4 UNITED STATES OF AMERICA, Plaintiff-Appellee, vers
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED U.S. COURT OF APPEALS No. 10-11681 ELEVENTH CIRCUIT Non-Argument Calendar FEB 1, 2011 _ JOHN LEY CLERK D.C. Docket No. 1:08-cr-00055-RWS-GGB-3 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus FRANCISCO CORTES-MEZA, a.k.a. Paco, a.k.a. Francisco Cortes Meza, Defendant-Appellant. _ No. 10-12052 Non-Argument Calendar _ D.C. Docket No. 1:08-cr-00055-RWS-GGB-4 UNITED STATES OF AMERICA, Plaintiff-Appellee, versu..
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 10-11681 ELEVENTH CIRCUIT
Non-Argument Calendar FEB 1, 2011
________________________ JOHN LEY
CLERK
D.C. Docket No. 1:08-cr-00055-RWS-GGB-3
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
FRANCISCO CORTES-MEZA,
a.k.a. Paco,
a.k.a. Francisco Cortes Meza,
Defendant-Appellant.
________________________
No. 10-12052
Non-Argument Calendar
________________________
D.C. Docket No. 1:08-cr-00055-RWS-GGB-4
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
JUAN CORTES-MEZA,
a.k.a. Juan Cortes Meza,
Defendant-Appellant.
________________________
Appeals from the United States District Court
for the Northern District of Georgia
________________________
(February 1, 2011)
Before BARKETT, MARCUS and FAY, Circuit Judges.
PER CURIAM:
Francisco and Juan Cortes-Meza appeal their sentences of 240 months’ and
200 months’ imprisonment, respectively, for offenses related to a
human-trafficking and forced-prostitution ring. Francisco pled guilty to one count
of commercial sex trafficking by force, fraud, or coercion, in violation of 18
U.S.C. § 1591(a) (“Count 7”). Juan pled guilty to one count of sex trafficking of a
child by force, fraud or coercion, in violation of 18 U.S.C. § 1591(a) (“Count 4”),
and one count of importation of an alien for immoral purposes, in violation of 8
U.S.C. § 1328 (“Count 9”). On appeal, Francisco and Juan argue that their
above-guideline sentences constituted upward departures rather than variances,
and, thus, the district court plainly erred in failing to give advance notice of its
2
intent to depart. They further argue that the district court’s application of U.S.S.G.
§§ 2G1.1(c)(1) and 2A3.1(b)(1) constituted impermissible double-counting, and
that the sentence appeal waivers in their plea agreements should be interpreted so
as to permit them to appeal this issue. Finally, Juan challenges the substantive
reasonableness of his above-guideline sentence. For the reasons set forth below,
we affirm Francisco’s sentence as to Issue 1, affirm Juan’s sentences as to Issues 1
and 3, and dismiss both appeals as to Issue 2.
I.
In 2006, Immigration and Customs Enforcement (“ICE”) agents discovered
a nationwide network of brothels that brokered Hispanic girls and women for
forced prostitution. During the course of the investigation, they determined that
Francisco, his uncles Juan and Amador, and three other men were conspiring with
each other in an organization in the Atlanta area that participated in human
trafficking and forced prostitution of girls and young women from Mexico.
In 2008, agents identified at least 10 victim prostitutes, including
17-year-old LGI, 25-year-old LMJ, and 21-year-old MPM. All of the victims were
poor teenagers and young women with limited education who lived in rural areas
of Mexico. They reported being enticed by the defendants to travel to the United
States under the false pretense of finding legitimate employment and a better way
3
of life. On some occasions, the defendants enticed the victims by acting
romantically interested in them or promising marriage. With the help of a
“coyote,” the defendants would smuggle the women into the United States.
Upon the victims’ arrival, the defendants would tell them that they owed
money for traveling expenses and would force them into prostitution. The victims
were held against their will, intimidated, verbally abused, and sometimes
physically assaulted. The defendants isolated the victims and used a combination
of smuggling debts, romantic ties, psychological manipulation, false promises,
threats, and occasional violence to control and coerce them. They were monitored
by the defendants during the day and driven to various dwellings at night in order
to engage in prostitution. The victims were prostituted for $25 per 15-minute
session. On some nights, the victims were required to service over 20 clients.
In particular, LMJ told investigators that she met Juan and Amador in 2006
in Mexico. The men persuaded LMJ to travel to the United States to obtain work
in a restaurant. The men smuggled LMJ into the United States and transported her
to Atlanta. On her first night, they informed LMJ that she would be working as a
prostitute. When she became upset, they told her that the trip was not free and she
would have to work as a prostitute to pay the costs. Amador said that if she
refused, he would call her father and tell him that she was working as a prostitute.
4
LMJ lived in various homes with other victims and at least one defendant
throughout the period of the offense, including a period during which she stayed
with Amador and Juan. At each location, the defendants directed the victims’
work and provided them with food and other necessities. She said that she was
beaten by the men when she disobeyed or expressed a desire to leave the business.
She described the beatings and other physical abuse that were carried out by
various defendants against her and the other victims. She feared all of the
Cortes-Meza men based on the violence she had witnessed.
Juan met LGI in Mexico in 2008 and began dating her. She told him that
she was 17 years old. Soon thereafter, he enticed her to move to the United States
under the false pretense that she would be his girlfriend, though he knew that she
would be required to engage in prostitution upon her arrival. He smuggled her
into the United States, transported her to Georgia, and housed her at several
locations. LGI shared a bed with Juan, he told her he loved her, and he paid her
living expenses. The next month, he told her that she would be working as a
prostitute. His attitude changed and he began mistreating her. She had sex with
approximately eight men per night. Juan controlled her daily activities and was
physically violent with her. He beat her when she did not comply with his
instructions or if she complained about the work.
5
Francisco traveled to Mexico at some point in 2007 and began dating MPM.
He eventually told her that he was moving to the United States in order to make
more money, and he convinced her to travel with him by telling her that she could
earn more money working in a restaurant in the United States. When Francisco
met her parents, he told them that he and MPM were going to the United States for
employment. They crossed the border illegally and proceeded to Atlanta, with
Francisco paying all of their expenses. When they arrived, Francisco took her
birth certificate and transported her to one of the housing locations. The next day,
he forced her to begin working as a prostitute, servicing eight to ten clients per
night. She and the other women in the house were prohibited from going
anywhere alone, and they could not open the windows. She had keys to the house
but was only permitted to use them when a driver brought her back from work.
Francisco slapped her face on multiple occasions, and she became afraid of being
beaten.
In 2008, a federal grand jury returned a third superseding indictment,
including a total of 34 charges, against Francisco, Juan, Amador, and their 3
codefendants.
II.
Francisco pled guilty to Count 7, commercial sex trafficking of MPM by
6
force, fraud, and coercion, in violation of 18 U.S.C. §§ 1591 and 2. The plea
agreement stated that, “[t]o the maximum extent permitted by federal law,”
Francisco waived the right to appeal or collaterally attack his conviction and
sentence “on any ground, except that [he] may file a direct appeal of an upward
departure or a variance from the otherwise applicable sentencing guideline range.”
The agreement further provided that he would be permitted to file a cross-appeal
of his sentence if the government were to initiate a direct appeal.
At the plea colloquy, the district court reviewed the rights to appeal and
collaterally attack a conviction and sentence. It then asked,
Do you understand that in this plea agreement you’ve entered into,
you have given up those rights and you are not going to have the
chance for anyone to review what I do in this case except in very
specific circumstances, and those circumstances are these: You would
only have a right of appeal if I impose a sentence that is greater than
15 years, or, if the government files an appeal.
Francisco said, “Yes,” and counsel indicated that they had discussed his appeal
rights and the waiver.
In describing the guideline calculations, the presentencing investigation
report (“PSI”) noted that U.S.S.G. § 2G1.1 applied to Count 7. However, pursuant
to the cross-reference in § 2G1.1(c)(1), the offense level must be calculated
according to U.S.S.G. § 2A3.1 if the offense involved knowingly causing another
7
person to engage in a sexual act by using force against that person or by
threatening or placing that person in fear. U.S.S.G. § 2G1.1(c)(1) (citing 18
U.S.C. §§ 2241(a)-(b), 2242). As Francisco’s offense involved this type of
conduct, the PSI used § 2A3.1 to determine his offense level.
Francisco had a base offense level of 30, pursuant to § 2A3.1(a)(2).
Because the offense involved knowingly causing another person to engage in a
sexual act by using force against that person or by threatening or placing her in
fear that anyone would be subjected to death, serious bodily injury, or kidnapping,
as prohibited by § 2241(a) and (b), the four-level enhancement in § 2A3.1(b)(1)
applied. With a 2-level vulnerable-victim enhancement and a 3-level reduction for
acceptance of responsibility, Francisco had a total offense level of 33. He was
subject to a statutory mandatory sentencing range of 15 years’ to life imprisonment
and, as he was in criminal history category I, a guideline range of 135 to 168
months’ imprisonment.
Francisco objected that the correct guideline provision was U.S.S.G.
§ 2G1.3. The court found that § 2G1.3 applied only to convictions involving
minors, and, thus, § 2G1.1 was the correct guideline section. Francisco also
objected to the vulnerable-victim enhancement. The court sustained the objection,
which reduced his offense level to 31 and his guideline range to 108 to 135
8
months’ imprisonment. Nevertheless, he remained subject to the 180-month
mandatory-minimum sentence.
The court invited the parties “to discuss any [18 U.S.C. §] 3553 factors that
they believe[d] the court should take into account.” The government called MPM
and another victim to testify that Francisco beat them, lied that they would be
working in restaurants in the United States, forced them to be prostitutes, and
prohibited them from speaking to anyone. The government and Francisco each
suggested that a mandatory-minimum sentence would be reasonable under
§ 3553(a).
The court acknowledged the mandatory-minimum sentence of 180 months’
imprisonment. It stated, “I fully recognize that there was a waiver of appeal rights
if I impose that sentence and don’t depart upwardly; but in my view, this is a case
that warrants a greater sentence than what the mandatory minimum is.” The court
referenced the nature and circumstances of the offense and the need to reflect the
seriousness of the offense as it discussed Francisco’s “despicable” conduct, and it
noted that it was required to weigh all of the sentencing factors and consider
sentencing disparities. It further stated that Francisco’s “callous disregard for
humanity” raised concerns about the need to protect the public and deter such
conduct. The court sentenced Francisco to 240 months’ imprisonment,
9
acknowledging that the sentence was greater than the mandatory-minimum
guideline sentence, but “finding that under the [§] 3553 factors, a variance from
the guidelines [wa]s appropriate.” Francisco objected only to the reasonableness
of the sentence.
III.
Juan pled guilty to Count 4, commercial sex trafficking of the child LGI, in
violation of 18 U.S.C. § 1591(a), and Count 9, importation of LMJ for immoral
purposes, in violation of 8 U.S.C. § 1328 and 18 U.S.C. § 2. The plea agreement
stated that, “[t]o the maximum extent permitted by federal law,” Juan waived the
right to appeal or collaterally attack his conviction and sentence “on any ground,
except that [he] may file a direct appeal (i) of an upward departure or a variance
from the otherwise applicable sentencing guideline range, or (ii) if the Court finds
an enhancement based on role in the offense pursuant to U.S.S.G. § 3B1.1.” The
agreement further provided that he would be permitted to file a cross-appeal of his
sentence if the government were to initiate a direct appeal.
The PSI noted that U.S.S.G. § 2G1.3 applied to Count 4 and § 2G1.1
applied to Count 9. Section 2G1.3(c)(3), like § 2G1.1(c)(1), states that the offense
level must be calculated according to § 2A3.1 if the offense involved knowingly
causing another person to engage in a sexual act by using force against that person
10
or by threatening or placing that person in fear. U.S.S.G. § 2G1.1(c)(3) (citing 18
U.S.C. §§ 2241(a)-(b), 2242). As Juan’s offenses involved this type of conduct,
the PSI used § 2A3.1 to determine his offense levels for both counts.
Juan had a base offense level of 30 for each count, pursuant to
§ 2A3.1(a)(2). Because the offenses involved knowingly causing another person
to engage in a sexual act by using force against that person or by threatening or
placing her in fear that anyone would be subjected to death, serious bodily injury,
or kidnapping, as prohibited by § 2241(a) and (b), the four-level enhancement in
§ 2A3.1(b)(1) applied. The PSI also added a two-level vulnerable-victim
enhancement. Thus, both counts were associated with an adjusted offense level of
36. Because the counts were not grouped, a 2-level increase was added, yielding a
combined adjusted offense level of 38. With a 3-level reduction for acceptance of
responsibility, Juan had a total offense level of 35. Juan was subject to a statutory
mandatory sentencing range of 10 years’ to life imprisonment for Count 4, a
statutory-maximum sentence of 10 years’ imprisonment for Count 9, and, as he
was in criminal history category I, a guideline range of 168 to 210 months’
imprisonment.
At a victim-impact hearing, LGI testified that, when she met Juan, he lied
and told her that he sold clothing. She spent about half a year living with him in
11
Mexico, during which time he pretended to be her boyfriend and she became
pregnant with his child. When they arrived in the United States and he told her
that she would work as a prostitute, she refused, but he hit her. He did not allow
her or any of the others to leave the house. When she asked to go home, he told
her that she could not. During her pregnancy, the doctors discovered that she had
contracted genital herpes.
LMJ testified that Juan and another defendant witnessed Amador beating
and humiliating her. She also saw Juan beating and humiliating one of the
victims. Juan and one of the other defendants would force her and the others to
drink alcohol, and after they were drunk, the men would beat them. She testified
that the men had frequently said that, whatever happened, they were going to
continue their conduct, because they did not like to work and preferred to “live off
of women.” She said that she typically had sex with 30 to 35 clients per night,
every night of the week. After having sex with so many men in one night, she and
the other victims would be in a lot of pain and would say that they were unable to
work the next day, but the defendants said that it did not matter and sent them
back out to work. If the victims refused, the defendants beat them. She never
received medical treatment during the three years she spent with the defendants,
including one time that Amador hit her in the head with an iron and the wound
12
took a month to heal.
A victim identified as NHP testified that she once saw Juan hit LGI in the
back when she said that she did not want to work. NHP asked Francisco to tell
Juan not to hit her, but Francisco hit NHP and told her not to interfere. After that
incident, Juan moved LGI to another housing location. When the government
asked NHP how it affected her to see Juan hit one of the other victims and make
her bleed, NHP responded, “[W]e are human beings; we’re not animals. . . . [He]
has no right to hit us like that, to beat us.” She and other victims also testified
about the other defendants’ treatment of them, and they mentioned Juan’s
involvement in monitoring their work and behavior.
Juan raised two objections to the application of § 2A3.1, which he later
withdrew. He further objected to the vulnerable-victim enhancement. The court
sustained his objection. The court invited the government to speak about the
“[18 U.S.C. §] 3553 factors and the appropriate sentence in light of the court’s
rulings.” The government stated that “what happened to [the victims] was
horrific.” It described Juan’s treatment of the victims and argued that a serious
sentence was required in order to promote deterrence and “recognize the vast
nature of this conspiracy and . . . activity.” Pursuant to the plea agreement, it
recommended a 150-month sentence.
13
Juan’s counsel agreed with the government’s recommended 150-month
sentence. In the interest of fairness and appropriately reflecting varying levels of
culpability, he noted that Amador and Francisco were more violent and abusive
than Juan. He contended that a 150-month, within-guideline sentence would be
fair and appropriate.
Juan apologized to the United States and the victims. He acknowledged that
the defendants’ families had suffered as a result of their behavior and that they
depended on the defendants’ financial support. He also recognized that the
victims had suffered. He asked the court to show mercy to him and his brothers
and said,
[T]hese 23 months that we have been locked up, my brothers and I,
we’ve suffered a lot, the same as the victims are suffering, without
having anybody to visit us, without being able to do the commissary.
Sometimes you go hungry because as you know, we’re not paying our
lawyers.
The court noted that § 3553(a) required it to consider the Sentencing
Guidelines and several other factors, including the nature and circumstances of the
offense. It found that Juan’s offense was “outrageous” and “inexcusable.” The
court had sustained the vulnerable-victim objection in the interest of consistency
with the codefendants who had already been sentenced, but Juan had “benefit[t]ed
greatly” from that decision, as LGI embodied vulnerability when she testified
14
about what had happened to her. The fact of a grown man enticing a child to leave
her family and home to come to the United States “for anything other than the
right reasons” was “unexplainable,” and for him to have done so in order to
prostitute her “exceed[ed] almost the bounds of [the court’s] imagination.” The
court further noted that the victims “were essentially held prisoner” and were
subjected to inhumane conditions. The victims were sent into strangers’ homes
without any protection from the violent situations that might have arisen. LGI
would have a disease for the rest of her life. The violence perpetrated by the
defendants and the potential violence that could have been perpetrated by the
clients placed the victims at substantial risk.
As to Juan’s history and characteristics, the court was intrigued by his
comments indicating his love and concern for his family. It found that Juan’s
ability to treat LGI as he had, despite being the father of two daughters himself,
reflected a “significant lack of character.” The offense presented a need for
serious deterrence, and the court worried that Juan had not yet realized what he put
the women through. That Juan could suggest that he had suffered much as the
victims had suffered was “nothing less than shocking.” While acknowledging that
jail is “not a nice place,” the court spoke at length about the differences between
Juan’s experience in jail and the conditions the victims had endured. Finally, the
15
court considered the importance of consistency in sentencing and agreed with
counsel that Juan was less culpable than Amador and Francisco.
The court sentenced Juan to 200 months’ imprisonment on Count 4, and 120
months’ imprisonment on Count 9, to run concurrently. When the court asked
whether the defense had any objections, counsel responded that he could not think
of any, but later noted, “The court is aware that it’s going above the guideline
range.” The court said that it had considered the guideline range, but that it found
that the § 3553 factors warranted an above-guideline sentence.
IV.
As neither Francisco nor Juan objected in the district court to the lack of
notice of the above-guideline sentences, we review this issue for plain error. See
United States v. Valentine,
21 F.3d 395, 398 (11th Cir. 1994) (applying plain error
review to court’s failure to give notice of departure). Thus, the defendants must
show (1) an error that (2) is plain, (3) affects substantial rights, and (4) seriously
affects the fairness, integrity, or public reputation of judicial proceedings. United
States v. Olano,
507 U.S. 725, 732,
113 S. Ct. 1770, 1776,
123 L. Ed. 2d 508
(1993).
A district court is required to give reasonable notice to the defendant when
it anticipates departing from the sentencing range on grounds not identified for
16
departure in the PSI or other presentencing submissions. Fed.R.Crim.P. 32(h). In
Irizarry v. United States (“Irizarry II”),
553 U.S. 708, 716,
128 S. Ct. 2198,
2203-04,
171 L. Ed. 2d 28 (2008), the Supreme Court affirmed our holding that the
notice requirement applies only to departures, not to discretionary variances.
In United States v. Eldick,
443 F.3d 783, 788 n.2 (11th Cir. 2006), we
concluded that the district court had imposed a variance, rather than a departure,
because the court had not cited to a specific guideline departure provision and had
stated that the guideline range did not adequately account for the severity of the
offense. In United States v. Irizarry (“Irizarry I”),
458 F.3d 1208 (11th Cir.
2006), we elaborated on the qualities of a variance:
We conclude that the above-guidelines sentence imposed by the
district court in this case was a variance, not a guidelines departure.
The district court correctly calculated the advisory guidelines range.
The court then considered the adequacy of this range in the light of
the sentencing factors listed in 18 U.S.C. section 3553(a) and the
evidence presented at the sentencing hearing. After concluding that
the guidelines range did not adequately address the future risk
Defendant posed to the public, the court exercised its post-Booker1
discretion to impose a reasonable sentence outside the sentencing
guidelines range.
Id. at 1211-12 (citation omitted).
At Francisco’s sentencing hearing, the district court calculated the offense
1
United States v. Booker,
543 U.S. 220,
125 S. Ct. 738,
160 L. Ed. 2d 621 (2005).
17
level, stated that the guideline sentence was the statutory mandatory minimum,
and invited the parties to address the § 3553(a) factors. Both parties suggested
that the mandatory-minimum sentence would be reasonable under § 3553(a). The
court found that the case warranted a sentence above the mandatory minimum and
set forth its reasoning at length, including specific discussion of the nature and
circumstances of the offense, the need to reflect the seriousness of the offense, the
need to consider sentencing disparities, the need for deterrence, the concern for
protection of the public, and the requirement of weighing all of the sentencing
factors. The court then announced the sentence and explicitly described it as “a
variance from the guidelines” that was appropriate “under the [§] 3553 factors.”
At no time did the court cite to a guideline departure provision or indicate
that it was following the departure framework in U.S.S.G. Chapter 5. See
Eldick,
443 F.3d at 788 n.2. The court’s isolated statement that “there was a waiver of
appeal rights if [it] impose[d] [the guideline] sentence and [did not] depart
upwardly” was an offhand, imprecise reference to the terms of the waiver, not a
comment on the specific method by which it intended to reach its sentencing
determination. In context of the entire record, the district court clearly “exercised
its post-Booker discretion to impose a reasonable sentence outside the sentencing
guideline range” in light of the § 3553(a) factors. See Irizarry
I, 458 F.3d at
18
1211-12. Thus, the sentence was a variance.
Similarly, at Juan’s sentencing hearing, the court calculated the guideline
range, then invited the parties to address the § 3553(a) factors and to suggest an
appropriate sentence. After hearing from the parties, the court described the
§ 3553(a) requirement of considering the guideline range, the nature and
circumstances of the offense, and other factors. It set forth its reasoning at length,
including specific discussion of the nature and circumstances of the offense, the
history and characteristics of the defendant, the need for deterrence, and the need
for consistency of sentencing among defendants. After the sentence was
announced, the court again stated that the § 3553 factors warranted a sentence
above the guideline range. At no time did it cite to a guideline departure provision
or indicate that it was following the departure framework in Chapter 5. See
Eldick, 443 F.3d at 788 n.2. Although the court did not explicitly use the word
“variance,” the entire record reflects that here, too, it “exercised its post-Booker
discretion to impose a reasonable sentence outside the sentencing guideline range”
in light of the § 3553(a) factors, and, thus, that the sentence constituted a variance.
See Irizarry
I, 458 F.3d at 1211-12.
As both Francisco’s and Juan’s sentences were variances, they did not
trigger the notice requirement in Rule 32(h). See Irizarry
II, 553 U.S. at 716,
128
19
S. Ct. at 2203-04. The court did not err, plainly or otherwise, in failing to give
notice of its intent to impose above-guideline sentences.
V.
We review de novo the interpretation of an appeal waiver. See United
States v. Bushert,
997 F.2d 1343, 1352 (11th Cir. 1993) (reviewing de novo
whether a waiver was made knowingly and voluntarily); see also United States v.
Rubbo,
396 F.3d 1330, 1332-35 (11th Cir. 2005) (reviewing the interpretation of
the terms of an appeal waiver). “Plea bargains . . . are like contracts and should be
interpreted in accord with what the parties intended.”
Rubbo, 396 F.3d at 1334.
Absent some indication that the parties intended otherwise, the language of the
agreement should be given its ordinary and natural meaning. See
id. at 1334-35.
Nevertheless, any ambiguities in the agreement should be resolved in favor of the
defendant. See United States v. Pielago,
135 F.3d 703, 709-10 (11th Cir. 1998)
(stating rule in context of proffer agreements after noting that plea agreements are
governed by the same principles).
As the district court lacks the power to modify the terms of a plea agreement
or any other contract, it cannot modify or strike a valid appeal waiver by making a
statement that could be construed as reinstating the defendant’s right to appeal.
United States v. Howle,
166 F.3d 1166, 1168-69 (11th Cir. 1999) (addressing the
20
district court’s statement at sentencing that it encouraged the defendant to appeal a
difficult legal issue that had arisen). Such a statement, though potentially
confusing to the defendant, is best viewed as dicta that had no effect on the plea
agreement.
Id. at 1168.
Neither Francisco nor Juan argues that their appeal waivers were not made
knowingly and voluntarily. Rather, they argue only that they were released from
the waivers when the district court varied upward from the guideline range, or that
the language of the waiver otherwise permits their appeals of the guideline
calculations. Accordingly, they have abandoned any argument that the waivers
were not made knowingly or voluntarily. See United States v. Cunningham,
161
F.3d 1343, 1344 (11th Cir. 1998) (holding that a defendant abandons a claim when
he fails to offer argument on the issue on appeal).
Here, both Francisco and Juan explicitly waived the right to appeal or
collaterally attack their convictions and sentences “on any ground, except that
[they] may file a direct appeal of an upward departure or a variance from the
otherwise applicable sentencing guideline range.” This language plainly reserves
the right to appeal the district court’s application of a departure or variance, while
waiving all other possible avenues for appealing or collaterally attacking the
sentence. Nothing about this language indicates that Francisco or Juan would be
21
released entirely from the waiver in the event of a variance. Indeed, the
agreements explicitly stated the conditions under which they would be released
entirely from the waivers, when the agreements specified that the men would be
permitted to file cross-appeals if the government were to initiate direct appeals.
Furthermore, Juan’s waiver explicitly reserved his ability to appeal an
aggravating-role enhancement, if one had been applied, thus indicating that he and
the government agreed beforehand that particular guideline issues would remain
appealable and included those issues in the “except” clause of the waiver.
Thus, the ordinary and natural meaning of the language of the waivers
indicates that Francisco and Juan may appeal only the imposition of a variance,
not the offense-level calculations. See
Rubbo, 396 F.3d at 1334-35. Furthermore,
the district court’s ambiguous statement at Francisco’s plea colloquy that
Francisco would be able to appeal “if [it] impose[d] a sentence that is greater than
15 years” did not modify the terms of the waiver, see
Howle, 166 F.3d at 1168-69,
and, again, Francisco has abandoned any argument that the court’s statement
affected the knowing and voluntary nature of the waiver, see
Cunningham, 161
F.3d at 1344. Finally, as to Juan’s argument that the phrase “otherwise applicable
sentencing guideline range” is broad enough to permit his appeal, we do not read
that provision to mean that, if the district court imposed a departure or variance,
22
Juan was free to appeal any and all aspects of his sentence unrelated to the
imposition of a departure or variance.
Accordingly, the sentence-appeal waivers unambiguously prohibit
Francisco’s and Juan’s appeals of Issue 2.
VI.
We review the substantive reasonableness of a sentence under an
abuse-of-discretion standard. United States v. Irey,
612 F.3d 1160, 1188 (11th
Cir. 2010) (en banc), petition for cert. filed, (Nov. 24, 2010) (No. 10-727). A
sentence will be reversed under that standard only if the district court has made a
clear error of judgment.
Id. at 1189. Our review must take into account the
totality of the facts and circumstances, including the extent of any variance from
the guideline range. Gall v. United States,
552 U.S. 38, 51,
128 S. Ct. 586, 597,
169 L. Ed. 2d 445 (2007). We will not reverse merely because we believe that a
different sentence might have been more appropriate.
Irey, 612 F.3d at 1191. The
appellant bears the burden of establishing that the sentence is unreasonable.
United States v. Talley,
431 F.3d 784, 788 (11th Cir. 2005).
Booker requires the district court to consider the factors in § 3553(a) and
determine a reasonable sentence.
Id. at 786. Those factors include: (1) the nature
and circumstances of the offense and the history and characteristics of the
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defendant; (2) the need to reflect the seriousness of the offense, to promote respect
for the law, and to provide just punishment for the offense; (3) the need for
deterrence; (4) the need to protect the public; (5) the need to provide the defendant
with training or medical care; (6) the kinds of sentences available; (7) the
sentencing guideline range; (8) pertinent policy statements of the Sentencing
Commission; (9) the need to avoid unwarranted sentencing disparities; and
(10) the need to provide restitution to the victims.
Id. (discussing § 3553(a)). The
sentence must be no greater than necessary to punish, deter, protect the public, and
provide the training and care outlined in the statute. 18 U.S.C. § 3553(a).
The district court commits a clear error of judgment if it weighs the
§ 3553(a) factors unreasonably, thus arriving at a sentence that does not achieve
the statutory purposes of sentencing.
Irey, 612 F.3d at 1189. The court may also
abuse its discretion by failing to consider relevant factors that were due significant
weight, or by giving significant weight to an improper or irrelevant factor.
Id.
Nonetheless, a district court does not abuse its discretion when it merely attaches
“great weight” to a single, permissible factor or set of factors.
Gall, 552 U.S. at
56-59, 128 S.Ct. at 600-02.
Juan’s 200-month sentence constituted a 19% upward variance from the top
end of his advisory guideline range. The district court heard testimony from
24
several victims and heard argument from the parties about the relative seriousness
of Juan’s offense. It acknowledged the need to consider the guideline range along
with the other sentencing factors in § 3553(a). It discussed LGI’s vulnerability,
her youth, and the disease she had contracted as a result of the prostitution. The
victims were held prisoner in inhumane conditions, sent into strangers’ homes
without protection from potential violence, and subjected to physical beatings. It
described Juan’s conduct as “outrageous” and “inexcusable,” and said that his own
comments at sentencing indicated that he did not understand the seriousness of his
offense. The court found that the case presented a serious need for deterrence.
The court also weighed all of its concerns against the need for consistency with
the sentences that had been imposed on Juan’s more-culpable codefendants.
Although Juan argues that a 150-month, within-guideline sentence would have
been reasonable and sufficient, he has not proved that the district court made a
clear error of judgment when it placed additional weight on the nature and
circumstances of the offense, the need to reflect the seriousness of the offense, and
the need to provide adequate deterrence. See
Irey, 612 F.3d at 1189. On this
record, the district court did not abuse its discretion by applying a 19% upward
variance. See
id. at 1188.
As to the comparative-sentencing examples discussed for the first time in
25
Juan’s initial brief, the only reasonably comparable case is United States v.
Madison,
477 F.3d 1312 (11th Cir. 2007), in which the defendant pled guilty to
sex trafficking of children by force, fraud, or coercion, and was sentenced to 168
months’ imprisonment following application of the cross-reference to U.S.S.G.
§ 2A3.1. See
id. at 1313-15. As Juan’s sentence was only 19% higher than
Madison’s, and the opinion does not indicate how the Madison court weighed the
§ 3553(a) factors, see
id. at 1315, Madison does not suggest that the district court
plainly erred in its review of the sentencing factors in Juan’s case. See United
States v. Aguillard,
217 F.3d 1319, 1320 (11th Cir. 2000) (applying plain error
review to sentencing argument raised for first time on appeal).
For the foregoing reasons, we affirm Francisco’s sentence as to Issue 1,
affirm Juan’s sentences as to Issues 1 and 3, and dismiss both appeals as to Issue
2.
AFFIRMED IN PART AND DISMISSED IN PART.
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