Filed: Jan. 21, 2011
Latest Update: Feb. 21, 2020
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED U.S. COURT OF APPEALS No. 10-11716 ELEVENTH CIRCUIT Non-Argument Calendar JANUARY 21, 2011 _ JOHN LEY CLERK D.C. Docket No. 4:08-cr-10017-JLK-1 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus ALEXIS DE LA CRUZ SUAREZ, Defendant-Appellant. _ Appeal from the United States District Court for the Southern District of Florida _ (January 21, 2011) Before BARKETT, HULL and ANDERSON, Circuit Judges. PER CURIAM:
Summary: [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ FILED U.S. COURT OF APPEALS No. 10-11716 ELEVENTH CIRCUIT Non-Argument Calendar JANUARY 21, 2011 _ JOHN LEY CLERK D.C. Docket No. 4:08-cr-10017-JLK-1 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus ALEXIS DE LA CRUZ SUAREZ, Defendant-Appellant. _ Appeal from the United States District Court for the Southern District of Florida _ (January 21, 2011) Before BARKETT, HULL and ANDERSON, Circuit Judges. PER CURIAM: A..
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 10-11716 ELEVENTH CIRCUIT
Non-Argument Calendar JANUARY 21, 2011
________________________ JOHN LEY
CLERK
D.C. Docket No. 4:08-cr-10017-JLK-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
ALEXIS DE LA CRUZ SUAREZ,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(January 21, 2011)
Before BARKETT, HULL and ANDERSON, Circuit Judges.
PER CURIAM:
After a jury trial, Alexis De La Cruz Suarez appeals his convictions on
fifteen counts of encouraging and inducing aliens to enter and reside in the United
States, in violation of 8 U.S.C. § 1324(a)(1)(A)(iv).1 After review, we affirm.
I. BACKGROUND
A. Pretrial Motion to Take Foreign Depositions
The U.S. Coast Guard found De La Cruz Suarez driving a boat that
contained Cuban nationals toward the United States. After indictment, De La
Cruz Suarez filed a motion for authorization to take witness depositions in Cuba.
De La Cruz Suarez attached to his motion six letters purportedly written by
six passengers on his boat. The letters stated that each individual had attempted to
come to the United States independent of De La Cruz Suarez. The individuals
stated that on March 7, 2008, they left Cuba on a raft. After the raft was damaged,
they were stranded without food or water on Cay Sal Bank in the Bahamas. De La
Cruz Suarez came to their rescue and told them that he would turn them over to
the U.S. Coast Guard.
The district court granted De La Cruz Suarez’s pre-trial motion. De La Cruz
Suarez took videotaped depositions of four of the six passengers.
B. Voir Dire
During voir dire, the district court explained the charges against De La Cruz
Suarez to the panel of prospective jurors and advised them that some of the
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De La Cruz Suarez does not raise issues as to his sentences.
2
testimony would be videotaped. Without objection, the district court stated his
own preference for live testimony, but told the prospective jurors that videotaped
testimony was now “routine,” and that whether testimony was live or videotaped
did not matter and should be treated the same for purposes of evaluating
credibility and applying the standard of proof.
C. Government’s Evidence
At trial, the government produced evidence that, in the evening of March
11, 2008, a U.S. Coast Guard cutter was patrolling the Cay Sal Bank area between
the United States and Cuba. The cutter discovered De La Cruz Suarez driving a
boat toward Florida without running lights. De La Cruz was using a satellite
phone. The boat contained eighteen passengers who did not have documentation
to enter the United States.
On De La Cruz Suarez’s boat, the Coast Guard boarding team found a
satellite phone bag with a SIM card and a battery, but not a satellite phone. They
also found large amounts of food and water and a GPS unit. When questioned by
a boarding officer, De La Cruz Suarez stated that he had sailed from Black Point
Marina to Cuba to pick up his family, that they had stopped at Cay Sal Bank to
rest and refuel and that they were heading back to the United States. The GPS unit
indicated that the boat had been in Biscayne Bay, Miami on the evening of March
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11, 2008 and near Key West on the morning of March 12, 2008. The GPS
contained two preprogrammed routes from Biscayne Bay to Matanzas, Cuba.
One passenger, Arquina Marrero, a Cuban native, testified that on March
11, 2008, she and approximately ten or twelve other people met on the outskirts of
Mantanzas and walked for awhile. The next morning, a “modern” boat arrived,
which they boarded to go to the United States. The boat departed and traveled
until nighttime, when it was stopped by the U.S. Coast Guard. Marrero and the
other passengers were transferred to the Coast Guard cutter and eventually taken
back to Cuba.
Chief Petty Officer Mark Szoboszlay was involved in the March 12, 2008
interdiction of De La Cruz Suarez’s boat. Szoboszlay testified he first
encountered De La Cruz Suarez on February 21, 2007 when a Coast Guard cutter
followed De La Cruz Suarez’s boat after it left Cuban waters and pursued it for
over three hours before it stopped. That time, De La Cruz Suarez had thirty-four
aliens on board. The government introduced De La Cruz Suarez’s prior
conviction for alien smuggling arising out of that incident.
D. Out-of Turn Rebuttal Evidence
During its case in chief, the government indicated that it intended to
introduce a letter that was (1) attached to De La Cruz Suarez’s pretrial motion and
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(2) purportedly written by Diana Azcui Fabelo, one of the passengers in De La
Cruz Suarez’s boat. The government intended to present Fabelo’s testimony that
she did not write the letter.
Defense counsel objected to the letter, stating, “I don’t know the legal basis
by which it’s admissible.” The district court confirmed that De La Cruz Suarez
intended to play the four videotaped depositions at trial to support his defense that
he merely rescued the stranded aliens. The district court overruled De La Cruz
Suarez’s objection, concluding that the letter was proper rebuttal evidence.
After resting, the government asked to call Fabelo, its rebuttal witness, out
of turn. Defense counsel indicated that he had no objection and preferred to have
the rebuttal witness testify first rather than break up the videotaped deposition
testimony. Consequently, the district court granted the government’s request.
Passenger Fabelo then testified that, on March 12, 2008, as part of her plan
to enter the United States, she went to a beach in Matanzas, Cuba. Fabelo and
other people boarded a white boat with two motors. The boat proceeded out to sea
until it was intercepted by the U.S. Coast Guard. The government showed Fabelo
a letter, which she denied writing. Fabelo said that the letter was not in her
handwriting and misspelled her last name.
When the government moved to admit the letter, De La Cruz Suarez
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objected, citing a lack of foundation “in addition to the grounds elicited before.”
After the district court confirmed that De La Cruz Suarez had filed the letter with
his pre-trial motion, defense counsel conceded that “it would be admissible” to
determine whether Fabelo wrote it, but maintained that the letter’s contents were
irrelevant. The district court responded that “the contents are very relevant,” and
admitted the letter. Fabelo then testified that the letter did not accurately report
the events that transpired on March 12, 2008 and that De La Cruz Suarez did not
rescue her at sea.
E. Defendant’s Evidence
De La Cruz Suarez presented the videotaped deposition testimony of
Alfredo De La Cruz Rodriguez, one of the boat’s passengers and De La Cruz
Suarez’s father. According to Rodriguez, he did not discuss with De La Cruz
Suarez his plans to try to leave Cuba for the United States. In March 2008,
Rodriguez met his brother, a daughter-in-law and a granddaughter, and they
traveled with a group of other people to the shore in Matanzas. The group
boarded a “rustic craft,” or homemade raft, with one engine and sailed until the
next morning, when the craft began taking on water. Around noon, the passengers
disembarked on some rocks in Cay Sal Bank.
The following day some passengers used cell phones to call family
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members. One of Rodriguez’s family members reached the mother of Defendant
De La Cruz Suarez. Rodriguez told her they were stranded on a rock rift. Late
that afternoon, De La Cruz Suarez arrived in a boat. De La Cruz Suarez loaded the
aliens on the boat, but told them he had to hand them over to U.S. authorities.
Shortly after they started, the U.S. Coast Guard intercepted De La Cruz Suarez’s
boat. On cross-examination, Rodriguez stated that he had written one of the letters
De La Cruz Suarez attached to his pre-trial motion.
Another passenger, Yandri Oriheula Alfonso, testified at trial. Alfonso
substantially repeated the rescue narrative testified to by Rodriguez. Alfonso said
that he wrote one of the letters attached to De La Cruz Suarez’s pre-trial motion.
After Alfonso testified, the district court explained to the jury that he had
two hearings in other cases to conduct in chambers. After the parties agreed to the
judge’s absence, the judge excused himself while the remaining videotaped
depositions were played for the jury. In the videotaped depositions, the boat
passengers said that De La Cruz Suarez rescued them after they were stranded on
some rocks. On cross-examination, each passenger testified that he or she had
written one of the letters attached to De La Cruz Suarez’s pre-trial motion. The
government questioned each witness about any inconsistencies between their
testimony and the contents of their letter. After the defense rested, the district
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court admitted De La Cruz Suarez’s pre-trial motion with the attached letters.
F. Closing Argument and Motion for a Mistrial
During closing arguments, the government stated to the jury:
We know that the Defendant had the intention of taking these people to
the United States. How else do we know that? Well, you heard that
back in February of 2007, the Defendant did the exact same thing. That
time he had 34 Cuban migrants aboard his go-fast vessel. He was
heading up towards the United States.
De La Cruz Suarez objected, was overruled, and the government continued, “What
does that show? It shows the Defendant has the knowledge, the know-how, the
experience to be able to conduct this activity. He knew how to get down to Cuba.
And it shows his intention. It shows his intent.” After closing argument, De La
Cruz Suarez renewed his objection to the government’s use of his prior conviction
and moved for a mistrial. The district court denied the motion.
The jury found De La Cruz Suarez guilty of fifteen counts of alien
smuggling.2 The district court imposed a total 82-month sentence. De La Cruz
Suarez filed this appeal.
II. DISCUSSION
A. Admission of Pretrial Motion and Letters
2
At the beginning of trial, the district court dismissed three counts of the indictment at the
government’s request.
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De La Cruz Suarez argues that the district court erred when it admitted at
trial a copy of his motion for authorization to take foreign depositions and the six
attached letters. De La Cruz Suarez argues that the motion and letters were highly
prejudicial and should have been excluded under Federal Rule of Evidence 403.3
Relevant evidence ordinarily is admissible. See Fed. R. Evid. 402.
Evidence is relevant if it has “any tendency to make the existence of any fact that
is of consequence to the determination of the action more probable or less
probable than it would be without the evidence.” Fed. R. Evid. 401.
Nonetheless, under Rule 403, relevant evidence may be excluded if “its
probative value is substantially outweighed by the danger of unfair prejudice.”
Fed. R. Evid. 403. “The term ‘unfair prejudice,’ as to a criminal defendant, speaks
to the capacity of some concededly relevant evidence to lure the factfinder into
declaring guilt on a ground different from proof specific to the offense charged.”
3
Ordinarily, we review a district court’s admission of evidence for an abuse of discretion.
United States v. Suarez, 601 F.3d 1202, 1215 (11th Cir.), cert. denied,
130 S. Ct. 3532 (2010).
However, in the district court, De La Cruz Suarez objected to this evidence based on relevance
and lack of foundation. De La Cruz Suarez did not raise a Rule 403 objection. Therefore, our
review is only for plain error. See United States v. Walther,
867 F.2d 1334, 1343 (11th Cir.
1989) (reviewing for plain error whether admission of testimony was unduly prejudicial under
Rule 403 where defendant objected at trial only on grounds of relevancy and hearsay). Under
plain error review, we may reverse only if: (1) there was error, (2) that was plain, (3) that affected
the defendant’s substantial rights and (4) seriously affected the fairness of the judicial
proceedings. United States v. Jernigan,
341 F.3d 1273, 1289 (11th Cir. 2003). We add,
however, that De La Cruz Suarez has not shown the district court abused its discretion under
Rule 403 in any event.
9
Old Chief v. United States, 519 U.S. 172, 180,
117 S. Ct. 644, 650 (1997). The
question is “not whether the evidence itself is prejudicial, but rather whether its
probative value is outweighed by its prejudicial effect. Consequently, the
balancing test prescribed by Rule 403 militates in favor of admissibility.” United
States v. Wright,
392 F.3d 1269, 1276 (11th Cir. 2004) (citation omitted).
Here, the letters were highly probative of the rescue narrative that was the
basis of De La Cruz Suarez’s defense and, to the extent there were inconsistencies,
the credibility of the witnesses who recounted it in their live or videotaped
testimony. Additionally, evidence of the falsity of the letter purportedly written by
Fabelo further called into question the credibility of De La Cruz Suarez’s
witnesses and tended to show that De La Cruz Suarez intended to bring aliens
from Cuba into the United States.
De La Cruz Suarez argues that the letters were prejudicial because they
tended to undermine his defense.4 However, this type of prejudice is not unfair.
As we have explained, “[t]he nature of the government’s evidence against a
defendant is meant to be prejudicial.” Id.; see also United States v. King, 713 F.2d
4
De La Cruz Suarez also argues that the government’s presentation of Fabelo’s rebuttal
testimony before he put on his case hindered his defense. We do not address this alleged error
because it was invited by De La Cruz Suarez when his counsel told the district court that he had
no objection to the government presenting Fabelo’s testimony out of turn and preferred that it be
presented before he began his defense. See United States v. Silvestri,
409 F.3d 1311, 1327 (11th
Cir. 2005) (stating that a party cannot challenge an error or ruling invited by that party).
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627, 631 (11th Cir. 1983) (“[I]n a criminal trial relevant evidence is inherently
prejudicial; it is only when unfair prejudice substantially outweighs probative
value that the rule permits exclusion.”). Under the circumstances, we cannot say
that the probative value of the evidence was substantially outweighed by the risk
of unfair prejudice. Accordingly, the district court did not err in admitting the
motion and letters.
B. District Court’s Comments During Voir Dire
De La Cruz Suarez contends the district court plainly erred when, during
voir dire, it expressed a preference for live testimony over videotaped testimony.5
De La Cruz Suarez specifically objects to the district court’s statement that “it’s
just my predilection. I’d rather you heard people instead of movies, but they can’t
help it sometimes; there it is.”
We will reverse a district court because of statements it made during trial
only if the comments were prejudicial and “had a clear effect on the jury and
amounted to the denial of a fair trial.” United States v. Tampas, 493 F.3d 1291,
1303 (11th Cir. 2007). Three factors this Court has identified as “weigh[ing] in
favor of a finding that the comments of a trial judge were not reversible error,” are
5
De La Cruz Suarez concedes he did not object to this comment in the district court and
that plain error review applies.
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that (1) the comments were brief relative to the overall trial; (2) the comments
were directed at defense counsel rather than the jury; and (3) the court advised the
jury to “disregard any intimation by the Court relating to the facts of the case.”
United States v. Morales, 868 F.2d 1562, 1576 (11th Cir. 1989).
Here, although stating his personal preference for live testimony, the district
court explicitly told the jury that videotaped testimony was “routine,” that it did
not matter whether testimony was live or videotaped and that videotaped
testimony should not be “h[e]ld against anybody.” The district court further
explained that the jury should evaluate the witnesses credibility the same
regardless of whether it was live or videotaped.
When the district court’s comment is taken in context, it is clear the district
court effectively disavowed any intimation that videotaped testimony was legally
insufficient or in some way inferior to live testimony and invited the jury to
disregard his earlier comment. The challenged comment was brief, made before
trial began and was not repeated during trial.6 Although the statement was made
to prospective jurors, De La Cruz Suarez has not shown that it had any effect,
6
We do not address De La Cruz Suarez’s claim that the district court compounded the
prejudice by leaving the courtroom while some of the videotaped testimony was played to the
jury. Because De La Cruz Suarez expressly consented to the district court’s absence, he may not
now complain about it on appeal. See Silvestri, 409 F.3d at 1327.
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much less a clear effect, on the jury. We find no plain error in the district court’s
statement.
C. Prosecutor’s Remarks During Closing Argument
De La Cruz Suarez contends that during closing argument the prosecutor
urged the jury to find that De La Cruz Suarez had a propensity to smuggle aliens
based on his prior alien smuggling conviction.7
For a prosecutor’s remarks to constitute prosecutorial misconduct, they must
(1) be improper, and (2) prejudicially affect the defendant’s substantial rights.
United States v. Eckhardt, 466 F.3d 938, 947 (11th Cir. 2006) (quotation marks
omitted). “A defendant’s substantial rights are prejudicially affected when a
reasonable probability arises that, but for the remarks, the outcome of the trial
would have been different.”
Id.
Here, the prosecutor did not use De La Cruz Suarez’s prior alien smuggling
as evidence that he encouraged or induced aliens to enter the United States on
March 12, 2008. For this element, the prosecutor pointed to the testimony of U.S.
Coast Guard officers who intercepted De La Cruz Suarez on March 12, 2008, a
videotape of that interception, and the testimony of the two passengers, Marrero
7
Allegations of prosecutorial misconduct during closing argument are reviewed de novo.
United States v. Eckhardt, 466 F.3d 938, 947 (11th Cir. 2006).
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and Fabelo, who said De La Cruz Suarez picked them up in Cuba in his boat and
took them out to sea until they were intercepted. This evidence more than amply
supported the jury’s finding that De La Cruz Suarez committed the acts charged.
The prosecutor highlighted De La Cruz Suarez’s earlier February 2007
attempt to bring thirty-four Cubans to the United States in his boat only as
evidence that De La Cruz Suarez intended to help the aliens in his boat on March
12, 2008 get to the United States. This is not an improper comment given that
evidence of prior crimes is admissible to prove intent. See Fed. R. Evid. 404(b);
United States v. Matthews, 431 F.3d 1296, 1310 (11th Cir. 2005). And, this
evidence was particularly relevant given that De La Cruz Suarez’s chief defense
was that he did not have the requisite intent.
Notably, on appeal, De La Cruz Suarez does not challenge the admission of
evidence of his prior alien smuggling offense. Furthermore, the jury was
instructed twice (once after the evidence was admitted and again during the charge
to the jury) that this evidence could be used to determine only whether the
defendant had the requisite state of mind and not whether he committed the acts
charged in the indictment. Under the circumstances, the challenged comments
were not improper and did not affect De La Cruz Suarez’s substantial rights.
AFFIRMED.
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