TJOFLAT, Circuit Judge:
Harold Lee Harvey, Jr. is an inmate on Florida's death row, having been convicted of two counts of first-degree murder in 1986. This case comes to us after seventeen years of post-conviction proceedings in the Florida courts, including two evidentiary hearings and two appeals to the Florida Supreme Court. Before this court, Harvey appeals the denial of his petition for a writ of habeas corpus by the United States District Court for the Southern District of Florida. Each of his four claims for relief focuses on the constitutional deficiency of his trial counsel during both the guilt and penalty phases of his trial.
Part I discusses the facts of Harvey's crime and the procedural history. Part II discusses the relevant standard of review and general principles for claims of ineffective assistance of counsel. Part III addresses Harvey's claim that trial counsel failed to strike a biased juror. Part IV addresses Harvey's claim that trial counsel conceded Harvey's guilt during his opening statement to the jury without Harvey's consent. Part V addresses Harvey's two claims that trial counsel did not conduct an adequate investigation into mitigation evidence, with part V.A discussing trial counsel's social history investigation and part V.B discussing trial counsel's mental health investigation. Part VI concludes.
The Florida Supreme Court described the facts of Harvey's crime as follows:
Harvey v. State, 529 So.2d 1083, 1084 (Fla. 1988).
On March 7, 1985, an Okeechobee County grand jury indicted Harvey and Stiteler on two counts of first-degree murder, under both premeditation and felony murder theories. The two defendants were tried separately. Harvey's trial and 1993 post-conviction proceedings took place in the Circuit Court for Indian River County
Following his appointment, Watson requested and received funds for private investigators and mental health examinations. He also moved the court to suppress Harvey's post-arrest confession to
Jury selection began on June 9 and ended on June 13, 1986. Marlene Brunetti was chosen as an alternate juror on June 13, 1986. Her voir dire exposed potential biases but Watson did not move to strike her with a peremptory challenge or for cause.
Harvey's trial began on June 13, 1986, immediately after jury selection concluded.
The penalty phase for the murder counts began two days later, before the same jury. The State, in its case in chief, relied on the evidence it presented during the guilt phase and the testimony of two witnesses to prove aggravating factors. A prison inmate named Hubert Bernard Griffin testified that, while incarcerated in a jail cell adjacent to Harvey's (prior to Harvey's trial), he saw that Harvey had written threatening language on the walls of his own cell: "If I can't kill it then its already dead." George Miller, a corrections officer in the same jail corroborated Griffin's testimony; he had seen the same writing.
Watson, in Harvey's defense, endeavored to show that Harvey was a "good person," for whom the murders were an aberration, and thus would be worthy of mercy. To that end, he called seventeen mitigation witnesses. Sixteen witnesses were family and friends whose testimony painted the picture of a nice, shy young man, who loved his family very much. Nearly all mitigation witnesses expressed shock at Harvey's arrest and said that what he had done did not fit with his character. Some of these witnesses also portrayed him as being dominated by his wife of one year—her lifestyle demands serving as motive for robbing the Boyds.
Watson also called a psychologist, Dr. Frank Petrilla, to testify to the results of the personality evaluation he performed on Harvey prior to trial. Dr. Petrilla diagnosed Harvey with "dysthymic disorder, chronic depressive reaction and dependant
The jury recommended the death penalty for each murder by a vote of 11-1. The court found four aggravating circumstances: the murders were committed (1) while the defendant was engaged in the commission or an attempt to commit robbery and burglary, Fla. Stat. § 921.141(5)(d) (1985); (2) for the purpose of avoiding or preventing a lawful arrest, id. § 921.141(5)(e); (3) in a cold calculated and premeditated manner, id. § 921.141(5)(i); and (4) the murders were especially heinous atrocious and cruel, id. § 921.141(5)(h). The court found only one mitigating factor—the non-statutory catch-all, "any other aspect of the defendant's character or record"
Harvey appealed his murder convictions and death sentences to the Florida Supreme Court. His brief raised claims not at issue in this appeal. On June 16, 1988, the Florida Supreme Court affirmed. Harvey, 529 So.2d at 1088. The United States Supreme Court denied certiorari. Harvey v. Florida, 489 U.S. 1040, 109 S.Ct. 1175, 103 L.Ed.2d 237 (1989). The Governor signed Harvey's execution warrant on March 29, 1990.
On August 27, 1990, Harvey filed a motion for post-conviction relief under Florida Rule of Criminal Procedure 3.850 in the trial court.
Harvey appealed the trial court's Rule 3.850 rulings to the Florida Supreme Court. On February 23, 1995, it rendered its decision. Harvey v. Dugger, 656 So.2d 1253 (Fla.1995). The court affirmed the trial court's denial of most of Harvey's claims, but found that an evidentiary hearing would be necessary to resolve four ineffective assistance claims, three of which are pertinent here: (1) Watson rendered ineffective assistance by conceding Harvey's guilt during his opening statement to the jury without Harvey's consent; (2) Watson did not adequately investigate life-history mitigation evidence; and (3) Watson did not adequately investigate mental health mitigation, which would have included evidence of organic brain damage. Id. at 1256-57.
On July 3, 2003, the Florida Supreme Court reversed the trial court's denial of Rule 3.850 relief as to the first of the designated ineffective assistance claims, vacated Harvey's murder convictions and death sentences, and remanded the case for a new trial. Harvey v. State, No. SC95075, 2003 Fla. LEXIS 1140 (Fla. July 3, 2003). It held that Watson's opening statement conceded first-degree murder and that the concession was the "functional equivalent of a guilty plea." Id. at *11. As such, Watson did not "subject the prosecution's case to meaningful adversarial testing" under United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984). Harvey, 2003 Fla. LEXIS 1140, at *11. Harvey therefore did not need to show prejudice under Strickland; rather, the court presumed prejudice under Cronic. Harvey, 2003 Fla. LEXIS 1140, at *11. The court relied on Nixon v. Singletary, 758 So.2d 618 (Fla.2000), which held that concessions without the defendant's consent constitute ineffective assistance per se under Cronic. Harvey, 2003 Fla. LEXIS 1140, at *11-12.
The State petitioned the Florida Supreme Court for rehearing. While its petition was pending, the United States Supreme Court reversed the Florida Supreme Court's per se rule in Florida v. Nixon, 543 U.S. 175, 187, 125 S.Ct. 551, 560, 160 L.Ed.2d 565 (2004). Relying on this decision, the Florida Supreme Court vacated its 2003 opinion and, on June 15, 2006, rejected the ineffective assistance claim at issue in a new opinion. Harvey v. State, 946 So.2d 937, 940 (Fla.2006). The court adhered to its earlier finding that Watson's opening statement conceded first-degree murder without Harvey's consent, id. at 942-43, but found that Harvey had not shown Strickland prejudice because the jury received in Harvey's confession the same information contained in Watson's concession, id. at 943-44. The court rejected the claims that Watson failed to investigate adequately Harvey's life-history and mental health mitigation evidence. Id. at 947, 948.
Two justices concurred in part and dissented in part. In their view, Watson's concession to first-degree murder and "superficial [mitigation] investigation" left "no genuine adversarial testing of the appropriate penalty." Id. at 951 (Anstead, J., concurring in part and dissenting in part).
On January 18, 2008, Harvey petitioned the United States District for the Southern District of Florida for a writ of habeas corpus. See 28 U.S.C. § 2254(d). His petition presented twelve claims,
The Antiterrorism and Effective Death Penalty Act ("AEDPA") governs Harvey's habeas corpus petition. Under 28 U.S.C. § 2254(d), a federal court cannot overturn a state court conviction on collateral attack unless the state court decision
28 U.S.C. § 2254(d)(1)-(2). As the Supreme Court has instructed,
Williams v. Taylor, 529 U.S. 362, 412-13, 120 S.Ct. 1495, 1523, 146 L.Ed.2d 389 (2000).
In determining whether we should overturn the state courts' rejection of the claim at issue, we review the highest state court decision disposing of the claim. See Shere v. Fla. Dep't of Corr., 537 F.3d 1304, 1310 (11th Cir.2008) ("[O]ur review is limited to examining whether the highest state court's resolution of a petitioner's claim is contrary to, or an unreasonable application of, clearly established law ...."). The Florida Supreme Court's 1995 and 2006 decisions
The Sixth Amendment to the United States Constitution states that "[i]n all criminal prosecutions, the accused shall enjoy the right ... to have the Assistance of Counsel for his defense."
A valid claim of ineffective assistance of counsel requires a two-part showing. First, trial counsel's performance must be deficient, falling below an objective standard of professional care. Id. at 688, 104 S.Ct. at 2064. Second, that deficient performance must have prejudiced the outcome of the petitioner's trial; but for the deficient performance, there must be a probability that the petitioner's outcome would be different. Id. at 695, 104 S.Ct. at 2068-69. The petitioner seeking release bears the burden of proof regarding both deficient performance and prejudice. Rogers v. Zant, 13 F.3d 384, 386 (11th Cir. 1994).
The performance inquiry will generally boil down to whether trial counsel's actions (or inactions) were the result of deficient performance or sound trial strategy. See Strickland, 466 U.S. at 689, 104 S.Ct. at 2065 ("[T]he defendant must overcome the presumption that, under the circumstances, the challenged action `might be considered sound trial strategy.'" (quoting Michel v. Louisiana, 350 U.S. 91, 101, 76 S.Ct. 158, 164, 100 L.Ed. 83 (1955))). To protect counsel's independence, we start with the strong presumption that trial counsel's performance was constitutionally adequate. Id.
Two principles underlie this presumption. First, the Supreme Court has time and again counseled against judging trial counsel's performance with the benefit of hindsight. Id.; see also Yarborough v. Gentry, 540 U.S. 1, 8, 124 S.Ct. 1, 6, 157 L.Ed.2d 1 (2003) (per curiam) ("The Sixth Amendment guarantees reasonable competence, not perfect advocacy judged with the benefit of hindsight."); Bell v. Cone, 535 U.S. 685, 698, 122 S.Ct. 1843, 1852, 152 L.Ed.2d 914 (2002) (same). Second, trial advocacy is not a science, but an art; there are few "right" answers in the proper way to handle a trial. Strickland, 466 U.S. at 693, 104 S.Ct. at 2067 ("Representation is an art, and an act or omission that is unprofessional in one case may be sound or even brilliant in another.").
This presumption is an evidentiary presumption that carries through the
We do not apply fixed or rigid rules when evaluating trial counsel's performance. Strickland, 466 U.S. at 688-89, 104 S.Ct. at 2065. Rather, a petitioner receives ineffective assistance where the representation "[falls] below an objective standard of reasonableness," id. at 688, 104 S.Ct. at 2064, reasonableness being the "prevailing professional norms," Wiggins v. Smith, 539 U.S. 510, 521, 123 S.Ct. 2527, 2535, 156 L.Ed.2d 471 (2003). To put it another way, trial counsel's error must be so egregious that no reasonably competent attorney would have acted similarly. See Wood v. Allen, 542 F.3d 1281, 1309 (11th Cir.2008), aff'd ___ U.S. ___, 130 S.Ct. 841, ___ L.Ed.2d ___ (2010) ("[O]ther attorneys might have done more or less ... or they might have made the strategic calls differently, but we cannot say that no reasonable attorney would have done as [he] did." (quoting Williams, 185 F.3d at 1244)).
Harvey first claims that his lawyer, Watson, was constitutionally ineffective because he did not attempt to dismiss—either for cause or with a peremptory challenge—a biased juror.
This claim focuses on Juror Marlene Brunetti. Brunetti was chosen as the first alternate juror, but later replaced a juror excused for illness. During voir dire, Brunetti expressed an ability to be impartial generally, but stated that the news media had influenced her views:
Outside the presence of the seated jurors and prospective alternates, Brunetti explained her knowledge about the crime and her doubt that she could be impartial:
Watson also questioned Brunetti about her views of the death penalty and psychology. On the death penalty, Brunetti said, "I'm kind of confused on the death penalty after listening to all of these different people. I think it's a deterrent because a person would not be able to get out to do the same thing again. But I don't necessarily believe that two wrongs make a right."
On psychology, Brunetti stated that her sister "went to a psychologist for two years" and that "[her sister] was benefitted" by the experience.
Judge Geiger then asked both attorneys if either would care to challenge Brunetti:
Immediately after this discussion, Judge Geiger again called the parties to the bench:
Watson did not challenge Brunetti for cause, nor did he use a peremptory challenge to remove her. Brunetti was then seated as an alternate. A juror fell ill and Brunetti became the twelfth juror for Harvey's trial. She voted to convict and for the death sentence.
Harvey's March 11, 1993 Rule 3.850 post-conviction hearing concerned Watson's failure to strike Brunetti. Harvey's post-conviction counsel called James Green, an experienced capital defense attorney, as a witness.
Watson testified as a State's witness regarding his overall trial strategy and his specific strategy regarding Brunetti. His overall strategy was driven by the confession; once admissible, Watson believed that conviction was certain and that "it was a pure [penalty phase] jury." To save Harvey's life, Watson felt he needed to preserve credibility with the jury, which would determine not only Harvey's guilt, but also recommend life or death. In his opinion as a criminal defense expert, Watson stated that it is not a bad strategy to seat a juror biased regarding guilt if the juror could be open-minded during the penalty phase.
Watson could not recall Brunetti's voir dire, nor could he recall his reasons for keeping her on the jury. Presented with the record, he recognized that he "knew that there was not only grounds for cause, but an invitation extended to [Watson by the court] for cause." But, Watson testified, "Obviously I made a decision to keep [Brunetti] .... What factors I was considering and which ones I weighed more heavily than others I can't tell you ...."
The State Attorney implied one factor — that Watson accepted Brunetti because she was receptive to psychological testimony. Watson intended to call a psychologist during the penalty phase. On the stand, Watson neither confirmed nor denied the implication. Rather, he observed that "she seemed to be certainly not antagonistic to psychologists or psychology."
The court rejected Harvey's argument that Watson's failure to challenge Brunetti constituted ineffective assistance, and denied relief.
The Florida Supreme Court affirmed the trial court's order, holding
Harvey v. Dugger, 656 So.2d 1253, 1256 (Fla.1995).
Harvey claims that Watson's failure to challenge Brunetti either peremptorily or for cause constituted ineffective assistance of counsel. To prevail, Harvey had to prove (1) deficient performance and (2) prejudice. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984). The Florida Supreme Court found that Watson's decision was sound trial strategy and thus did not consider Strickland's prejudice prong. Harvey, 656 So.2d at 1256. Having ruled on the merits of Harvey's claim, the court's ruling receives AEDPA deference and can only be disturbed if it was an unreasonable application of clearly established federal law. See 28 U.S.C. § 2254(d)(1).
As we stated in part II.B, the bounds of constitutionally effective assistance of counsel are very wide. An attorney's actions are sound trial strategy, and thus effective, if a reasonable attorney could have taken the same actions. See, e.g., Williams v. Head, 185 F.3d 1223, 1244 (11th Cir.1999). We evaluate juror selection claims as we would any other Strickland claim. See, e.g., Baldwin v. Johnson, 152 F.3d 1304, 1315-16 (11th Cir.1998); Smith v. Gearinger, 888 F.2d 1334, 1337-38 (11th Cir.1989).
Harvey first argues that sound trial strategy can never include seating a biased juror without the defendant's consent. The logic of his argument follows several steps. First, a criminal defendant has a Sixth Amendment right to a trial by an impartial jury. Second, like a guilty plea, the defendant must personally waive this right. Third, counsel's trial strategy is therefore sound only if the defendant personally consents to the seating of the biased juror. Fourth, the record does not show that Harvey consented. Citing a Sixth Circuit decision on point, Hughes v. United States, 258 F.3d 453, 463 (6th Cir. 2001), Harvey claims that his murder convictions cannot stand.
From a first principle, conceding guilt and focusing on the penalty phase is a valid trial strategy for Strickland analysis. With overwhelming evidence of guilt, it is often trial counsel's only chance to spare the capital defendant's life. See Florida v. Nixon, 543 U.S. 175, 191, 125 S.Ct. 551, 562, 160 L.Ed.2d 565 (2004) ("[A]voiding execution [may be] the best and only realistic result possible" because "[p]rosecutors are more likely to seek the death penalty ... when the evidence is overwhelming and the crime heinous."); Hightower v. Schofield, 365 F.3d 1008,
Therefore, trial counsel may validly select jurors he or she believes are open to life imprisonment or are receptive to a particular mitigation defense. However, trial counsel must consult with the capital defendant about "questions of overarching defense strategy." Nixon, 543 U.S. at 187, 125 S.Ct. at 560 ("An attorney undoubtedly has a duty to consult with the client regarding `important decisions,' including questions of overarching defense strategy." (quoting Strickland, 466 U.S. at 688, 104 S.Ct. at 2052)); see also Hightower, 365 F.3d at 1039 ("Counsel only pursued this sentence-focused strategy after discussing it with Hightower and gaining his approval.").
Harvey's claim fails at this last piece — evidence of consent. Harvey argues that, because the record shows no evidence of consent, we must presume that he never consented. This argument turns the Strickland burden of proof on its head. It is the petitioner's burden to introduce evidence proving trial counsel's deficiency. Kimmelman v. Morrison, 477 U.S. 365, 384, 106 S.Ct. 2574, 2588, 91 L.Ed.2d 305 (1986); Rogers v. Zant, 13 F.3d 384, 386 (11th Cir.1994).
The record is silent regarding Harvey's consent or lack thereof. The trial court held an evidentiary hearing on March 11, 1993 on the claim that Watson's decision to accept Brunetti constituted ineffective assistance of counsel.
With the record silent, we cannot assume that Watson did not consult with Harvey. See Williams, 185 F.3d at 1228 ("[W]here the record is incomplete or unclear about [trial counsel's] actions, we will presume that he did what he should have done, and that he exercised reasonable professional judgment."). In short, Harvey has not met his burden here.
Harvey next argues that, even if sound trial strategy could encompass seating a biased juror, Watson's testimony at the March 11, 1993 hearing does not demonstrate any strategy. At the hearing, Watson testified,
Harvey argues that this statement is merely "post-hoc speculation," and that we should follow the Fifth Circuit's ruling in Virgil v. Dretke, 446 F.3d 598 (5th Cir. 2006). In Virgil, trial counsel failed either to question further or challenge two venire persons whose voir dire suggested bias. Id. at 609-10. The Fifth Circuit rejected trial counsel's "conclusory affidavit"
This argument fails to consider this circuit's evidentiary presumption that counsel acted properly. To give trial counsel proper deference, this circuit presumes that trial counsel provided effective assistance. Williams, 185 F.3d at 1227-28. And it is the petitioner's burden to persuade us otherwise. See Stewart v. Sec'y, Dep't of Corr., 476 F.3d 1193, 1209 (11th Cir.2007) ("Based on this strong presumption of competent assistance, the petitioner's burden of persuasion is a heavy one ....").
Harvey's argument requires us to "turn [this] presumption on its head." Williams, 185 F.3d at 1235. Williams provides a useful analogue. There, the petitioner faulted trial counsel for not recognizing red flags during his investigation for mitigation evidence. Id. at 1234. At the post-conviction hearing—ten years later—trial counsel could not recall his conversations with the petitioner, but assumed that he asked relevant questions. Id. "Given the lack of clarity of the record," the court presumed that trial counsel made the appropriate inquiries. Id. at 1235.
Here, Watson clearly could not recall why he chose to accept Brunetti as a juror. His lack of memory is understandable; the evidentiary hearing occurred nearly seven years after Watson made his decision. Like the petitioner in Williams, Harvey improperly seeks to draw an inference in his favor from Watson's poor recollection.
Reliance on Virgil is misplaced for the same reason. The Fifth Circuit faulted trial counsel's affidavit as "conclusory" and for its "fail[ure] to indicate why for-cause challenges were not used." Virgil, 446 F.3d at 610. This language suggests that the Fifth Circuit's jurisprudence will give the petitioner the benefit of trial counsel's short memory. Binding precedent prevents us from deviating towards such a standard. See Williams, 185 F.3d at 1227-28 ("[W]here the record is incomplete or unclear ... we will presume that [trial counsel] did what he should have done, and that he exercised reasonable professional judgment."); see also Chandler v. United States, 218 F.3d 1305, 1314 n. 15 (11th Cir.2000) (en banc).
Finally, Harvey argues that we should not defer to Watson's strategy regarding
First, Harvey claims that Watson's Brunetti strategy—selecting a juror likely to vote against the death penalty—conflicted with Watson's strategy of persuading the jury to find Harvey guilty of the lesser included offense, second-degree murder. During voir dire, Brunetti stated that she believed that Harvey was guilty of first-degree murder.
Watson testified briefly at the March 11, 1993 hearing
But Watson also testified that he did not believe that his second-degree murder argument would persuade the jury. Once the trial court ruled Harvey's confession admissible, Watson believed that he was picking a "pure phase two jury"—phase two being the penalty phase. Because Harvey's confession was "comprehensive," Watson "did [not] have an expectation of a not guilty verdict."
As a result, Watson—who tried Harvey's case without co-counsel—believed that he needed to "establish credibility with the jury," which would decide Harvey's guilt and recommend a sentence. Without credibility, Watson feared that the jury would find him "insincere" and further harm Harvey's chance for mercy. Watson's testimony does not specifically link "credibility" with his second-degree murder strategy. But his testimony implies that a second-degree murder strategy was the only possible guilt phase argument that acknowledged the validity of Harvey's confession and could avoid a capital murder conviction.
According to Harvey, selecting Brunetti—who believed Harvey to be guilty of first-degree murder—directly undermined this guilt-phase strategy of arguing for second-degree murder. Therefore, Watson's purported trial strategy could not have been "sound."
Harvey's argument construes Watson's strategy too narrowly. According to Watson, Harvey's confession doomed any chance for acquittal and nearly any chance of conviction for anything other than first-degree murder. Therefore, his "strategy" was simply to save Harvey's life. In context, it appears that conceding second-degree murder was not a stand-alone strategy, but rather a way to build credibility with the jury. Brunetti's belief that Harvey was guilty of first-degree murder was thus immaterial to Watson's overall strategy to save Harvey's life.
Second, Harvey argues that the Florida Supreme Court's finding that Watson kept Brunetti because she would be receptive to psychological evidence was speculative and therefore erroneous because
Lastly, Harvey argues that Brunetti's equivocal statements regarding the death penalty were insufficient to justify Watson's purported penalty-phase strategy. As indicated above, Brunetti explained her view of the death penalty as: "I'm kind of confused on the death penalty after listening to all of these different people. I think it's a deterrent because a person would not be able to get out to do the same thing again. But I don't necessarily believe that two wrongs make a right." Brunetti did not say that she favored the death penalty; neither did she say that she was against the death penalty. While her statements did not strongly support Watson's purported strategy, they did not wholly contradict it either. Strickland requires that we defer to trial counsel's performance and eschew "the distorting effects of hindsight." 466 U.S. at 689, 104 S.Ct. at 2065. With that command in mind, we cannot say that a competent attorney would have inferred from Brunetti's statement a willingness to vote for the death penalty.
We therefore cannot find that the Florida Supreme Court unreasonably applied federal law when it determined that Harvey failed to show that Watson was constitutionally ineffective for accepting Brunetti.
Harvey next argues that Watson was constitutionally deficient for conceding Harvey's guilt to first-degree murder during his opening statement to the jury. The Florida Supreme Court rejected this claim because it found that Harvey could not prove the prejudice prong of Strickland v. Washington, 466 U.S. 668, 688, 694, 104 S.Ct. 2052, 2064, 2068, 80 L.Ed.2d 674 (1984). Harvey v. State, 946 So.2d 937, 943-44 (Fla.2006).
On the first day of trial, Watson gave his opening statement to the jury. There, after indicating what the State's evidence would show, he stated that such evidence would establish that Harvey was guilty of second-degree murder. The relevant portion of Watson's opening statement reads:
In its March 17, 1993 order, the trial court denied, without an evidentiary hearing, Harvey's claim that Watson rendered ineffective assistance by conceding that Harvey was guilty of second-degree murder. The Florida Supreme Court concluded that an evidentiary hearing was necessary, however, and remanded the claim for that purpose. Harvey v. Dugger, 656 So.2d 1253, 1256 (Fla.1995).
The evidentiary hearing took place in August 1998. There, Watson testified that his strategy focused on preserving credibility with the jury. Credibility required a consistent defense between the guilt phase and—because Harvey's confession made acquittal unlikely—the penalty phase. Conceding second-degree murder achieved
The trial court again denied Harvey's claim, in its order of January 15, 1999.
As indicated in part I, on appeal, the Florida Supreme Court rendered two decisions regarding this claim. In 2003, the court reversed the trial court and vacated Harvey's convictions and death sentences. Harvey v. State, No. SC95075, 2003 Fla. LEXIS 1140, at *16 (Fla. July 3, 2003). The court found that Watson's opening statement admitted that Harvey and Stiteler discussed whether to kill the Boyds, thus conceding premeditated first-degree murder. Id. at *11. Without Harvey's consent, these statements were the functional equivalent of a guilty plea. Id. As such, Watson's opening statement performance was constitutionally deficient. The court then presumed prejudice under United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984), because Watson's "performance failed to subject the prosecution's case to meaningful adversarial testing." Id. (citing Atwater v. State, 788 So.2d 223, 231 (Fla.2001)).
In 2006, however, the Florida Supreme Court withdrew the July 3, 2003 decision and accompanying opinion in light of Florida v. Nixon, 543 U.S. 175, 125 S.Ct. 551, 160 L.Ed.2d 565 (2004). Harvey v. State, 946 So.2d 937, 940 (Fla.2006). According to the court, Nixon precluded Cronic's presumed prejudice in cases involving "counsel's concession of guilt to the crime charged, even without the defendant's consent." Id. at 942. Rather, the petitioner had to prove prejudice under Strickland's second prong. Id.
Applying the Strickland standard, the court found that Harvey failed to show prejudice. Id. at 943-44. According to the court, Watson's guilt-phase defense was based around Harvey's confession, which he knew would be admitted at trial. Id. at 944. Harvey confessed to the murders in great detail, including the conversation about killing the Boyds. Id. Because the jury would have heard this information anyway, there was no reasonable probability that, but for Watson's statements, the jury would have found differently. Id.
In denying Harvey's claim, however, the court held that Watson did in fact concede first-degree murder. Id. at 943. It again pointed to Watson's reference to the conversation between Harvey and Stiteler about whether to kill the Boyds. Id. That language, according to the court, was sufficient to show premeditation, and thus first-degree murder. Id. This concession was of no moment, however, because the court found no prejudice. Id.
Harvey challenges the Florida Supreme Court's finding of no prejudice and, thus,
Harvey first argues that, because he never consented to Watson's first-degree murder concession, we should presume prejudice under Cronic because Watson, in conceding that Harvey was guilty of first-degree murder, "fail[ed] to subject the prosecution's case to meaningful adversarial testing." See Cronic, 466 U.S. at 659, 104 S.Ct. at 2047. The Florida Supreme Court adopted this argument in its 2003 decision, Harvey, 2003 Fla. LEXIS 1140, at *16, but reversed it in 2006 in light of Nixon, Harvey v. State, 946 So.2d at 943-44. Harvey claims that Nixon's holding is narrower and only applies where trial counsel discusses his strategy with his client; without consent or discussion, we should presume prejudice. To evaluate Harvey's claim, we must first turn to Nixon.
In Nixon, the defendant, Nixon, was on trial for capital murder. 543 U.S. at 180, 125 S.Ct. at 556. Given Nixon's confession and "overwhelming evidence" of his guilt, id., Nixon's attorney determined that the only way to avoid a death sentence was to concede guilt and focus on the penalty phase, id. at 181, 125 S.Ct. at 557. Trial counsel attempted to explain this strategy to Nixon and gain his consent, but Nixon was uncooperative and was eventually removed from the courtroom. Id. at 181-82, 125 S.Ct. at 557. The Florida Supreme Court vacated Nixon's conviction and sentence after finding trial counsel ineffective for conceding guilt without the defendant's express consent. Id. at 186-87, 125 S.Ct. at 559-60. The court presumed prejudice under Cronic because it found that the concession "allowed the prosecution's guilt-phase case to proceed essentially without opposition" and left the prosecution's case unexposed to "meaningful adversarial testing." Id. at 185, 125 S.Ct. at 559.
The United States Supreme Court disagreed. Although the Court acknowledged that criminal defendants must consent to guilty pleas, id. at 187, 125 S.Ct. at 560, it did not find the murder concession to be the functional equivalent of a guilty plea, id. at 188, 125 S.Ct. at 561. "Nixon retained the rights accorded a defendant in a criminal trial .... The State was obliged to present during the guilt phase competent, admissible evidence ...." Id. Trial counsel did not cede the case; he cross-examined witnesses and attempted to exclude prejudicial evidence. Id. Therefore, Nixon's explicit consent to counsel's concession strategy was not required. Id. at 189, 125 S.Ct. at 561.
Furthermore, the Court held that counsel's performance was not so ineffective as to presume prejudice under Cronic. Id. It explained that "[t]he Florida Supreme Court's erroneous equation of [the] concession strategy to a guilty plea led it to apply the wrong standard in determining whether counsel's performance ranked as ineffective assistance." Id. The Florida Supreme Court did not require Nixon to prove prejudice under Strickland, but rather presumed prejudice under Cronic. Id. The Supreme Court explained, however, that Cronic's presumption was a "narrow
Harvey argues, though, that Nixon's holding does not apply because Watson never consulted with him regarding a first-degree murder concession. He points to language in Nixon implying that consultation is required to shift from Cronic's presumed prejudice to Strickland's prejudice showing. The relevant language in Nixon reads: "But when a defendant, informed by counsel, neither consents nor objects to the course counsel describes ... counsel is not automatically barred from pursuing that course." Id. at 178, 125 S.Ct. at 555. According to Harvey, Nixon is a narrow holding that, where trial counsel concedes the charge in an opening statement, courts must presume prejudice under Cronic unless "(1) the attorney fulfills the obligation of consulting with the client about the strategy and asking for consent and (2) the client does not approve or reject the strategy because the client is silent or uncooperative." Br. Appellant 50.
The failing of Harvey's argument lies not with its logic, but with the deference we must afford the Florida Supreme Court under AEDPA. Under AEDPA, we can grant Harvey's request only if that court's holding was "unreasonable." See 28 U.S.C. 2254(d)(1) ("A ... writ of habeas corpus ... shall not be granted .... unless the adjudication of the claim resulted in a decision that ... involved an unreasonable application of[] clearly established Federal law....").
Nixon can be read in two equally compelling ways. On one hand, Harvey's quoted text does suggest that consultation could be the key fact that requires Strickland prejudice to be presumed under Cronic. On the other hand, the Court emphasized the distinction between a guilty plea and a concession strategy: "The Florida Supreme Court's erroneous equation of [the] concession strategy to a guilty plea led it to apply the wrong standard in determining whether counsel's performance ranked as ineffective assistance." Nixon, 543 U.S. at 189, 125 S.Ct. at 561. This quoted language suggests that consent is irrelevant for determining whether the prejudice component of an ineffective assistance claim is governed by Cronic's or Strickland's standard.
The Florida Supreme Court employed the latter standard. With two equally compelling readings available, we cannot conclude that the court was unreasonable for choosing one reading over the other.
Furthermore, Cronic's presumed prejudice standard is only available in extreme circumstances where "counsel entirely fails to subject the prosecution's case to meaningful adversarial testing." Cronic, 466 U.S. at 659, 104 S.Ct. at 2047. The "failure must be complete .... [C]ounsel [must] fail[] to oppose the prosecution throughout the ... proceeding as a whole," rather than merely "at specific points" in the proceeding. Bell v. Cone, 535 U.S. 685, 697, 122 S.Ct. 1843, 1851, 152 L.Ed.2d 914 (2002). Cronic itself did not find defense counsel constitutionally deficient even though counsel was a real estate attorney appointed to defend a complex mail fraud case with only twenty-five days to prepare a defense. 466 U.S. at 663, 104 S.Ct. at 2049; see also Nixon, 543 U.S. at 190, 125 S.Ct. at 562 (describing the counsel in Cronic as "an inexperienced, underprepared
Rather, the Cronic Court pointed to Powell v. Alabama, 287 U.S. 45, 53 S.Ct. 55, 77 L.Ed. 158 (1932), as a useful case in point. 466 U.S. at 660-61, 104 S.Ct. at 2047-48. In Powell, an out-of-state lawyer was appointed on the same day as the defendants' rape trial even after the lawyer informed the court that he was neither aware of the facts nor familiar with local procedure. 287 U.S. at 55, 53 S.Ct. at 59. Powell thus presented an example where "the likelihood that any lawyer, even a fully competent one, could provide effective assistance is so small that a presumption of prejudice is appropriate without inquiry into the actual conduct of the trial." Cronic, 466 U.S. at 659-60, 104 S.Ct. at 2047. Watson's performance clearly met that low bar.
In sum, the Florida Supreme Court's refusal to determine Strickland prejudice under Cronic's presumed prejudice standard did not constitute a decision that was "contrary to, or involved an unreasonable application of, clearly established Federal law." 28 U.S.C. § 2254(d)(1).
Thus, because he cannot rely on Cronic's presumed prejudice, Harvey must show that, but for Watson's first-degree murder concession, there is a reasonable probability that the outcome of his trial would have been different. Strickland, 466 U.S. at 695, 104 S.Ct. at 2068-69. The Florida Supreme Court found that Watson's opening statement merely restated facts that the jury would soon hear when the State introduced Harvey's confession into evidence. Harvey, 946 So.2d at 943-44. Therefore, according to the court, even without Watson's opening statement, including the murder concession, the jury still would have heard that Harvey and Stiteler conferred about whether to kill the Boyds, after which Harvey shot and killed them. Id.
We cannot say that the Florida Supreme Court's Strickland finding of no prejudice constituted "an unreasonable determination of the facts." 28 U.S.C. § 2254(d)(2). The State's evidence against Harvey was overwhelming and included his own confession. Under such circumstances, it would be very difficult to see how the outcome of the trial would have been different had Watson not conceded Harvey's guilt, as charged in the indictment. See Nixon, 543 U.S. at 192, 125 S.Ct. at 563 ("[C]ounsel cannot be deemed ineffective for attempting to impress the jury with his candor and his unwillingness to engage in `a useless charade' [by failing to concede overwhelming guilt]." (quoting Cronic, 466 U.S. at 656 n. 19, 104 S.Ct. at 2046 n. 19)).
Harvey attempts to point us away from this conclusion. His first argument for actual prejudice restates his argument that Cronic's presumed prejudice should apply. As we explained, Cronic's presumed prejudice only applies where trial counsel entirely failed to challenge the prosecution's case; Watson's performance does not fall within that category.
Second, Harvey argues that Watson's closing statement during the penalty phase conceded the aggravating factors at issue. This argument has two fatal flaws. For one, Harvey did not mention this claim in his motion for a certificate of appealability. Thus, the district court's certificate of appealability did not authorize Harvey to
Third, Harvey attempts to show prejudice by pointing to his attorney's "endorsement" of legal conclusions— "`guilty,' `murder,' `premeditation,' `robbery,' `burglary,' and `kidnaping.'" But, Harvey does not explain how these concessions caused actual prejudice. He cites Francis v. Spraggins, 720 F.2d 1190 (11th Cir.1983), for the proposition that defense counsel's personal belief about guilt is necessarily prejudicial. Spraggins, however, concerned a very different circumstance. There, the capital defendant denied his involvement in the crime and took the stand, testifying to that end. Spraggins, 720 F.2d at 1194. His attorney, however, undermined his testimony by saying that he believed the defendant to be guilty. Id. Nothing of the sort happened here. Harvey confessed to the facts Watson laid out in his opening statement; restating these facts could not have undermined Harvey's non-existent trial testimony.
Within this argument, Harvey cites Watson's references to his "evil" actions, referring to the murder as "repulsive" and "the product of a depraved mind." This argument fails for the same reason as his second prejudice argument—it refers to a separate performance deficiency. The deficiency at issue is Watson's concession of guilt. These failures—"evil," "depraved," and "repulsive"—are not poor consequences that flowed from Watson's concession. They allege separate episodes of allegedly ineffective assistance of counsel.
Furthermore, Harvey takes Watson's words out of context. In their proper context, each word forms part of a coherent strategy. "Evil" referenced what was set in motion by Harvey and Stiteler's botched robbery—clearly an attempt to foreshadow that events were going to spiral beyond Harvey's control. "Repulsive" referred to murder, generally, followed by a plea to the jury not to "let that repulsion carry into their deliberations and affect their decision-making process as to what type of murder this was." "Depraved" referred to the mens rea for second-degree murder.
Finally, Harvey argues that he was prejudiced by Watson's attempt to "distance" himself from his client. This argument again mixes analytical steps; this is not prejudice flowing from Watson's concession of guilt.
For the foregoing reasons, we reject Harvey's claim that the Florida Supreme Court's no prejudice finding was based on an "unreasonable" factual determination "in light of the evidence presented" at Harvey's trial. 28 U.S.C. § 2254(d)(2).
We turn now to Harvey's final two claims: Watson was deficient for failing properly to investigate mitigation evidence regarding both his client's personal history and mental health. Like all claims of ineffective assistance of counsel, Harvey must prove deficient performance and resulting
We first consider, in subpart A, Watson's performance relating to Harvey's personal history, then, in subpart B, Harvey's mental health. In the end, we reject Harvey's argument that the Florida Supreme Court unreasonably found that Watson's investigation into these areas of mitigation was objectively reasonable under Strickland's performance standard. See 28 U.S.C. § 2254(d)(1), (2).
Watson's penalty phase strategy was to portray Harvey as a good person worthy of saving and to convince the jury that the murders were an aberration from his otherwise amiable nature. To that end, he called sixteen witnesses. His mother, father, two sisters, brother, uncle, as well as several friends, several family friends, his work supervisor, a co-worker and two teachers testified. The Florida Supreme Court, in Harvey v. State, capsulized Watson's strategy by adopting the trial court's description of what Watson presented:
946 So.2d 937, 947-48 (Fla.2006). In addition to this, the court noted that "[t]he jury viewed several childhood photographs of Harvey with his siblings, as well as home movies of various family outings." Id. at 948.
In his August 27, 1990 motion for post-conviction relief, Harvey claimed that Watson's investigation into his personal history, and therefore Watson's penalty phase strategy, was constitutionally insufficient. The trial court denied the claim without an evidentiary hearing. The Florida Supreme Court vacated the ruling and remanded the claim for an evidentiary hearing. Harvey v. Dugger, 656 So.2d 1253, 1257 (Fla.1995).
As indicated in part I, the evidentiary hearing was held in August 1998. Harvey's attorneys called several witnesses. Some recounted Harvey's personal history. Others testified that, but for Watson's deficient investigation, an accurate personal history would have been revealed and presented to the jury during the penalty phase of the trial.
Harvey's family members, many of whom also testified at Harvey's trial, said that the questions Watson asked them pertained only to the positive aspects of Harvey's life and family situation. Harvey's father said that Watson gave him the questions Watson would ask and the answers he should give. Other family members said they would have told Watson the grittier aspect of Harvey's life had Watson asked. One sister said that Watson directed her testimony—only to say "yes, sir" and "no, sir." The other sister explained that she was not eager to tell Watson about her family's "dirty laundry."
Harvey was involved in a fatal automobile accident at age sixteen. Family members emphasized the impact the accident had on Harvey's subsequent behavior. One sister testified to the gruesomeness of the accident and described Harvey's hospital-bed appearance in detail. Following the accident, Harvey had nightmares, exhibited noticeable personality changes, seemed to have "his mind somewhere else" at times, and exhibited wild mood swings and reckless behavior.
Family members related three incidents of violent behavior they attributed to the accident. The first involved Harvey driving a truck, with his sister in the passenger seat, into on-coming traffic, veering just in time to avoid a crash. The second incident consisted of Harvey choking the same sister during something akin to a black-out. The third incident involved Harvey shooting out a street light with a weapon.
Members of the family also described Harvey's chronic abuse of drugs and alcohol. Harvey used alcohol at an early age; one member said that Harvey's step-grandfather gave him alcohol during his pre-teen years.
Joseph Krumey, Jr., Watson's first private investigator, testified that Watson hired him in May 1985 to find evidence of "redeeming social qualities." According to the testimony, Krumey did not perform the investigation himself; instead, he hired a former FBI agent to conduct the investigation. Krumey was not certain whether it was he or the former agent who met with Watson during the five months the investigation proceeded. Watson fired Krumey in October 1985 after performing roughly twenty hours of work.
Andrea Lyon, a clinical professor of law, testified as an expert on how to investigate a capital case. She said that defense counsel should interview the potential witnesses in person because the best mitigation evidence—for example, parental abuse of the defendant as a child—is usually embarrassing. It frequently takes between three and six interviews of family members before they reveal the truth about the defendant's upbringing. Until they are willing to open up, the family is likely to provide only positive information.
Watson appeared at the hearing as a witness for the State, and covered several points. Although he was unsure of the date, he said that he initially gave Krumey instructions to look for witnesses who could testify regarding Harvey's "redeeming social qualities."
Watson further testified that he met with members of Harvey's family on several occasions, and acknowledged that, as it turned out, his penalty phase strategy coincided with the image he formed of the family after meeting them over dinner. He rejected Harvey's attorneys' assertion that he formed his strategy prematurely, before Harvey's background investigation was finished. When asked whether he had received information to the effect that Harvey was a drug user or had been subjected to domestic abuse as a child, Watson answered in the negative.
After receiving the parties' evidentiary submissions, the trial court rejected the claim that Watson's investigation into Harvey's personal history was objectively deficient, that a reasonably competent attorney would have uncovered the information Harvey's family members disclosed at the hearing and would have presented it to the jury. The court noted that Watson's mitigation strategy emphasized Harvey's positive attributes, and that the new evidence Harvey's attorneys presented would have undermined the "good person" defense Watson was portraying. In the court's view, counsel were asking the court to speculate as to whether their proffered strategy might have been more effective than Watson's. The three incidents of violent behavior—playing chicken, choking, and shooting the street light—counsel considered to be a mitigating factor might, in the court's view, harm Harvey's case after being subject to the State's cross-examination.
The Florida Supreme Court affirmed the trial court's rejection of Harvey's claim that Watson's personal history investigation fell below Strickland's reasonably-competent-attorney standard. It found that "[t]he record clearly demonstrate[d] that counsel conducted an adequate investigation into Harvey's background ...." Harvey, 946 So.2d at 948.
Harvey disagrees with the Florida Supreme Court's finding. He argues that Watson's investigation of potential mitigating evidence was constitutionally deficient and that a proper investigation—one performed by a reasonably competent attorney—would have uncovered evidence painting a vastly different, and stronger, mitigation picture.
Strickland governs trial counsel's investigation of mitigating evidence:
466 U.S. at 690-91, 104 S.Ct. at 2066. Therefore, Harvey bears the burden of proving that Watson unreasonably limited his investigation. The fact that Watson was unaware of particular facts is immaterial if he conducted a reasonable investigation.
Harvey must also overcome the deference we afford the Florida Supreme Court. Harvey cannot obtain habeas relief unless the Florida Supreme Court's decision was "contrary to, or involved an unreasonable application of, clearly established Federal law," 28 U.S.C. § 2254(d)(1), or "was based on an unreasonable determination of the facts in light of the evidence presented," id. § 2254(d)(2).
The core of Harvey's argument is that Watson approached his client's penalty phase defense with a preconceived strategy—the "good person" strategy—and only sought evidence to support that strategy. After reviewing the August 1998 evidentiary hearing before the trial court, we cannot conclude that the Florida Supreme Court's decision that Watson conducted an adequate investigation was based on an unreasonable determination of the ultimate fact.
Three sets of witnesses testified to Watson's investigation: Krumey, the investigator; Harvey's family members; and Watson. Krumey's testimony shed no light on the investigation that actually occurred. Krumey admits that he did not actually perform the investigation; he passed off that task to a former FBI agent. Furthermore, Watson clearly did not approve of the work Krumey had done; Watson fired him in October 1985. What Watson's second investigator found is unknown—because he was not called to testify at the evidentiary hearing. Also unknown is what that second investigator may have told Watson—because neither side asked Watson what he said.
Harvey's family members likely had questionable credibility with the finder of fact—the trial court. Many of the same witnesses testified to completely different sets of facts during Harvey's 1986 trial. It would be entirely reasonable to discount their credibility based on their inconsistent testimony and current motive to lie to save Harvey's life.
Watson testified that he hired two private investigators and also spoke with the family personally. He claims that the "good person" defense was not cut from whole cloth, but rather resulted from his investigation. That he did not learn about Harvey's physical abuse or substance abuse says nothing about the quality of that investigation.
These pieces together do not satisfy Harvey's burden of proving that Watson's investigation was deficient. Nor do they allow us to conclude that the Florida Supreme Court was unreasonable in denying Harvey's claim.
Against this conclusion, Harvey presents several arguments. Harvey first
Instead, the relevant ABA standards are more general. The 1982 Standards for Criminal Justice issue a broad "duty to investigate," the relevant portion of which says: "It is the duty of the lawyer to conduct a prompt investigation of the circumstances of the case and to explore all avenues leading to facts relevant to the merits of the case and the penalty in the event of conviction." 1 ABA Standards for Criminal Justice 4-4.1 (2d ed.1982). Harvey has not proven that Watson's investigation fell short of this standard.
This is not a case where trial counsel ignored obvious red flags or overlooked documents he had a duty to consult. Harvey argues that his case is analogous to several Supreme Court decisions, Rompilla v. Beard, 545 U.S. 374, 125 S.Ct. 2456, 162 L.Ed.2d 360 (2005); Wiggins v. Smith, 539 U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003); Williams v. Taylor, 529 U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000); and one from this circuit, Williams v. Allen, 542 F.3d 1326 (11th Cir.2008). As we explain, however, none of these cases apply.
In Rompilla, the Supreme Court found trial counsel ineffective because he did not investigate mitigating evidence available in a court file from one of the habeas petitioner's prior convictions. 545 U.S. at 383, 125 S.Ct. at 2464. The file would have raised red flags leading to evidence of drinking, alcoholic parents, and childhood beatings. Id. at 391-92, 125 S.Ct. at 2468. Although superficially similar to Harvey's claim, Rompilla's holding is narrow and inapplicable. There, trial counsel was required to read the court file only because he knew that the prosecution would introduce the petitioner's prior convictions; therefore, he should have read the file to anticipate the State's argument. Id. at 383-84, 125 S.Ct. at 2464. Nothing similar occurred in Harvey's case.
Trial counsel in Wiggins likewise ignored a readily available document that noted the petitioner's "misery as a youth" and would have led to extensive mitigation evidence. 539 U.S. at 523-25, 123 S.Ct. at 2536-37. This failure coincided with counsel's general failure to investigate or prepare a social history report, the standard practice at the time. Id. Wiggins contrasts with Harvey's case because counsel in Wiggins both failed to investigate and had key leads in documents before him. Watson faced nothing as glaring in readily-available files.
Taylor also presented a case where trial counsel failed to find available files showing a "nightmarish childhood," imprisoned parents, and frequent beatings. 529 U.S. at 395, 120 S.Ct. at 1514. Counsel's insufficient investigation—begun only one week before the trial—failed to uncover these red flags. Id. Again, Harvey's case presents neither a failure to investigate nor
Finally, trial counsel in Allen overlooked evidence in an available report of a low IQ, personality disorder, and evidence of childhood abuse. 542 F.3d at 1339. The evidence contrasted with the penalty phase testimony, during which the petitioner's mother—the only witness trial counsel interviewed during his investigation—provided mild testimony regarding beatings administered by the petitioner's father. Id. at 1329, 1339. This limited interview fell short of professional standards including the need to verify information, id. at 1339 (citing ABA Guidelines for the Appointment and Performance of Counsel in Death Penalty Cases 11.41(D) (1989)), which particularly hurt the petitioner because it turned out that his mother also abused him, id. at 1332. Watson, in contrast, did not limit his sources—he called sixteen personal-history mitigation witnesses. Furthermore, Harvey has not presented sufficient evidence to give an idea of what investigation actually took place. And, what evidence he did present, the trial judge was not required to find credible.
We therefore cannot conclude that the Florida Supreme Court's finding that Watson conducted an objectively reasonable investigation into Harvey's personal history constituted an unreasonable finding of fact, a finding not entitled to AEDPA deference. 28 U.S.C. § 2254(d)(2).
Harvey's last claim argues that Watson did not conduct an effective mental health investigation. Specifically, he points to Watson's failure to hire a psychiatrist—as opposed to a psychologist—to interview Harvey and testify at trial. Again, Harvey bears the burden of proof. He must show that Watson's decision not to hire a psychiatrist was deficient, falling below professional norms, and that Watson's failure prejudiced Harvey's defense against the death penalty. Strickland, 466 U.S. at 688, 104 S.Ct. at 2065.
After the trial court appointed Watson to defend Harvey, Watson moved the court for funds to hire both a psychiatrist and psychologist. The court granted Watson's motion and subsequent motions for funds.
With those funds, Watson hired Dr. Fred Petrilla, a psychologist with a Masters in counseling psychology from West Virginia University and a Ph.D in psychology from the University of Kentucky. At the time of trial, Dr. Petrilla had seen patients for eight years. He primarily worked as a school psychologist; the majority of his practice concerned adolescents and older adolescents. He had served as an expert witness in civil and criminal cases, though never on behalf of a defendant in a murder trial.
Dr. Petrilla interviewed Harvey in the Okeechobee County jail in June 1985. There, he administered a battery of personality tests.
Watson called Dr. Petrilla in Harvey's penalty phase defense. He testified regarding the various tests he performed. From these tests, Dr. Petrilla concluded that Harvey was "very dependent and depressed,"
Based on this testimony, the trial court, in sentencing Harvey, found non-statutory mitigating factors regarding Harvey's low IQ, low self-esteem, poor education, poor social skills, and inability to reason abstractly. However, these mitigating factors did not outweigh the aggravating factors, and Harvey was sentenced to death.
Harvey's August 27, 1990 motion for post-conviction relief included the current claim that Watson's mental health investigation was constitutionally ineffective. The trial court rejected the claim on March 17, 1993 without an evidentiary hearing. In 1995, the Florida Supreme Court vacated the decision and remanded the claim to the trial court for an evidentiary hearing. Harvey, 656 So.2d at 1257. The trial court held that hearing in August 1998.
At the evidentiary hearing, several witnesses testified regarding Watson's mental health investigation. Watson testified that he sought court funds for both a psychologist and a psychiatrist because it was "necessary to have both [exams] to get a total picture." Regarding his preparation of Dr. Petrilla, he instructed Dr. Petrilla not to speak with Harvey about the circumstances of the crime because he was afraid of the State using this information against the defense on cross-examination.
Watson conceded that Dr. Petrilla suggested that he hire a psychiatrist to confirm his findings and that he wrote himself a note to call a psychiatrist. Watson did not contact a psychiatrist, however, because he feared he would lose the jury by calling two mental-health experts during the penalty phase. Watson believed that juries are pre-disposed to disbelieve psychological testimony in criminal cases; calling multiple experts might seem a "thin excuse" because Harvey did not have a documented history of mental illness.
Dr. Michael Norko, a psychiatrist, testified for Harvey. Dr. Norko examined Harvey in connection with the post-conviction process—once in April 1990 and once in April 1996. Unlike Dr. Petrilla, who did not examine the facts of the crime and Harvey's background before interviewing Harvey, Dr. Norko, before he examined Harvey, read through the post-conviction affidavits and various records to learn about Harvey's life and his case.
Based on what those materials disclosed and his examination of Harvey, Dr. Norko made several diagnoses that overlapped Dr. Petrilla's penalty phase testimony— including depression, low IQ, poor abstract thinking, dependent personality disorder, and post traumatic stress disorder. Dr. Norko disagreed with Dr. Petrilla regarding the existence of brain damage—Dr. Norko found evidence of organic brain disorder. He gleaned this from a mixture of test results and evidence of head trauma from Harvey's car accident and subsequent head injuries. Dr. Norko did not subject Harvey to a CAT, MRI, or EEG scan because these tests do not always perceive organic brain dysfunction. Finally, Dr. Norko testified that Harvey's condition
Andrea Lyon, Harvey's criminal defense expert, testified that Watson should have had a psychiatrist examine Harvey. Dr. Petrilla was a clinical psychologist, but had no forensic expertise. She also could not understand why Watson did not allow Harvey to speak about the crime with a mental health expert. Based on Harvey's medical reports—particularly following Harvey's car accident—Lyon claimed that Watson should have noted red flags regarding possible brain damage. On cross-examination, however, the State pointed out that the medical records also indicated that, following his car accident, Harvey was responsive, needed only four stitches, and received no special treatment regarding his loss of consciousness.
Harvey called a second psychiatrist, Dr. Brad Fischer. Dr. Fischer examined Harvey in April 1990 and performed a battery of psychological tests similar to those Dr. Petrilla had performed prior to Harvey's trial. He came to the same conclusions as Dr. Norko. Dr. Fischer also faulted Dr. Petrilla's investigation and report. He did so primarily because Dr. Petrilla's professional experience focused on counseling; he lacked experience as a forensic examiner. In his opinion, Dr. Petrilla's lack of experience was exacerbated by Watson's failure to provide Dr. Petrilla with all of Harvey's background materials. Furthermore, Dr. Petrilla was not properly alerted to the possibility of brain damage because the background materials he had at hand did not mention Harvey's car accident or other head traumas. Dr. Fischer also noted "scoring errors" in Dr. Petrilla's evaluation that undermined Dr. Petrilla's ability to spot Harvey's brain damage.
Dr. Petrilla also testified about his initial evaluation and Watson's performance. Regarding Watson's investigation, Dr. Petrilla testified that Watson asked him only to administer a personality evaluation, distinct from a forensic evaluation, which he stated tested different areas of the brain. In his estimation, he could not have performed a forensic evaluation in 1985 because he was incompetent to do so then. Dr. Petrilla complained that Watson failed to provide him with Harvey's background information. Although he did not want these facts before seeing Harvey, he felt they would have been useful when interpreting the results.
Regarding organic brain damage, Dr. Petrilla testified that he told Watson that he did not think Harvey had brain damage. In retrospect, however, he did so only because he did not have sufficient experience to link Harvey's test results with signs of organic brain damage. It was this lack of competence that led him to suggest that Harvey see a psychiatrist, who not only could provide a second opinion, but also would be more thorough regarding likelihood of organic brain damage. However, Dr. Petrilla did not tell Watson that he was incompetent to render an opinion about the possibility of brain damage.
After hearing Harvey's evidence, the trial court denied Harvey's claim. The court concluded that Dr. Petrilla did test for organic brain damage and found none, but that he did recommend that Harvey see a psychiatrist to verify his opinion and diagnoses. Watson chose not to consult a second expert because he feared that conflicts between two experts might cause the jury to disregard all mental health evidence and that calling two mental health experts would anger the jury as a "bad excuse for bad behavior."
The Florida Supreme Court agreed. Harvey, 946 So.2d at 945-47. Its 2006 opinion found that Watson's performance satisfied Strickland's performance standard, contrasting Watson's investigation with those in which trial counsel "never attempted to meaningfully investigate mitigation." Id. at 946 (quoting Rose v. State, 675 So.2d 567, 572 (Fla.1996)). The court found that Watson "conducted a reasonable investigation into Harvey's mental health background and incorporated his findings into a penalty phase strategy." Id. at 947.
Harvey argues that the post-conviction evidence he presented proved that Watson was deficient in failing to contact a psychiatrist, and that Watson's failure to present such evidence to the jury prejudiced Harvey's defense. Framed under Strickland, Harvey's argument is that Watson's investigation fell below an objective standard of professional conduct. See Strickland, 466 U.S. at 690-91, 104 S.Ct. at 2066. Moreover, because the Florida Supreme Court found Watson's investigation objectively reasonable, Harvey must demonstrate that the court's finding constituted an "unreasonable determination of" fact. 28 U.S.C. § 2254(d)(2).
A thorough post-conviction mental health investigation does not render trial counsel's less thorough investigation ineffective. Johnson v. Upton, 615 F.3d 1318, 1337 n. 17 (11th Cir.2010). The key factor is whether the "known evidence would lead a reasonable attorney to investigate further." Powell v. Allen, 602 F.3d 1263, 1273 (11th Cir.2010) (quoting Wiggins, 539 U.S. at 527, 123 S.Ct. at 2538). "[T]he mere fact [that] a defendant can find, years after the fact, a mental health expert who will testify favorably for him does not demonstrate that trial counsel was ineffective for failing to produce that expert at trial." Reed v. Sec'y, Fla. Dep't of Corr., 593 F.3d 1217, 1242 (11th Cir. 2010) (quoting Davis v. Singletary, 119 F.3d 1471, 1475 (11th Cir.1997)).
Harvey presses two main arguments against the Florida Supreme Court's finding that Watson's mental health investigation was objectively reasonable. First, he argues that Watson was deficient for failing to follow Dr. Petrilla's advice to follow-up with a psychiatrist. We cannot accept this argument because of the deference we must show not only to Watson's professional judgment, but also to the Florida Supreme Court's finding of reasonableness under AEDPA.
Strickland allows attorneys to limit investigations if it would be reasonable to do so. 466 U.S. at 690-91, 104 S.Ct. at 2066. Watson was told by his expert, Dr. Petrilla, that Harvey did not have brain damage.
Harvey's second argument is that Watson's own familiarity with the case should have raised red flags sufficient to justify a more thorough mental health evaluation. Specifically, Harvey points to Watson's observations that "Harvey was a `borderline operator,' suicidal, slow to understand and tearful." This argument, however, is just another way of arguing Harvey's first point. Watson must have been concerned for Harvey's mental health—he hired Dr. Petrilla. Harvey's argument would require Watson to give greater weight to his own "red flags" than to his own expert's professional opinion that Harvey did not have organic brain damage. Again, we cannot conclude that Watson was deficient for trusting his own expert.
Harvey's final argument is that the case, here, is "highly analogous" to Rompilla v. Beard, 545 U.S. 374, 125 S.Ct. 2456, 162 L.Ed.2d 360 (2005); Wiggins v. Smith, 539 U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003); Williams v. Taylor, 529 U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000); and Williams v. Allen, 542 F.3d 1326 (11th Cir.2008); therefore, the Florida Supreme Court's finding that Watson's investigation was objectively reasonable constituted an unreasonable factual determination under AEDPA, 28 U.S.C. § 2254(d)(2). As with Harvey's personal history argument, his mental investigation argument is nothing like the arguments advanced in these cases. As laid out above, each case involved an attorney who overlooked a readily available document that would have opened doors to undiscovered mitigation evidence. See Rompilla, 545 U.S. at 383-84, 125 S.Ct. at 2464; Wiggins, 539 U.S. at 523-25, 123 S.Ct. at 2536-37; Taylor, 529 U.S. at 395, 120 S.Ct. at 1514; Allen, 542 F.3d at 1339. No such document existed for Harvey. Without a similar smoking gun, we cannot disagree with the Florida Supreme Court's finding that Watson acted reasonably in trusting his expert's opinion that Harvey did not have brain damage.
Based on the foregoing analyses, the district court's denial of Harvey's petition for a writ of habeas corpus is
AFFIRMED.
Watson represented Harvey unassisted. He moved to appoint co-counsel for Phase I (guilt-phase) on August 20, 1985. The court denied his request on August 29, 1985.
Harvey v. Dugger, 656 So.2d 1253, 1254-55 (Fla.1995). The court considered Harvey's ineffective assistance claims to have been prosecuted under the standard established by Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Harvey, 656 So.2d at 1257.
Moreover, because the reasonableness of counsel's actions under Strickland is a question of law for the court to decide, expert testimony regarding performance deficiencies carries little, if any, weight. See Provenzano v. Singletary, 148 F.3d 1327, 1332 (11th Cir. 1998).
Virgil v. Dretke, 446 F.3d 598, 610 (5th Cir. 2006).
Steve Samilow, an early member of Harvey's post-conviction team of lawyers, testified that his examination of Watson's files indicated no "extensive evidence of mitigation investigation."