EDMONDSON, Circuit Judge:
Petitioner Mark Duke seeks habeas corpus relief pursuant to 28 U.S.C. § 2254. We conclude that Petitioner is entitled to no relief under section 2254 and affirm the district court's grant of summary judgment for Respondent.
In 1999, Petitioner was prosecuted in Alabama state court for the murders of his father and three other persons.
During closing arguments at Petitioner's trial, the prosecutor summarized the prosecution's theory of the case and said these words:
Closing Argument Transcript 6-7 (emphasis added).
Petitioner's counsel objected, moved for a mistrial, and then (later outside the presence of the jury) also said these words: "Let the record reflect that the district attorney pointed straight at the defendant when he said that." Id. at 7.
The trial court denied the motion for a mistrial; the court never mentioned the motion to let the record reflect the prosecutor's supposed pointing gesture. Petitioner was convicted of capital murder and sentenced to death.
Petitioner directly appealed his conviction; he contended that the prosecutor violated state and federal law by commenting on Petitioner's decision not to testify at trial. The Alabama Court of Criminal Appeals affirmed Petitioner's conviction. See Duke v. State, 889 So.2d 1 (Ala.Crim.App. 2002). The Alabama Supreme Court declined to hear the case. The U.S. Supreme Court vacated the judgment against Petitioner following its decision in Roper v. Simmons, 543 U.S. 551, 125 S.Ct. 1183, 161 L.Ed.2d 1 (2005), that the Federal Constitution prohibits the execution of defendants for crimes they committed while under the age of eighteen.
On remand, the Alabama Court of Criminal Appeals instructed the state trial court to resentence Petitioner to life imprisonment without the possibility of parole; this was done. The Alabama Court of Criminal Appeals later affirmed Petitioner's sentence. See Duke v. State, 922 So.2d 179 (Ala.Crim.App.2005).
Petitioner then filed in state court a petition for post-conviction relief. The Alabama state trial court denied relief; the state appellate court affirmed. The Alabama Supreme Court again declined to hear Petitioner's case.
The Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA") "prohibits federal habeas relief for any claim adjudicated on the merits in state court, unless one of the exceptions listed in § 2254(d) obtains." Premo v. Moore, ___ U.S. ___, 131 S.Ct. 733, 739, 178 L.Ed.2d 649 (2011). A petitioner seeking relief under 28 U.S.C. § 2254 must demonstrate that the state court adjudication of the claim:
28 U.S.C. § 2254(d)(1)-(2).
In reviewing directly Petitioner's claim, the Alabama Court of Criminal Appeals wrote these words:
Duke, 889 So.2d at 29 (internal citations omitted) (emphasis added).
Petitioner asserts that the Alabama Court of Criminal Appeals unreasonably applied clearly established federal law by concluding that the prosecutor did not comment on Petitioner's silence at trial.
Petitioner argues that, in the context of the trial evidence—including, for instance, that the jury had "heard" from Petitioner in a recorded 911 call but not through his testimony, and that Petitioner's defense team never contested his guilt in Randy Duke's murder—it was clear that the statement would have been understood as a comment on Petitioner's silence in violation of Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965). Petitioner also asserts that the prosecutor ensured that the jury understood the statement was a reference to Petitioner by pointing at Petitioner during the prosecutor's closing argument.
We are limited to reviewing facts properly preserved in the trial record. At trial, Petitioner's counsel moved to have the record reflect that the prosecutor pointed to Petitioner; but defense counsel did not obtain a ruling on the motion.
Without a ruling on the motion, Petitioner's trial counsel's simple statement —"[l]et the record reflect that the district attorney pointed straight at the defendant when he said that"—is just an oral motion made by a lawyer; it does not establish the fact of a gesture having been made. And nothing else in the record corroborates counsel's assertion: neither the trial judge nor a prosecutor mentioned the gesture or responded to counsel's statement about a gesture.
Petitioner faults the Alabama appellate court for failing to address the prosecutor's gesture in reviewing Petitioner's claim that the prosecutor commented on Petitioner's failure to testify. He argues that the state appellate court—particularly in the light of the supposed gesture—unreasonably applied clearly established federal law by concluding the prosecutor had not commented on Petitioner's silence. But Petitioner's counsel failed to preserve a record adequate to allow this Court (or any of the earlier reviewing courts) to review Petitioner's claim in the light of some gesture by the prosecutor. No gesture, in fact, needs to be considered.
But even assuming that the prosecutor pointed to Petitioner during the closing argument, it is far from plain that such a gesture would have caused the jury to draw the inference that the pertinent statement—the one about "a witness that you heard from but [that] didn't come in here and talk to you from this witness stand"—referred to Petitioner.
The trial record—including defense counsel's oral motion—is completely silent about precisely when the supposed gesture was made. The statement to which Petitioner objects arose during a discourse consisting of eight separate sentences. The prosecutor advanced several different propositions in the pertinent portion of the argument
In other words, multiple interpretations of the trial record are possible, even when some gesture is (for the sake of discussion) assumed. Without a more specific descriptive statement in the record of the supposed gesture—precisely what was done and specifically when it was done relative to the words spoken—we cannot say that the Alabama appellate court's interpretation of the prosecutor's argument was unreasonable even in the light of the supposed gesture. See Wainwright v. Goode, 464 U.S. 78, 104 S.Ct. 378, 382-83, 78 L.Ed.2d 187 (1983) (writing that because "[a]t best, the record is ambiguous" and more than one "conclusion[ ] find[s] fair support in the record," the federal appellate court "erred in substituting its view of the facts for that of the [state court]"). "[Section] 2254(d) dictates a highly deferential standard for evaluating state-court rulings, which demands that state-court decisions be given the benefit of the doubt." Bell v. Cone, 543 U.S. 447, 125 S.Ct. 847, 853, 160 L.Ed.2d 881 (2005) (internal citations and quotation marks omitted). To the extent multiple interpretations of the facts may exist, the Alabama state court's determination of the facts about the closing argument is not unreasonable.
Most important, the simple statement (that is, one not tied to a pointing gesture) that "there's a witness that you heard from but he didn't come in here and talk to you from this witness stand" could—in the context of the whole closing argument—easily have referred metaphorically to the blood of a victim, Randy Duke.
"[A] presumption of finality and legality attaches to [a] conviction and sentence" after the conviction and sentence have been upheld on direct review. Barefoot v. Estelle, 463 U.S. 880, 103 S.Ct. 3383, 3391-92, 77 L.Ed.2d 1090 (1983), superseded on other grounds by statute, 28 U.S.C. § 2253(c)(2); see also Parke v. Raley, 506 U.S. 20, 113 S.Ct. 517, 523, 121 L.Ed.2d 391 (1992) (noting the "deeply rooted ... `presumption of regularity' that attaches to final judgments"). Overcoming this presumption to obtain relief under section 2254 requires Petitioner to show the state court's adjudication of his claim "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court" or "an unreasonable determination of the facts." Petitioner has failed to do so. Under these circumstances, we cannot conclude that the state court's adjudication of Petitioner's claim violated clearly established federal law. As a result, Petitioner is entitled to no relief under section 2254.
AFFIRMED.
WILSON, Circuit Judge, dissenting:
Attempting to bolster the credibility of Mark Duke's cooperating co-defendant, the prosecutor argued the following to the jury:
In doing so, the prosecutor impermissibly commented on Duke's decision not to testify,
The majority is willing to accept the State's explanation that the "he" the prosecutor was referring to was not really Mark Duke but was Randy Duke's "blood." It is willing to accept that the "blood" is a male "witness" that the jury "heard from."
I do not see how the jury could have possibly interpreted this statement as anything but a comment on Mark Duke's failure to testify. Accordingly, I dissent.
Under AEDPA, we may grant habeas relief to a state prisoner, whose claim has been adjudicated on the merits in state court, if the state court's determination "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254(d)(1).
A criminal defendant's Fifth Amendment right against compelled testimony, as established by Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965), and its progeny, is violated if a prosecutor (1) makes a statement that was "manifestly intended to be a comment on the defendant's failure to testify" or (2) makes a statement that "was of such a character that a jury would naturally and necessarily take it to be a comment on the failure of the accused to testify." See Isaacs v. Head, 300 F.3d 1232, 1270-71 (11th Cir.2002) (emphasis added) (quoting United States v. Knowles, 66 F.3d 1146, 1162-63 (11th Cir.1995)) (applying this standard in the § 2254(d)(1) context). "The question is not whether the jury possibly or even probably would view the remark in this manner, but whether the jury necessarily would have done so." Id. at 1270. Importantly, "[t]he comment must be examined in context, in order to evaluate the prosecutor's motive and to discern the impact of the statement." Id.
The Alabama Court of Criminal Appeals correctly identified that standard when it analyzed Duke's claim. Accordingly, we may not disturb its determination unless its application of the law to the facts in Duke's case was objectively unreasonable. See Williams v. Taylor, 529 U.S. 362, 409-10, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). The Alabama court's application of federal law was objectively unreasonable, even under the highly deferential review standard set forth in AEDPA.
Looking no further than the prosecutor's spoken words, I cannot join the majority's conclusion that this statement is
The majority's conclusion requires the victim's blood to be a male "witness" that the jury "heard from." The majority ultimately finds, "the mere statement that `there's a witness that you heard from but he didn't come in here and talk to you from this witness stand' could easily have referred metaphorically to the blood of the victim." In isolation, this forced interpretation may not be unreasonable. But we must consider the statement in the context in which it was made. See Isaacs, 300 F.3d at 1270. If we assume the victim's blood is the "witness" in the referential sentence, the defining sentence would not make sense. It would necessarily read: "After [Randy Duke's blood] shot, stabbed, and cut the throat of Randy Duke, [Randy Duke's blood] took Randy Duke's blood with him throughout that house." That interpretation must follow because the prosecutor continues to use the pronoun "he" without introducing an antecedent other than "witness." I cannot go along with the majority's determination that such a conclusion is reasonable.
Rather than adopt a strained interpretation of the facts, I believe that a "jury would naturally and necessarily" interpret the statement as an adverse "comment on the failure of the accused to testify." United States v. Thompson, 422 F.3d 1285, 1299 (11th Cir.2005) (quoting Knowles, 66 F.3d at 1162-63). The prosecutor quite clearly asked the jury to conclude that Duke participated in each of the murders because Duke did not testify and Samara did.
This interpretation starts from the undisputed fact that Mark Duke killed Randy Duke. Therefore, Mark Duke is necessarily the "he" referred to in the defining sentence—no one disputes that. The prosecutor's uninterrupted statement referenced a "witness" and then referred back to that "witness" by using "he" three times. The last two uses of "he" undisputedly refer to Duke, and there is no other antecedent to which "he" could refer. Accordingly, the "witness" that did not testify is Duke. This interpretation is the only possible conclusion because (1) Duke is male, and (2) he did not testify from the witness stand, but (3) the jury "heard from" him via the 911 tape. Furthermore, this conclusion gives the entire statement cognizable meaning because it is undisputed that Duke is the "he" in the defining sentence. Based on the plain language, the only possible conclusion is that the prosecutor was referring to Duke as the witness who did not testify.
After the prosecutor commented on Mark Duke's decision not to testify, his counsel objected as follows:
The trial judge denied the motion for a mistrial.
First, an improper comment on a defendant's right to remain silent need not be accompanied by a "pointing gesture" to violate the Constitution. I am aware of no precedent that would establish such a pre-condition, nor is the majority able to cite any such precedent. Duke's Fifth Amendment right was violated by the comment alone, even in the absence of a "pointing gesture."
Second, neither the trial judge nor the prosecutor contested the defense attorney's statement placed in the record.
Finally, neither the Federal Rules of Evidence nor common practice require any explicit ratification by the trial judge when an officer of the court records a non-verbal occurrence of this nature in the courtroom. See Favre v. Henderson, 464 F.2d 359, 365-66 n. 12 (5th Cir.1972). See also United States v. Burrell, 496 F.2d 609, 611 (3d Cir.1974); Al-Timimi v. Jackson, 608 F.Supp.2d 833, 837 (E.D.Mich.2009).
Paradoxically, after discussing the matter at length, the majority ultimately concludes that "[n]o gesture, in fact, needs to be considered." Majority Op. at 1293.
Returning to the prosecutor's statement, and looking beyond the words to its context,
Moreover, the State was unable to maintain a consistent theory on what the prosecutor meant. Immediately after the comment and the defense's objection, a different prosecutor presented two conflicting explanations as to what the statement meant. Specifically, (1) the "witness" was Randy Duke, or (2) the "witness" was Randy Duke's blood.
The state court's determination that the prosecutor's statement was not a comment on Duke's failure to testify at trial is objectively unreasonable. The Alabama Court of Criminal Appeals unreasonably applied Griffin and its progeny, because the jury naturally and necessarily would have understood the prosecutor's statement to be a comment on Mark Duke's failure to testify. There is no question that the prosecutor's comment was used as substantive evidence of Mark Duke's guilt.
I understand and respect the great deference AEDPA gives state court determinations, but I also recognize that Congress preserved the federal judiciary's ability to grant habeas relief when there has been an "unreasonable application of clearly established federal law." Although we give great deference to a state court's determination of a federal constitutional issue, the federal courts are not required to accept any non-sensical explanation concocted to support a merits determination. AEDPA deference does not eliminate review by federal courts, but rather it explicitly preserves it. "[T]his case can withstand review only if deference amounts to abdication, if [ ] discretion is unbridled, and if `unreasonable' is a hollow term." United States v. Irey, 612 F.3d 1160, 1165 (11th Cir.2010) (en banc). The Alabama Court of Criminal Appeals's interpretation and ultimate determination is unreasonable.
I would reverse the judgment of the district court and remand with an instruction to the State to file a transcript of the entire trial proceedings—which we do not have—so that the district court may conduct a harmless error analysis in the first instance.
We accept that occasionally the total circumstances (for instance, the presence in the trial transcript of agreement by opposing counsel) surrounding a lawyer's motion at trial might be sufficient to allow an appellate court to find that—by implication—the motion was granted by the trial court, although no ruling was stated for the record. But the state trial record seems inadequate to support, with reason, such an inference in this case and is totally insufficient to compel such an exceptional inference on the part of Alabama's courts or on our part.
And even the word "heard"—the past participle of the verb "hear"—in English need not rely on a sound (such as, a human voice) as a basis for the verb's correct usage; for example, the phrase "that you heard from" can properly mean "that you learned from" or "that you received information from." See 7 id. at 57. (defining "hear" as "[t]o be informed, learn; to receive information ...").
At issue in this appeal is not the carefully-edited text of a scholarly-written law review article or something of that sort. The pronoun "he" in this orally-delivered closing statement in a state murder trial could reasonably have stood, and did stand, for different persons (and very possibly things) at different times in the course of the prosecutor's talking. The state appellate court's interpretation of what the prosecutor said, meant, and was understood to mean is within the range of reasonable, both legally and factually.
Shortly thereafter, the prosecutor said, "He was talking about the daddy .... Said the man that can't testify can't be here.... He said the witness wasn't able to testify about having his blood scattered throughout the house."