DUBINA, Chief Judge:
Intervenors-Appellants Florida Water Environment Association Utility Council and South Florida Water Management District ("Appellants") appeal the district court's order approving a consent decree between the United States Environmental Protection Agency (EPA)
This case involves the Clean Water Act of 1972, codified at 33 U.S.C. § 1251 et seq. Congress passed the Clean Water Act in order "to restore and maintain the chemical, physical, and biological integrity of the Nation's waters." 33 U.S.C. § 1251(a) (2010). Under the Act, the states have the "primary responsibilities and rights ... to prevent, reduce, and eliminate pollution" in their waters. See id. § 1251(b). States can adopt their own water-quality standards, subject to the EPA's approval. If the EPA determines that a state standard is not "consistent with" the Act's requirements, or that "a revised or new standard is necessary" to meet the Act's requirements, the EPA's Administrator must "promptly prepare and publish proposed regulations setting forth a revised or new" standard. Id. § 1313(c)(4). The EPA must adopt the revised or new standard within 90 days after publication, unless by that time the state has adopted a revised or new standard approved by the EPA. Id. The Clean Water Act includes a citizen-suit provision, which allows a citizen to sue the Administrator to compel her to perform a duty that the Act makes nondiscretionary, such as proposing new water-quality standards after determining that they are necessary under § 1313(c)(4). See id. § 1365(a)(2).
In 1998, the EPA and the Secretary of the United States Department of Agriculture issued a report stating that about 40 percent of the waters tested by the various states did not meet water-quality goals. [See U.S. Dep't of Envt'l. Prot. & U.S. Dep't of Agric., Clean Water Action Plan: Restoring and Protecting America's Waters, R. 57-27 at 3.] The EPA's Administrator and the Secretary of Agriculture adopted a Clean Water Action Plan in response. [Id. at 6-7.] As part of the effort to implement the Clean Water Action Plan, the EPA issued a second report entitled "National Strategy for the Development of Regional Nutrient Criteria." [See R. 33-1.] The report recognized that excessive levels of nutrients such as nitrogen and phosphorous were a substantial part of the nation's water-quality problem. Many states, including Florida, had non-numeric or "narrative" standards governing the introduction of nitrogen and phosphorous into bodies of water. [See id. at 9, 39-42.] The National Strategy Report indicated that the EPA expected all states
Coinciding with the EPA's push to improve water-quality standards across the country, several environmentalist groups— including some of the Plaintiffs in this case—sued the EPA under the Clean Water Act to force it to issue new site-specific standards regulating nutrient quality for certain bodies of water in Florida. To settle the lawsuit, the EPA and the environmentalist groups entered into a consent decree in 1999 ("1999 Consent Decree") that required the EPA to set numeric water-quality standards for those specified sites, if Florida did not do so first. [R. 36-1.]
By 2001, Florida's Department of Environmental Protection had begun developing numeric nutrient standards. The Department, in conjunction with the state's Water Management Districts, conducted detailed studies, held meetings, and promulgated 79 specific total maximum daily loads ("TDMLs") for various nutrients in specific bodies of water. Fla. Admin. Code Ann. r. 62-304.300 to 810 (adopted 2005-2010). But the state did not adopt or even propose state-wide numeric standards. Instead, the state retained its narrative standard: the concentration of nutrients in a body of surface water must not be altered "so as to cause an imbalance in natural populations of aquatic flora or fauna." Fla. Admin. Code Ann. r. 62-302.530(47)(b) (revised 2010).
Five environmentalist groups filed this lawsuit in July 2008, naming the EPA and its Administrator as the defendants.
While the suit was still pending, the Administrator made an explicit and unequivocal determination by a letter dated January 14, 2009 ("2009 Determination") that the Florida narrative nutrient standard was inadequate and that a revised or new standard was necessary to meet the Clean Water Act's requirements. [See R. 55-6.] The EPA's formal determination that Florida's water-quality standards were inadequate triggered the agency's statutory obligation to "promptly prepare and publish proposed regulations setting forth a revised or new water quality standard." 33 U.S.C. § 1313(c)(4).
On August 25, 2009, the Plaintiffs and the EPA moved for entry of a consent decree. [R. 90.] The proposed consent decree would require the EPA to implement
All parties—including the intervenors— were allowed to file briefs, declarations, and other written evidence addressing the motion for entry of the consent decree. The parties presented extensive oral argument. After considering the arguments, the district court issued an order on December 30, 2009, approving the consent decree ("2009 Consent Decree") over the intervenors' objections. [R. 152.] Of the thirteen original intervenors, only two— the Water Management District and the Utility Council—appealed the district court's order.
Since the district court approved the consent decree, the EPA has followed the timeframe for promulgating new numeric water-quality standards for the State of Florida. The agency published the Phase I proposed numeric criteria for Florida's lakes and flowing waters on January 26, 2010. Water Quality Standards for the State of Florida's Lakes and Flowing Waters, 75 Fed.Reg. 4,174 (proposed Jan. 26, 2010) (to be codified at 40 C.F.R. pt. 131). The EPA offered a 90-day public comment period for the proposed rule, during which it received 22,000 public comments and conducted thirteen public hearings in six cities in Florida. [R. 188-1 at 2.] The Utility Council submitted a lengthy comment to the EPA, arguing against the adoption of the proposed rule and citing evidence that showed that Florida's existing standards were sufficient to meet the Clean Water Act's goal "to prevent, reduce, and eliminate [water] pollution." [R. 190-3 at 11 (quoting 33 U.S.C. § 1251(b)).] On October 8, 2010, the EPA filed a motion to extend the deadline for Phase I of the new criteria until November 14, 2010, so it could finalize its review of the comments; the district court granted the motion a few weeks later. [R. 192.] The EPA issued the new criteria for Florida's lakes and streams on November 14, 2010, and the criteria appeared in the Federal Register on December 6, 2010. Water Quality Standards for the State of Florida's Lakes and Flowing Waters, 75 Fed. Reg. 75,762 (Dec. 6, 2010) (to be codified at 40 C.F.R. pt. 131) ("December 2010 Rule").
Work on Phase II of the new numeric water quality criteria for coastal and estuarine waters remains ongoing. On June 7, 2010, the EPA and the Plaintiffs agreed to extend the deadline for publishing a proposed rule for Phase II of the new numeric water quality criteria until November 14, 2011, with a new deadline for the final rule of August 15, 2012. [R. 184 at 3.]
On appeal, the Water Management District and the Utility Council claim that the consent decree is procedurally and substantively unreasonable and that the district court's approval of the decree constituted an abuse of discretion. The EPA argues that the Appellants lack standing to
Article III of the Constitution limits the federal courts to deciding "cases" and "controversies." U.S. Const. art. III, § 1. The Supreme Court has long recognized that this limitation means that the federal courts cannot exercise jurisdiction over cases where the parties lack standing, or where the issue in controversy has become moot. See Summers v. Earth Island Inst., 555 U.S. 488, 129 S.Ct. 1142, 1148-49, 173 L.Ed.2d 1 (2009).
A federal court has the obligation to review sua sponte whether it has subject matter jurisdiction under Article III's case-or-controversy requirement. Nat'l Parks Conservation Ass'n v. Norton, 324 F.3d 1229, 1242 (11th Cir.2003) (citing Juidice v. Vail, 430 U.S. 327, 331, 97 S.Ct. 1211, 1215, 51 L.Ed.2d 376 (1977)). In order to establish that it has constitutional standing to bring a suit:
Friends of the Earth, Inc. v. Laidlaw Envt'l. Servs. (TOC), Inc., 528 U.S. 167, 180-181, 120 S.Ct. 693, 704, 145 L.Ed.2d 610 (2000) (citing Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-561, 112 S.Ct. 2130, 2136, 119 L.Ed.2d 351 (1992)).
When third-party intervenors appeal a consent decree that both the nominal plaintiffs and defendants support, the court's standing analysis becomes more complicated. While the case is pending in the district court, there is a live case or controversy between the plaintiff and defendant, so the intervenors are free to challenge the proposed consent decree without having to prove standing independently. Once the district court approves the consent decree, however, the original case or controversy evaporates, and an intervenor appealing the decree must assert an independent case or controversy in order to maintain standing. Diamond v. Charles, 476 U.S. 54, 68, 106 S.Ct. 1697, 1706, 90 L.Ed.2d 48 (1986) ("[A]n intervenor's right to continue a suit in the absence of the party on whose side intervention was permitted is contingent upon a showing by the intervenor that he fulfills the requirements of Art. III."). "The mere existence of a permanent injunction or consent decree thus is insufficient to provide an ongoing case or controversy upon which an intervenor may ride `piggyback'...." Dillard v. Chilton Cnty.
The Utility Council alleges that the district court's order approving the consent decree caused three distinct injuries. First, it claims it will be injured by the conflicting compliance directives in the 1999 Consent Decree and the 2009 Consent Decree. Second, the Utility Council claims it will be injured by having only limited input into the EPA's rulemaking procedures due to the timeframes the 2009 Consent Decree imposes. Third, the Utility Council claims a procedural injury stemming from the district court's denial of its request for an evidentiary hearing before the district court approved the consent decree.
The Water Management District alleges two injuries of its own. First, it claims violations of its due process and administrative rights resulting from the Plaintiffs and EPA's entering into a consent decree without an administrative record, without allowing adequate discovery, and without demonstrating adequate fairness. Second, it claims it is injured by the consent decree's "unrealistic" timeframe for the adoption of new numeric water quality criteria.
We break down our analysis of the justiciability issues in this case into two parts. First, we analyze the Appellants' claims challenging Phase I of the consent decree's rulemaking directives, which set a timeframe for the promulgation of a final rule regulating Florida's lakes and flowing waters. Phase I was completed in 2010 and resulted in the promulgation of the December 2010 Rule. Second, we consider the Appellants' claims challenging the consent decree's timeframes for the promulgation of the Phase II final rule, which will regulate Florida's coastal and estuarine waters. The EPA has not yet proposed or promulgated a Phase II rule; the parties have agreed to extend the consent decree's deadline for proposing the Phase II rule until November 14, 2011. We conclude that neither category of claims presents a justiciable issue.
The Appellants present two types of claims stemming from the promulgation of the December 2010 Rule. First, they claim that the 2009 Consent Decree led to the promulgation of a substantively unfair rule that presents them with obligations that conflict with their duties under the terms of the 1999 Consent Decree. Second, they claim that the timeframe set for the promulgation of the December 2010 Rule by consent decree was unreasonable. Because we cannot redress either of these alleged injuries stemming from the promulgation of the December 2010 Rule, we dismiss these claims as moot.
In order for the Appellants to show that they have standing on appeal, they must demonstrate that their alleged injury "will be redressed by a favorable decision." Ala. Power Co. v. U.S. Dept. of Energy, 307 F.3d 1300, 1308-1309 (11th Cir.2002) (citing Lujan, 504 U.S. at 560-61, 112 S.Ct. at 2136). "Redressability is established
The only way that this court could issue a decision that "directly redresses the injury suffered" from the December 2010 Rule is if we were able to strike down the rule itself. In other words, the rule would have to depend on the validity of the consent decree. Because this is not the case, the Appellants' alleged injuries stemming from the December 2010 Rule are not redressable and do not present a justiciable claim under the mootness doctrine.
No party contests that a valid 33 U.S.C. § 1313(c)(4) determination by the EPA would invoke the agency's mandatory duty to "promptly prepare and publish proposed regulations setting forth a revised or new water quality standard." Neither the Water Management District nor the Utility Council claims that the validity of the 2009 Determination is an issue before the court on appeal. See Water Mgmt. Dist. Reply Brief at 16; Utility Council Supp'l Brief at 3 (noting that the Utility Council has filed a complaint challenging the 2009 Determination in a separate case, Fla. Water Envtl. Ass'n Util. Council v. Jackson, Case No. 4:09-CV-428-RHWCS, 2009 WL 5108601 (N.D.Fla. Nov. 4, 2009)). Without any reason to question the validity of the 2009 Determination, the EPA's statutory duty to promulgate numeric water-quality standards for Florida stands as well. Striking down the consent decree would not affect the validity of the December 2010 Rule and thus the Appellants' alleged injuries stemming from it are not redressable.
In addition, the Appellants claim that they suffered injuries caused by the procedures and timeframes used in the Phase I rulemaking process.
Recognizing its dilemma, the Water Management District ventures one last argument
The Appellants have failed to show how their claims related to Phase I of the EPA's rulemaking process under the 2009 Consent Decree present a justiciable issue for this court. We therefore dismiss them.
Second, the Appellants allege injuries stemming from Phase II of the EPA's rulemaking process under the consent decree, which will set numeric water-quality standards for Florida's coastal and estuarine waters under a final rule which must be promulgated by August 14, 2012. The Appellants claim that the consent decree instituted an abbreviated and unreasonable timetable for the rulemaking process and that the results of that flawed process will cause them great damages in compliance costs. Because these alleged harms can be traced to the EPA's 2009 Determination, not the consent decree itself, and any judgment by this court reversing the approval of the consent decree would not redress the Appellants' alleged grievances, we conclude that the Appellants lack standing to bring this appeal. We accordingly dismiss the appeal in its entirety.
In order for the Appellants to have standing for their claims related to Phase II of the EPA's rulemaking pursuant to the consent decree, they must demonstrate that the harmful aspects of the rule or process are "traceable to the alleged wrongful acts." Ala. Power Co., 307 F.3d at 1308. They cannot meet this requirement. In the EPA's 2009 Determination, the agency explicitly noted that Florida's narrative water-quality standards were inadequate; instead, the EPA determined that "numeric nutrient criteria are needed to protect Florida's designated uses." [R. 55-6 at 8.] This determination invoked a non-discretionary duty for the EPA to "promptly" promulgate new water-quality standards for the state. In accordance with the EPA's explicit determination, the agency's new water-quality standards are numeric instead of narrative. As noted above, the validity of the 2009 Determination is not an issue before the court. The Appellants are instead challenging a consent decree which did not impose any new duty or condition upon the EPA's existing obligations to promptly promulgate numeric water criteria for Florida's waters. Thus the Appellants' alleged substantive injuries stemming from the anticipated final rule are not traceable from the consent decree, but from the 2009 Determination.
The Appellants have also failed to satisfy the third prong of standing: redressability. Friends of the Earth, Inc., 528 U.S. 167 at 181, 120 S.Ct. at 704. "The element
The Appellants' only remaining argument is that the consent decree set forth an abbreviated timeframe for the promulgation of new rules that denies them procedural rights to suggest comments and be heard in the process. This claim lacks both an imminent, concrete injury and traceability. If the Appellants are harmed by being given inadequate opportunities to influence the rulemaking process, the harm comes in the promulgation of the final rule itself, not in the consent decree's setting of a timeframe. See Summers, 129 S.Ct. at 1151 ("[D]eprivation of a procedural right without some concrete interest that is affected by the deprivation—a procedural right in vacuo—is insufficient to create Article III standing."). Moreover, the EPA retained full discretion to set an identical timeframe for its own mandatory rulemaking procedures after the 2009 Determination, regardless of the terms of the consent decree. As the EPA has never suggested that it would have used a longer timeframe without the consent decree, there is no basis for finding that the Appellants' alleged injuries can be traced to the 2009 Consent Decree instead of the 2009 Determination.
The dissent suggests that our decision severely restricts the rights of parties seeking to challenge drastic agency actions before a final rule is in place. Not so. The Intervenors had an open door to bring a full challenge to the agency's 2009 Determination that Florida's existing narrative water quality standards were inadequate— the real source of their alleged injuries. See Miss. Comm'n on Natural Res. v. Costle, 625 F.2d 1269, 1275-77 (5th Cir. 1980) (discussing a state's challenge to an EPA determination under 33 U.S.C. § 1313(c)(4)). They chose instead to challenge a consent decree which did nothing to change the effect of the 2009 Determination. And while our law does not require a party to rely solely on a single avenue for bringing suit when multiple avenues are available, Ala. Power Co., 307 F.3d at 1309, a challenge to the consent decree does not fit the bill, as it did not create the alleged substantive injury and our decision to reverse its approval would not redress the Appellants' alleged grievances.
Standing is a rigid doctrine, and it can lead to an abrupt end to a case that has consumed large amounts of judicial and social resources. Nonetheless, this court is bound by the Constitution, not the
APPEAL DISMISSED.
WILSON, Circuit Judge, dissenting:
I dissent from the majority's dismissal of Appellants' claims related to the EPA's forthcoming Phase II rule. Although Appellants have demonstrated that they have been injured by the consent decree, the majority's opinion effectively eliminates all means by which Appellants could challenge any errors made by the district court when approving it. Because: (1) nothing in standing doctrine requires Appellants to rely solely on one particular avenue for suit where multiple, justiciable avenues exist, see Ala. Power Co. v. U.S. Dept. of Energy, 307 F.3d 1300, 1309 (11th Cir.2002) (rejecting the Department of Energy's argument that non-parties to a settlement agreement should await a final decision by the Department before suing, rather than challenging the terms of the settlement agreement); (2) "fairly traceable" does not mean absolutely and exclusively traceable, see Bennett v. Spear, 520 U.S. 154, 168-69, 117 S.Ct. 1154, 137 L.Ed.2d 281 (1997) (holding, based on analogous facts, that "fairly traceable" does not mean that the defendant's actions must be the very last step in the chain of causation); and (3) our law is clear that a court must not enter a consent decree without the consent of all parties whose rights would be affected, see United States v. City of Hialeah, 140 F.3d 968, 978-81 (11th Cir.1998), this Court should have reached the merits of Appellants' claims alleging substantive and procedural injuries from the entry of the consent decree.
First, the majority finds that Appellants lack standing because their harms are fairly traceable not to the consent decree, but to the EPA's 2009 Determination, which triggered a non-discretionary duty for the EPA to promulgate new numeric water-quality criteria. See Majority Op. at 1306. The majority then suggests that Appellants' proper avenue for suit is to challenge the 2009 Determination directly, because the consent decree "did nothing to change the effect of the 2009 Determination." Majority Op. at 1306. This reasoning is flawed. Although Appellants have challenged the 2009 Determination in a separate, pending case, they are now bound by the terms of the consent decree. Indeed, the district judge presiding over the suit challenging the 2009 Determination has stayed all proceedings pending resolution of Appellants' claims surrounding the consent decree. See Fla. Water Envtl. Ass'n Util. Council v. Jackson, No. 4:09-CV-428-RHWCS, No. 15 (N.D. Fla. entered Sep. 29, 2010) (staying all proceedings pending this Court's decision and noting that "[t]his order does not change the parties' obligation to comply with the consent decree"). Because Appellants cannot meaningfully challenge the 2009 Determination so long as the consent decree stands, Appellants' injuries are legally traceable from the consent decree.
Appellants' alleged substantive injury— the forthcoming EPA rule mandating numeric nutrient limits—is fairly traceable from the requirements imposed by the consent decree. See id. at 168-69, 117 S.Ct. 1154 (stating that "injury produced by determinative or coercive effect" satisfies the requirements for standing, and explaining that the government's argument "wrongly equate[d] injury `fairly traceable' to the defendant with injury as to which the defendant's actions are the very last step in the chain of causation"). The law does not preclude Appellants from challenging the consent decree simply because they could alternatively challenge the 2009 Determination or the results of the EPA's future rulemaking. Cf. Ala. Power Co., 307 F.3d at 1309 (explaining that utility companies seeking to establish standing should not have to wait to challenge a final decision of the Department of Energy where the companies would "[i]n either circumstance ... be forced to pay for the damages ..."). If the validity of the 2009 Determination depends on resolution of the consent decree, but a challenge to the consent decree is not justiciable because Appellants should instead challenge the 2009 Determination, Appellants have alleged a legally cognizable injury for which there is literally no legal remedy.
The majority further reasons that Appellants cannot prove an imminent, concrete procedural injury for standing purposes because any such injury would only be justiciable following the EPA's promulgation of the final rule. Majority Op. at 1306. In so stating, the majority assumes incorrectly that the law prohibits Appellants from challenging the consent decree's influence on the forthcoming rulemaking. See Bennett, 520 U.S. at 169, 117 S.Ct. 1154 (finding that petitioners' injury was traceable to an advisory opinion, because while that opinion "theoretically serves an `advisory function,' in reality it has a powerful coercive effect on the agency action" (citation omitted) (emphasis added)); Ala. Power Co., 307 F.3d at 1309 (finding that the utility companies need not "await a final decision by the Department"); United States v. S. Fla. Water Mgmt. Dist., 922 F.2d 704, 708-10 (11th Cir.1991) (finding that plaintiffs had "shown a potential impairment of their rights sufficient to establish intervention," because, although other "avenues of relief would remain open" to plaintiffs through subsequent litigation, the district court's order would likely injure plaintiffs by influencing a subsequent court's decision).
Finally, the majority concludes that Appellants suffered no redressible injury, because "the unchallenged 2009 Determination and the water-quality standards promulgated under it would stand." Majority Op. at 1306. This is incorrect; a favorable decision by this Court would redress
Under the majority's view of traceability and redressibility, no one could ever have standing to challenge a consent decree that is entered prior to a final agency rulemaking on the same matter. Cf. Ala. Power Co., 307 F.3d at 1309 (rejecting a similarly circular argument that the Secretary of the Department of Energy's duty to report to Congress precludes a finding of "injury" because Congress might alter the Department's determinations through legislation). Our law does not contemplate such a result. This Court has made clear that those who are directly affected by a judicially approved consent decree should have an opportunity to challenge it. See City of Hialeah, 140 F.3d at 978-81, 984. Here, the district court's entry of the consent decree caused Appellants a concrete and imminent injury in fact, and that injury could have been redressed by allowing Appellants some means by which they could challenge the factual basis for the consent decree. The effect of dismissing Appellants' appeal on standing grounds is that Appellants will be subject to the consent decree's influence on the forthcoming rulemaking and will be bound by any errors of the district court in approving it, but will be stripped of meaningful opportunity to challenge the substantive or procedural reasonableness of the consent decree in court.