PER CURIAM:
Manuel Valle is a death row prisoner who is scheduled to be executed by the State of Florida. The State originally scheduled his execution by lethal injection for August 2, 2011. The Florida Supreme Court granted a stay to allow a Florida circuit court to determine whether the State's use of an altered lethal injection protocol — one that substituted pentobarbital for sodium thiopental in its three-drug execution cocktail — violates the Eighth Amendment. Following an evidentiary hearing, the circuit court denied relief. The Florida Supreme Court affirmed, lifting its previously issued stay. Valle's execution
Valle also brought suit in federal district court. He filed a complaint under 42 U.S.C. § 1983 and a motion for a temporary restraining order ("TRO") and preliminary injunction and to stay his execution. On August 9, the district court denied his motion, concluding, inter alia, that Valle failed to demonstrate a substantial likelihood of success on the merits of his Eighth Amendment claim — a prerequisite for injunctive relief.
"A stay of execution is equitable relief which this Court may grant only if the moving party shows that: (1) he has a substantial likelihood of success on the merits; (2) he will suffer irreparable injury unless the injunction issues; (3) the stay would not substantially harm the other litigant; and (4) if issued, the injunction would not be adverse to the public interest." DeYoung v. Owens, 646 F.3d 1319, 1324 (11th Cir.2011) (internal quotation marks omitted). "We review the district court's denial of [defendant's] motions for a TRO and stay of execution for abuse of discretion." Id. at 1324 n. 2.
"To state an Eighth Amendment claim, [the defendant] must demonstrate that (1) the State is being deliberately indifferent (2) to a condition that poses a substantial risk of serious harm to him. In the lethal injection context, this standard requires an inmate to show an objectively intolerable risk of harm that prevents prison officials from pleading that they were subjectively blameless for purposes of the Eighth Amendment." Id. at 1325 (internal quotations marks and citations omitted).
We conclude that Valle has not demonstrated that he has a substantial likelihood of success on the merits of his Eighth Amendment claim for the reasons set out in Part C.1 of the district court's thorough and well-reasoned discussion of the lethal injection issue. We adopt that part of the district court's opinion as our own. For the convenience of the reader, we reproduce that part of the opinion, as well as some introductory parts of it, as an appendix to this one.
Because Valle has failed to show a substantial likelihood of success on the merits, we need not address the other three requirements for issuance of a stay of execution. See DeYoung, 646 F.3d at 1328 ("DeYoung has not demonstrated a substantial likelihood of success on the merits of his claims. Therefore, the Court denies DeYoung's motion for a stay of execution
For the foregoing reasons, we conclude that Valle does not satisfy the first requirement for the issuance of a stay of execution, and thus we deny Valle's motion.
MANUEL VALLE, Plaintiff,
v.
STEVEN SINGER, etc.; et al., Defendants.
Case No. 3:11-cv-700-J-34TEM.
Plaintiff Manuel Valle, a prisoner sentenced to death by the State of Florida, was scheduled to be executed by lethal injection on Tuesday, August 2, 2011, at 6:00 p.m. On July 18, 2011, Valle, represented by counsel, filed a Complaint (Doc. # 1) and Memorandum of Law and Argument in Support of the Complaint (Memorandum) (Doc. # 2) pursuant to 42 U.S.C. § 1983. In the Complaint and Memorandum, Valle challenges the State of Florida's lethal injection procedures and asserts that the Florida Department of Corrections' recent change from sodium thiopental to pentobarbital, as the first of three drugs used in the lethal injection protocol, constitutes cruel and unusual punishment in violation of the Eighth Amendment and also violates his rights protected by the Due Process and Equal Protection Clauses of the Fourteenth Amendment of the United States Constitution. Additionally, he alleges that the Florida Department of Corrections' current policies and procedures and its history of failing to follow its own written execution procedures, combined with the recent substitution of pentobarbital, will unnecessarily cause a risk of the infliction of pain and suffering and will create a substantial risk of serious harm to Valle at his upcoming execution. As relief, Valle seeks declaratory and injunctive relief aimed at stopping the State of Florida from executing him using its lethal injection protocol, as well as a stay of execution to allow his § 1983 action to be fully and fairly litigated without an imminent execution date looming.
Following lengthy state trial court proceedings which included two separate trials and three sentencing proceedings, Valle was sentenced to death for the 1978 murder of Officer Louis Pena of the Coral Gables Police Department.
In 2000, the Florida Legislature established lethal injection as the method of execution in the State of Florida. Lightbourne v. McCollum, 969 So.2d 326, 341-42 (Fla.2007), cert. denied, 553 U.S. 1059, 128 S.Ct. 2485, 171 L.Ed.2d 777 (2008). Although the applicable state statute provides for the method of execution, it does not set forth the specific procedures or drugs to be used. Id. at 342. Instead, the legislature delegated the responsibility for establishing appropriate procedures to the Florida Department of Corrections (FDOC). Id. Until recently, lethal injection in the State of Florida was accomplished by a three-drug protocol utilizing sodium thiopental to render the condemned person unconscious, followed by the administration of pancuronium bromide, a neuromuscular blocking agent, and finally a dose of potassium chloride. Id. at 345. According to the Complaint, the FDOC, on June 9, 2011, released a new lethal injection procedure in which it publically advised, for the first time, that the State intended to replace sodium thiopental with pentobarbital. See Complaint at 22-23, paragraphs 65-67. Additionally, on June 30, 2011, the State announced that Valle's execution was scheduled for August 2, 2011. See Motion to Dismiss at 2.
In this action, pursuant to 42 U.S.C. § 1983, Valle asserts that Florida's intention to execute him using pentobarbital in the three-drug lethal injection sequence, instead of sodium thiopental, violates his Eighth Amendment right to be free from cruel and unusual punishment. He asserts that, as a result of this substitution, he may be conscious after being injected with pentobarbital, and thus subjected to significant pain during the administration of the final two drugs. In support of his claims, Valle points to a report and an affidavit provided by Dr. David B. Waisel, M.D. See P.Ex. B, Waisel's Expert Report and Affidavit. In his report, Dr. Waisel expresses concern regarding the lack of clinical history related to the use of pentobarbital for anesthesia. See generally Id. Additionally, in his affidavit, Dr. Waisel opines that, based on his reviews of descriptions of the June 23, 2011 execution of Roy Willard Blankenship, pentobarbital may inadequately anesthetize the inmate and subject him to a substantial risk of serious harm and extreme, torturous and needless pain and suffering. Valle also relies on a position paper released by Lundbeck, Inc., the manufacturer of pentobarbital, which he contends reflects the manufacturer's judgment that the drug is "untested and unsafe for use in judicial lethal injections," has not been approved by the Food and Drug Administration (FDA) to induce anesthesia, has no relevant clinical history, and "no relevant clinical reference doses on which to determine what dose would cause a clinically adequate depth of anesthesia, much less an adequate lethal injection dose." Complaint at 6, paragraph 24.
Valle asserts that "[t]he combination of significant unknowns from a lack of clinical history related to using pentobarbital to induce anesthesia, inadequate implementation of procedural safeguards and a cavalier attitude toward lethal injection puts [him] at risk for serious undue pain and suffering." Id. Thus, Valle relies not only on the recent substitution of pentobarbital, but also upon his concerns regarding the inadequate training and experience of execution team members, inadequate monitoring of the IV lines, inadequate monitoring
Defendants have filed a Motion to Dismiss, in which they assert that Valle's claims are barred by the applicable statute of limitations, and further that he has failed to state any claim upon which relief can be granted. Motion to Dismiss at 3-4, 12-17. In Plaintiff's Response, recognizing that many of his arguments have been addressed by the decisions of the United States Supreme Court in Baze v. Rees, 553 U.S. 35, 50, 128 S.Ct. 1520, 170 L.Ed.2d 420 (2008), and the Florida Supreme Court in Lightbourne, Valle contends that his challenges are new and different because:
Plaintiff's Response at 7. In sum, Valle asserts that the replacement of sodium thiopental with pentobarbital when combined with Florida's history and the deficiencies in its procedures subjects him to a substantial risk of serious harm. As such, he seeks a temporary restraining order and an immediate stay of his impending execution.
Very recently, the Eleventh Circuit Court of Appeals reiterated the requirements for a stay of execution:
DeYoung v. Owens, (DeYoung II
As the moving party, Valle bears the burden of establishing that he has a substantial likelihood of succeeding on the merits of his § 1983 claims raised in this action. Henyard v. Sec'y, Dep't of Corr., 543 F.3d 644, 647 (11th Cir.2008) (per curiam). Upon review of the record and
Florida's recent replacement of sodium thiopental with pentobarbital in the three-drug lethal injection sequence underlies the bulk of Valle's claims in this action.
Despite the significant passage of time since February 2004, Valle contends that his claims are not barred by the statute of limitations, because Florida's substitution of pentobarbital for sodium thiopental in the three-drug lethal injection protocol constitutes a substantial change in the method of execution. In McNair v. Allen, 515 F.3d 1168, 1174 (11th Cir.2008), cert. denied, 553 U.S. 1098, 128 S.Ct. 2914, 171 L.Ed.2d 850 (2008), the Eleventh Circuit Court of Appeals concluded that "a method of execution claim accrues on the later of the date on which state review is complete, or the date on which the capital litigant becomes subject to a new or substantially changed execution protocol." Thus, the Court must consider whether Valle has alleged facts supporting a conclusion that Florida has changed or substantially altered its execution protocol.
Not surprisingly, the recent substitution of pentobarbital as the first of the three-drug lethal injection protocol used by various states has resulted in a flurry of activity in courts across the country and within the Eleventh Circuit.
Thereafter, in reliance on Powell (Williams) II, the district court dismissed inmate Powell's § 1983 action challenging Alabama's lethal injection protocol based upon a finding that it was barred by the statute of limitations. See Powell I. Specifically, the district court concluded that the alteration of Alabama's three-drug lethal injection protocol (by the substitution of pentobarbital for sodium thiopental) was not a significant or substantial change in the execution protocol so as to reset the applicable statute of limitations. Id. at *4. Additionally, the court rejected Powell's Fourteenth Amendment due process challenge based upon the state's secrecy of its processes noting that Powell could have challenged the secrecy surrounding the method of execution beginning in 2002. Id. As a result, the state's change to pentobarbital did not "awaken this long stale claim." Id. On review, the Eleventh Circuit Court of Appeals agreed. Powell II. On June 15, 2011, in Powell II, the Eleventh Circuit rejected Powell's attempt to relitigate the issue of whether Alabama's change in the first drug of the lethal injection protocol was a significant change for purposes of restarting the statute of limitations. 643 F.3d at 1304-05.
In an effort to distinguish the instant case from the recent Powell decisions, Plaintiff asserts that his "case presents claims and a factual basis unlike any presented before to seek a stay." Motion to Stay at 6. He not only complains about Florida's replacement, on June 8, 2011, of sodium thiopental with pentobarbital, as the first drug in the three-drug lethal injection sequence, but also that Florida has a "broken lethal injection process." Id. In support of his assertions, Valle points to the following: (1) the June 23, 2011 execution by lethal injection, using pentobarbital,
Following the filing of the Complaint and the Motion to Stay, the Eleventh Circuit Court of Appeals had another opportunity to consider the substitution of pentobarbital for sodium thiopental, this time in an action by a Georgia inmate who raised claims strikingly similar to those of Valle. See generally DeYoung II. Inmate DeYoung sought a stay of his execution scheduled for July 20, 2011, arguing that Georgia's lethal injection protocol violated his Eighth Amendment right to be free from cruel and unusual punishment. DeYoung II, 646 F.3d at 1323. He contended that the use of pentobarbital subjected him to a substantial risk of serious harm because pentobarbital was insufficiently tested for use as an anesthetic and that in prior executions using pentobarbital, specifically the execution of Roy Blankenship, the drug failed to "painlessly anesthesize the prisoners." Id.
The Eleventh Circuit, in rejecting DeYoung's claims, unequivocally reiterated its finding that the substitution of pentobarbital for sodium thiopental does not result in a substantially changed execution protocol. Id. at 1325. Moreover, addressing DeYoung's attempt to revisit the statute of limitations issue in reliance on evidence regarding the Blankenship execution, the court noted, "the mere act of proffering additional reasons not expressly considered previously will not open the door to reconsideration of the question by a second panel." Id. (quoting Smith v. GTE Corp., 236 F.3d 1292, 1302 (11th Cir.2001) (quotation marks and ellipsis omitted)). Nevertheless, the Eleventh Circuit considered and rejected DeYoung's Eighth Amendment claim on the merits, finding the additional proffered evidence did not undermine Powell's conclusion. Specifically referencing the events surrounding the Blankenship execution, the court determined that DeYoung failed to "establish a substantial risk of serious harm from the pentobarbital, or even that Blankenship necessarily suffered any harm, much less serious harm." DeYoung II, at 1326.
The Eleventh Circuit explained:
DeYoung II, 646 F.3d at 1326-27 (footnote omitted).
Plaintiff's attempt to distinguish his claim from the binding Powell precedent, based upon the Blankenship execution and the affidavit of Dr. Waisel, is significantly undermined if not entirely foreclosed by DeYoung II. Indeed, the affidavit of Dr. Waisel relied upon by Valle, see P.Ex. B at 14-18, is identical, in substance, to that considered and found to be insufficient by the district court and the Eleventh Circuit Court of Appeals in DeYoung I and DeYoung II.
Based on Eleventh Circuit precedent, the undersigned concludes that Florida has not made a significant alteration in its lethal injection protocol. Plaintiff has failed to support his assertion that his case is distinguishable from the Eleventh Circuit's decisions in the Powell cases and DeYoung II, and mere speculation cannot substitute for evidence that the use of pentobarbital will or very likely will cause serious illness and needless suffering. Indeed, as the United States Supreme Court has instructed, the fact that "an execution method may result in pain, either by accident or as an inescapable consequence of death, does not establish the sort of `objectively intolerable risk of harm' that qualifies as cruel and unusual." Baze, 553 U.S. at 50, 128 S.Ct. 1520.
Nevertheless, Valle also attempts to distinguish his case from the Powell decisions by asserting that Lundbeck, Inc., the sole manufacturer of pentobarbital, issued a position paper on July 1, 2011, condemning the misuse of that drug for executions by lethal injection. Motion to Stay at 11. The pertinent portion of this position paper, upon which Valle relies, states:
Id. (quoting Lundbeck's Position Regarding the Misuse of Pentobarbital in Execution of Prisoners, available at http://www. lundbeck.com/Media/pentobarbital.asp.).
Lundbeck's July 1, 2011 position paper does not support a finding that the substitution of pentobarbital for sodium thiopental constitutes a significant change in Florida's execution protocol. Notably, as acknowledged by Valle, Hospira, Inc., the only manufacturer approved by the FDA to manufacture sodium thiopental, also condemned the use of that drug for lethal injections. See Motion to Stay at 8. However, this objection did not warrant its withdrawal from the various states' lethal injection protocols. Indeed, whether or
Moreover, Lundbeck's statements that the use of pentobarbital in lethal injections falls outside its approved indications and that it cannot assure pentobarbital's safety and efficacy when used in such a fashion, see Complaint at 8-9, paragraph 31, fall short of meeting Valle's burden. As the Supreme Court has explained,
Baze, 553 U.S. at 50, 128 S.Ct. 1520 (internal citation and quotation marks omitted). As such, "[a] stay of execution may not be granted ... unless the condemned prisoner establishes that the State's lethal injection protocol creates a demonstrated risk of severe pain. He must show that the risk is substantial when compared to the known and available alternatives." Id. at 61. The statements by Lundbeck do not satisfy this burden.
Preliminarily, the Court recognizes that other courts have rejected claims that the absence of FDA approval of a drug for use in lethal injections means that the drug is unsafe or suggests that it is sure or very likely to cause serious illness or needless suffering. See Brewer v. Landrigan, ___ U.S. ___, 131 S.Ct. 445, 178 L.Ed.2d 346 (2010) (vacating a stay of execution which was based upon a finding that the plaintiff had a substantial likelihood of success on the merits of his claim that the use of sodium thiopental manufactured by a foreign source and not approved by the FDA creates a substantial and unnecessary risk of serious harm in violation of the Eighth Amendment); Cook v. Brewer, 637 F.3d 1002, 1006-07 (9th Cir.2011) ("Cook relies on his allegations that Arizona's sodium thiopental is imported and not approved by the FDA. But Landrigan ... advises that these facts are not sufficient to state a plausible Eighth Amendment claim"); Powell (Williams) I, at *7-8 (finding that the plaintiff did not have a substantial likelihood of success on the merits of his challenge to the lethal injection protocol based on the substitution of pentobarbital for sodium thiopental, which was supported in part by Dr. Waisel's assertion that the use of pentobarbital as an agent to induce anesthesia is not FDA approved). Moreover, Lundbeck's asserted lack of information as to the efficacy and safety of pentobarbital for use in lethal injections does nothing to establish a demonstrated risk of severe pain or needless suffering. Indeed, the United States District Court of Arizona arrived at this same conclusion when faced with Lundbeck's opposition to the use of pentobarbital in the lethal injection process in Arizona:
West v. Brewer, No. CV-11-1409-PHX-NVW, 2011 WL 2836754, at *8 (D.Ariz. July 18, 2011).
Lundbeck's position on the use or misuse of pentobarbital simply does not establish that the use of pentobarbital will subject Valle to a risk of pain and needless suffering. Valle submits no evidence that the administration of 5 grams of pentobarbital during the execution process will cause him needless suffering in and of itself. See DeYoung II, 646 F.3d at 1326-27. Additionally, the evidence before the Court fails to support a conclusion that Valle is likely to establish an objectively intolerable risk that this dosage of pentobarbital will not render Valle unconscious. Id. at 1327.
Dr. Mark Dershwitz, M.D., an anesthesiologist with a Ph.D. in pharmacology, states that pentobarbital is and has been commonly used to induce a barbiturate coma since the mid-1970s. Def. Ex. D, Expert Report of Mark Dershwitz, M.D., Ph.D., at paragraphs 8-10. He further explains:
Id. at paragraph 12. Dr. Waisel, on the other hand, candidly admits that he does not know how the State's dosage of pentobarbital will affect inmates subjected to execution by lethal injection. He explains:
P.Ex. B, Expert Report at 4, paragraph 9 (emphasis added). This asserted lack of knowledge simply cannot satisfy Valle's burden of affirmatively showing that a substantial risk of serious harm exists. Baze, 553 U.S. at 61, 128 S.Ct. 1520 (stating that, in order to obtain a stay of execution, a condemned inmate must show that "the State's lethal injection protocol creates a demonstrated risk of severe pain[]" and that "the risk is substantial when compared to the known and available alternatives").
Therefore, neither Lundbeck's July 1, 2011 condemnation of the use of pentobarbital for executions by lethal injection, nor its position that pentobarbital is not approved for use in executions, supports a finding that the substitution of pentobarbital for sodium thiopental subjects him to a substantial risk of serious harm or constitutes a significant change in Florida's execution protocol. Thus, by this assertion, Valle has failed to distinguish his case from the Powell decisions or the more recent decision in DeYoung II.
Since the facts supporting Valle's claim of an "already broken" lethal injection process and "botched" executions "should have been apparent to any person with a reasonably prudent regard for his rights," McNair, 515 F.3d at 1177, in 2006, Florida's "switch to pentobarbital does not awaken this long stale claim." Powell I, at *4. Accordingly, Valle has not shown that he has a substantial likelihood of success on the merits of his claims in that "the statute-of-limitations clock did not restart in 2007 when Florida adopted additional safeguards in its lethal injection protocols." Henyard, 543 F.3d at 647-48. Moreover, the substitution of pentobarbital did not reset the statute of limitations. Powell II; Powell (Williams) II. Thus, Valle has not established a substantial likelihood of success on the merits of his claims because the instant § 1983 action was filed beyond the applicable statute of limitations.
Even if Valle's claims were timely filed, for the reasons previously discussed, they fail as a matter of law because Valle has not met his burden of affirmatively showing that a substantial risk of serious harm exists or that the risk is substantial when compared to the known and available alternatives. See Baze, 553 U.S. at 61, 128 S.Ct. 1520. Indeed, Valle's allegations stop well short of complying with the Eighth Amendment standard set forth in Baze in that he has failed to show a "substantial risk of serious harm." Baze, 553 U.S. at 50, 128 S.Ct. 1520. Moreover, while Valle asserts in paragraph 56 of the Complaint that "available alternatives exist[,]" he has failed to proffer any alternative procedure or drug, and failed to show that any such alternative procedure or drug is "feasible, readily implemented, and in fact significantly reduce[s] a substantial risk of severe pain."
Notably, Valle's various objections to the lethal injection protocol itself have been rejected on the merits in previous cases. See Baze, 553 U.S. at 53-61, 128 S.Ct. 1520 (rejecting claims concerning the maladministration of the lethal injection protocol, the failure to adopt untried and untested alternatives, the risk that the procedures will not be properly followed, the absence of additional monitoring by trained personnel, inadequate facilities and training, the placement and monitoring of IV lines, the lack of professional medical experience, and the need for a significant consciousness test); Lightbourne, 969 So.2d at 350 n. 22 (rejecting Lightbourne's claims relating to the sufficiency of the August 2007 protocol, including that the revised procedures do not meaningfully increase the qualifications of executioners; there is no requirement that the team warden or executioners have experience in conducting executions; the procedures do not specifically indicate the qualifications needed by each designated team member; phlebotomists are not trained to place catheters in veins; the procedures leave inmates to guess if the execution team members are adequately experienced and medically qualified; the procedures do not provide any method for monitoring the inmate's consciousness after administration of the first drug (sodium pentothal); and the contention that pancuronium bromide is used for purely cosmetic reasons); Schwab v. State, 969 So.2d 318 (Fla.2007) (per curiam) (rejecting similar assertions made by Schwab, focusing primarily on whether the protocols adequately ensure the assessment of consciousness and whether the use of a paralytic drug during the execution is warranted).
Valle also complains that the lethal injection protocol was not recertified between April 2008 and the signing of the June 8, 2011 procedure, denying him due process of law. Motion to Stay at 28. This assertion does little to advance his claim. No certificate of readiness was issued because sodium thiopental was unavailable,
In consideration of the foregoing, the Court concludes that Valle has failed to carry his burden of establishing that he has a substantial likelihood of succeeding on the claims raised in this action. For this reason alone, the Motion to Stay would be due to be denied.