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Alex Wayne Morton v. Jeremy Kirkwood, 12-11436 (2013)

Court: Court of Appeals for the Eleventh Circuit Number: 12-11436 Visitors: 13
Filed: Feb. 08, 2013
Latest Update: Mar. 26, 2017
Summary: Case: 12-11436 Date Filed: 02/08/2013 Page: 1 of 18 [PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 12-11436 _ D.C. Docket No. 5:10-cv-01658-AKK ALEX WAYNE MORTON, an individual, Plaintiff - Appellee, versus JEREMY KIRKWOOD, Defendant - Appellant. _ Appeal from the United States District Court for the Northern District of Alabama _ (February 8, 2013) Before MARCUS and MARTIN, Circuit Judges, and SCRIVEN, * District Judge. MARCUS, Circuit Judge: * Honorable Mary S.
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               Case: 12-11436      Date Filed: 02/08/2013     Page: 1 of 18

                                                                               [PUBLISH]



                 IN THE UNITED STATES COURT OF APPEALS

                           FOR THE ELEVENTH CIRCUIT
                             ________________________

                                   No. 12-11436
                             ________________________

                         D.C. Docket No. 5:10-cv-01658-AKK



ALEX WAYNE MORTON,
an individual,

                                                                      Plaintiff - Appellee,

                                          versus

JEREMY KIRKWOOD,

                                                                   Defendant - Appellant.

                             ________________________

                     Appeal from the United States District Court
                        for the Northern District of Alabama
                            ________________________

                                    (February 8, 2013)

Before MARCUS and MARTIN, Circuit Judges, and SCRIVEN, * District Judge.

MARCUS, Circuit Judge:


*
  Honorable Mary S. Scriven, United States District Judge for the Middle District of Florida,
sitting by designation.
             Case: 12-11436    Date Filed: 02/08/2013   Page: 2 of 18

      In this civil rights case, Officer Jeremy Kirkwood of the City of Guntersville

Police Department appeals the district court’s denial of his motion for summary

judgment on the basis of qualified immunity. Kirkwood shot Alex Wayne Morton

late at night on January 7, 2010, while Morton was inside his car. The shots

paralyzed Morton. According to Kirkwood, he shot Morton after Morton

accelerated his car, threatening the life of a nearby police officer. According to

Morton, he never accelerated his car, and Kirkwood nonetheless shot him seven

times after he put his car in park. Morton sued Kirkwood for damages under 42

U.S.C. § 1983, alleging that Kirkwood used excessive force in violation of the

Fourth Amendment. Morton also sued Kirkwood for assault and battery under

Alabama’s law.

      After thorough review, we conclude that Kirkwood is not entitled to

qualified immunity. Viewing the evidence in the light most favorable to Morton, as

we must at this stage in the proceedings, we conclude that no reasonable police

officer would have used deadly force against Morton. Also, clearly established law

gave Kirkwood fair notice that his actions, as alleged by Morton, violated the

Fourth Amendment. Similarly, accepting Morton’s account of the tragic events that

led to his grievous injury, state agent immunity does not apply to the assault and

battery claim. We, therefore, affirm the district court’s denial of summary

judgment.


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                                               I.

       At their depositions, Kirkwood and Morton offered sharply clashing

accounts about the shooting. At the summary judgment stage, we must view the

evidence in the light most favorable to the non-movant. See Skop v. City of

Atlanta, 
485 F.3d 1130
, 1136 (11th Cir. 2007). We therefore set forth the non-

movant’s account of the shooting.

       Late on January 7, 2010, Morton sat in his car in a park. The night was

frigid, so Morton let the car’s engine run. He left the car’s headlights on too.

Morton was speaking to his aunt on his cellphone when he saw a truck enter the

park. As the truck neared, Morton recognized it as a police vehicle. 1 He concluded

his telephone conversation and drove away, slowly, letting the car coast. The car

moved at its coasting speed, which Morton estimated at about one mile per hour.

       Morton was continuing on his way out of the park at coasting speed when he

noticed a police officer chasing him. At no time did Morton see anyone in front of

his car. Nor did he see Nugent anywhere on the scene. He then heard the police

officer shout. Morton said that he immediately shifted his car to park and raised his




1
  Officer Tim Nugent drove the truck. Beside him sat Kirkwood, his partner. According to
Nugent and Kirkwood, Morton stood outside in the park, and he dashed for his car when he saw
the police. Even though they lacked probable cause to arrest Morton for any crime, Nugent and
Kirkwood parked the police truck and chased Morton on foot when they saw him flee. Kirkwood
has conceded, however, that at this stage he cannot contest the testimony that Morton sat inside
his car the entire time.
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hands. Kirkwood nonetheless shot at the car; seven bullets struck Morton.2

Immediately after the shooting began, Morton scrambled to escape from the car.

The car shifted to reverse and traveled in reverse until it bumped into a tree, where

it stopped. Morton does not remember how the car got in reverse, but he assumes

that he accidently shifted the gear while he tried to escape. It is undisputed,

however, that the car shifted to reverse and traveled backward at some point and

that it continued backward after the shooting.

       The Alabama Bureau of Investigation examined the crime scene and found

tire tracks, thirty-four feet in length, visible over fallen leaves, shattered glass

thirteen feet from the car’s resting place, and cartridge casings spread over a

“sixteen foot area parallel to the tracks.”

       Morton sued Kirkwood in the U.S. District Court for the Northern District of

Alabama alleging that Kirkwood violated his Fourth Amendment rights and also

committed assault and battery in violation of state law.3 Kirkwood moved for

summary judgment on qualified immunity grounds. The district court denied

Kirkwood’s motion, and he now appeals.

                                              II.

2
  Kirkwood disputes this version of events. He testified that Morton was initially on foot, that
Morton got into his car and accelerated, even though Nugent was standing in front of Morton’s
car, and that he shot Morton only to protect Nugent.
3
  Morton also sued Nugent and the City of Guntersville, but Guntersville and Nugent were
dismissed from the lawsuit by stipulation of the parties. The only remaining defendant is
Kirkwood.
                                               4
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      We review a district court’s denial of summary judgment on qualified

immunity grounds de novo. Fils v. City of Aventura, 
647 F.3d 1272
, 1287 (11th

Cir. 2011). “The court shall grant summary judgment if the movant shows that

there is no genuine dispute as to any material fact and the movant is entitled to

judgment as a matter of law.” Fed. R. Civ. P. 56(a). We review all evidence and

factual inferences “in the light most favorable to the non-moving party, and resolve

all reasonable doubts about the facts in favor of the non-movant.” Skop, 485 F.3d

at 1136 (quoting Kingsland v. City of Miami, 
382 F.3d 1220
, 1226 (11th Cir.

2004)). We review the evidence this way because the “issues appealed here

concern ‘not which facts the parties might be able to prove, but, rather, whether or

not certain given facts showed a violation of “clearly established” law.’” Sheth v.

Webster, 
145 F.3d 1231
, 1236 (11th Cir. 1998) (per curiam) (quoting Johnson v.

Jones, 
515 U.S. 304
, 311 (1995)). We acknowledge that the “facts, as accepted at

the summary judgment stage of the proceedings, may not be the actual facts of the

case.” McCullough v. Antolini, 
559 F.3d 1201
, 1202 (11th Cir. 2009) (quoting Lee

v. Ferraro, 
284 F.3d 1188
, 1190 (11th Cir. 2002)).

      Qualified immunity protects government officials who were sued

individually “unless the law preexisting the defendant official’s supposedly

wrongful act was already established to such a high degree that every objectively

reasonable official standing in the defendant’s place would be on notice that what


                                         5
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the defendant official was doing would be clearly unlawful given the

circumstances.” Pace v. Capobianco, 
283 F.3d 1275
, 1282 (11th Cir. 2002). “The

purpose of qualified immunity is to allow officials to carry out discretionary duties

without the chilling fear of personal liability . . . .” McCullough, 559 F.3d at 1205.

      In order to obtain qualified immunity, an official must first establish that he

acted within his discretionary authority. Skop, 485 F.3d at 1136. Morton does not

dispute that Officer Kirkwood acted within his discretionary capacity when he shot

Morton. The qualified immunity analysis thus shifts the burden to Morton, who

must show that Kirkwood does not merit qualified immunity. See id. at 1136-37.

Qualified immunity does not apply where the facts show that the official violated

the plaintiff’s constitutional rights and where the law clearly established those

rights at the time of the alleged misconduct. Pearson v. Callahan, 
555 U.S. 223
,

232 (2009). Accepting Morton’s testimony as true, we conclude that Kirkwood

violated a clearly established constitutional right.

                                          A.

      We have little difficulty concluding on this record that, if we accept

Morton’s account, as we must, Officer Kirkwood violated Morton’s Fourth

Amendment right to be free from the use of excessive force. “[A]pprehension by

the use of deadly force is a seizure . . . .” Tennessee v. Garner, 
471 U.S. 1
, 7

(1985). “Determining whether the force used to effect a particular seizure is


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‘reasonable’ under the Fourth Amendment requires a careful balancing of the

nature and quality of the intrusion on the individual’s Fourth Amendment interests

against the countervailing governmental interests at stake.” Graham v. Connor, 
490 U.S. 386
, 396 (1989) (internal quotation marks omitted). “In determining the

reasonableness of the force applied, we look at the fact pattern from the

perspective of a reasonable officer on the scene with knowledge of the attendant

circumstances and facts, and balance the risk of bodily harm to the suspect against

the gravity of the threat the officer sought to eliminate.” McCullough, 559 F.3d at

1206. In excessive force cases, we are mindful that officers make split-second

decisions in tough and tense situations. See Jean-Baptiste v. Gutierrez, 
627 F.3d 816
, 820 (11th Cir. 2010).

      In deciding whether a police officer used excessive force, we pay “careful

attention to the facts and circumstances” of the case, “including the severity of the

crime at issue, whether the suspect poses an immediate threat to the safety of the

officers or others, and whether he is actively resisting arrest or attempting to evade

arrest by flight.” Graham, 490 U.S. at 396 (citing Garner, 471 U.S. at 8-9). In the

deadly force context, we have observed that a police officer may constitutionally

use deadly force when the officer

             (1) “has probable cause to believe that the suspect poses
             a threat of serious physical harm, either to the officer or
             to others” or “that he has committed a crime involving
             the infliction or threatened infliction of serious physical
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             harm”; (2) reasonably believes that the use of deadly
             force was necessary to prevent escape; and (3) has given
             some warning about the possible use of deadly force, if
             feasible.

McCullough, 559 F.3d at 1206 (quoting Vaughan v. Cox, 
343 F.3d 1323
, 1329-30

(11th Cir. 2003)). Although these factors are useful, we cannot apply them

mechanically, see Penley v. Eslinger, 
605 F.3d 843
, 849-50 (11th Cir. 2010), and

“we must still slosh our way through the factbound morass of ‘reasonableness,’”

Scott v. Harris, 
550 U.S. 372
, 383 (2007). Here, we easily conclude that Kirkwood

violated Morton’s constitutional rights.

      To begin with, Kirkwood had no probable cause to believe Morton

committed any crime, let alone a serious crime involving the infliction or

threatened infliction of serious physical harm. See Garner, 471 U.S. at 11. Nor did

he have reason to believe that Morton was a threat to anyone. Next, Morton

testified that he shifted his car to park and raised his hands when he heard Officer

Kirkwood shout at him, so, if that account is credited, Kirkwood could not have

reasonably believed that he had to shoot Morton to prevent his escape. In response,

Kirkwood used deadly force, which placed Morton’s “fundamental interest in his

own life” in jeopardy. Id. at 9.

      To be sure, Officer Kirkwood testified that Morton accelerated the car while

Officer Nugent was standing in front of the car and that he shot Morton to protect

Nugent from being struck by the moving vehicle. But Kirkwood’s testimony is

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             Case: 12-11436     Date Filed: 02/08/2013   Page: 9 of 18

flatly contradicted by Morton’s. According to Morton, he saw no one in front of

his car, he never accelerated his car -- allowing it, instead, to coast at about one

mile per hour -- and, notably, he shifted his car to park before Kirkwood shot him.

In Morton’s version of events, Kirkwood shot an unarmed man in a stationary

vehicle while having no reason to believe that the man would place anyone’s safety

in danger. A reasonable officer would not have shot Morton under these

circumstances, and therefore Kirkwood’s use of deadly force violated Morton’s

Fourth Amendment right to be free from excessive force.

                                        B.

      Kirkwood would nonetheless be entitled to qualified immunity unless

Morton can show that the law clearly established his rights at the time of the

putative misconduct. See Pearson, 555 U.S. at 232. We undertake this analysis “in

light of the specific context of the case, not as a broad general proposition.” Hoyt

v. Cooks, 
672 F.3d 972
, 977 (11th Cir. 2012) (quoting Coffin v. Brandau, 
642 F.3d 999
, 1013 (11th Cir. 2011)). And the right must be clear enough that any

reasonable officer “would understand that what he is doing violates that right.”

Hope v. Pelzer, 
536 U.S. 730
, 739 (2002) (quoting Anderson v. Creighton, 
483 U.S. 635
, 640 (1987)).

      A plaintiff can demonstrate that a right was clearly established in a few

ways. He can, for instance, produce a materially similar case decided by the


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Supreme Court, this Court, or the highest court of the relevant state. Hoyt, 672

F.3d at 977. A right can be clearly established, however, even in the absence of

precedent. A plaintiff can point to a “broader, clearly established principle [that]

should control the novel facts in [his] situation.” Mercado v. City of Orlando, 
407 F.3d 1152
, 1159 (11th Cir. 2005). Finally, a plaintiff may show that an “official’s

conduct ‘was so far beyond the hazy border between excessive and acceptable

force that [the official] had to know he was violating the Constitution even without

caselaw on point.’” Priester v. City of Riviera Beach, 
208 F.3d 919
, 926 (11th Cir.

2000) (alteration in original) (quoting Smith v. Mattox, 
127 F.3d 1416
, 1419 (11th

Cir. 1997) (per curiam)). “This test entails determining whether ‘application of the

[excessive force] standard would inevitably lead every reasonable officer in [the

Defendants’] position to conclude the force was unlawful.’” Id. at 926-27

(alterations in original) (quoting Post v. City of Fort Lauderdale, 
7 F.3d 1552
, 1559

(11th Cir. 1993)).

      Morton’s Fourth Amendment right to be free from the use of deadly force

was clearly established well before January 7, 2010, the night he was shot. In

Tennessee v. Garner, a case decided in 1985, a police officer shot a burglar to

impede his escape. 471 U.S. at 3-4. The burglar died, and the Supreme Court held

that the police officer violated the burglar’s right to be free from unreasonable

seizures:


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             The use of deadly force to prevent the escape of all
             felony suspects, whatever the circumstances, is
             constitutionally unreasonable. It is not better that all
             felony suspects die than that they escape. Where the
             suspect poses no immediate threat to the officer and no
             threat to others, the harm resulting from failing to
             apprehend him does not justify the use of deadly force to
             do so. . . . A police officer may not seize an unarmed,
             nondangerous suspect by shooting him dead.

Id. at 11. That being said, the Supreme Court recognized that the use of deadly

force is not always unconstitutional. Thus, for example, an officer might

reasonably use deadly force to prevent escape where he has probable cause to

believe that the suspect might cause serious physical harm to police officers or

bystanders. Id.

      We have applied Garner to car chases and have “consistently upheld an

officer’s use of force and granted qualified immunity” where the plaintiff “used or

threatened to use his car as a weapon to endanger officers or civilians immediately

preceding the officer’s use of deadly force.” McCullough, 559 F.3d at 1207. But

where the plaintiff did not use or did not threaten to use his car as a weapon, we

have rejected an officer’s use of deadly force. Thus, for example, in Vaughan v.

Cox, a 2003 case, the police gave chase to a truck they suspected was stolen. 343

F.3d at 1326. The truck sped along the highway at the speed limit. Id. Despite the

police presence, the truck driver would not stop. Id. According to the plaintiff -- a

passenger in the truck -- the driver did not swerve from lane to lane and did not


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place anyone’s safety at risk. Id. at 1327 & n.2. The truck accelerated to fifteen

miles beyond the speed limit. A police officer eventually shot the truck three times.

Id. One bullet struck the plaintiff, paralyzing him. Id. at 1327. The plaintiff sued

the police officer who shot him. We concluded that “a reasonable jury could find,

under [the plaintiff’s] version of the facts, that the . . . use of deadly force to

apprehend [the plaintiff] was unconstitutional,” because “[g]enuine issues of

material fact remain[ed] as to whether [the truck’s] flight presented an immediate

threat of serious harm . . . at the time [the officer] fired the shot.” Id. at 1330.

       And we held that the plaintiff’s constitutional right was clearly established at

the time of the incident. “Under Garner, a police officer can use deadly force to

prevent the escape of a fleeing non-violent felony suspect only when the suspect

poses an immediate threat of serious harm to police officers or others.” Id. at 1332.

Like Garner, then, Vaughan gave fair warning that the use of deadly force against a

non-resisting suspect who posed no danger violates a suspect’s Fourth Amendment

right to be free from excessive force. While the facts of neither Vaughan nor

Garner exactly match the facts here, Morton presented less of a safety and flight

risk than the driver in Vaughan or the suspect in Garner. The truck in Vaughan was

speeding on a highway; Morton’s car was parked. In Vaughan, the driver refused

to stop when the police ordered him to do so; Morton immediately raised his hands

when he heard Officer Kirkwood shout. In Vaughan, the driver was suspected of


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car theft; Morton was suspected of no crime. And in Garner a criminal suspect

sought to flee, whereas Morton did not flee and was not suspected of a crime. “[I]n

the light of pre-existing law,” here Garner and Vaughan, “the unlawfulness” of

Kirkwood’s alleged actions was “apparent,” and so qualified immunity does not

apply. Terrell v. Smith, 
668 F.3d 1244
, 1256 (11th Cir. 2012) (quoting Anderson,

483 U.S. at 640).

                                         III.

      In fact, Kirkwood does not contest that, if we accept Morton’s version of

events, qualified immunity does not apply. Instead, Kirkwood attacks Morton’s

version of events, arguing that objective evidence renders Morton’s testimony

utterly incredible because it proves that Morton’s car moved. Under Scott v.

Harris, Kirkwood argues, we can reject Morton’s testimony wholesale, even at the

summary judgment stage. 550 U.S. at 380. In so arguing, Kirkwood offers four

pieces of forensic evidence that, he contends, utterly discredit Morton’s version of

events: first, shattered glass lay thirteen feet from the car’s resting place; second,

cartridge casings were spread over sixteen feet; third, tire tracks showed that the

car traveled thirty-four feet; and, finally, one expert testified that Morton did not

raise his arms before he got shot. We find Kirkwood’s argument unpersuasive.

      In Scott, a video recorded a high speed chase between a police officer and a

§ 1983 plaintiff. Id. at 374-75. The video contradicted the plaintiff’s version of


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events. The Supreme Court wrote that, because the plaintiff’s version was “so

utterly discredited by the record,” it would view the “facts in the light depicted by

the videotape.” Id. at 380-81. The Court explained that “[w]hen opposing parties

tell two different stories, one of which is blatantly contradicted by the record, so

that no reasonable jury could believe it, a court should not adopt that version of the

facts for purposes of ruling on a motion for summary judgment.” Id. at 380. In

Scott, the Supreme Court did not tinker with the summary judgment standard, for it

merely held “that when documentary evidence ‘blatantly contradict[s]’ a plaintiff’s

account ‘so that no reasonable jury could believe it,’ a court should not credit the

plaintiff’s version on summary judgment.” Witt v. W. Va. State Police, 
633 F.3d 272
, 276-77 (4th Cir. 2011) (alteration in original) (quoting Scott, 550 U.S. at 380).

At times, we too have discarded a party’s account when the account “is inherently

incredible and could not support reasonable inferences sufficient to create an issue

of fact.” Riley v. City of Montgomery, 
104 F.3d 1247
, 1251 (11th Cir. 1997). “If

no reasonable jury could return a verdict in favor of the nonmoving party, there is

no genuine issue of material fact and summary judgment will be granted.” Beal v.

Paramount Pictures Corp., 
20 F.3d 454
, 459 (11th Cir. 1994). Thus, where an

accurate video recording completely and clearly contradicts a party’s testimony,

that testimony becomes incredible. Unfortunately for Kirkwood, he does not offer




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a video recording of the incident. He offers, rather, forensic evidence that does not

so utterly discredit Morton’s testimony that no reasonable jury could believe it.

      Kirkwood’s argument falters because Morton’s testimony may reasonably

be harmonized with the circumstantial evidence that the car was moving. After all,

Morton testified that he moved his car forward when he saw a truck enter the park,

and no one disputes that Morton’s car went backwards after the shooting. Morton

and Kirkwood are not clashing over whether the car moved, but rather arguing

over when and how the car moved. And the evidence to which Kirkwood points is

silent on the “when” and “how” questions. Regardless, Morton’s experts dispute

the relevance of this evidence. One expert opined, for instance, that one cannot

draw any inference from the cartridge casings: “[E]ven whatever way that they do

eject, once it hits the surface, it may bounce in any direction. So to try to

reconstruct where a person was standing by the location of the hulls is just once

again speculation.” Another expert opined that the shattered glass undermined

Kirkwood’s, not Morton’s, version of events. We are, therefore, obliged to accept

Morton’s account at this stage of the proceeding. The record plainly yields sharply

dueling accounts of what happened and why the critical shots were fired. It does

not utterly discredit Morton’s account.

                                          IV.




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      Finally, as for the state law claims, Morton alleged that Kirkwood

committed assault and battery when he fired upon the car. In Alabama, a state

agent is immune from civil liability for acts “arising out of his or her conduct in

performance of any discretionary function within the line and scope of his or her

law enforcement duties.” Ala. Code § 6-5-338(a). This includes acts arising from

the “enforcement of the criminal laws of the State, including, but not limited to,

law-enforcement officers’ arresting or attempting to arrest persons.” Ex parte

Butts, 
775 So. 2d 173
, 178 (Ala. 2000). Nonetheless, a police officer loses this

immunity when he “acts willfully, maliciously, fraudulently, in bad faith, beyond

his . . . authority, or under a mistaken interpretation of the law.” Id.

      The parties agree that Morton’s claim “arise[s] from a function that would

entitle” Kirkwood “to immunity.” Ex parte Estate of Reynolds, 
946 So. 2d 450
,

452 (Ala. 2006). As a result, to survive summary judgment, Morton had to show

that Kirkwood “acted willfully, maliciously, fraudulently, in bad faith, or beyond

his . . . authority.” Id. “A State agent acts beyond authority and is therefore not

immune when he or she ‘fail[s] to discharge duties pursuant to detailed rules or

regulations, such as those stated on a checklist.’” Giambrone v. Douglas, 
874 So. 2d
 1046, 1052 (Ala. 2003) (alteration in original) (quoting Butts, 775 So. 2d at

178); see also Ex parte City of Tuskegee, 
932 So. 2d 895
, 906 n.6 (Ala. 2005)

(“[I]f an officer is engaged in an arrest but he or she fails to discharge the arrest


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pursuant to detailed rules or regulations, such as those stated on a checklist, then

the officer is not entitled to immunity.” (alteration and internal quotation marks

omitted)).

      Morton asserts that Kirkwood violated the Guntersville Police Department

Policy Manual (“Policy Manual”), which all parties agree applied to Kirkwood.

Sections of the Policy Manual bar officers from shooting at suspects, even if they

are escaping. For instance, the Policy Manual bars officers from shooting their

guns “in an attempt to disable moving vehicles, unless subjects from the vehicle

are firing at the officer.” Citing to another section of the Policy Manual, which

allows police officers to shoot at suspects if the suspects are “about to kill or

seriously injure the officer [or] about to kill or seriously injure another person,”

Kirkwood contends that he deserves state agent immunity. But, just as with his

qualified immunity argument, Kirkwood asks us to wholly disregard Morton’s

testimony in favor of his own. As we have already explained, we cannot disregard

that testimony at the summary judgment stage. Whether Kirkwood violated the

Policy Manual depends on whether one believes Kirkwood or Morton. Plainly, this

too is an issue for a jury to decide.

      In short, if Morton’s version of events is accurate, a reasonable officer on the

scene with knowledge of the attendant facts would not have shot Morton, hitting

him with seven bullets, while he sat stationary in his car with his hands up. This


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alleged conduct violated Morton’s Fourth Amendment rights. And clearly

established law gave Kirkwood fair warning that the use of deadly force under

these circumstances would be unconstitutional. Likewise, under Morton’s account,

Kirkwood violated the Policy Manual, which would strip Kirkwood of state agent

immunity. We, therefore, affirm the district court’s denial of Kirkwood’s motion

for summary judgment.

      AFFIRMED.




                                      18

Source:  CourtListener

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