ANDERSON, Circuit Judge:
After a criminal jury trial, Defendant-Appellant Morgan Siler appeals his conviction and sentence for assaulting a corrections officer with a deadly or dangerous weapon in violation of 18 U.S.C. § 111(b). After careful review, and with the benefit of oral argument, we affirm Siler's conviction and sentence.
In June 2008, Siler was a holdover inmate at a federal correctional facility in Georgia while en route to a federal correctional facility in Virginia. One morning while Siler was in the Georgia facility, a corrections officer opened Siler's cell door so that Siler could get breakfast. Siler placed a homemade rope around the officer's neck and forcibly choked him. Several officers responded to help and forcibly removed the officer from Siler's grip.
In March 2009, a federal grand jury returned a two-count indictment against Siler. Count One charged Siler with attempted murder of a corrections officer, in violation of 18 U.S.C. § 1114(3). Count Two charged that Siler "knowingly and by means and use of a dangerous weapon, that is, a handmade rope, did forcibly assault, resist, oppose, impede, intimidate, and interfere with R.M., a Corrections Officer, while he was engaged in his official duties, in violation of Title 18, United States Code, Section 111."
The jury found Siler not guilty of Count One (attempted murder) and guilty of Count Two (assault on a corrections officer). As it relates to Count Two, the verdict form given to the jury read:
We the jury find the Defendant MORGAN SILER
Was a deadly or dangerous weapon used?
Siler agreed to the amended verdict form.
In its instruction to the jury on Count Two, the district court charged the offense elements as:
This charge was consistent with Offense Instruction 1.2 from the Eleventh Circuit Pattern Jury Instructions: "Forcibly Assaulting a Federal Officer: with Use of a Deadly Weapon or Inflicting Bodily Injury. 18 U.S.C. § 111(b)." The court charged that "forcible assault is an intentional threat or attempt to cause serious bodily injury when the ability to do so is apparent and immediate." The court clarified that forcible assault "includes any intentional display of force that would cause a reasonable person to expect immediate and serious bodily harm or death regardless of whether the act is carried out or the person is injured." The court charged that "[a] deadly or dangerous weapon includes any object that a person can readily use to inflict serious bodily harm on someone else." The court also charged, "To show that such a weapon was used, the Government must prove that the Defendant possessed the weapon and intentionally displayed it during the forcible assault." When describing the verdict form to the jury, the district court instructed that if the jury found Siler guilty of Count Two, the jury must answer the question, "Was a deadly or dangerous weapon used?"
Siler made no objections to the court's charge, as given, and Siler expressly agreed to the language of the verdict form. During deliberations, the jury asked the court for a legal definition of deadly or dangerous weapon. With the agreement of the parties, the court re-instructed the jury with the relevant instructions. Siler made no objection to the court's re-charge.
The jury found Siler not guilty of Count One (attempted murder) and guilty of Count Two (assault on a corrections officer). With respect to Count Two, the jury found that Siler used a deadly or dangerous weapon.
Siler objected to various aspects of his Presentence Investigation Report. After considering and ruling on Siler's objections, the court calculated a guidelines range of 188 to 235 months' imprisonment.
The district court overruled Siler's objection. The court stated, "[T]he jury explicitly found that a dangerous or deadly weapon was used, which ... makes this a felony offense under 111(b)." The court applied an upward variance and sentenced Siler to the statutory maximum penalty under § 111(b), twenty years' imprisonment.
Siler now appeals.
On appeal, Siler argues that the district court incorrectly interpreted 18 U.S.C. § 111.
The current version of § 111 provides in relevant part as follows:
18 U.S.C. § 111 (emphasis added).
Siler asserts that § 111(b) only applies if a defendant has committed an assault that involves physical contact with the victim of that assault or the intent to commit another felony. To explain how Siler has misinterpreted the statute, it is helpful to understand that § 111 establishes three separate crimes. A previous version of § 111 was addressed in United States v. Martinez, 486 F.3d 1239 (11th Cir.2007). In Martinez—which involved a conviction under only § 111(a)—we observed that three categories of forcible assault are established
Of the three categories of forcible assault recognized in Martinez, the first two were established by subsection (a). The first category was simple assault "where the acts in violation of this section constitute only simple assault," which was punishable by not more than one year's imprisonment. The second category within subsection (a) was "all other cases" where the acts specified in subsection (a) constituted a felony assault, which was punishable by not more than three (now eight) years. The third category of forcible assault identified in Martinez was established by subsection (b) of § 111, which provided that "[w]hoever, in the commission of any acts described in subsection (a), uses a deadly or dangerous weapon ... or inflicts bodily injury, shall be ... imprisoned not more than ten [now twenty] years."
Although Martinez did not expressly say that the three separate categories of "forcible assaults" were separate crimes, and although the issue may not have been presented to that panel, the statement that the statute establishes three categories of "forcible assault" suggests that they are three separate crimes, and certainly is consistent with meaning three separate crimes. Other circuits that have addressed the issue have said that § 111 creates three separate crimes. See, e.g., United States v. Vela, 624 F.3d 1148, 1159 (9th Cir.2010) (stating that the Ninth Circuit has joined many of the other circuits "in holding that ... § 111 must be construed to create three distinct criminal offenses, with § 111(a) containing one misdemeanor and one felony and § 111(b) containing a second felony"); United States v. Gagnon, 553 F.3d 1021, 1024 (6th Cir.2009) ("[I]t [is] indisputable that § 111 too must be treated as creating three separate
Moreover, the Supreme Court decision in Jones v. United States, 526 U.S. 227, 119 S.Ct. 1215, 143 L.Ed.2d 311 (1999), supports the conclusion that § 111 creates three separate crimes. In a similar way to the statute in Jones, the three separate categories of forcible assault in § 111 "not only provide for steeply higher penalties, but condition them on further facts ... that seem quite as important as the elements in the principal paragraph." Id. at 233, 119 S.Ct. at 1219. Similarly, as in Jones, the fact that the subsections of § 111 may have a "look" about them that is suggestive of a sentencing provision is not dispositive.
Reading § 111(b), especially in the light of Jones, we conclude that § 111 establishes three separate crimes. Each has one or more elements of the preceding category or categories, but adds an element or elements upon which is conditioned a steeply increased penalty. Each element has to be charged and proven beyond a reasonable doubt in the case of a jury trial.
Siler asserts that § 111(b) only applies if a defendant is first charged with and found guilty of a felony assault under § 111(a). More particularly, Siler asserts that § 111(b) applies only if a defendant is first charged with and found guilty of a forcible assault that involves physical contact with the victim of that assault or the intent to commit another felony. Siler misreads the plain language of the statute. Section 111(b) specifically states that whoever "uses a deadly or dangerous weapon" while committing "any acts described in subsection (a)" is subject to a statutory maximum penalty of twenty years' imprisonment. The statute is clear: The twenty-year maximum penalty applies whenever a person commits any act listed in § 111(a) while using a deadly or dangerous weapon. It does not matter whether that act—if a deadly or dangerous weapon had not been used—would have been a misdemeanor or a felony offense, i.e., a simple assault or an assault involving physical contact or the intent to commit another felony. It only matters whether such a weapon was used in the commission of a § 111(a) offense. Once such an actor uses a deadly or dangerous weapon, he has committed the separate crime under § 111(b) and has raised his statutory maximum penalty from one or eight years' imprisonment to twenty years' imprisonment.
Careful attention to the plain meaning of the statutory language mandates our interpretation of the statute. Section 111(b) clearly provides that whoever commits "any acts described in subsection (a)," and in so doing uses a deadly or dangerous weapon, is guilty of the separate crime provided for in § 111(b) and is subject to a maximum term of twenty years' imprisonment. To interpret § 111(b), we have to identify the "acts described in subsection (a)." As noted above, § 111 describes three separate crimes, the first two of which are contained in § 111(a), and the third in § 111(b). The following acts are encompassed in the first separate crime:
18 U.S.C. § 111(a)(1). In the absence of physical contact with the victim of that assault or the intent to commit another felony, the foregoing acts constitute a simple assault, and the maximum imprisonment is one year.
The following acts are encompassed in the second separate crime:
Id. § 111(a). The maximum imprisonment for this second separate crime is eight years.
It is clear that the crucial phrase in § 111(b)—"any acts described in subsection (a)"—includes not only the acts encompassed in the second separate crime, as Siler urges, but it is equally clear that the phrase also includes the acts encompassed in the first separate crime. It follows that physical contact is not required as a predicate act or element of § 111(b) so long as acts encompassed in the first separate crime were committed and in doing so the defendant used a deadly or dangerous weapon or inflicted bodily injury.
Here, the jury explicitly found that Siler (1) committed a forcible assault in subsection (a) of § 111, and (2) that he used a deadly or dangerous weapon during that assault. This is all that § 111(b) required to convict Siler of the separate crime established in § 111(b) and to raise Siler's statutory maximum penalty to twenty years' imprisonment. Thus, even if Siler was charged with and found guilty of what would have been—in the absence of the use of a deadly or dangerous weapon— a misdemeanor offense under § 111(a), his use of a deadly or dangerous weapon during that offense transformed his act from a misdemeanor offense with a one-year statutory maximum penalty to a felony offense with a twenty-year statutory maximum penalty.
Because the district court sentenced Siler within the applicable statutory maximum penalty of twenty years' imprisonment, we affirm Siler's conviction and sentence.
AFFIRMED.