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Veronica Edwards Harris v. United States, 15-10664 (2015)

Court: Court of Appeals for the Eleventh Circuit Number: 15-10664 Visitors: 132
Filed: Oct. 01, 2015
Latest Update: Mar. 02, 2020
Summary: Case: 15-10664 Date Filed: 10/01/2015 Page: 1 of 10 [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 15-10664 Non-Argument Calendar _ D.C. Docket No. 2:14-cv-01830-LSC VERONICA EDWARDS HARRIS, Plaintiff-Appellant, versus UNITED STATES OF AMERICA, Defendant-Appellee. _ Appeal from the United States District Court for the Northern District of Alabama _ (October 1, 2015) Before JULIE CARNES, JILL PRYOR and ANDERSON, Circuit Judges. PER CURIAM: Case: 15-10664 D
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           Case: 15-10664   Date Filed: 10/01/2015   Page: 1 of 10


                                                         [DO NOT PUBLISH]



            IN THE UNITED STATES COURT OF APPEALS

                     FOR THE ELEVENTH CIRCUIT
                       ________________________

                             No. 15-10664
                         Non-Argument Calendar
                       ________________________

                   D.C. Docket No. 2:14-cv-01830-LSC



VERONICA EDWARDS HARRIS,

                                                            Plaintiff-Appellant,

                                 versus

UNITED STATES OF AMERICA,

                                                           Defendant-Appellee.

                       ________________________

                Appeal from the United States District Court
                   for the Northern District of Alabama
                       ________________________

                             (October 1, 2015)

Before JULIE CARNES, JILL PRYOR and ANDERSON, Circuit Judges.

PER CURIAM:
             Case: 15-10664     Date Filed: 10/01/2015   Page: 2 of 10


      Veronica Harris, proceeding pro se, appeals the district court’s dismissal of

her Federal Tort Claims Act (“FTCA”) claim, 28 U.S.C. §§ 1346(b)(1), 2671–80.

The district court concluded that her complaint was untimely and that she had

failed to present facts demonstrating the extraordinary circumstances required to

support equitable tolling. After careful consideration, we affirm.

                                         I.

      Ms. Harris, a veteran, alleges that while receiving care at the Birmingham,

Alabama Veterans Affairs (“VA”) Medical Center in September 1999, her physical

therapist inappropriately touched her breasts. She alleges that in 1999 or 2000 she

reported the incident to her VA mental health provider, who failed to investigate

her complaint. She further alleges that in July 2001 she reported the inappropriate

touching to the VA’s patient advocate, who also failed to investigate her

complaint.

      In June 2013, Ms. Harris filed an administrative tort claim with the VA

based on the September 1999 incident and the VA’s subsequent failure to

investigate. The VA denied Ms. Harris’s claim as time-barred and, in the

alternative, because there was no evidence of a negligent or wrongful act by a VA

employee. Shortly thereafter, Ms. Harris filed her FTCA claim in district court. In

her complaint, Ms. Harris asserted tort claims under the FTCA arising out of three

distinct events: (1) the physical therapist’s improper touching in September 1999;


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(2) her VA mental health provider’s failure to investigate the inappropriate

touching after she reported it in 1999 or 2000; and (3) the VA patient advocate’s

failure to investigate the inappropriate touching after she reported it in 2001.

      The United States moved to dismiss Ms. Harris’s FTCA complaint as time-

barred. The magistrate judge issued a report and recommendation that the

government’s motion be granted. The magistrate judge treated Ms. Harris’s

complaint as alleging only a single tort based on her physical therapist’s improper

touching and apparently overlooked that she alleged two additional torts based on

her mental healthcare provider’s and the patient advocate’s failure to investigate

her complaints. The magistrate judge concluded that because Ms. Harris had

waited more than two years after the improper touching to present her claim to the

VA, the court lacked subject matter jurisdiction, and her FTCA claim was time-

barred. Even if the FTCA’s time bar was not jurisdictional and could be equitably

tolled, the magistrate judge concluded Ms. Harris failed to allege facts sufficient to

establish equitable tolling.

      Ms. Harris objected to the report and recommendation. She submitted

additional evidence with her objection, including an affidavit, a copy of the

administrative tort claim she filed with the VA in 2013, correspondence she

received from the VA in 2013 and 2014, and her medical records from 2012

through 2014. In the affidavit, Ms. Harris testified that after the improper touching


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and the VA’s failure to investigate her complaints about the touching, she suffered

from a dissociative disorder and “insanity” and only during therapy sessions in

2013 did she begin to understand what had happened to her.

      The district court adopted the magistrate judge’s report and recommendation

and dismissed Ms. Harris’s complaint with prejudice. The district court’s order

makes clear that it considered “all the materials in the court file,” which would

include the evidence that Ms. Harris submitted with her objection. Order at 2

(Doc. 15-1). This appeal followed.

                                          II.

      Under the FTCA, a tort claim against the United States is barred if (1) it is

not presented to the “appropriate Federal agency within two years after such claim

accrues” and (2) if an action is not filed within six months after the agency mailed

notice of final denial of the claim. 28 U.S.C. § 2401(b). Because Ms. Harris failed

to present her claim to the VA within two years after it accrued, the district court

dismissed her complaint for lack of subject matter jurisdiction under Federal Rule

of Civil Procedure 12(b)(1). While this appeal was pending, the Supreme Court

made clear that the time bars in the FTCA “are nonjurisdictional and subject to

equitable tolling.” United States v. Wong, 
135 S. Ct. 1625
, 1638 (2015). Thus, we

will treat the motion to dismiss based on the time bar in § 2401 as a motion to

dismiss under Federal Rule of Civil Procedure 12(b)(6), not 12(b)(1). See


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Morrison v. Nat’l Austl. Bank Ltd., 
561 U.S. 247
, 254 (2010) (explaining that

lower court erroneously dismissed complaint under Rule 12(b)(1) instead of Rule

12(b)(6) but concluding remand was unnecessary since “a remand would only

require a new Rule 12(b) label for the same Rule 12(b)(1) conclusion”); United

States ex rel. Osheroff v. Humana, Inc., 
776 F.3d 805
, 811 (11th Cir. 2015)

(reviewing motion to dismiss under Rule 12(b)(6) because defense was not

jurisdictional, even though district court had considered the motion to dismiss as

raising a subject matter jurisdiction defense under Rule 12(b)(1)).

       “We review de novo the district court’s grant of a Rule 12(b)(6) motion to

dismiss for failure to state a claim, accepting the complaint’s allegations as true

and construing them in the light most favorable to the plaintiff.” Chaparro v.

Carnival Corp., 
693 F.3d 1333
, 1335 (11th Cir. 2012) (internal quotation marks

omitted). “For purposes of Rule 12(b)(6) review, . . . a court generally may not

look beyond the pleadings.” 
Osheroff, 776 F.3d at 811
. Additionally, “the

question of whether equitable tolling applies is a legal one subject to de novo

review.” Booth v. Carnival Corp., 
522 F.3d 1148
, 1149 (11th Cir. 2008).1


       1
         Our prior cases have reviewed district court decisions about whether equitable tolling
applies under both abuse of discretion and de novo standards of review. Compare Arce v.
Garcia, 
434 F.3d 1254
, 1260 (11th Cir. 2006) (applying abuse of discretion standard of review)
and Ellis v. Gen. Motors Acceptance Corp., 
160 F.3d 703
, 706 (11th Cir. 1998) (noting
“discretion” of district courts to apply equitable tolling) with 
Booth, 522 F.3d at 1149
(applying
de novo standard of review) and Miranda v. B&B Cash Grocery Store, Inc., 
975 F.2d 1518
, 1531
(11th Cir. 1992) (“The question of whether or not equitable tolling applies is a legal one and thus
is subject to de novo review . . . .”).
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                                               III.

       “Absent a waiver, sovereign immunity shields the Federal Government and

its agencies from suit.” FDIC v. Meyer, 
510 U.S. 471
, 475 (1994). The FTCA

waives sovereign immunity and is the exclusive remedy against the United States

for tort claims for money damages that allege personal injury caused by the

negligent or wrongful act or omission of an employee of the government while

acting within the scope of his employment. See 28 U.S.C. §§ 1346(b), 2679;

United States v. Smith, 
499 U.S. 160
, 173, (1991).

       A tort claim under the FTCA is “forever barred” unless it is “presented in

writing to the appropriate Federal agency within two years after such claim

accrues.” 28 U.S.C. § 2401(b). An FTCA claim generally “accrues at the time of

injury.” Diaz v. United States, 
165 F.3d 1337
, 1339 (11th Cir. 1999). A medical

malpractice claim accrues “when the plaintiff knows of both the injury and its

cause.” 
Id. Applying these
standards, we conclude that Ms. Harris’s claim based

on the inappropriate touching accrued at the time of her injury in September 1999.

Because she failed to file an administrative tort claim with the VA by September

2001, her claim is time-barred. Ms. Harris’s tort claims based on the VA’s failure


        When our prior panel decisions conflict, we are bound to follow the oldest one. See
United States v. Steele, 
147 F.3d 1316
, 1318 (11th Cir.1998) (en banc) (“It is the firmly
established rule of this Circuit that each succeeding panel is bound by the holding of the first
panel to address an issue of law, unless and until that holding is overruled en banc, or by the
Supreme Court.” (internal quotation marks omitted)). Accordingly, we are bound to follow our
decision in Miranda and review whether equitable tolling applies under a de novo standard.
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to investigate the reports she made between 1999 and 2001 about the inappropriate

touching accrued either at the time she made the reports or shortly thereafter when

the VA took no action. We need not decide the exact date that these claims

accrued because it is clear that more than two years had passed by the time Ms.

Harris filed her administrative tort claim in June 2013 and that these claims are

time-barred.

      We now must consider whether the FTCA’s time bar should be equitably

tolled. The FTCA’s time bar is subject to equitable tolling, 
Wong, 135 S. Ct. at 1638
; however, equitable tolling is appropriate only “when a movant untimely files

because of extraordinary circumstances that are both beyond his control and

unavoidable even with diligence.” Sandvik v. United States, 
177 F.3d 1269
, 1271

(11th Cir. 1999) (per curiam). “The plaintiff bears the burden of showing that such

extraordinary circumstances exist.” Arce v. Garcia, 
434 F.3d 1254
, 1261 (11th

Cir. 2006). Because equitable tolling is an extraordinary remedy, it “should be

extended only sparingly.” 
Id. (internal quotation
marks omitted). We have

rejected arguments that pro se status or ignorance of the law justifies equitable

tolling. Wakefield v. R.R. Ret. Bd., 
131 F.3d 967
, 970 (11th Cir. 1997). Moreover,

a plaintiff’s mental incapacity justifies equitable tolling only when there is a

connection between the mental incapacity and the delay in filing. Lawrence v.

Florida, 
421 F.3d 1221
, 1226–27 (11th Cir. 2005). And a mere assertion that a


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plaintiff has suffered from a mental impairment is insufficient to justify equitable

tolling. 
Id. Ms. Harris
argues that she is entitled to equitable tolling because she

suffered from a dissociative disorder and until 2013 had repressed her memories of

the incident and the VA’s failure to investigate. In her opening brief, Ms. Harris

details the mental health treatment that she received from 1998 through the present.

But much of her argument is based on new evidence that she never presented to the

district court. See Appellant’s Br. at 6-11. In the district court, Ms. Harris

submitted voluminous records about mental health treatment she received after

July 2012 but made only limited allegations about her mental health prior to 2012.

Although Ms. Harris is pro se, “issues not raised below are normally deemed

waived.” Tannenbaum v. United States, 
148 F.3d 1262
, 1263 (11th Cir. 1998).

Thus, we will consider only the allegations about Ms. Harris’s mental condition

that she presented in the district court. Ms. Harris’s arguments based on the new

evidence of her mental health treatments prior to July 2012 are waived.

      In the district court, Ms. Harris made only general allegations about her

mental health in the period from 1999 through 2013 to justify equitable tolling.

She asserted that she had a dissociative personality disorder; suffered from

“insanity” during this period; was diagnosed with post-traumatic stress disorder,

depression, and depressive disorder; and that until therapy sessions in 2013 she


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failed to understand what had happened to her with regard to the inappropriate

touching and the VA’s failure to investigate her reports. Although she argues that

because of her mental health problems she was unaware of the inappropriate

touching until 2013, she alleged in her complaint that she reported the

inappropriate touching to her mental health care provider in 1999 or 2000 and to

the VA patient advocate in 2001.

      We conclude that Ms. Harris’s generalized allegations about the state of her

mental health from 1999 until 2013 are insufficient to carry her burden of showing

the extraordinary circumstances required to warrant equitable tolling of the

FTCA’s time bar. To justify equitable tolling, she would have to show that

extraordinary circumstances existed throughout the period. While we recognize

that mental incapacity can warrant equitable tolling, given the sparse allegations in

this case about Ms. Harris’s mental health during the period from 1999 through

2013 and how or why it caused the delay in filing, we are compelled to conclude

that the statute of limitations should not be equitably tolled. See 
Arce, 434 F.3d at 1261
; 
Lawrence, 421 F.3d at 1226
–27.

      Ms. Harris also argues that the Protection and Advocacy for Mentally Ill

Individuals Act (“PAMII”), 42 U.S.C. §§ 10801–51, help her establish equitable

tolling by imposing a duty on the VA to investigate her claims. We decline to

address this new argument raised for the first time on appeal, which the district


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court never had a chance to consider. See Access Now, Inc. v. Sw. Airlines Co.,

385 F.3d 1324
, 1331 (11th Cir. 2004). 2

                                                IV.

       For the reasons set forth above, the district court’s order granting the motion

to dismiss is AFFIRMED.

       AFFIRMED.




       2
          Even if we were to consider Ms. Harris’s untimely argument, she still has failed to carry
her burden to show that equitable tolling applied. Congress intended for PAMII to “ensure that
the rights of individuals with mental illness are protected” by assisting states with establishing
and operating a system to protect and advocate for individuals with mental illness. 42 U.S.C. §
10801(b). We fail to see how PAMII could provide a basis for equitable tolling here given that
her allegations about her mental health are insufficient to establish the extraordinary
circumstances required for equitable tolling.
                                                10

Source:  CourtListener

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