RIPPLE, Circuit Judge:
I. Background 848 A. Summary of the New Dust Rule 848 B. Positions of the Parties 850 II. Legislative and Regulatory Context 852 A. Early Regulation of the Mining Industry and the Coal Act 852 B. The Mine Act 855 C. Regulatory History Following the Mine Act 858 III. MSHA's Authority to Regulate 860 A. The Statutory Provisions 860 B. The Authority to Impose Single-Shift Sampling 862 C. The Authority to Enact Other Substantive Regulations 863 IV. Substantive Challenges: The Content of the New Dust Rule 864 A. Standard of Review 864 B. Single-Shift Sampling 866 1. Statutory and accuracy-related challenges 867 2. Feasibility of single-shift sampling 871 C. Technological Feasibility of Other Major Provision s of the New Dust Rule 872 1. Mandatory use of the CPDM
a. Accuracy challenges to the CPDM 873 b. Assumptions underlying MSHA data and requests to supplement the record before the court 874 c. Malfunction rate of the CPDM 876 d. Performance at varying temperatures and humidities 877 e. CPDM as an impediment to miners' ability to perform work 877 f. Availability of the CPDM 878 2. The silica standards 878 3. The cumulative effect of the New Dust Rule's changes 880 D. Economic Feasibility 880 E. Other Challenges 882 1. National regulation 882 2. Use of respirators to achieve air quality standards 884 3. Experience under other health and safety laws 884 Conclusion 884
On May 1, 2014, the Secretary of Labor published in the Federal Register a Final Rule for the Mine Safety and Health Administration ("MSHA") entitled Lowering Miners' Exposure to Respirable Coal Mine Dust, Including Continuous Personal Dust Monitors, 79 Fed.Reg. 24,814 (codified at 30 C.F.R. pts. 70, 71, 72, 75, 90) ("New Dust Rule"). Two separate groups, representing the coal industry,
On the first challenge, we now conclude that, consistent with the plain language of the statute and with the earlier precedent of this court, the statute as amended clearly evinces a congressional intent that, although it must consider the advice of NIOSH, MSHA has the sole responsibility to issue regulations covering the subjects addressed by this rule. Here, as anticipated by the statute, MSHA received the views of NIOSH on every required topic. Nothing more is required. With respect to the second challenge, we conclude that MSHA's decades-long effort, culminating in the publication of this rule, adequately took into account the scientific evidence of record and arrived at conclusions which, given MSHA's expertise, are worthy of deference. We therefore deny the petitions for review.
For nearly sixty years, Congress and various federal agencies working at its behest have worked to improve safety and health standards for workers in our Nation's mines. A primary focus of this effort
In 2010, MSHA, acting alone, proposed the New Dust Rule to address RCD and its known health outcomes. Lowering Miners' Exposure to Respirable Coal Mine Dust, Including Continuous Personal Dust Monitors, 75 Fed.Reg. 64,412 (proposed Oct. 19, 2010). In our review of an earlier and very similar regulatory attempt, National Mining Ass'n v. Secretary of Labor, 153 F.3d 1264, 1269 (11th Cir.1998), we expressed concern that MSHA's effort had failed to determine the economic feasibility of single-shift sampling, the same monitoring process at issue in this case. In response to our decision, MSHA initiated a new rulemaking and, as part of that process, issued an economic analysis addressing that concern. It also opened the record for comment and extended the comment period three times, finally closing it in June 2011. After making alterations to respond to the comments received to its proposed rule, MSHA promulgated its final rule in 2014. 79 Fed.Reg. 24,814.
The New Dust Rule phases in a series of significant changes to RCD regulations over a two-year period, beginning in August 2014. The first phase saw the implementation of three basic changes: (1) mine operators began to take air quality samples over the entire shift of a miner rather than over a maximum of eight hours, or a miner's shift, if shorter, 30 C.F.R. § 70.201(c); (2) mine operators were required to take samples over a "normal production shift," now defined as one in which the amount of material produced is "at least equal to 80 percent of the average production recorded by the operator for the most recent 30 production shifts" rather than one where production was only required to be at least 50 percent of the average of the prior five bimonthly samples, id. § 70.2; and (3) for the first time, compliance determinations would be based on Excessive Concentration Values ("ECVs"), id. § 70.206(e), (f). ECVs are measurements of RCD so high that, as a statistical matter and accounting for a certain amount of measurement uncertainty, they demonstrate with 95 percent certainty that the true concentration of RCD exceeded the allowable limit. The use of ECVs allows operators the benefit of some margin of measurement-related error by requiring not only that the regulatory RCD standard be exceeded, but that it be exceeded by a margin that assures for MSHA, with a degree of statistical confidence, that the measurement demonstrating noncompliance was not erroneous.
In the next phase, commencing in February 2016, operators must use Continuous Personal Dust Monitors ("CPDMs") to measure concentrations in the dustiest jobs at each section. Id. § 70.201.
In the final phase, beginning in August 2016, the maximum acceptable concentration limit of RCD reduces to 1.5 milligrams per cubic meter (mg/m
Within this context, we address the contentions of the parties. The petitioners submit that MSHA has exceeded its authority. They first maintain that, by promulgating the New Dust Rule, the Secretary of Labor has rescinded unilaterally a 1972 Joint Finding of the Secretaries of Labor and of HHS under section 202(f) of the Mine Act, 30 U.S.C. § 842(f). That Joint Finding had determined that reliance on a single sample of RCD levels would be inaccurate and ought not be the basis for
Turning to the substance of the New Dust Rule, the petitioners take issue with the sampling regime set up by that regulation. Noting that section 202(a) of the Mine Act, 30 U.S.C. § 842(a), requires that RCD sampling be accurate, they claim that the regulation permits too wide a variation to meet that statutory criterion. They urge us to hold that, under the first step of the analysis set forth in Chevron, U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984), the regulation is invalid. The petitioners continue that, even if we determine that the statutory scheme is ambiguous, we should hold that the promulgation of the New Dust Rule was arbitrary and capricious because MSHA, acting on behalf of the Secretary of Labor, failed to demonstrate the technological and economic feasibility of the Final Rule. They submit that MSHA ignored the record evidence that single-shift sampling and a new sampling device will increase, significantly, the possibility of inaccurate results. In their view, MSHA simply did not rely on the best available scientific evidence and experience.
The Secretary of Labor takes, as might be expected, a distinctly contrary view. He maintains that the Mine Act, through section 101(a), 30 U.S.C. § 811(a), vests in the Secretary of Labor the authority to develop and to promulgate revised and improved mandatory health standards. As he reads the Act, the Secretary of HHS has the authority to recommend that certain criteria be established relating to harmful physical agents, but the authority to conduct rulemaking proceedings and to promulgate regulations belongs exclusively to the Secretary of Labor. Consequently, he reasons, he acted well within the bounds of his statutory authority in receiving from NIOSH its Criteria Document recommending extensive changes in the then-existing dust rules and incorporating some of them in the New Dust Rule.
Turning to the petitioners' substantive objections, the Secretary maintains that he reasonably determined that single-shift sampling accurately represents the average concentration of respirable dust in the mine during each shift. He points out that sampling methods and technology have improved since the 1972 Joint Finding and that studies have determined that single-shift sampling meets the criterion for accuracy recommended by NIOSH. Relying on standards developed by MSHA and NIOSH, a research entity within the Department of HHS, he further maintains that CPDMs are accurate and reliable instruments for the measurement of coal dust and will be available by the designated implementation date. He rejects the argument that respirators are more effective than the new device; in his view, the statute requires mine operators to comply with air quality standards without resort to respirators. He further maintains that the cost of compliance with the New Dust Rule amounts to less than one percent of annual revenues.
Accordingly, the Secretary urges us to determine that the New Dust Rule is technologically and economically feasible.
Before we analyze the specific challenges brought to us by the parties, we pause to give these submissions historical context by examining the overall statutory and regulatory scheme that governs mine health and safety issues in the United States.
From the late 19th century until the middle 20th, Congress enacted several discrete measures to increase mine safety. These measures established some minimum safety requirements, prohibited labor by children under twelve, established the Bureau of Mines in the Department of the Interior, and in 1947, authorized the development of safety regulations.
Shortly thereafter, Congress enacted the Federal Coal Mine Health and Safety Act of 1969 ("Coal Act"), Pub.L. 91-173, 83 Stat. 742, codified as amended at 30 U.S.C. § 801 et seq. Its express goal was to increase safety for mine workers in the United States. The enacted findings in the Coal Act stated that:
Id. § 2. At the outset of the Title specifically setting health standards, the Coal Act also provided:
Id. § 201(b).
At the time of its enactment, the Coal Act was the most comprehensive statute addressing health and safety matters in the Nation's mines. It set forth the most stringent requirements to date and, for the
Among the issues covered by the Coal Act was air quality, known to play a significant role in the development of the respiratory diseases common among mine workers. Specifically, section 202 of the Coal Act required coal mine operators to "take accurate samples of the amount of respirable dust in the mine atmosphere to which each miner in the active workings of such mine is exposed." Id. § 202(a). For the first three years after the Coal Act's enactment, the maximum acceptable level of RCD was 3.0 mg/m
Notably, the Coal Act became law during a period when Congress addressed more broadly matters affecting the health and safety of the Nation's workforce. In 1970, the year following the passage of the Coal Act, Congress enacted the Occupational Safety and Health Act ("OSH Act"), Pub.L. 91-596, 84 Stat. 1590, codified as amended at 29 U.S.C. § 651 et seq. This statute created the Occupational Safety and Health Administration ("OSHA") in the Department of Labor and gave it broad regulatory and enforcement authority with respect to workplace safety standards. The OSH Act also created NIOSH, an agency within the Department of Health, Education, and Welfare ("HEW") charged with conducting research and developing recommendations for the prevention of work-related injuries and illnesses generally. Id. § 22, 29 U.S.C. § 671; see also Nat'l Mining Ass'n v. Dep't of Labor, 292 F.3d 849, 854 (D.C.Cir.2002) (citing 29 U.S.C. § 671). The statute provided that, following its research, NIOSH would forward its recommendations to the Secretary of Labor for consideration of regulatory action through his designee, OSHA. Pub.L. 91-596, § 6(b)(1).
Congress assigned primary responsibility for implementation of the Coal Act to the Secretary of the Interior. Pub.L. 91-173, § 3(a). But the Act also assigned specific responsibility to other cabinet-level Departments, including, importantly, HEW. Section 101 established the procedure by which these Departments would work together to develop the improved standards. The Secretary of the Interior had the responsibility to "develop, promulgate, and revise, as may be appropriate, improved mandatory safety standards for
For improved mandatory health standards, i.e., those items addressed substantively in Title II of the statute, and which are the principal concern of the present rule, the Coal Act required a more complicated process. In this area, the Secretary of HEW had the laboring oar and was to "develop and revise, as may be appropriate, improved mandatory health standards for the protection of life and the prevention of occupational diseases of miners." Id. at § 101(d). In arriving at these standards, the Secretary of HEW likewise was to consult with the Secretaries" of the Interior and Labor, and others. The Coal Act required a somewhat unusual step after the Secretary of HEW developed comprehensive substantive health standards: he was directed to "transmit[]" those standards to the Secretary of the Interior. Id. The Secretary of the Interior then had the responsibility to publish the HEW-authored proposed mandatory health standards in the Federal Register. After receiving comments on these proposals, the Secretary of the Interior would "transmit[]" them to the Secretary of HEW. Id. § 101(e). The Secretary of HEW would then conduct hearings, if necessary, and review the comments, make public findings of fact and substantive decisions, and, thereafter, "direct the Secretary [of the Interior] to promulgate such standards with such modifications as the Secretary of [HEW] may deem appropriate." Id. § 101(e); see also id. § 101(g). In sum, the Secretary of HEW made the substantive decisions on health standards. The Secretary of the Interior, although generally responsible for implementation of most of the Coal Act, played a largely ministerial role as the promulgator of those standards.
Although section 101 of the Coal Act provided the overarching procedural mechanism for developing improved mandatory standards, several additional provisions played supporting roles. Section 201 designated the relevant dust provisions in section 202 as interim mandatory health standards and provided that they would remain in effect "until superseded in whole or in part by improved mandatory health standards promulgated by the Secretary [of the Interior] under the provisions of section 101 of this Act." Id. § 201. Several additional substantive sections directed one or more of the Secretaries to act on a specific subject, frequently, though not invariably, cross-referencing section 101. See, e.g., id. § 202(d) ("[T]he Secretary of [HEW] shall establish, in accordance with the provisions of section 101 of this Act, a schedule reducing the average concentration of respirable dust in the mine atmosphere. . . ."). Other provisions within section 202's list of interim mandatory standards directed action by one or both Secretaries without an internal explicit cross-reference to section 101 or 201. See, e.g., id. § 202(a) ("Such samples shall be taken by any device approved by the Secretary [of Interior] and the Secretary of [HEW] and in accordance with such methods, at such locations, at such intervals, and in such manner as the Secretaries
The Coal Act provided that both safety standards, originating with Interior, and health standards, originating with HEW, were to "be based upon research, demonstrations, experiments, and such other information as may be appropriate." Id. § 101(c), (d). Further, "[i]n addition to the attainment of the highest degree of. . . protection for the miner," the statute directed the respective Secretaries to consider "the latest available scientific data in the field, the technical feasibility of the standards, and experience gained under this and other health [or safety] statutes." Id.
The Coal Act specified two separate, sequential mechanisms for determining the average dust concentration.
Just months after the enactment of the 1969 Coal Act, the Secretary issued his first set of mandatory health standards implementing section 202. See Mandatory Health Standards—Underground Coal Mines, 35 Fed.Reg. 5,544 (Apr. 3, 1970). In 1972, the Secretaries finalized, and published in the Federal Register under the authority of both Departments, a summary Joint Finding that adoption of a single-shift testing scheme would not accurately measure the atmospheric conditions during the shift. Consequently, the multi-test averaging scheme remained in place. See Notice of Finding That a Single Shift Measurement of Respirable Dust Will Not Accurately Represent Atmospheric Conditions During Such Shift, 37 Fed.Reg. 3,833 (Feb. 23, 1972) ("1972 Joint Finding").
Five years later, in 1977, mining fatalities were still more than four times as great as the average in other industries. H.R.Rep. No. 95-312, at 3 (1977). Dissatisfied with progress under the Coal Act,
H.R.Rep. No. 95-312, at 2 (1977) (emphasis added).
In addition to the transfer of principal authority from Interior to Labor, the Mine Act also substantially revised the general regulatory procedures. Under the Coal Act, health standards and safety standards were addressed separately. As we have noted earlier, the development of health standards specifically involved a two-step
Id. Significantly for our purposes, a similar process is set forth in the statute for the recommendations received of the Secretary of HHS regarding toxic agents found in mines.
Perhaps in recognition that many of the Coal Act's initial interim standards were either in force in the industry or already had been superseded with improved standards set by initial regulations, see generally 35 Fed.Reg. 5,544, the Mine Act itself made no substantive changes to the Coal Act's interim mandatory health standards.
Regulatory work under the Mine Act did not revisit immediately the single-shift issue.
In 1998, the National Mining Association challenged the 1998 Joint Finding on the ground that MSHA had failed to comply with the procedural requirements of section 101 of the Mine Act, 30 U.S.C. § 811, and, specifically, the requirements of section 101(a)(6), 30 U.S.C. § 811(a)(6), that MSHA demonstrate feasibility, use of the best available evidence and latest scientific data, and assure that no miner will suffer a material health impairment. MSHA responded principally by arguing that it was not required to follow section 101, 30 U.S.C. § 811, in order to rescind the Joint Finding, and even if it was, it was not required to follow substantive directions in section 101(a)(6), 30 U.S.C. § 811(a)(6), that were not "procedure-setting." Nat'l Mining Ass'n, 153 F.3d at 1268. We granted the National Mining Association's petition and vacated the 1998 Joint Finding on the basis that MSHA was required to meet all of the requirements of section 101, 30 U.S.C. § 811, in order to rescind the 1972 Joint Finding, but had failed to demonstrate economic feasibility, and,
Following the National Mining decision, MSHA and NIOSH proposed jointly to rescind the 1972 Joint Finding. See Determination of Concentration of Respirable Coal Mine Dust, 65 Fed.Reg. 42,068 (July 7, 2000). They engaged in notice-and-comment procedures and held public hearings. They twice reopened or extended the period to allow further development of the record, specifically on new technology for testing, the CPDM. The CPDM is a technology intended to replace the testing that had been in place since the original enactment of the Coal Act in 1969, namely, the Coal Mine Dust Personal Sampler Unit ("CMDPSU"). Testing with the CMDPSU required filters to be mailed away by operators to MSHA facilities for testing and introduced a delay of at least a week before samples could be processed. The CPDM, by contrast, takes continuous samples and makes them available to the mine and MSHA in real time, thus preventing possible avenues for tampering and enabling operators to implement additional, responsive air quality measures on an as-needed basis.
This administrative action resulted in the promulgation of two rules. First, in 2010, following notice-and-comment procedures, MSHA promulgated new regulations concerning standards for approval of CPDMs. See Coal Mine Dust Sampling Devices, 75 Fed.Reg. 17,512 (Apr. 6, 2010) (codified at 30 C.F.R. part 74). Pursuant to those regulations, NIOSH approved a CPDM by Thermo Fisher Scientific in 2011. See 79 Fed.Reg. at 24,818.
Also in 2010, MSHA, acting alone, proposed the present, comprehensive New Dust Rule. 75 Fed.Reg. 64,412. It issued an economic analysis to address our concerns in National Mining that it had failed to determine the economic feasibility of single-shift sampling. It also opened the record for comment and extended the comment period three times, finally closing it in June 2011. MSHA promulgated its final rule in 2014, with alterations made in response to the comments received to its proposed rule. 79 Fed.Reg. 24,814.
With this background in mind, we now turn to the precise issues presented for our review. We first address whether MSHA acted in accordance with the statute when it promulgated the New Dust Rule under its own authority rather than with the joint participation of NIOSH in the promulgation process. At the outset, we note the narrowness of this question: no one maintains that NIOSH has not participated in, or does not agree with, the determinations made by MSHA. Indeed, it is clear that NIOSH has been proposing many of the same revisions for decades. As counsel for the petitioners told us at oral argument, the question here concerns only the formal process of promulgation and NIOSH's failure to sign on the dotted line.
In assessing the contention that the New Dust Rule is infirm simply because of the absence of a joint promulgation by the MSHA and NIOSH, we begin with the language of the statutory sections at issue. Section 101 of the Mine Act provides:
30 U.S.C. § 811(a); see also Mine Act § 101(a). Its following subsections add substantial detail, including significant substantive involvement by the Secretary of HHS and NIOSH. They do not change, however, the basic structure of regulatory authority and responsibility embodied in subsection (a), which indicates that they belong to the Secretary of Labor alone.
The next section that concerns us is section 202, which provides, in pertinent part:
30 U.S.C. § 842; see also Mine Act § 202.
The question before us is whether these statutory provisions, read in concert, require joint promulgation of the New Dust Rule or permit the approach taken by MSHA in this case—joint participation in development of the substantive standards, but promulgation by MSHA alone.
In our previous decision, National Mining Ass'n, 153 F.3d 1264, we examined a jointly promulgated regulation by MSHA and NIOSH in which the agencies had tried to accomplish single-shift sampling under section 202(f), 30 U.S.C. § 842(f). At the time, the challengers claimed that MSHA had violated the statute by failing to undertake the feasibility analysis required by section 101(a)(6), 30 U.S.C. § 811(a)(6). MSHA took the position that section 101, 30 U.S.C. § 811, did not apply in its entirety to the joint finding in section 202, 30 U.S.C. § 842(f). We flatly rejected this position and held, unambiguously, that to regulate on the single-shift issue under section 202(f), 30 U.S.C. § 842(f), "MSHA must follow all the provisions of [section 101, 30 U.S.C.] § 811." Id. at 1268 (emphasis added); accord Sec'y of Labor, MSHA v. Keystone Coal Mining Corp., 16 FMSHRC 6, 12-13 (1994) (rejecting MSHA's position that § 811 did not apply to § 842(f)).
It is clearly the law of this circuit that the transition to a single-shift sampling regime is a matter to be promulgated by MSHA alone. In holding squarely that this matter is governed by section 101, 30 U.S.C. § 811, National Mining forecloses any other result. Our precedent simply precludes our accepting the petitioners' views that section 202(f), 30 U.S.C. § 842(f), requires, on its face, joint promulgation, that MSHA previously has taken an alternate position on the meaning of this provision,
Patterson v. McLean Credit Union, 491 U.S. 164, 172-73, 109 S.Ct. 2363, 2370, 105 L.Ed.2d 132 (1989), superseded in part on other grounds by statute, Civil Rights Act of 1991, Pub.L. No. 102-166, 105 Stat. 1071; see also Halliburton Co. v. Erica P.
We next examine whether the provisions of the New Dust Rule not addressed in section 202(f), 30 U.S.C. § 842(f) (i.e., the provisions other than the transition to single-shift sampling) were also subject to the general promulgation rule in section 101, 30 U.S.C. § 811 permitting promulgation by MSHA or whether these provisions must be promulgated by the Secretaries of Labor and of HHS.
The petitioners invite our attention generally to section 202, 30 U.S.C. § 842. When read in isolation, that section might indeed appear somewhat supportive of their position that a joint promulgation is required with respect to the comprehensive dust regulation topics governed by subsections (a) and (d). Indeed, subsection 202(a), 30 U.S.C. § 842(a), recites that "the Secretaries shall prescribe in the Federal Register," and section 202(d), 30 U.S.C. § 842(d) provides that "the Secretary of [HHS] shall establish" the respective standards. Nevertheless, we cannot accept this argument; we have confronted it in National Mining and rejected squarely such a non-contextual reading of the entire statutory scheme.
In National Mining, we focused on section 201 of the Mine Act, 30 U.S.C. § 841(a). It provides:
30 U.S.C. § 841(a); see also Mine Act § 201(a). Put simply, section 201 designates sections 202 through 206 as "interim mandatory health standards" and reinforces that their transition to "improved mandatory health standards promulgated by the Secretary" of Labor will occur under section 101. See 30 U.S.C. §§ 811, 841, 842-846. This language matches exactly the language in section 101, 30 U.S.C. § 811, that the Secretary bears the responsibility to "develop, promulgate, and revise as may be appropriate, improved mandatory health or safety standards." See also Mine Act § 3(1), 30 U.S.C. § 802(1) (defining interim mandatory health or safety standards as those appearing between sections 201 and 206, 30 U.S.C. §§ 841-846).
Notably, our analysis of section 202(f), 30 U.S.C. § 842(f), in National Mining did not turn exclusively on its cross-reference to section 101, 30 U.S.C. § 811. It proceeded through section 201, 30 U.S.C. § 841. We said:
153 F.3d at 1267-68 (citations omitted) (emphasis in original). In short, National Mining addressed not simply the proper interpretation of § 842(f), but read, as it should, the texts of §§ 811, 841, and 842, as a coherent whole.
In deciding National Mining, an earlier panel of this court correctly perceived section 201, 30 U.S.C. § 841, as the cornerstone provision for discerning Congress's scheme, expressed in the entire statute, for continued progress in achieving mine safety. The panel understood that Congress designated section 202, 30 U.S.C. § 842, as a transitional health standard, intended for eventual improvement through the mechanism of section 101, 30 U.S.C. § 811. See Mine Act § 201, 30 U.S.C. § 841. This understanding of the statute not only supports our interpretation of section 202(f), 30 U.S.C. § 842(f), but it also makes clear that section 201, 30 U.S.C. § 841, is the fulcrum upon which the entire regulatory structure of the statute turns.
The petitioners nevertheless contend that there is a direct conflict in the statutory language, and the "specific" language of section 202, 30 U.S.C. § 842, referring to both Secretaries controls the "general" language of sections 101 and 201, 30 U.S.C. §§ 811 and 841, designating the Secretary of Labor as the responsible agency head. Respectfully, we believe this interpretation misconstrues the statutory scheme. "[W]hen deciding whether the language is plain, we must read the words `in their context and with a view to their place in the overall statutory scheme.'" King v. Burwell, ___ U.S. ___, 135 S.Ct. 2480, 192 L.Ed.2d 483 (2015) (quoting FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 133, 120 S.Ct. 1291, 1301, 146 L.Ed.2d 121 (2000)). "Our duty, after all, is `to construe statutes, not isolated provisions.'" Id. (quoting Graham Cty. Soil and Water Conservation Dist. v. United States ex rel. Wilson, 559 U.S. 280, 290, 130 S.Ct. 1396, 1404, 176 L.Ed.2d 225 (2010)).
Accordingly, we conclude that the Mine Act envisions precisely the approach taken by the relevant agencies here and provides the Secretary of Labor, acting through MSHA, with broad regulatory authority, sufficient to authorize the New Dust Rule.
In addition to the procedural challenges we already have examined, the industry
Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 42-43, 103 S.Ct. 2856, 2866, 77 L.Ed.2d 443 (1983); accord Miami-Dade Cty. v. U.S. E.P.A., 529 F.3d 1049, 1064 (11th Cir. 2008).
Many of the challenges raised in the industry briefing invite our attention to evidence that contradicts the conclusions drawn by MSHA, some within the record and some external to it. They do so in large measure by invoking the statutory requirements found in section 101(a)(6)(A) of the Mine Act, 30 U.S.C. § 811(a)(6)(A):
Many of the specific challenges to the content of the New Dust Rule, therefore, focus on whether MSHA considered the "best available evidence" or whether MSHA demonstrated technological or economic feasibility of such standards. These statutory requirements are significant, and, as the litigation history of this regulation
Most importantly, the statutory requirements of section 101(a)(6)(A), 30 U.S.C. § 811(a)(6)(A), have no effect on the standard of review that we apply to this case, which is highly deferential. We do not sit in judgment of what evidence is indeed "best" or whether the proposed rule is "feasible" under the statute. We ask only whether MSHA's conclusions on these matters pass muster under the APA. Furthermore, like our colleagues on the District of Columbia Circuit, we believe it appropriate to "give an extreme degree of deference to the agency when it is evaluating scientific data within its technical expertise." Kennecott Greens Creek Mining Co., 476 F.3d at 954 (internal quotation marks omitted); see also Marsh v. Oregon Nat. Res. Council, 490 U.S. 360, 378, 109 S.Ct. 1851, 1861, 104 L.Ed.2d 377 (1989) ("When specialists express conflicting views, an agency must have discretion to rely on the reasonable opinions of its own qualified experts even if, as an original matter, a court might find contrary views more persuasive."). To do otherwise puts this court in the unenviable—and legally untenable—position of making for itself judgments entrusted by Congress to MSHA. Finally, the Mine Act evinces a clear bias in favor of miner health and safety. The duty to use the best evidence and to consider feasibility are appropriately viewed through this lens and cannot be wielded as counterweight to MSHA's overarching role to protect the life and health of workers in the mining industry. Not only do we decline to balance interests, we acknowledge that when MSHA itself weighs the evidence before it, it does so in light of its congressional mandate.
With the standard of review firmly established and MSHA's mandate in mind, we now turn to the particular substantive challenges raised in the briefing.
Prior to the effective date of the New Dust Rule under review, and consistent with the 1972 Joint Finding favoring multi-shift averaging, the regulations provided:
79 Fed.Reg. at 24,817. In the preamble to the New Dust Rule now under review, MSHA explains the changes to the former multi-shift averaging scheme:
79 Fed.Reg. at 24,932-33 (footnote omitted).
At the outset of their substantive challenge to the New Dust Rule, the petitioners question MSHA's decision to depart from a regime of multi-shift averaging to single-shift sampling to determine the atmospheric conditions in the mine relative to its RCD limits. The petitioners claim that the single-shift scheme distorts the congressional intent to limit "chronic exposure to excessive RCD, not . . . short-term or episodic exposures." Murray Energy Br. 29. They further contend that the prior multi-shift scheme "`minimize[d] the variability associated with the result of a single shift sample or several samples on a single shift'" and from "`human and mechanical error.'" Id. at 31 (quoting Am. Mining Cong. v. Marshall, 671 F.2d 1251, 1259 (10th Cir.1982)). By contrast, the New Dust Rule's focus on the dustiest locations in the mine violates the statutory directive to determine "the atmospheric conditions . . . to which each miner . . . is exposed." Mine Act § 202(f), 30 U.S.C. § 842(f) (emphasis added). Consequently, they contend, the move to single-shift sampling defies the statute's requirement that the RCD samples "accurately represent" the atmospheric conditions in the mine. Id. The industry petitioners further submit that the level of "accuracy" attained by single-shift sampling is insufficient. Indeed, they maintain that the statute permits single-shift sampling only if it meets a dictionary definition of accuracy, i.e., "in exact conformity to truth." NMA Br. 29 (internal quotation marks omitted).
We cannot accept the petitioners' arguments. First, the petitioners are incorrect in asserting that the statute is concerned only with chronic exposure. This subsection, 202(f) of the Mine Act, 30 U.S.C. § 842(f), demonstrates Congress's recognition that cumulative exposure is the product of daily exposure. It therefore explicitly requires an accurate measurement of the actual, real-time conditions in the environment it is measuring—that is, the isolated shift in which the sampling occurs. NMA's argument that the result is a sampling scheme with "no connection to the hazard that MSHA seeks to mitigate," NMA Br. 37, is therefore unfounded. Indeed, Congress intended the former multi-shift sampling scheme to accomplish the same purpose as single-shift sampling. Under the Mine Act, the former approach was considered a temporary accommodation until technology and experience convinced MSHA that an accurate single-shift methodology was feasible. The statute therefore allows multi-shift sampling only when there is a finding that measurement during a particular shift does not accurately describe the conditions of that particular shift. See Mine Act § 202(f), 30 U.S.C. § 842(f). MSHA's move to single-shift sampling is, therefore, grounded in the statute.
We also see no merit in the petitioners' contention that the single-shift sampling methodology of the New Dust Rule is inherently unreliable and therefore frustrates the purposes of the statutory scheme. In addressing the accuracy of single-shift sampling, MSHA acknowledged in its rulemaking that "all measurements of atmospheric conditions are susceptible to some degree of measurement error." 79 Fed.Reg. at 24,934. In deciding to employ NIOSH's Accuracy Criterion to determine the acceptability of single-shift sampling, it selected a rule that requires samples to be within 25 percent of the actual sample 95 percent of the time. In making this decision, MSHA noted that the Accuracy Criterion "is relevant and widely recognized and accepted in the occupational health professions as providing acceptable limits for industrial hygiene measurements." Id. To support its decision, MSHA relied upon NIOSH studies, which showed that, using either available monitoring technologies (the CPDM or the CMDPSU),
In evaluating the industry petitioners' specific objections, we first must note that the decision to use the Accuracy Criterion to evaluate the technology is not properly challenged in the present case. The regulation establishing its use to evaluate CPDM technology, 30 C.F.R. § 74.8, was not challenged within sixty days of its promulgation in 2010, as required for this court to have jurisdiction. See Mine Act § 101(d), 30 U.S.C. § 811(d). Even if implementation of the Accuracy Criterion were properly before us, we only would have to determine that MSHA's determination was a reasonable one worthy of our deference. The statute does not require technology with a zero tolerance for error—an impossible standard—as a prerequisite to the adoption of single-shift sampling. Indeed, it expresses a preference for single-shift sampling. Mine Act § 202(f), 30 U.S.C. § 842(f) (identifying single-shift sampling as the default rule). MSHA was justified in determining that technology that satisfies the Criterion is sufficiently accurate to sustain a move to single-shift sampling.
The industry petitioners also maintain that the abandonment of multi-shift sampling introduces an element of variability into the sampling methodology that eviscerates the statutory command for accuracy. By implementing the new scheme without the check provided by multi-shift sampling, reliance on samples taken from
Id. (emphasis added). Moreover, this discussion of potential issues with variability was entirely separate from the section addressing new additions to the existing sampling program, which found that MSHA's judgment in favor of area sampling was reasonable despite the fact that it might overestimate a given miner's exposure:
Id. at 1256.
Sampling in the dustiest locations
79 Fed.Reg. at 24,886.
In light of the congressional purpose and the lack of any statutory command to the contrary, it is permissible for MSHA to select a sampling scheme that resolves ambiguities in dust levels resulting from sampling issues in favor of miners' health, even if it results in a scheme that is more aggressive in its demands on the industry. See Am. Mining Cong., 671 F.2d at 1256. MSHA's conclusions on this issue are reasoned, take into account prior court decisions, and serve the practical purpose of allowing immediate corrective measures in mine trouble-spots.
The petitioners next assert that MSHA failed to demonstrate that its move to single-shift sampling is technologically feasible. See NMA Br. 34-39. All of these arguments can be reduced to a simple assertion by the petitioners that single-shift sampling produces inaccurate results and will burden the industry with faulty data suggesting overexposure. We already have rejected the petitioners' challenge to the extent that it rests on adoption of the Accuracy Criterion and do not repeat that analysis here. With respect to the remainder of the "accuracy"-related challenges to single-shift sampling, MSHA readily acknowledges that there is significant variability in coal dust concentration at places in the mine, and there are measurement differences that occur depending on the placement of the sampling device on the miner's body, his orientation with respect to dust-producing activities, and the like. If the device encounters different
There is neither a "perfect" or "true" concentration of dust in a particular area of the mine, nor is there is a perfect sampling method. See Am. Mining Cong., 671 F.2d at 1256 ("[M]easurement error is inherent in all sampling, [so] the very fact that Congress authorized a sampling program indicates that it intended some error to be tolerated in the enforcement of the dust standard."); see also id. ("Since there is no perfect sampling method, the Secretary has discretion to adopt any sampling method that approximates exposure with reasonable accuracy. The Secretary is not required to impose an arguably superior sampling method as long as the one he imposes is reasonably calculated to prevent excessive exposure to respirable dust."). MSHA's rule reflects knowledge of this imperfection, as well as a detailed understanding of improvements—both technological and in the standards for collection by operators—that make single-shift sampling sufficiently "accurate" as to satisfy the statutory standard. See 79 Fed.Reg. at 24,935-36.
The petitioners next raise a host of other feasibility challenges. Before addressing each of these, we call to mind the counsel of the Supreme Court when it interpreted a nearly identical provision of the OSH Act. On that occasion, the Supreme Court noted that when a statute commands that the agency consider the feasibility of its regulations, the bar should not be set prohibitively high: "feasible means capable of being done, executed, or effected." Am. Textile Mfrs. Inst., Inc. v. Donovan, 452 U.S. 490, 508-09, 101 S.Ct. 2478, 2490, 69 L.Ed.2d 185 (1981) (internal quotation marks omitted). A feasibility determination decidedly does not require the agency to engage in a cost-benefit analysis. Where the statute directs the agency to assure employee safety "to the extent feasible," "Congress itself defined the basic relationship between costs and benefits, by placing the `benefit' of worker health above all other considerations save those making attainment of this `benefit' unachievable." See id. at 509, 101 S.Ct. at 2490. Our colleagues in the District of Columbia Circuit similarly have said,
Kennecott Greens Creek Mining Co., 476 F.3d at 957 (internal quotation marks omitted). With this approach in mind, we now turn to the petitioners' specific objections.
Petitioners assert that the transition to the CPDM is not feasible. They contend that MSHA ignored record evidence of the device's high malfunction rate, failed to consider that its measurement methodology does not protect against inaccuracies due to oversized particles which are not respirable, failed to consider that it is not capable of silica measurement, used inaccurate assumptions to calculate its availability timeline to the industry, and reached incorrect conclusions about the ability of miners to wear the device without impeding their work. Each of these objections was raised before MSHA during the comment period of the rulemaking process, and MSHA responded to them on the merits in the preamble of the final rule. As we have noted earlier, in our review, we do not reweigh the evidence before MSHA; we simply assess whether MSHA's position, in light of the evidence before it, meets a threshold of reason such that it cannot be deemed arbitrary. See Motor Vehicle Mfrs. Ass'n, 463 U.S. at 43, 103 S.Ct. at 2866 ("The scope of review under the `arbitrary and capricious' standard is narrow and a court is not to substitute its judgment for that of the agency."); id. at 43, 103 S.Ct. at 2866-67 (noting that the reviewing court must determine whether "the agency . . . examine[d] the relevant data and articulate[d] a satisfactory explanation for its action including a rational connection between the facts found and the choice made" rather than exhibiting "a clear error of judgment" (internal quotation marks omitted)).
We also note that, although the petitioners have questioned whether NIOSH had the requisite degree of formal involvement in the rulemaking process required by the statute, see supra section III (evaluating claims that HHS must co-promulgate rules), they cannot seriously challenge that MSHA acted consistently with the advice of NIOSH when making its substantive determinations. Indeed, NIOSH was directly involved both in the prior rulemaking on the CPDM technology and the actual, currently marketed commercial CPDM device. See generally 75 Fed.Reg. 17,512; see supra p. 860. Moreover, in the course of the present rulemaking, NIOSH's comments on the CPDM, included in the record, responded directly to many of the objections raised by the petitioners in their comments on the proposed rule. With this consideration in mind, we now turn to petitioners' specific objections.
The petitioners assert that the devices fail to satisfy the NIOSH Accuracy Criterion more than 40 percent of the time. NIOSH reviewed the data relied on by petitioners on this issue and noted that its source was a single mine operator and that it was based on only 955 individual measurements. By contrast, NIOSH's own data "analyzed samples that were statistically representative of the nation's underground coal mining industry" and had been "collected by MSHA inspectors at approximately 20 percent of active mechanized mining units." 79 Fed.Reg. at 24,863. NIOSH's comparison of the data
Moreover, the objection is based on the errant use of the Accuracy Criterion to evaluate field samples, as opposed to laboratory testing of devices—the purpose for which the Criterion was designed and its use intended. In field sample testing, "[t]he variability reported by the commenter was primarily due to large sample variability, which was due to uncontrolled variables known to exist in field samples, even when two identical samplers were placed side-by-side." Id. Among the causes of that variability were "significant dust gradients known to exist, sampler inlet location differences, and the nature of mine ventilation." Id. These are real-time variations in the dust measured that can be controlled in laboratory testing. The error of using field tests to assess device accuracy is laid plain by this data: the complained variations are not evidence of imprecise or unreproducible measurements due to characteristics of the device; they are actual variations in conditions, which are variable inch by inch in a mine. Viewed in this light, the petitioners are objecting to variability inherent in a sampling regime of any kind—a position flatly rejected by a statute that requires a sampling program. MSHA summarized its position on these varying analyses when it concluded, "[t]hrough years of work, NIOSH has demonstrated that the CPDM is an accurate instrument that meets the NIOSH Accuracy Criterion and, therefore, can be used as a compliance instrument." Id.
In a somewhat related challenge, the petitioners claim that, because of the variability present in sampling, operators would be required to "overengineer" their mines to ensure against sampling readings that, because of measurement inaccuracy, reflect noncompliance. Murray Br. 43. They contend that MSHA's data is based on a faulty assumption that the mines will only make the reductions necessary to achieve compliance, but will go no further. Accordingly, they contend that the data
The petitioners' analysis is based, in substantial part, on materials that were not before MSHA; they urge us, nevertheless, to take judicial notice of them. "[T]he general rule, applicable across the board to judicial review of administrative action . . . is that the court may not go outside the administrative record." Najjar v. Ashcroft, 257 F.3d 1262, 1278 (11th Cir.2001) (internal quotation marks omitted). Accordingly, "[w]hen directly reviewing an agency decision or regulation, a court does not consider any evidence that was not in the record before the agency at the time that it made the decision or promulgated the regulation." United States v. Guthrie, 50 F.3d 936, 944 (11th Cir.1995). Though "certain circumstances may justify going beyond the administrative record," we are "not generally empowered to do so." See Preserve Endangered Areas of Cobb's History, Inc. v. United States Army Corps of Eng'rs, 87 F.3d 1242, 1246 (11th Cir.1996) (internal quotation marks omitted). We have acknowledged that various factors could be considered in determining the propriety of reviewing extra-record material on review of an agency rule, id. at 1246 n. 1; in practice, however, we generally have focused pointedly on whether the petitioners have made "a strong showing of bad faith or improper behavior by the agency." See Alabama-Tombigbee Rivers Coalition v. Kempthorne, 477 F.3d 1250, 1262 (11th Cir.2007) (internal quotation marks omitted). Because we conclude that the allegations of "bad faith" made by the petitioners in their submissions are not supported,
The petitioners also submit that CPDMs have a high malfunction rate, with 35 percent of units requiring a return to the manufacturer for repair, and 12 percent returned more than once. After examining the data submitted by the petitioners, NIOSH responded that the data lacked "an appropriate experimental protocol to control" critical variables and reflected a misunderstanding by operators of the import of "error" messages. 79 Fed.Reg. at 24,863-64. MSHA describes NIOSH's response to the data clearly:
Id.
In response, in its brief, NMA states that MSHA's explanation, that "error" is a status code, rather than an indication of device failure, "does nothing to change the fact that CPDMs appear to malfunction 200 out of every 1,000 times." NMA Br. 42. But that is exactly what MSHA's explanation resolves. The error codes do not indicate failure, therefore, failure rates based on error codes are per se invalid. To the extent that NMA is arguing that the devices give the appearance of failure, MSHA's explanation should suffice to assure operators that they are not, indeed, failing.
MSHA further noted that "[g]iven the limited data set, including error messages, from only five mines cited by the commenters as evidence of CPDM failure, both NIOSH and MSHA consider the cited failure rate of 41 errors per 1,000 hours to be invalid. The NIOSH published data remains the most appropriate data set to assess the failure rate of the CPDM." 79 Fed.Reg. at 24,864. According to that data, the failure rate was lower by "an order of magnitude," at only 4.75 per 1,000 hours. Id. Moreover, repair rates had improved quarter-to-quarter since the devices were first used in mine settings, and "repair rates are expected to improve in general due to the quality control systems required for certification" of the devices as well as "the actions taken by the manufacturer to address reported field performance." Id. Before this court, the petitioners simply restate the data that they provided to MSHA in their comments, without addressing any of MSHA's reasons for rejecting that data in favor of the published results of NIOSH studies. Accordingly, the petitioners ask us to reweigh the evidence, an option that is simply not available to us under our narrow standard of review.
The petitioners next object that data showed that the CPDM became inaccurate at high temperatures and humidities. MSHA rejected this data. The preamble noted that "[t]he differences" cited by the commenter "are below the minimum detection limit of the commercial CPDM. . . . Therefore, the commenter's conclusions, which are based on these test results, are inaccurate." Id. at 24,864. Moreover, it was unclear whether the commenter had used the "user-selected temperature operating range to optimize performance," and without that information, the validity of the data could not be assessed. Id. Further, the objecting commenter had used an "outdated" Department of Defense testing procedure "not designed to evaluate the accuracy and precision of airborne dust sampling instruments." Id. Finally, the testing involved talc as a proxy for RCD, which MSHA states is "not representative of respirable coal mine dust." Id. Again, the petitioners' brief does not endeavor to undermine MSHA's reasons for rejecting the data, instead simply citing the data and claiming that MSHA "disregarded [the] evidence." NMA Br. 41.
On all of these questions regarding the implementation of the CPDM device, the record simply does not support the petitioners' assertion that MSHA "disregarded evidence" in reaching its conclusions about the CPDM's accuracy. Instead, MSHA's conclusions, which essentially echo NIOSH's statistically valid analyses, address head-on the contrary data and explain the flaws that make it less than trustworthy. Its conclusions are supported both by data and by reasoned explanations that the petitioners have failed to challenge in substance. More to the point, the petitioners' arguments relying on their previously submitted data, with no attempt to address the deficiencies in it identified by MSHA, provide us with no reasoned basis for finding that MSHA acted in excess of its broad statutory discretion.
The petitioners also object that use of the device is not feasible because miners
The petitioners next object that the device will not be available in time for implementation of the rule in February 2016. NMA claims that MSHA "entirely failed to consider" the availability issue, and therefore its implementation schedule is arbitrary and capricious. NMA Br. 46 (internal quotation marks omitted). However, again, the record does not support this assertion. MSHA asserts that it developed the eighteen-month phase-in in consultation with the manufacturer, but noted that
79 Fed.Reg. at 24,884. Not only has MSHA considered availability and given a timeline based on available evidence, it also already has developed a contingency plan. We have no basis for finding this approach to the question arbitrary.
Shifting their focus from the CPDM, the petitioners challenge whether MSHA has demonstrated the feasibility of what they claim are new silica PEL (permissible exposure limit) and silica-based, reduced RCD limits. See NMA Br. 46. MSHA points out, however, that the new rule does not establish any new silica PEL. See 79 Fed.Reg. at 24,866, 24,882. Instead, it states that its new rule merely applies the rule of existing 30 C.F.R. § 70.101, which has consistently limited a miner's total exposure to respirable silica to 0.1 mg/m
The petitioners also object to the silica standard on feasibility, given that the new CPDM device does not measure silica. However, it is worth emphasizing that neither the newer CPDM nor the prior CMDPSU are capable of silica measurements in RCD. Neither of those devices is designed for that function. Nevertheless, as the foregoing discussion makes clear, existing rules also set silica limits, enforceable in essentially the same manner.
Finally, the petitioners claim that MSHA failed to conduct a feasibility analysis that examined the cumulative effects of the proposed changes. MSHA responds that it considered extensive data from 2008-09, adjusted to reflect the new, more stringent definition of a normal production shift, in determining the ability of operators to meet the new standards. On the basis of these actual RCD measurements, MSHA concluded that the probability of compliance with the new standards was extremely high, for some areas already at 90%, and even in the very dustiest areas at 65%. It then examined each and every sample in excess of the new standard and determined on a case-by-case basis whether the operator had utilized existing controls, finding that they had not "[i]n each instance." MSHA Br. 64; see also 79 Fed.Reg. at 24,869 ("MSHA reviewed measurements of the engineering controls in use on the day each sample was collected to assess whether using additional engineering controls would have likely reduced the dust concentration to levels at or below 1.5 mg/m
The petitioners also contend that MSHA did not adequately evaluate the economic feasibility of the New Dust Rule. In their view, MSHA grossly underestimated the costs to the industry of compliance. NMA's rather cursory discussion of this topic basically suggests that the failure of MSHA's feasibility analysis is its
There can be no question that MSHA was required to evaluate economic feasibility of the New Dust Rule. In our review of this rule's predecessor, we said so emphatically. Nat'l Mining Ass'n, 153 F.3d at 1269. As the petitioners and MSHA agree, MSHA must "provide a reasonable assessment of the likely range of costs of its standard, and the likely effects of those costs on the industry, so as to demonstrate a reasonable likelihood that those costs will not threaten the existence or the competitive structure of an industry." Color Pigments Mfrs. Ass'n v. OSHA, 16 F.3d 1157, 1163 (11th Cir.1994) (emphasis omitted) (internal quotation marks omitted); see also Nat'l Mining Ass'n, 153 F.3d at 1268 & n. 5 (noting that rulemaking under the Mine Act requires an economic feasibility analysis analogous to that required in OSHA rulemakings). After reviewing the record, including the extensive economic analysis undertaken by MSHA and the critique of that analysis submitted by the petitioners, we must conclude that MSHA has fulfilled its responsibility and was entitled to make the conclusions that it did.
As a preliminary matter, to the extent that the petitioners' arguments rely on their view that the Rule is not technologically feasible, those arguments are undercut by our earlier conclusion that MSHA is on solid ground with respect to the technological feasibility of operators to achieve compliance.
Turning to the matter of actual costs, we think that the record adequately supports MSHA's determination that the costs of compliance, while not insignificant, can hardly be characterized as so high as to threaten the existence or the competitive structure of the industry. At the outset, as the petitioners admit, MSHA certainly was not unreasonable in discounting the industry's analysis to the extent that it did not account for the significant changes made by MSHA to the final rule that improved feasibility and reduced the potential for noncompliance: an overall reduction in the number of required samples, an alteration in the RCD limit initially proposed of 1.0 mg/m
MSHA has addressed adequately the economic feasibility of the New Dust Rule.
The petitioners raise several additional brief objections, including a claimed failure of MSHA to consider the "best available evidence" and the experience of other agencies in implementing other health and safety laws. See Mine Act § 101(a)(6)(A), 30 U.S.C. § 811(a)(6)(A).
Murray Energy begins with a best-available-evidence claim that the rule irrationally regulates nationally when the incidence of CWP has lessened nationwide and has spiked only regionally. In its view, the latest scientific evidence supports the view that silica is more toxic than ordinary RCD and that cases of silicosis caused by silica exposure are mischaracterized as rapidly progressing CWP. On this point, the scope of disagreement between the parties is narrower than the petitioners suggest. There is no dispute that silica is a dangerous substance; indeed, the rule (as in prior rules) reduces
On the contrary, MSHA devotes several pages of the preamble to addressing objections regarding RCD concentration as a predictor of CWP rates, see 79 Fed.Reg. at 24,823, localized spikes in CWP rates, id. at 24,827-28, effects of silica on CWP and data regarding silicosis, id. at 24,828-29, and other factors influencing CWP rates, such as the variable carbon content of coal at certain mines, id. at 24,829. After reviewing the evidence cited by the petitioners as well as other evidence, MSHA concludes:
Id. at 24,829-30. The record contains a wealth of not-always consistent research on this issue, and MSHA does not cite each paper or author on which the petitioners relied in their responses. Nevertheless, MSHA acknowledged the petitioners' concern and their data, presented contrary evidence that supported MSHA's position, and reached a conclusion about the appropriate course based on that evidence.
The petitioners submit that MSHA merely rejected strawmen and failed to address its objections that CWP was declining and silicosis was, as a matter of epidemiology, the likelier culprit for present-day areas of concern. We cannot accept the petitioners' contentions for two reasons: First, MSHA's conclusion that CWP rates can improve further with further reductions to the RCD limits is a reasoned one, supported by the historical record and the data before MSHA in the present rulemaking. Accordingly, the petitioners' assertion that "CWP is declining under the current system, i.e., the system is working," Murray Energy Br. 64, even if true, is irrelevant where CWP incidence has not been reduced to zero and MSHA has not completely fulfilled its mission to "protect the health . . . of the Nation's coal or other miners." Mine Act § 2(g), 30 U.S.C. § 801(g); see also id. § 2(c), 30 U.S.C. § 801(c) (noting the urgent need to "prevent," not merely reduce the incidence of, "occupational diseases originating in. . . mines"); id. § 101(a)(6)(A), 30 U.S.C. § 811(a)(6)(A) ("The Secretary, in promulgating mandatory standards dealing with toxic materials or harmful physical agents under this subsection, shall set standards which most adequately assure on the basis of the best available evidence that no miner will suffer material impairment of health or functional capacity even if such miner has regular exposure to the hazards dealt with by such standard for the period of his working life." (emphasis added)).
Secondly, MSHA's evaluation of the silica question is a paradigmatic example of an agency "evaluating scientific data within
Next, the petitioners contend that MSHA should have accepted their proposal to allow operators to satisfy the RCD standards with the use of secondary personal controls—principally, personal respirators. MSHA counters that the statute does not permit this approach. We agree; the statute is unambiguous on this point: "Use of respirators shall not be substituted for environmental control measures in the active workings." Mine Act § 202(h), 30 U.S.C. § 842(h). The petitioners nevertheless claim that the statute, which only prohibits "substitut[ion]," allows respirators to be used in conjunction with other controls, as a secondary measure. MSHA does not dispute this proposition, and, indeed, acknowledges that the New Dust Rule requires operators to provide respirators under certain conditions, specifically, where an operator-collected sample exceeds the ECV. See 30 C.F.R. §§ 70.208(e)(1), 72.700. Therefore, nothing in the rule prevents the industry from employing respirators as part of a hierarchy of controls that should be used together as "the best way to ensure miner safety and health," NMA Br. 58. MSHA has interpreted the statutory command correctly, however, in requiring that mine air quality meet the regulatory standard without resort to a personal control.
Finally, the petitioners claim that MSHA has failed to consider "experience gained under this and other health and safety laws." Mine Act § 101(a)(6)(A), 30 U.S.C. § 811(a)(6)(A). In support of this claim, however, the petitioners cite only that other health and safety laws exist. Not only are these other standards cited without any context to show that they are based on the latest technology and latest health information, they are unaccompanied by data that demonstrate their success in achieving the goal of eliminating CWP.
MSHA acted consistently with its statutory authority in promulgating the New Dust Rule; the statute, read as a whole, clearly delegates regulatory authority for the matters covered by the New Dust Rule to its authority alone. Substantively, MSHA's decisions comport with the requirements of the statute and are not otherwise arbitrary, capricious, or an abuse of discretion. Accordingly, we deny the petitions for review.
PETITIONS DENIED.
Federal Coal Mine Health and Safety Act, Pub.L. 91-173, § 202(f), 83 Stat. 742, 762-63 (1969).
Id. at 5.
(6)(A) The Secretary [of Labor], in promulgating mandatory standards dealing with toxic materials or harmful physical agents under this subsection, shall set standards which most adequately assure on the basis of the best available evidence that no miner will suffer material impairment of health or functional capacity even if such miner has regular exposure to the hazards dealt with by such standard for the period of his working life. Development of mandatory standards under this subsection shall be based upon research, demonstrations, experiments, and such other information as may be appropriate. In addition to the attainment of the highest degree of health and safety protection for the miner, other considerations shall be the latest available scientific data in the field, the feasibility of the standards, and experience gained under this and other health and safety laws. Whenever practicable, the mandatory health or safety standard promulgated shall be expressed in terms of objective criteria and of the performance desired.
(B) The Secretary of [HHS], as soon as possible after November 9, 1977, but in no event later than 18 months after such date and on a continuing basis thereafter, shall, for each toxic material or harmful physical agent which is used or found in a mine, determine whether such material or agent is potentially toxic at the concentrations in which it is used or found in a mine. The Secretary of [HHS] shall submit such determinations with respect to such toxic substances or harmful physical agents to the Secretary [of Labor]. Thereafter, the Secretary of [HHS] shall submit to the Secretary [of Labor] all pertinent criteria regarding any such substances determined to be toxic or any such harmful agents as such criteria are developed. Within 60 days after receiving any criteria in accordance with the preceding sentence relating to a toxic material or harmful physical agent which is not adequately covered by a mandatory health or safety standard promulgated under this section, the Secretary [of Labor] shall either appoint an advisory committee to make recommendations with respect to a mandatory health or safety standard covering such material or agent in accordance with paragraph (1), or publish a proposed rule promulgating such a mandatory health or safety standard in accordance with paragraph (2), or shall publish his determination not to do so.
30 U.S.C. § 811(a)(6); see also Mine Act § 101(a)(6).
As described in the preamble to the present rule, the principal goal in the development of the CPDM technology was "[t]he ability to continuously monitor and give mine operators and miners real-time feedback on dust concentrations in the work environment." Id. MSHA set forth to support the development of "a new type of personal dust monitor that would provide a direct measurement of respirable coal mine dust levels in the mine atmosphere on a real-time basis, unlike the existing sampling system used since 1970." Id. Unlike its predecessor, the CPDM achieves that goal:
Id.
The petitioners also claim that MSHA attempted to justify the accuracy based on averages of samples taken with the two devices. See NMA Br. at 41-42. But the cited portions of the preamble do not support this statement. Instead, after indicating that the averages from the devices were nearly identical, MSHA continues "that there was no statistically significant difference between the data sets, and that the bias between" the two devices "is zero." 79 Fed.Reg. at 24,863 (emphasis added). It goes on to explain the mathematical analysis of the data sets in lognormal distribution and notes that "a simple arithmetic average cannot be calculated," so "[t]he appropriate method is to average the logarithms of the numbers, followed by un-transformation of the logarithmic averages" and so on. Id.
30 C.F.R. § 70.101 (2013). New 30 C.F.R. § 70.101 states:
79 Fed.Reg. at 24,868; see also supra pp. 849-50 & note 2.