HULL, Circuit Judge.
Plaintiffs Daniel Wall-DeSousa and Scott Wall-DeSousa (the "Wall-DeSousas") appeal the district court's dismissal of their second amended complaint for failure to state a claim pursuant to Federal Rule of Civil Procedure 12(b)(6). The Wall-DeSousas brought suit under 42 U.S.C. § 1983, alleging First Amendment retaliation claims against defendants Maureen Johnson, Clayton Walden, and Dianne Bowman (the "defendants"). The defendants, as agents of the State of Florida, defended on the basis of qualified immunity.
After review, and with the benefit of oral argument, we must affirm the district court's dismissal of the Wall-DeSousas' second amended complaint.
The Wall-DeSousas describe themselves as a same-sex, married couple living in Brevard County, Florida. Defendant Bowman is the supervisor of the Indian Harbour Beach office of the Brevard County Tax Collector. Defendant Johnson is the Chief of the Bureau of Records for the Florida Department of Highway Safety and Motor Vehicles ("DHSMV"), Division of Motorist Services. Defendant Walden is the Director of the DHSMV. According to the second amended complaint, at all relevant times, the defendants acted under color of state law.
On December 6, 2013, the Wall-DeSousas legally married in New York state. Before their marriage, the couple's names were Daniel DeSousa and Scott Wall. When Daniel and Scott married, they both changed their surnames to Wall-DeSousa. Their New York state marriage license reflected this change. The marriage license did not indicate whether the Wall-DeSousas were a same-sex or opposite-sex couple.
Later in December, the Wall-DeSousas returned to Florida. On December 27, 2013, the Wall-DeSousas visited a Social Security Administration office in Melbourne, Florida and successfully obtained social security cards with the surname "Wall-DeSousa." Thereafter, Daniel went to the Brevard County Tax Collector's Office in Palm Bay, Florida, to change the surname (at that point, "DeSousa") on his Florida driver's license. The Palm Bay office issued Daniel a Florida driver's license with the surname "Wall-DeSousa."
Scott also attempted to change the surname (at that point, "Wall") on his Florida driver's license, but he went the Brevard County Tax Collector's Office in Indian Harbour Beach, Florida—where defendant Bowman is the supervisor— to do so. At the Indian Harbour office, Scott presented defendant Bowman with his new social security card and the Wall-DeSousas' New York state marriage license. Defendant Bowman allegedly refused to issue Scott a new driver's license and "tossed the marriage certificate back to [him]," indicating that it could not be used to support a name change on a Florida driver's license under Florida law. At the time, Florida law, Fla. Stat. § 741.212 (2013), prohibited the recognition of out-of-state same-sex marriages, providing that:
Fla. Stat. § 741.212(1), (2) (2013). Accordingly, at the time, defendant Bowman followed the law in not recognizing Scott's out-of-state same-sex marriage.
After denying Scott's request to change his driver's license, defendant Bowman allegedly called the Palm Bay office in order to have Daniel's driver's license canceled. The Palm Bay office did not cancel Daniel's driver's license.
On August 21, 2014, the United States District Court for the Northern District of Florida ruled that the Florida law in § 741.212 was unconstitutional and issued a preliminary injunction enjoining its enforcement.
In early October 2014, an assistant to the Brevard County Tax Collector took the Wall-DeSousas' marriage certificate to the DHSMV in Tallahassee, Florida for guidance on the surname issue. After doing so, the assistant informed Scott that, because the marriage certificate was not marked "same-sex," Scott could use the document to obtain a driver's license with the "Wall-DeSousa" surname in a county other than Brevard. The assistant, however, informed Scott that she could not personally issue him a driver's license because she now knew that his marriage was between same-sex partners. The Brevard County assistant advised Scott to try to obtain his driver's license in another county because "the tax collector in another county would not be aware nor would they be able to ask."
On October 15, 2014, Scott traveled to a new county—Orange County, Florida—to obtain a new driver's license. A clerk with the Orange County Tax Collector's Office informed Scott that the DHSMV had a "don't ask, don't tell" policy in place. Scott successfully obtained a driver's license reflecting his new surname by presenting his marriage certificate, his social security number, and a car insurance bill.
On October 30, 2014, the Wall-DeSousas spoke to a local news anchor on a televised broadcast about their difficulties obtaining driver's licenses, the DHSMV policy, and how other people could deal with the same issue. According to the second amended complaint, defendant Bowman saw the news story and then contacted the DHSMV to request that it cancel the Wall-DeSousas' driver's licenses.
On November 5, 2014, the DHSMV sent each of the Wall-DeSousas an individually addressed copy of a single letter indicating that the Wall-DeSousas' driver's licenses would be canceled indefinitely as of November 25, 2014. The DHSMV letter stated that, "[b]ecause same sex marriage certificates are not recognized as valid in Florida under 741.212, F.S., . . . we are unable to change your last name." Defendants Johnson and Walden both signed the letter. On November 7, 2014, the Wall-DeSousas received the letter.
On November 11, 2014, the Wall-DeSousas reached back out to the same local news station for a follow-up news story. A follow-up news story aired later that day.
On November 13, 2014, Scott asked the DHSMV to reconsider its decision to cancel the Wall-DeSousas' driver's licenses. The DHSMV representative, in a "scripted manner," told Scott to apply for an administrative hearing. The DHSMV representative indicated that the DHSMV and the Tax Collector's offices were "following the letter of the law but not the spirit of the law."
On November 24, 2014, the day before the DHSMV planned to cancel the Wall-DeSousas' driver's licenses, Scott returned to the Indian Harbour Beach office to change his driver's license back to his pre-marriage surname. At the office, defendant Bowman told Scott that he could only receive a temporary courtesy license, valid for ninety days, which would be canceled if he did not present a passport reflecting his new surname within that time period. Separately, Daniel returned his own driver's license by cutting it in half and sending it to the DHSMV, in accordance with the DHSMV's license-return policy.
On January 5, 2015, the DHSMV issued a "technical advisory," which directed all DHSMV offices to, "[e]ffective January 6, 2015," recognize "all marriage certificates as sufficient proof to complete a name change on a driver license or identification card." January 6, 2015 marked the first day in which the Florida district court's stay of its preliminary injunction was lifted and the preliminary injunction, barring the enforcement of § 741.212, took effect.
On January 13, 2015, the Wall-DeSousas both successfully obtained licenses with the "Wall-DeSousa" surname at the Palm Bay office in Brevard County.
On November 25, 2014, the Wall-DeSousas filed a complaint against the governor of Florida, the then-director of the DHSMV, and defendant Bowman, alleging a variety of constitutional claims. On January 23, 2015, the Wall-DeSousas filed a first amended complaint, naming Bowman, Johnson, Walden, and four Jane Does as defendants and asserting a single First Amendment retaliation claim under 42 U.S.C. § 1983. The defendants responded by filing motions to dismiss. On July 16, 2015, the district court dismissed the Wall-DeSousas' first amended complaint without prejudice.
On July 31, 2015, the Wall-DeSousas filed a second amended complaint— the operative complaint for purposes of this appeal. The Wall-DeSousas brought a First Amendment retaliation claim under § 1983 against defendants Johnson and Walden ("Count 1") and a First Amendment retaliation claim under § 1983 against defendant Bowman ("Count 2"). The second amended complaint alleged that defendants Johnson and Walden, in sending the November 5, 2014 letter from the DHSMV, retaliated against the Wall-DeSousas by seeking to cancel their driver's licenses in response to the Wall-DeSousas' exercise of constitutional activity—speaking out on television on October 30, 2014. The second amended complaint also alleged that defendant Bowman retaliated against the Wall-DeSousas by "advis[ing]" the DHSMV to cancel their driver's licenses in response to the same activity. The defendants filed motions to dismiss, asserting qualified immunity as a defense.
On January 19, 2016, the district court granted the defendants' motions to dismiss, holding that the defendants were entitled to qualified immunity. The district court, in effect, determined that the facts alleged in the Wall-DeSousas' second amended complaint did not specify conduct causing a constitutional violation. Rather, the defendants' conduct was caused by, and constituted legal enforcement of, § 741.212, which was still valid at the time. The Wall-DeSousas timely appealed.
"We review
A complaint must contain "a short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). "To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'"
A complaint may "be dismissed under Rule 12(b)(6) when its own allegations indicate the existence of an affirmative defense, so long as the defense clearly appears on the face of the complaint."
The defense of qualified immunity "protects government officials performing discretionary functions . . . from liability if their conduct violates no clearly established statutory or constitutional rights of which a reasonable person would have known."
Qualified immunity provides "immunity from suit rather than a mere defense to liability."
Below, we address whether the second amended complaint sufficiently alleges a violation of a clearly established constitutional right.
The Wall-DeSousas allege that the defendants retaliated against them for exercising their First Amendment rights.
The Wall-DeSousas must first adequately allege that the speech at issue— the October 30, 2014 televised interview—is entitled to First Amendment protection.
Speech that concerns public issues occupies the "highest rung of the hierarchy of First Amendment values and is entitled to special protection."
Here, the the Wall-DeSousas' October 30, 2014 televised interview discussed the Wall-DeSousas' explanation of the difficulties that they faced—and that other same-sex couples might face—in using same-sex documentation for the purposes of obtaining a new driver's license in Florida. The broad dissemination of the televised interview, as well as the interview's attempt to inform others about the impact of local law, clearly touch upon matters of public concern. Accordingly, the Wall-DeSousas' October 30, 2014 televised interview enjoys First Amendment protection.
The Wall-DeSousas also must sufficiently allege that the retaliatory conduct that they suffered would "likely deter a person of ordinary firmness from engaging" in similar future speech.
The second amended complaint alleges the following adverse conduct: Scott was "forced to accept a driver's license in his maiden name," and Daniel had to go "without a driver's license for 49 days." Accepting these allegations as true, the Wall-DeSousas allege harms that would reasonably dissuade an ordinary person from speaking out. It is clear that the loss of a driver's license would make a number of basic daily functions of modern life appreciably more difficult for the ordinary person.
The Wall-DeSousas must also sufficiently allege facts to support a finding of a causal connection between their protected speech and the adverse conduct that they suffered. "[T]o establish a causal connection, the plaintiff must show that the defendant was subjectively motivated to take the adverse action because of the protected speech."
Ultimately, we need not decide if the Wall-DeSousas have alleged sufficient facts regarding a causal connection as required to state a constitutional violation. This is because, to survive dismissal in this case, the Wall-DeSousas must additionally allege sufficient facts to overcome the second prong of qualified immunity, i.e., clearly established federal law.
In this regard, prior Supreme Court and circuit precedent is instructive. In
In
Here, three things in the record, taken together, undisputedly establish that the defendants were motivated, at least in part, by lawful considerations. First, by its own language, the second amended complaint alleges that defendants Johnson and Walden retaliated against the Wall-DeSousas by signing and sending the November 5, 2014 driver's license cancellation letter. From the Wall-DeSousas' own complaint, we know that the defendants signed and sent the Wall-DeSousas this November 5, 2014 letter stating why their driver's licenses were being canceled. Second, the text of the letter is in the record,
Accordingly, during the relevant periods in this case, Florida law precluded same-sex marriage, the November 5, 2014 cancellation letter cited that law, and each of the defendants "in fact, did possess a substantial lawful motive for acting as [they] did act."
Here, the allegations of the second amended complaint, taken with the text of the November 5, 2014 letter canceling the Wall-DeSousas' driver's licenses based on § 741.212, show substantial lawful intent without ruling out some unlawful intent, too. It is undisputed that, at the time of the November 5, 2014 letter, the enforcement of § 741.212 was not enjoined. Florida law did not recognize out-of-state same-sex marriages and driver's licenses based on the Wall-DeSousas' out-of-state marriage license. Once enforcement of § 741.212 was enjoined on January 6, 2015, the requested driver's licenses were issued shortly thereafter.
Given our precedent, the circumstances alleged, and the state of the Florida law
For all of these reasons, we affirm the district court's dismissal of the Wall-DeSousas' second amended complaint.
O'MALLEY, Circuit Judge, dissenting:
Because the district court's order conflates the mere existence of a lawful basis with whether a defendant seeking qualified immunity was actually motivated by that lawful basis, and today's opinion affirms that error, I must respectfully dissent.
It is well-established under Eleventh Circuit law that, to find a lack of causation for purposes of qualified immunity, "it is not sufficient for [a defendant] to establish that there exists a lawful basis."
This question of actual motivation is a "fact and circumstances"-specific inquiry, not appropriately decided at the motion to dismiss stage.
The cases on which the majority relies to affirm the district court's reasoning only serve to highlight this point; each case involved a factual record developed well past the point of discovery.
Absent a fully developed record, the majority can point only to the November 5th letter, and its references to the § 741.212 law, to find both existence
Reading
I acknowledge wholeheartedly that the Wall-DeSousas' complaint is not a model of clarity, replacing concrete and particularized allegations with conclusory generalities. Had the district court rejected their complaint as failing outright to provide "sufficient factual matter" to satisfy the straightforward requirements of
The dissent suggests that the Wall-DeSousas need discovery. But the text of the letter is evidence of at least one of the defendants' motivations.