ROBRENO, District Judge:
Dontrell Stephens was shot four times by Deputy Sheriff Adams Lin during an encounter in West Palm Beach, Florida, on September 13, 2013. As a result, Stephens now suffers from permanent paralysis.
In an action brought against Deputy Lin as an individual and Sheriff Ric Bradshaw in his official capacity as the sheriff of Palm Beach County, the district court granted summary judgment in favor of Sheriff Bradshaw on the claim against him for Monell liability. Following a trial that lasted from January 25, 2016, until February 4, 2016, a jury awarded Stephens damages totaling $23,148,100.
The parties have cross appealed the district court's rulings on various motions decided both before and after the trial. We affirm the district court's grant of summary judgment in favor of Sheriff Bradshaw on the Monell claim brought against him, but we remand for a new trial upon finding that an erroneous jury instruction deprived Deputy Lin of the opportunity to have his claimed defense of qualified immunity considered by the district court.
Most of the facts giving rise to this case are hotly disputed. The parties agree that, on September 13, 2013, shortly after 8:00 a.m., Deputy Lin, who was on police duty monitoring traffic during school bus pickups, observed Stephens, who was then twenty years old, riding his bike on the wrong side of a road in Palm Beach County, Florida. Deputy Lin then decided to stop Stephens, for reasons that the parties dispute. Stephens claims that, prior to this stop, he was holding a cellphone to his ear while riding his bicycle. Deputy Lin claims that he never saw the cellphone, and believed instead that Stephens' hands were empty.
Upon hearing the sirens of Deputy Lin's patrol car, Stephens dismounted from his bicycle. Deputy Lin then instructed Stephens to walk toward him while showing his hands. According to Deputy Lin, Stephens turned away from Deputy Lin as he began walking toward him. As soon as Stephens turned away, Deputy Lin shot him four times. Stephens was rendered a paraplegic by his injuries.
Stephens' lawsuit against Deputy Lin and Sheriff Bradshaw arrived at the United States District Court for the Southern District of Florida in the spring of 2014 after removal from state court.
After discovery was complete, Stephens and each defendant filed separate motions for summary judgment. The district court heard oral argument on all three summary judgment motions, and at that hearing, Stephens agreed to dismiss two of his state law claims against Sheriff Bradshaw. The district court then granted summary judgment
Following the district court's denial of summary judgment on grounds of qualified immunity, Deputy Lin filed a timely notice of interlocutory appeal. A panel of this Court affirmed, agreeing with the district court that a reasonable jury could find that Deputy Lin violated Stephens' clearly established constitutional rights by employing excessive force, and further that the allegedly violated right was clearly established by governing case law. See Stephens v. Lin, 612 Fed.Appx. 581, 582 (11th Cir. 2015) (per curiam).
On remand, Stephens sought reconsideration of the interlocutory Monell ruling. In support of his motion for reconsideration, Stephens attached as evidence deposition testimony and expert reports from several other excessive force lawsuits brought against the Palm Beach Sheriff's Office ("PBSO") and its officers. Although the district court held a lengthy hearing on the motion for reconsideration, it ultimately denied the motion without written explanation.
On January 25, 2016, the matter proceeded to trial on the two counts that remained: a § 1983 excessive force claim against Deputy Lin, and a state law battery claim against Sheriff Bradshaw.
Pursuant to the jury's verdict, the Court entered final judgment for Stephens and against Deputy Lin and Sheriff Bradshaw, jointly and severally, in the amount of $22,431,892.05. Each of the parties timely filed a notice of appeal. Stephens challenges the pre-trial grant of summary judgment dismissing Stephens' multifaceted Monell claim against Sheriff Bradshaw. Deputy Lin challenges the post-trial denial of his motion for a new trial based on two particular jury instructions he contends were erroneous, including one pertaining to his claimed defense of qualified immunity.
Rule 59(a) of the Federal Rules of Civil Procedure allows a court to grant a new trial "on all or some of the issues." Fed. R. Civ. P. 59(a). A motion for a new trial may be brought on "various grounds, including[] erroneous jury instructions." Tierney v. Black Bros. Co., 852 F.Supp. 994, 1003
"Motions for new trial on the basis of erroneous and prejudicial jury instructions are within the district court's discretion and are reviewed for abuse of discretion." Gowski v. Peake, 682 F.3d 1299, 1310 (11th Cir. 2012) (citing Pate v. Seaboard R.R., Inc., 819 F.2d 1074, 1077 (11th Cir. 1987)). To determine whether the court below abused its discretion, "we examine the challenged instructions as part of the entire charge, in light of the allegations of the complaint, the evidence presented, and the arguments of counsel, to determine whether the jury was misled and whether the jury understood the issues." Pate, 819 F.2d at 1077.
In conducting this examination, we review jury instructions de novo "to determine whether they misstate the law or mislead the jury." Conroy v. Abraham Chevrolet-Tampa, Inc., 375 F.3d 1228, 1233 (11th Cir. 2004) (quoting Palmer v. Bd. of Regents of the Univ. Sys. of Ga., 208 F.3d 969, 973 (11th Cir. 2000)). If the instructions do not accurately reflect the law and "do not correctly instruct the jury so that we are `left with a substantial and ineradicable doubt as to whether the jury was properly guided in its deliberations,'" then "we will reverse and order a new trial." Broaddus v. Fla. Power Corp., 145 F.3d 1283, 1288 (11th Cir. 1998) (quoting Carter v. DecisionOne Corp., 122 F.3d 997, 1005 (11th Cir. 1997)).
We review a grant of summary judgment de novo, applying the same standard as the court below. See Southern Waste Sys., LLC v. City of Delray Beach, 420 F.3d 1288, 1290 (11th Cir. 2005) (citing Pennington v. City of Huntsville, 261 F.3d 1262, 1265 (11th Cir. 2001)).
A government official faced with a civil rights claim brought pursuant to 42 U.S.C. § 1983 is entitled to raise the affirmative defense of qualified immunity. Qualified immunity generally shields government officials from liability for civil damages "insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). Recognition of qualified immunity "reflect[s] an attempt to balance competing values: not only the importance of a damages remedy to protect the rights of citizens, but also `the need to protect officials who are required to exercise their discretion and the related public interest in encouraging the vigorous exercise of official authority.'" Id. at 807, 102 S.Ct. 2727 (citation omitted) (quoting Butz v. Economou, 438 U.S. 478, 506, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978)).
Qualified immunity is "an immunity from suit rather than a mere defense to liability; and like an absolute immunity, it is effectively lost if a case is erroneously permitted to go to trial." Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985); Hunter v. Bryant, 502 U.S. 224, 228, 112 S.Ct. 534, 116 L.Ed.2d 589 (1991) (per curiam) ("Immunity ordinarily should be decided by the court long before trial."); see also Johnson v. Breeden, 280 F.3d 1308, 1317 (11th Cir. 2002) ("Because of the purpose served by the doctrine of qualified immunity, a valid defense based upon it must be recognized as soon as possible, preferably at the motion to dismiss or summary judgment stage of the litigation."). It "follows from the recognition that qualified immunity is in part an entitlement not to be forced to litigate the consequences of official conduct" that this defense is "conceptually distinct from the
Entitlement to qualified immunity is for the court to decide as a matter of law. Specifically, a court considering a defendant's claim of qualified immunity must address the following question of law:
Mitchell, 472 U.S. at 528, 105 S.Ct. 2806; see also Harlow, 457 U.S. at 818, 102 S.Ct. 2727 ("[T]he judge appropriately may determine, not only the currently applicable law, but whether that law was clearly established at the time an action occurred."); Cottrell v. Caldwell, 85 F.3d 1480, 1488 (11th Cir. 1996) ("Qualified immunity is a legal issue to be decided by the court...."); Stone v. Peacock, 968 F.2d 1163, 1166 (11th Cir. 1992) ("The law is now clear ... that the defense of qualified immunity should be decided by the court, and should not be submitted for decision by the jury."); Hudgins v. City of Ashburn, 890 F.2d 396, 403 (11th Cir. 1989) ("[T]he availability of qualified immunity necessarily is a question of law.").
Though entitlement to qualified immunity presents a question of law, resolution of this question can sometimes turn on issues of fact. We have previously explained why and under what circumstances a defendant's entitlement to qualified immunity may remain unresolved even into the trial phase of litigation:
Johnson, 280 F.3d at 1317 (emphasis added) (citation omitted); see also Vaughan v. Cox, 343 F.3d 1323, 1333 (11th Cir. 2003) ("But [the defendant] is not foreclosed from asserting a qualified immunity defense at trial. If the jury were to accept [the defendant's] version of the facts, the qualified immunity analysis would be changed.").
If a government official moves for summary judgment asserting entitlement to qualified immunity, then the relevant facts are construed in the light most favorable to the non-movant — i.e., the plaintiff — and the court should decide the issue
If the official's motion does not succeed, however, then his qualified immunity defense remains intact and proceeds to trial. The facts as viewed for summary judgment purposes are no longer binding, and the jury proceeds to find the relevant facts bearing on qualified immunity. See id. at 527, 105 S.Ct. 2806 ("At trial, the plaintiff may not succeed in proving his version of the facts, and the defendant may thus escape liability."); Johnson, 280 F.3d at 1318 ("When the case goes to trial, the jury itself decides the issues of historical fact that are determinative of the qualified immunity defense...."); Cottrell, 85 F.3d at 1487 ("[A] defendant who does not win summary judgment on qualified immunity grounds may yet prevail on those grounds at or after trial on a motion for a judgment as a matter of law." (alteration in original) (quoting Kelly v. Curtis, 21 F.3d 1544, 1546 (11th Cir. 1994))).
At trial, the court uses the jury's factual findings to render its ultimate legal determination as to whether it would be evident to a reasonable officer, in light of clearly established law, that his conduct was unlawful in the situation he confronted:
Saucier v. Katz, 533 U.S. 194, 206, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001). In other words, the question of what circumstances existed at the time of the encounter is a question of fact for the jury — but the question of whether the officer's perceptions and attendant actions were objectively reasonable under those circumstances is a question of law for the court. See id.; see also Harris v. Coweta Cty., 21 F.3d 388, 390 (11th Cir. 1994) (questions of "whether the law allegedly violated was clearly established at the time of the complained-about conduct" and "whether the official's conduct was objectively reasonable in light of the information known to the official at the time" are "objective, albeit fact-specific, inquiries which we undertake as questions of law" (citation omitted) (citing Anderson v. Creighton, 483 U.S. 635, 641, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987), and Mitchell, 472 U.S. at 526-28 & n.9, 105 S.Ct. 2806)).
"Where the defendant's pretrial motions are denied because there are genuine issues of fact that are determinative of the qualified immunity issue, special jury interrogatories may be used to resolve those factual issues." Cottrell, 85 F.3d at 1487. As we have said before:
Id. at 1487-88 (emphases added) (citations omitted).
The facts of the instant case involved contested factual issues bearing on Defendant's entitlement to qualified immunity. In its order disposing of the parties' motions for summary judgment, the district court expressly reserved the qualified immunity question for later determination:
Simmons v. Bradshaw, No. 14-80425, 2014 WL 11456548, at *8-9 (S.D. Fla. Dec. 31, 2014). Rather than submitting the contested factual issues — i.e., the historical facts — to the jury at trial, however, the Court opted to give the following instruction:
This instruction is problematic not only because it is an incorrect statement of the law, but moreover because it effectively delegated resolution of the issue of qualified immunity to the jury — presumably as to both facts and law — and thus the district court never decided whether Deputy Lin was entitled to his claimed defense of qualified immunity.
Consistent with Supreme Court precedent, we have noted that the factual issues bearing on the excessive force inquiry are distinct from the legal issues bearing on a defendant's entitlement to qualified immunity:
Johnson, 280 F.3d at 1321. In this case, however, the excessive force inquiry was not sufficiently divorced from the qualified immunity inquiry in that the instruction improperly conflated the two inquiries and presented the jury with both together. The jury was thus essentially forced to find either that Deputy Lin used excessive force and therefore was not entitled to qualified immunity, or that Deputy Lin did not use excessive force at all.
This instruction was erroneous for two reasons. First, it is not the province of the jury to decide a defendant's entitlement to qualified immunity. See Cottrell, 85 F.3d at 1488 ("We do not mean to imply, of course, that district courts should
Evidently, the district court believed that the jury instruction at issue properly covered both excessive force and qualified immunity. In its order denying in part the defendants' motion for a new trial, the district court stated that, "[i]n light of the jury instructions given in this case — which the jury is presumed to have understood and followed — the jury's verdict reflects an implicit finding that Deputy Lin did not commit an objectively reasonable mistake when he shot Dontrell Stephens." Simmons v. Bradshaw, No. 14-80425, 2016 WL 4718409, at *1 (S.D. Fla. Apr. 18, 2016). This "implicit finding" recognized by the district court, however, does not necessarily answer the qualified immunity question, which must be considered and resolved by the court as a legal issue. See Saucier, 533 U.S. at 205, 121 S.Ct. 2151 ("An officer might correctly perceive all of the relevant facts but have a mistaken understanding as to whether a particular amount of force is legal in those circumstances.").
Because of these errors, Deputy Lin was not afforded the opportunity to have his claimed defense of qualified immunity determined by the court, as he was entitled to have. Furthermore, the errors were not harmless because this is not a case in which "the jury verdict itself, viewed in the light of the jury instructions, and any interrogatories that were answered by the jury, indicate without doubt what the answers to the refused interrogatories would have been, or make the answers to the refused interrogatories irrelevant to the qualified immunity defense." Johnson, 280 F.3d at 1318. Because the jury instructions did not accurately reflect the law, and moreover because Deputy Lin was improperly deprived of the opportunity to have his defense of qualified immunity considered by the district court, it was an abuse of discretion for the district court to have denied Deputy Lin's motion for a new trial. See Gowski, 682 F.3d at 1310. Accordingly, we will reverse and order a new trial. See Broaddus, 145 F.3d at 1288.
With respect to Stephens' Monell claim, the district court made thorough factual findings supporting its grant of summary judgment in favor of Sheriff Bradshaw and against Stephens. These findings included the following:
In making these findings, the district court noted correctly that "[s]ettlement agreements... are not competent evidence that Sheriff Bradshaw condoned the actual use of excessive force," id. at *12 n.12, and carefully analyzed memoranda from the State Attorney's Office "provid[ing] critical context for — and rebut[ting] — Stephens' suggestion that Sheriff Bradshaw's defenses of his deputies' actions were unjustified," id. at *11. The district court also noted that "the Stephens shooting was the first time that Deputy Lin had ever fired his weapon in the line of duty," id. at *15, and further that "Deputy Lin testified that he understood that Sheriff Bradshaw holds him and other deputies accountable for their actions," id. at *10.
As the district court seems to have implicitly observed, the most difficult hurdle for Stephens to mount in order to succeed on his Monell claim against Sheriff Bradshaw is causation. The only causation argument Stephens offers is that "Sheriff Bradshaw's routine and uncritical ratification of his deputies' prior use of force `was causally connected' to Lin's shooting of Stephens, because it sent a message to Lin and his deputies that allegations of excessive force would not be investigated." Appellant's Br. at 54. Even accepting arguendo that Sheriff Bradshaw "routinely and uncritically" ratified his deputies' use of force, it is difficult to understand how anything Sheriff Bradshaw allegedly did (or failed to do) could have been the "moving force of the constitutional violation" in this case. See Monell v. Dep't of Soc. Servs., 436 U.S. 658, 694, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978).
Without competent evidence establishing a pattern or practice of constitutional violations, Stephens' shooting must be evaluated as a single incident. Even assuming that Stephens' shooting was unconstitutional, this incident alone does not establish
On a broader scale, the Supreme Court has made clear that the bar to establish municipal liability is very high. See, e.g., Connick v. Thompson, 563 U.S. 51, 70, 131 S.Ct. 1350, 179 L.Ed.2d 417 (2011) ("[P]roving that a municipality itself actually caused a constitutional violation ... presents `difficult problems of proof,' and we must adhere to a `stringent standard of fault,' lest municipal liability under § 1983 collapse into respondeat superior." (quoting Bd. of Cty. Comm'rs of Bryan Cty. v. Brown, 520 U.S. 397, 406, 117 S.Ct. 1382, 137 L.Ed.2d 626 (1997))). Whether or not this high bar is advisable as a general policy matter is one question, but whether or not the district court erred in its evaluation of all pertinent evidence under binding legal precedent is another. We answer this latter question — the only one before this Court — in the negative and thus affirm the district court's grant of summary judgment in favor of Sheriff Bradshaw on Stephens' Monell claim against him in this case.
For the foregoing reasons, the judgment below is
WILSON, Circuit Judge, dissenting:
I would not disturb the jury's verdict on Dontrell Stephens' excessive force claim brought pursuant to 42 U.S.C. § 1983. The jury determined that Deputy Adams Lin used excessive force against Stephens in violation of the Fourth Amendment by shooting him four times at close range — rendering him a paraplegic — after stopping him for riding his bicycle on the wrong side of the road. Appealing the denial of their motion for a new trial, Deputy Lin and Sherriff Bradshaw argue that the district court abused its discretion by improperly instructing the jury in two ways: (1) by not allowing them to present a special interrogatory to the jury, asking whether Deputy Lin made a reasonable mistake; and (2) by refusing to give the jury a "20/20 hindsight" instruction, to let the jury know that it must judge the officer's reasonableness "at the time of the events, not from hindsight."
But rather than address these specific issues, the majority opinion sets aside the jury's verdict for a different reason — that the jury instructions given did not accurately reflect the law, and that Deputy Lin was deprived of the opportunity to have his qualified immunity defense considered by the district court. Although the panel questioned counsel at oral argument about whether qualified immunity was improperly presented to the jury, the issue was neither briefed, nor appealed.
I dissent because the jury instructions did properly state the law. And I disagree with the majority's determination that the district court improperly relinquished consideration
As we previously stated in the prior appeal, a reasonable jury could find that Deputy Lin violated Stephens' clearly established constitutional rights by employing excessive force, and by finding that the allegedly violated right was clearly established by governing law. See Stephens v. Lin, 612 Fed.Appx. 581, 582 (11th Cir. 2015) (per curiam). Here, the jury found that Lin's use of force was excessive or unreasonable, and, as a result, Stephens suffered injuries warranting damages totaling $23,148,100.00. As an issue of fact, the jury was entitled to determine whether Lin used excessive force. Accordingly, the trial judge submitted the following instruction to the jury:
The majority finds this instruction "problematic not only because it is an incorrect statement of the law, but moreover because it effectively delegated resolution of the issue of qualified immunity to the jury — presumably as to both facts and law — and thus the district court never decided whether Deputy Lin was entitled to his claimed defense of qualified immunity." Maj. Op. at 1166. I disagree on both accounts. The instruction is not an incorrect statement of the law, nor can it reasonably be construed as an improper delegation of the qualified immunity determination to the jury. Whether Officer Lin made an objectively reasonable mistake in believing that Stephens posed a threat is for the jury to decide in making its excessive force determination.
This instruction is also consistent with Supreme Court precedent addressing facts to be considered in excessive force cases. See Saucier v. Katz, 533 U.S. 194, 205, 121 S.Ct. 2151, 2158, 150 L.Ed.2d 272 (2001), overruled on other grounds by Pearson v. Callahan, 555 U.S. 223, 236, 129 S.Ct. 808, 818, 172 L.Ed.2d 565 (2009) ("If an officer reasonably, but mistakenly, believed that a suspect was likely to fight back, for instance, the officer would be justified in using more force than in fact was needed."); see also McCormick v. City of Fort Lauderdale, 333 F.3d 1234, 1246-47 (11th Cir. 2003) (per curiam) (holding that deadly force is not excessive force where the officer has an objectively reasonable fear that the suspect poses an imminent threat of bodily harm).
Qualified immunity's clearly-established-law requirement, however, looks at whether "the officer's mistake as to what the law requires is reasonable, [and when it is reasonable] the officer is entitled to the
The trial court could not have separated the question of whether a mistake was reasonable from the question of whether the force was excessive. Doing so would contravene Supreme Court precedent. Id. (stating that determining the reasonableness of a mistake is part of the excessive force question). If Deputy Lin's mistake about whether Stephens posed a threat was reasonable, the force he used would not be considered as excessive. And if Deputy Lin's mistake about whether Stephens posed a threat was unreasonable, the force he used would be considered excessive. See id. That is exactly what the given instructions said.
The court did not err in submitting the factual reasonableness determination to the jury because it had to submit it to the jury for it to determine whether there was excessive force. It is up to the jury to determine whether an officer's conduct was reasonable in light of the factual circumstances. Here, the jury determined that the force used by Deputy Lin was unreasonable. It is then up to the trial judge to decide whether qualified immunity is applicable by asking whether the officer's conduct was reasonable in light of clearly established law. See Lee v. Ferraro, 284 F.3d 1188, 1193, 1198-99 (11th Cir. 2002). As the majority states, the trial judge "uses the jury's factual findings to render its ultimate legal determination as to whether it would be evident for a reasonable officer, in light of clearly established law, that his conduct was unlawful in the situation he confronted." Maj. Op. at 1164.
Here, the trial judge did just that. The judge relied on the jury's factual determination — that Deputy Lin's conduct was unreasonable and excessive — to find that Deputy Lin violated Stephens' Fourth Amendment right to be free from excessive force. The court, not the jury, determined that Stephens' right to be free from excessive force was clearly established under existing law. In any event, the district court had already considered, and rejected, Lin's qualified immunity claim — twice — when the defendants raised it in their motion for judgment as a matter of law and again in the renewed judgment as a matter of law.
Therefore, I have no quarrel with the formalities of the district court's resolution of Deputy Lin's entitlement to qualified immunity. And taking the deferential nature of the abuse of discretion standard into account, I see no reversible error. See Gowski v. Peake, 682 F.3d 1299, 1310 (11th Cir. 2012) (per curiam).
Nonetheless, the issues briefed were whether the district court abused its discretion by: (1) not allowing the defendants to present special interrogatories asking whether Deputy Lin made a reasonable mistake; and (2) not allowing the defendants to present the "20/20 hindsight" instruction in an effort to Iet the jury know that it must judge the officer's reasonableness at the time of the events, and not from hindsight.
First, the district court did not err when it declined to provide the jury with a mistaken belief interrogatory, which would have asked:
This proposed interrogatory was covered by the given instructions. And there can be no error when "the trial court[] refus[es] to give a requested instruction... where the substance of that proposed instruction was covered by another instruction which was given." Pesaplastic, C.A. v. Cincinnati Milacron Co., 750 F.2d 1516, 1525 (11th Cir. 1985). Here, the court instructed the jury that Deputy Lin's use of deadly force could not be excessive if Deputy Lin's mistaken belief that Stephens posed an immediate and deadly threat was objectively reasonable under the circumstances. Thus, for the jury to reach the conclusion that Deputy Lin's use of force was excessive, it necessarily had to determine that his mistake was objectively unreasonable. And because the jury found that Deputy Lin's use of force was excessive, it answered what would have been covered in the defendants' proposed instruction in the negative. The substance of the proposed interrogatory, then, was covered by the jury instructions delivered. And we do not have discretion to assume otherwise because we always assume the jury follows the instructions consistently with their verdict. See United States v. $242,484.00, 389 F.3d 1149, 1155 (11th Cir. 2004) (en banc) ("We always infer that the jury resolved every relevant factual issue in favor of its verdict." (emphasis added)).
Second, the district court also did not err when it declined to provide the following "20/20 hindsight" instruction to the jury:
In declining to give the instruction, the district court found that (1) the instruction was argumentative; (2) the instruction was not included within the Eleventh Circuit's Civil Pattern Jury Instructions; (3) the argument was permitted to be made to the jury during closing arguments; and (4) even if excluding it was error, the error was harmless. I agree with the Majority opinion's conclusion that there was no abuse of discretion here given the specific and thorough determinations made by the district court. See Maj. Op. at 1161-62.
We review de novo the trial court's order granting summary judgment. S. Waste Sys., LLC v. City of Delray Beach, 420 F.3d 1288, 1290 (11th Cir. 2005). In analyzing a summary judgment motion, we resolve all reasonable doubts about the facts in favor of the non-movant, Stephens, and draw all justifiable inferences in his favor. Goodman v. Kimbrough, 718 F.3d 1325, 1331 (11th Cir. 2013). "To survive a motion for summary judgment, [Stephens] need only present evidence from which a jury might return a verdict in his favor. If he [has done] so, there is a genuine issue of fact that requires a trial." Samples ex rel. Samples v. City of Atlanta, 846 F.2d 1328, 1330 (11th Cir. 1988) (internal quotation marks omitted).
Here, because the district court found that Stephens established a triable issue of a constitutional violation, only the custom and causation prongs of a Monell claim are relevant. If Stephens has offered sufficient evidence to establish those prongs, he is entitled to proceed to trial on his Monell claim. I would reverse the district court's dismissal of the Monell claim because Stephens offered sufficient evidence of a custom of tolerating excessive force, and of a causal link between that custom and this shooting to survive a motion for summary judgment.
Stephens presented substantial evidence of a custom within the Sherriff's Office. Specifically, the evidence of a custom of tolerating excessive force consists of (1) a number of police shootings that resulted in financial settlements but no officer discipline,
First, Stephens presented adequate evidence of a lack of discipline within the Sherriff's Office. Between September 2009 and September 2013, the Sheriff's Office entered into 16 separate settlements of lawsuits alleging improper use of force. While settlements are not admissions of guilt, they are also not proof of innocence; thus reaching a settlement agreement does not mean that the Sheriff's Office's use of force was appropriate. Under the summary judgment standard, these settlements can, at the least, serve as evidence that the Sheriff's Office used force on at
Second, Stephens presented adequate evidence of the Sherriff's Office's biased investigations. Stephens submitted evidence of post-shooting press releases and statements by Sheriff Bradshaw, most of which state that an investigation is in its "preliminary stages" or is "ongoing." Sheriff Bradshaw's declarations that the officers acted legally despite the existence of an "ongoing investigation" indicate that the outcome of the investigations were pre-determined.
For example, in a 2008 press release on a shooting by a deputy, the Sheriff's Office stated that "[t]he deputy discharged his firearm multiple times in self-defense" yet in the next paragraph stated, "This case is under investigation." In another circumstance, only a day after a Sheriff's Office deputy fatally shot a 16-year-old boy, the Sheriff's Office issued a press release stating that "[t]he deputy was justifiably in fear of his life." And in a 2012 press release, the Sheriff's Office stated that it was investigating a deputy-involved shooting, but that same day Sheriff Bradshaw told The Palm Beach Post that "[t]he suspect was going to shoot our deputy, we had to shoot first."
These statements of confidence are not necessarily false. However, when we take this evidence in the light most favorable to Stephens, it shows a prejudgment that likely influenced the outcome of investigations.
Third, Stephens also presented evidence from his own shooting, which cements his Monell claim. See Salvato, 790 F.3d at 1297 (holding that post-event "evidence can shed some light on what policies existed in the city on the date of an alleged deprivation of constitutional right[s]" and can "lend weight to a finding that there was a policy behind the actions which led to the constitutional violation." (internal quotation marks omitted)). When the pre-shooting evidence is combined with the evidence from Deputy Lin's shooting of Stephens and viewed in the light favorable to Stephens, there is a triable issue of fact about whether the custom tolerating excessive force existed.
Sheriff Bradshaw and every other Sheriff's Office employee involved in this shooting unequivocally endorsed Deputy Lin's actions and adopted his version of events — notwithstanding the availability of contradictory video evidence. Sheriff Bradshaw publicly declared, on the morning of the shooting, that Deputy Lin "did the right thing." Specifically, Sheriff Bradshaw stated:
But, again, this is contradicted by video evidence.
Detective Smith, the officer in charge of investigating the shooting, watched the dash camera video of the shooting before taking Deputy Lin's sworn statement. Yet when Deputy Lin made statements that contradicted the video, Smith did not question Deputy Lin's assertions. When confronted during his deposition about why he did not challenge Deputy Lin about the inconsistencies between Deputy Lin's statement and the video, Smith stated that he did not see the cellphone in Stephens' right hand during the dash camera video because they were "going so fast," and he "just didn't notice it." In fact, Smith testified that he did not realize that Stephens was holding the cellphone in his right hand, or that Deputy Lin's sworn statement was inconsistent with the video evidence, until the day of his civil deposition — nearly a full year later.
And one of the most troubling aspects of this whole investigation is that no one ever interviewed Stephens about his version of events. Neither investigator reviewing the shooting even tried to contact or interview Stephens. They also never contacted any witness to the shooting, or any witness to attest to whether Stephens actually impeded traffic — a charge Stephens denies and a charge that formed the only other basis for pulling Stephens over besides the dubious claim that Stephens was "unfamiliar." The Sheriff's Office offered no explanation for these investigatory shortcomings, as is noted in the district court's summary judgment order.
Yet despite all of this evidence, the district court found that a custom did not exist because Stephens did not definitively put forward evidence of a prior unconstitutional shooting. However, the unconstitutionality of Stephens' shooting alone could arguably be enough to find a custom of tolerating excessive force. See City of Oklahoma City v. Tuttle, 471 U.S. 808, 832, 105 S.Ct. 2427, 2440, 85 L.Ed.2d 791 (1985) (Brennan, J., concurring) ("A § 1983 cause of action is as available for the first victim of a policy or custom ... as it is for the second and subsequent victims; by exposing a municipal defendant to liability on the occurrence of the first incident, it is hoped that future incidents will not occur."); Vineyard v. Cty. of Murray, 990 F.2d 1207, 1212 (11th Cir. 1993) (per curiam) ("We have noted that a single constitutional violation may result in municipal liability when there is sufficient independent proof that the moving force of the violation was a municipal policy or custom." (internal quotation marks omitted)).
Stephens also presented adequate evidence to establish a causal link. The causal link here was shown by the depositions of Deputy Lin himself and Chief Tucker, a use of force expert for the plaintiff's side.
Chief Tucker provided sworn expert testimony that Sheriff Bradshaw's "routine and uncritical ratification of his deputies' use of force was causally connected" to Deputy Lin's use of deadly force against Stephens. His expert affidavit was based not only upon the standard operating procedures at Sheriff's Office, which sent a message to all deputies that excessive force would not be properly investigated, but also upon Deputy Lin's admissions of what he knew about those procedures.
Chief Tucker opined that Deputy Lin's admitted knowledge of how past officer involved shootings were handled, plus Deputy Lin's own experience with use of force alerts and incidents, likely convinced Deputy Lin that nothing would happen to him if he overreacted in using deadly force. Chief Tucker's expert report states that Sheriff Bradshaw's routine ratification of his deputies' actions sent a message to his deputies, and to the Internal Affairs investigators, that excessive force would be tolerated.
Considering the custom evidence and the causal link testimony under the summary judgment standard, Stephens presented enough evidence to create a triable issue of fact.
I respectfully dissent.
Johnson, 280 F.3d at 1318. But "[i]n a proper case, the use of special jury interrogatories going to the qualified immunity defense is not discretionary with the court." Id.