Filed: May 27, 2020
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Summary: Case: 18-13809 Date Filed: 05/27/2020 Page: 1 of 11 [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 18-13809 Non-Argument Calendar _ D.C. Docket No. 5:16-cr-00037-MTT-CHW-1 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus JATAVIOUS GRISWALD, Defendant-Appellant. _ Appeal from the United States District Court for the Middle District of Georgia _ (May 27, 2020) Before GRANT, LUCK, and ANDERSON, Circuit Judges. PER CURIAM: Case: 18-13809 Date Filed: 05/27
Summary: Case: 18-13809 Date Filed: 05/27/2020 Page: 1 of 11 [DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 18-13809 Non-Argument Calendar _ D.C. Docket No. 5:16-cr-00037-MTT-CHW-1 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus JATAVIOUS GRISWALD, Defendant-Appellant. _ Appeal from the United States District Court for the Middle District of Georgia _ (May 27, 2020) Before GRANT, LUCK, and ANDERSON, Circuit Judges. PER CURIAM: Case: 18-13809 Date Filed: 05/27/..
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Case: 18-13809 Date Filed: 05/27/2020 Page: 1 of 11
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 18-13809
Non-Argument Calendar
________________________
D.C. Docket No. 5:16-cr-00037-MTT-CHW-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
JATAVIOUS GRISWALD,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Middle District of Georgia
________________________
(May 27, 2020)
Before GRANT, LUCK, and ANDERSON, Circuit Judges.
PER CURIAM:
Case: 18-13809 Date Filed: 05/27/2020 Page: 2 of 11
Jatavious Griswald appeals his conviction and sentence for possessing a
firearm as a convicted felon. He argues his conviction should be vacated because in
his indictment and plea colloquy the government and district court omitted the
element that he knew he was a convicted felon. See Rehaif v. United States,
139
S. Ct. 2191, 2200 (2019) (“[I]n a prosecution under 18 U.S.C. § 922(g) and §
924(a)(2), the Government must prove both that the defendant knew he possessed a
firearm and that he knew he belonged to the relevant category of persons barred from
possessing a firearm.”). And Griswald argues his sentence should be vacated
because the district court erred in classifying his Georgia conviction for aggravated
assault as a crime of violence. We affirm.
FACTUAL BACKGROUND AND PROCEDURAL HISTORY
In May 2015, law enforcement obtained and executed a search warrant of the
home of a suspected drug dealer. As law enforcement neared the home, they noticed
Griswald standing in the front yard next to his car. They approached him and
searched his vehicle after they saw a small bag of cocaine on the car’s bumper. In
the trunk, they found a box containing two firearms, one of which had its serial
number partially obliterated. In a statement made to law enforcement about a week
later, Griswald admitted that the cocaine and guns belonged to him and that he was
a convicted felon who had “just got off probation.” A federal grand jury later
returned an indictment against Griswald, charging him with narcotics and firearms
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offenses. Griswald and the government eventually reached a plea agreement.
Griswald agreed to plead guilty to one count of possession of a firearm by a
convicted felon, in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2), in exchange
for dismissing the other charges.
The presentence investigation report increased Griswald’s offense level under
U.S.S.G. § 2K2.1(a)(3)(B) because he had been previously convicted of a crime of
violence—a 2009 Georgia conviction for aggravated assault. The resulting
guideline range was 87 to 108 months imprisonment.
Griswald objected to the presentence investigation report because Georgia
aggravated assault did not qualify as a crime of violence under the sentencing
guidelines. The district court overruled Griswald’s objection and sentenced him to
87 months in prison after considering the guideline range, the § 3553(a) sentencing
factors, and “an individualized assessment of the facts presented.” The government
then asked the district court whether it would have imposed the same sentence had
it sustained Griswald’s crime-of-violence objection. The court stated that it would
have imposed the same sentence. Griswald asked the district court whether it would
have sentenced him at the bottom of the guideline range had it sustained his crime-
of-violence objection. The district court reiterated: “You know, if I were looking at
the two possibilities as I am now, yes, I can say with 100-percent confidence that I
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would have imposed the same sentence I have, even if the other guideline range
applied.” Griswald appealed his sentence.
While Griswald’s appeal was pending, the Supreme Court issued its opinion
in Rehaif, where it held that, in a prosecution under §§ 922(g) and 924(a)(2), “the
[g]overnment must prove both that the defendant knew he possessed a firearm and
that he knew he belonged to the relevant category of persons barred from possessing
a
firearm.” 139 S. Ct. at 2200. We asked the parties to file supplemental briefs
addressing the impact, if any, of Rehaif on this appeal.
DISCUSSION
Rehaif Arguments
In his supplemental brief, Griswald contends for the first time that, in light of
Rehaif, his conviction should be vacated because: (1) the indictment’s failure to
allege that he knew he was a felon divested the district court of subject-matter
jurisdiction; (2) even if the district court had subject-matter jurisdiction, the
indictment was plainly erroneous for not alleging that Griswald knew he was a
convicted felon at the time he possessed the firearm; (3) his plea was involuntary
because the district court failed to inform Griswald that the government had to prove
that he knew he was a felon; and (4) the district court plainly erred under Federal
Rule of Criminal Procedure 11 when it failed to inform him of the knowledge
element.
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The Indictment
Griswald first challenges the district court’s subject matter jurisdiction and the
indictment’s failure to charge him with knowing he was a felon. The indictment
charged “[t]hat on or about May 21, 2015, in . . . the Middle District of Georgia, . . .
Griswald, having been convicted of a crime punishable by imprisonment for a term
exceeding one year, did knowingly possess in and affecting interstate commerce,
firearms . . . all in violation of [18 U.S.C. §§ 922(g)(1) and 924(a)(2)].”
While the indictment did not allege that Griswald knew he was a felon, this
element is not jurisdictional. We have held that an indictment’s failure to charge that
the defendant knew of his felon status “does not deprive the district court of subject
matter jurisdiction.” United States v. Moore,
954 F.3d 1322, 1336 (11th Cir. 2020);
see also United States v. Brown,
752 F.3d 1344, 1353–54 (11th Cir. 2014) (“The
omission of an element may render the indictment insufficient, but it does not strip
the district court of jurisdiction over the case.” (citations omitted)). And a
defendant’s knowing, voluntary, and unconditional guilty plea generally waives all
non-jurisdictional defects in the proceedings. United States v. Yunis,
723 F.2d 795,
796 (11th Cir. 1984). Because Griswald’s arguments are limited to the indictment’s
failure to charge knowledge under §§ 922(g)(1) and 924(a)(2), and that element is
not jurisdictional, he waived those arguments by pleading guilty.
Brown, 752 F.3d
at 1354 (“Given that the omission in [the defendant’s] indictment is not
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jurisdictional, [the defendant] waived any challenge to her indictment [when] she
entered into an unconditional guilty plea . . . .”).
The Guilty Plea
Griswald then argues that his guilty plea was involuntary because “he was
convicted without an admission or finding of an essential element.” He also argues
that his guilty plea violated rule 11(b)(1)(G), and the requirement that he be
informed of the “nature of [the] charge to which [he was] pleading,” because the
district court didn’t tell him that the government had to prove the knowledge
element.
At the plea colloquy, the district court had the government describe the
elements of felon-in-possession:
In order to prove possession of a firearm by a convicted felon the
government would have to show three things; number one, that
[Griswald] knowingly possessed the firearm as charged.
Number two, at the time he possessed the firearm[, Griswald]
had previously been convicted of a crime punishable by imprisonment
for a term exceeding one year.
And number three, that the possession of the firearm was in or
affecting interstate commerce or foreign commerce as well.
Griswald said that he understood that the government had to prove these elements
and stipulated to the facts in the plea agreement.
Where, as here, a defendant does not challenge his guilty plea or object to a
rule 11 violation in the district court, we review only for plain error. United States
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v. Moriarty,
429 F.3d 1012, 1018–19 (11th Cir. 2005); see also United States v.
Reed,
941 F.3d 1018, 1021 (11th Cir. 2019) (reviewing Rehaif claim for plain error).
To establish plain error, a defendant must show that (1) there is error, (2) the error
is plain, and (3) the error affects his substantial rights.
Moriarty, 429 F.3d at 1019;
see also Fed. R. Crim. P. 11(h) (“A variance from the requirements of this rule is
harmless error if it does not affect substantial rights.”). Where those three conditions
are met, we may exercise our discretion to correct the error only if it “seriously
affect[s] the fairness, integrity or public reputation of judicial proceedings.”
Moriarty, 429 F.3d at 1019 (quotation marks omitted) (alteration in original). A
defendant who pleads guilty cannot prove that his substantial rights were affected
unless he shows a “reasonable probability that, but for the error, he would not have
entered the plea.” United States v. Dominguez Benitez,
542 U.S. 74, 83 (2004). In
assessing whether an error affected Griswald’s substantial rights, we “may consult
the whole record.” United States v. Vonn,
535 U.S. 55, 59 (2002).
Griswald has not shown that he would not have entered his guilty plea, but for
the Rehaif error, because the record is clear he knew he was a convicted felon during
the plea colloquy. After his arrest, Griswald confirmed to law enforcement that he
was a convicted felon who had recently completed a term of probation for a felony
offense. Griswald understood at the plea colloquy that, “at the time he possessed the
firearm[, he] had been convicted of a crime punishable by imprisonment for a term
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exceeding one year,” and he stipulated in his plea agreement that he was previously
convicted of three felonies under Georgia law, had just completed probation for one
of those felonies, and “was a prohibited person at the time he possessed the
firearms.” We have held with similar facts that, despite the Rehaif error, the
defendant’s substantial rights were not affected. See
Moore, 954 F.3d at 1338
(holding that the Rehaif error did not affect the defendants’ substantial rights because
“the record clearly establish[ed] that both [defendants] knew they were felons”
where they, among other things, stipulated to their prior felonies);
Reed, 941 F.3d at
1021–22 (rejecting the defendant’s Rehaif claim because his stipulation at trial that
he had been convicted of a felony offense in the past, admission on cross-
examination that he knew he was not permitted to have a gun, and failure to object
to the presentence investigation report’s statement that he had served over eighteen
years in prison prior to his arrest for possessing a firearm “establish[ed] that [the
defendant] knew he was a felon [and thus could not] prove that the errors affected
his substantial rights or the fairness, integrity, or public reputation of his trial”).
Sentencing
Griswald also argues that the district court erred in finding that Georgia
aggravated assault under O.C.G.A § 16-5-21(a)(2) qualified as a crime of violence
under U.S.S.G. § 2K2.1(a)(3)(B). We don’t need to reach the crime-of-violence
issue because the district court said it would have imposed the same sentence even
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if it had not found that Griswald’s prior conviction was a crime of violence and had
used the lower guideline range.
In United States v. Keene,
470 F.3d 1347 (11th Cir. 2006), we held that a
guideline calculation error was harmless when (1) the district court clearly stated
that it would have imposed “exactly the same sentence” regardless of the alleged
error and (2) the sentence imposed was substantively reasonable even if the guideline
issue had been decided in the defendant’s favor.
Id. at 1348–49. To determine
whether a sentence is reasonable under Keene, we assume that the purported
guideline calculation error occurred, adjust the guideline range, and then ask whether
the sentence imposed was reasonable under the § 3553(a) factors.
Id. at 1349. The
defendant bears the burden of proving that his sentence was unreasonable in light of
the record and the § 3553(a) factors.
Id. at 1350.
Here, the district court stated with “100-percent confidence” that it would
have imposed Griswald’s 87-month sentence even if it had found that Georgia
aggravated assault was not a crime of violence and that the 70-to-87-month guideline
range applied. Our inquiry thus turns on whether Griswald’s 87-month sentence
would be substantively reasonable using the lower guideline range.
We review the substantive reasonableness of a sentence under a deferential
abuse-of-discretion standard. Gall v. United States,
552 U.S. 38, 51 (2007). In
evaluating the reasonableness of the sentence, we consider the totality of the
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circumstances. United States v. Gonzalez,
550 F.3d 1319, 1324 (11th Cir. 2008).
“A district court abuses its considerable discretion and imposes a substantively
unreasonable sentence only when it ‘(1) fails to afford consideration to relevant
factors that were due significant weight, (2) gives significant weight to an improper
or irrelevant factor, or (3) commits a clear error of judgment in considering the
proper factors.’” United States v. Rosales-Bruno,
789 F.3d 1249, 1256 (11th Cir.
2015) (quoting United States v. Irey,
612 F.3d 1160, 1189 (11th Cir. 2010) (en
banc)).
The 87-month sentence was not substantively unreasonable, even with the
lower guideline range. First, the sentence is within the lower guideline range of 70
to 87 months, and we expect sentences within the guideline range to be reasonable.
See United States v. Stanley,
739 F.3d 633, 656 (11th Cir. 2014) (“[W]hen the
district court imposes a sentence within the advisory [g]uidelines range, we
ordinarily will expect that choice to be a reasonable one.” (internal quotation marks
omitted)). Second, the sentence is 33 months below the 120-month statutory
maximum, which also indicates to us that the sentence is reasonable.
Id. (“A
sentence imposed well below the statutory maximum penalty is an indicator of a
reasonable sentence.”). Third, Griswald’s criminal history called for a guideline
sentence. This was the fourth time he had been convicted of a felony, having been
convicted of possession of cocaine in 2008, aggravated assault for threatening and
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striking someone with a gun in 2009, and attempting to elude police in a high-speed
chase in 2010. See
Rosales-Bruno, 789 F.3d at 1261 (“District courts have broad
leeway in deciding how much weight to give to prior crimes the defendant has
committed.”); see also 18 U.S.C. § 3553(a)(1) (“The court, in determining the
particular sentence to be imposed, shall consider the . . . history . . . of the defendant
. . . .”). And fourth, Griswald’s sentence is reasonable considering his relevant
conduct during the offense. See
id. (requiring the sentencing court to also consider
“the nature and circumstances of the offense”). Griswald was caught selling crack
cocaine to a confidential informant and possessing two firearms (one of which was
stolen and had an obliterated serial number), ammunition, cocaine, marijuana, and a
scale. In light of this conduct, the district court did not abuse its discretion by finding
that the offense was serious enough that there were “no grounds for . . . varying
downward.” We conclude that, even if the district court erred in calculating the
sentence, it appropriately considered the 3553(a) factors, did not give significant
weight to an improper or irrelevant factor, and committed no clear error of judgment
in its sentencing decision. See
Rosales-Bruno, 789 F.3d at 1256. The alleged
guideline error would have been harmless under Keene.
AFFIRMED. 1
1
The government’s motion to dismiss the appeal is DENIED.
11