JON O. NEWMAN, Circuit Judge.
This interlocutory appeal from the denial of a motion to dismiss primarily concerns an allegation of retaliatory action taken against a state court employee because of her refusal to engage in partisan political activity. Defendants-Appellants James C. Tormey, State Supreme Court Justice and District Administrative Judge for the Fifth Judicial District; Bryan R. Hedges, Judge of the Onondaga Family Court; John R. Voninski, the former Executive Assistant to Judge Tormey; and William F. Dowling, former law clerk to Judge
Accepting Morin's allegations as true for the purposes of this appeal, we agree with the District Court that neither the defense of qualified immunity nor Morin's alleged status as a policymaker has been established as a matter of law at this stage of the litigation. We therefore affirm.
Morin's affidavit alleged the following facts. She has been an employee of the New York State Unified Court System since 1983, became Deputy Chief Clerk of the OCFC in 1986, and became Chief Clerk in 1994. In the summer of 2002, Voninski, then Executive Assistant to District Administrative Judge Tormey, escorted Morin to Tormey's chambers. Tormey greeted Morin with a kiss and a hug and commended her for the "great job" she was doing. Tormey then told Morin that OCFC Judge David G. Klim was running for State Supreme Court Justice on the Democratic ticket against "good Republican friends of mine" and asked Morin if she "was a good Republican" and whether she "wanted to be a `team player.'" Tormey and Voninski demanded that Morin "provide negative information about Judge Klim with respect to his upcoming judicial election for Supreme Court" and "ordered [her] to `dish dirt' on Judge Klim." They requested her "to monitor Judge Klim's activities and to report his `comings and goings.'" Morin replied that it was not her position "to spy on judges during a judicial election" and that "it was repeatedly emphasized to me that I was not to engage in political activity involving the courts." She added that her only monitoring task was to maintain a list of each judge's cases that were approaching the 180-day deadline for disposing of cases. Hearing her response, Tormey and Voninski "became visibly angry," and Tormey "directed [her] to `get out of [his] office!'".
Shortly thereafter and continuing until 2006, Morin was subjected to various adverse employment actions taken in retaliation for her refusal to assist Tormey and Voninski in their political objectives. These actions included denial of her requests for resources and supplies, reassignment for temporary employment requiring four hours of commuting time, reassignment to a "cold, dank" basement office into which water leaked. In February 2006, Dowling told Morin that she had "pissed off the wrong person," that she "would be sorry [she] ever crossed his path," and that "he was going directly to Defendants Voninski and Tormey who `want to get rid of you.'" In March 2007 Morin was subjected to "involuntary removal" from her position as Chief Clerk and a "forced demotion."
The District Court denied the Defendants' motion for summary judgment, which was based on qualified immunity, concluding that, viewed in the light most favorable to the Plaintiff, her evidence showed a violation of her "constitutional
The Defendants took this interlocutory appeal to seek review of the denial of their motion for summary judgment based on qualified immunity. Morin moved to dismiss the interlocutory appeal, arguing that we lack jurisdiction to entertain such an appeal where the denial of the defense turns on the resolution of disputed facts, see O'Bert ex rel. Estate of O'Bert v. Vargo, 331 F.3d 29, 38 (2d Cir.2003). A motions panel referred the motion to dismiss to the merits panel.
"[T]he denial of a qualified-immunity-based motion for summary judgment is immediately appealable to the extent that the district court has denied the motion as a matter of law, although not to the extent that the defense turns solely on the resolution of questions of fact." Vargo, 331 F.3d at 38; see Salim v. Proulx, 93 F.3d 86, 89-91 (2d Cir.1996).
Had the District Court denied the Defendants' motion for summary judgment solely on the ground that their defense of qualified immunity turned on disputed issues of fact, we would have to dismiss the appeal, but since the Court ruled that on the Plaintiff's version of the facts, the Defendants are not entitled to summary judgment as a matter of law, we have jurisdiction to consider their appeal. Vargo, 331 F.3d at 38 ("[A] defendant may pursue an immediate appeal if he adopts the plaintiff's version of the facts, contending that the facts asserted by the plaintiff entitle the defendant to the defense of qualified immunity as a matter of law." (internal quotation marks and alterations omitted)); see Salim, 93 F.3d at 89.
(a) Retaliation in violation of the First Amendment. The parties challenge and defend the District Court's ruling as if this case concerned a public employee's expression of views. They debate the significance of Supreme Court decisions in Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006), Connick v. Myers, 461 U.S. 138, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983), and Pickering v. Board of Education, 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968). In these decisions, the Court ruled that whether adverse action could be taken against a public employee for expression of views turned on whether the employee expressed her views in the performance of her official duties or as a private citizen. But for the Pickering line of cases to apply, there must be an expression of views. In Pickering and Garcetti, the employee had expressed what unquestionably were views. The plaintiff in Pickering wrote a letter to a local newspaper concerning a proposed tax increase. 391 U.S. at 564, 88 S.Ct. 1731. The plaintiff in Garcetti authored a memorandum to his superiors expressing his view about irregularities in an affidavit supporting a search warrant. 547 U.S. at 413-14, 126 S.Ct. 1951. Connick does not precisely involve the expression of a view, but the questionnaire prepared and circulated to co-workers soliciting their views on office management practices, 461 U.S.
By contrast, Morin is suing to assert her First Amendment right not to be pressed into participating in partisan political activities. That right draws its decisional basis not from the Garcetti/Connick/Pickering trilogy, but from decisions such as Rutan v. Republican Party of Illinois, 497 U.S. 62, 110 S.Ct. 2729, 111 L.Ed.2d 52 (1990), Branti v. Finkel, 445 U.S. 507, 100 S.Ct. 1287, 63 L.Ed.2d 574 (1980), and Elrod v. Burns, 427 U.S. 347, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976). As the Court stated in Rutan, Elrod and Branti "decided that the First Amendment forbids government officials to discharge or threaten to discharge public employees solely for not being supporters of the political party in power, unless party affiliation is an appropriate requirement for the position involved." Rutan, 497 U.S. at 64, 110 S.Ct. 2729.
Morin did not initiate the expression of any views, nor did she volunteer comments on any issues, whether of public or private citizen concern. She just said, "No." Although the Defendants contend that Morin expressed a "view" that what she was asked to do did not fall within her official duties, her refusal cannot fairly be characterized as a "view" within the meaning of Pickering. To call her "No" answer to the demand that she engage in partisan political activities the expression of a "view" is to trifle with the viewpoint protection doctrine of the Garcetti/Connick/Pickering trilogy and to disregard the more fundamental and equally well-established protection of the Elrod/Branti/Rutan trilogy. Plaintiff expressed no political opinion; she simply asserted her right not to be pressed into political activity. The right to be free from retaliation based on political affiliation is not limited to members of an opposing political party, but extends to those who are perceived by those retaliating to be apolitical or insufficiently politically loyal.
Unlike a case such as McEvoy v. Spencer, 124 F.3d 92 (2d Cir.1997), which we noted presented issues "at the intersection of the doctrines set forth in" Pickering and Elrod, McEvoy, 124 F.3d at 94; see id. at 99-100 n. 4, this case is plainly governed by the Elrod/Branti/Rutan trilogy. In short, the issue in this case is whether the Plaintiff could be retaliated against based on her political affiliation (or non-affiliation), not whether she could be retaliated against based on any protected speech.
On the facts alleged by Morin, which the Defendants acknowledge they are accepting as true for purposes of this attempt to have the case dismissed as a matter of law on the ground of qualified immunity, Morin is clearly entitled to proceed to trial at which the Defendants will have an opportunity to challenge her claim that the Defendants unlawfully retaliated against her for exercising her right to decline to participate in political activity.
(b) Policymaker exception. The Defendants also challenge the District Court's ruling on the ground that Morin was a policymaker. The Supreme Court has recognized that there is a "policymaker" exception to the Elrod/Branti/Rutan trilogy,
Morin is exempt from civil service protection, has some technical competence (although she is not required to be an attorney), and has contact with elected judges, but she has only two employees working for her and has no hiring authority,
Thus, the Vezzetti factors, which are non-exclusive, see Vezzetti, 22 F.3d at 486, tilt on balance against a policymaker role. More significantly, as the Defendants recognize, "[t]he ultimate question is whether party affiliation is an appropriate requirement for the effective performance of the public offic[e] involved," Brief for Defendants-Appellants at 24 (citing Gronowski v. Spencer, 424 F.3d 285, 292 (2d Cir.2005)) Nothing in the record indicates that political activity or ideology was necessary to the effective performance of Morin's position as Chief Clerk of the OCFC, and the Defendants have not argued that political loyalty to Voninski and Tormey was an appropriate job requirement.
While there may be circumstances in which a judge elected on a platform of institutional reform may require a politically compatible chief clerk, nothing in the record before us indicates that this was true at the OCFC. Thus, the District Court did not err in concluding as a matter of law that, on the record thus far developed, Morin was not a policymaker exempt from First Amendment protection.
The Defendants have also failed to establish that it was objectively reasonable for them to believe that Morin was a policymaker such that they would be entitled to qualified immunity. See Danahy v. Buscaglia, 134 F.3d 1185, 1189 (2d Cir. 1998). While, as we have noted, a few of the factors relevant to determining policymaker status pointed toward that status, the Defendants have failed to present any evidence to establish a reasonable belief in the fundamental point: that Morin's job legitimately required political affiliation, that is, that there was a "rational connection" between her "shared ideology" with the Defendants and her job performance, see Savage, 850 F.2d at 68. On the present record, the District Judge did not err in concluding as a matter of law that the Defendants could not reasonably have believed that Morin was a policymaker.
The order of the District Court is affirmed.