Filed: Nov. 14, 2011
Latest Update: Feb. 22, 2020
Summary: 10-3043-cr United States v. Cruz UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDE
Summary: 10-3043-cr United States v. Cruz UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER..
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10-3043-cr
United States v. Cruz
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED
ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE
PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A
DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST
SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals
2 for the Second Circuit, held at the Daniel Patrick Moynihan
3 United States Courthouse, 500 Pearl Street, in the City of
4 New York, on the 14th day of November, two thousand eleven.
5
6 PRESENT: DENNIS JACOBS,
7 Chief Judge,
8 JON O. NEWMAN,
9 GERARD E. LYNCH,
10 Circuit Judges.
11
12 - - - - - - - - - - - - - - - - - - - -X
13 UNITED STATES OF AMERICA,
14 Appellee,
15
16 -v.- 10-3043-cr
17
18 RENE SOLIS CRUZ,
19 Defendant-Appellant.
20 - - - - - - - - - - - - - - - - - - - -X
21
22 FOR APPELLANT: James P. Egan, Federal Public
23 Defender (Lisa Peebles, on the
24 brief).
25
26 FOR APPELLEE: Brenda K. Sannes, for Richard S.
27 Hartunian, United States
28 Attorneys Office for the
29 Northern District of New York,
30 New York, New York (Tamara B.
31 Thomson, on the brief).
1
1 Appeal from a judgment of the United States District
2 Court for the Northern District of New York (Suddaby, J.).
3
4 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED
5 AND DECREED that the judgment of the District Court be
6 AFFIRMED.
7
8 Rene Solis Cruz appeals from a judgment convicting him
9 of failing to register or update his registration as a sex
10 offender in violation of 18 U.S.C. § 2250, as required by
11 the Sex Offender Registration and Notification Act
12 (“SORNA”), 42 U.S.C. §§ 16901, et seq. Cruz challenges (1)
13 the District Court decision denying his motion to dismiss
14 the indictment, (2) his conviction, and (3) his sentence.
15 We assume the parties’ familiarity with the underlying
16 facts, the procedural history, and the issues presented for
17 review.
18 [1] Cruz moved to dismiss the indictment on the ground that
19 SORNA exceeds Congress’s authority under the Commerce
20 Clause, violates the Non-Delegation Doctrine, and cannot be
21 applied against him because SORNA has not been implemented
22 by Pennsylvania and New York. Cruz concedes that each of
2
1 these arguments is foreclosed by this Court’s precedents in
2 United States v. Fuller, 627 F.3d 499 (2d Cir. 2010); United
3 States v. Van Buren,
599 F.3d 170 (2d Cir. 2010); United
4 States v. Guzman,
591 F.3d 83 (2d Cir. 2010); and United
5 States v. Hester,
589 F.3d 86 (2d Cir. 2009) (per curiam).
6 See Cruz Reply Br. at 1 n.1.
7 Cruz argues that SORNA violates the Commerce Clause as
8 applied to him because there was an insufficient connection
9 between his interstate travel and his failure to register.
10 Cruz was obligated to register, traveled interstate, and
11 thereafter failed to register. A sufficient connection was
12 established (if further connection was required) by Cruz’s
13 statement to a parole officer that he left New York because
14 he did not want to be on parole there and had failed to
15 provide a change of address to avoid being found by the
16 authorities.
17 [2] Cruz also challenges the sufficiency of the evidence.
18 On appeal following a bench trial, we review sufficiency
19 using the “same deferential standard” used when examining a
20 jury’s verdict: could “‘any rational trier of fact . . .
21 [find] the essential elements of the crime beyond a
22 reasonable doubt.’” United States v. Mazza-Alaluf,
621 F.3d
3
1 205, 209 (2d Cir.), cert. denied,
131 S. Ct. 583 (2010)
2 (quoting United States v. Aguilar,
585 F.3d 652, 656 (2d
3 Cir. 2009)). We “will set aside a district court’s findings
4 of fact [after a bench trial] only if they are clearly
5 erroneous.” United States v. Coppola,
85 F.3d 1015, 1019
6 (2d Cir. 1996).
7 Cruz concedes that his first argument -- that he had no
8 obligation to update his registration when he left the
9 shelter because he had not yet established a new residence -
10 - is foreclosed by Van
Buren, 599 F.3d at 175. See Cruz’s
11 Reply Br. at 1 n.1. When Cruz left the shelter, he
12 terminated his residence there, which constituted a change
13 of address under SORNA, requiring an updated registration
14 within three business days. 42 U.S.C. § 16913(c); Van
15
Buren, 599 F.3d at 175.
16 Second, Cruz argues that insufficient evidence was
17 presented to establish that he was made aware of his
18 registration obligations under SORNA. “[I]gnorance of the
19 law is not [generally] a valid defense to a criminal
20 prosecution,”
Hester, 589 F.3d at 91, and Cruz cannot avail
21 himself of the narrow exception to that general rule
22 regarding criminal prosecutions predicated on notice or on
4
1 registration, because he had notice of his obligation to
2 register with the state, id.; see also Fuller, 627 F.3d at
3 507-08. In any event, Cruz was informed of his federal
4 registration obligations on at least one occasion, and he
5 conceded (after he was captured) that he knowingly failed to
6 register in Pennsylvania because he did not want to get
7 caught. See 18 U.S.C. § 2250(a)(3);
Fuller, 627 F.3d at
8 507-08; accord
Hester, 589 F.3d at 91-92.
9 [3] Cruz contends that the District Court should have
10 granted him a reduction in sentence because, as he sees it,
11 he accepted responsibility for his offense. See U.S.S.G. §
12 3E1.1, Application Note 2 (“[i]n rare situations,” a
13 defendant can proceed to trial and be convicted and still be
14 eligible for an acceptance-of-responsibility reduction if,
15 “for example, . . . a defendant goes to trial to assert and
16 preserve issues that do not relate to factual guilt (e.g.,
17 to make a constitutional challenge to the statute or a
18 challenge to the applicability of a statute to his
19 conduct)”). The District Court’s refusal of a two-level
20 reduction for acceptance of responsibility “‘should not be
21 disturbed unless it is ‘without foundation.’” United States
5
1 v. Taylor, 475 F.3d 65, 68 (2d Cir. 2007) (quoting United
2 States v. Harris,
13 F.3d 555, 557 (2d Cir. 1994)).
3 Cruz cannot sustain his burden of demonstrating that
4 this is one of the rare situations where he is qualified for
5 an adjustment in sentence due to acceptance of
6 responsibility even though he proceeded to trial. See
7 United States v. Smith,
174 F.3d 52, 55 (2d Cir. 1999).
8 Even on appeal, Cruz continues to maintain that there was
9 insufficient evidence to support his guilt. See United
10 States v. Paredes-Batista,
140 F.3d 367, 381 (2d Cir. 1998).
11 Plus, if Cruz sought only to preserve his constitutional
12 challenges to SORNA (as he says), he could have
13 conditionally pleaded guilty and preserved those challenges.
14 See, e.g., United States v. Brewer,
628 F.3d 975 (8th Cir.
15 2010). That Cruz expressed remorse and responsibility
16 during sentencing -- after putting the government to its
17 burden of proof during trial -- does not compel the
18 conclusion that he accepted responsibility, see U.S.S.G. §
19 3E1.1, Application Note 2, especially in light of his
20 statement after capture that he failed to register after
21 leaving the state to avoid being caught by the authorities.
6
1 Finding no merit in Cruz’s remaining arguments, we
2 hereby AFFIRM the judgment of the District Court.
3
4 FOR THE COURT:
5 Catherine O’Hagan Wolfe, Clerk
6
7
7
