POOLER, Circuit Judge:
Azerbaijan reclaimed its independence in 1991 following the collapse of the Soviet Union, gaining control over its rich stores of oil and natural gas. In the mid-1990s, Azerbaijan began privatizing various state assets. The candidates for privatization included the state-owned oil company, SOCAR. The government alleged that in an attempt to capitalize on this opportunity, Viktor Kozeny and Frederic Bourke Jr. conspired with others in a scheme to illegally purchase SOCAR by bribing the Azerbaijani president and other officials. After a jury trial, Bourke was convicted of conspiring to violate the Foreign Corrupt Practices Act ("FCPA"), 15 U.S.C. § 78dd—1 et seq., 18 U.S.C. § 371, and the Travel Act, 18 U.S.C. § 1953, and of making false statements in violation of 18 U.S.C. § 1001. The district court denied Bourke's motions for new trial and for judgment of acquittal.
On appeal, Bourke vigorously attacks his conviction on several fronts, including (1) the correctness of the jury instructions given, (2) the sufficiency of the evidence, and (3) the propriety of certain evidentiary
Bourke co-founded the accessory company Dooney & Bourke, and considers himself an inventor, investor and philanthropist. In the mid-1990s, Bourke met Viktor Kozeny. Dubbed the "Pirate of Prague" by Fortune magazine, Kozeny is an international entrepreneur known for shady dealings. In a December 1996 article, Fortune detailed how Kozeny and his partner engaged in massive fraud during the privatization of the state-owned industries in the Czech Republic, including engaging in insider trading, purchasing state secrets and participating in various other unsavory business practices. Testimony at trial established that Bourke was aware of Kozeny's "Pirate of Prague" moniker.
In the late 1990s, Azerbaijan began converting state-controlled industries to private ownership through a voucher-based initiative, similar to the one used in the Czech Republic. Among the assets being considered for privatization was SOCAR, the state-owned Azerbaijani oil company. However, observers considered it unlikely that SOCAR would ever actually be privatized, given its economic importance to the country. As part of the privatization process, the Azerbaijani government issued each citizen a voucher book with four coupons. The coupons, which could be freely traded, were used to bid at auction for shares of state-owned enterprises being privatized. Foreigners seeking to participate in the auctions needed to pair their vouchers with options issued by the State Property Committee ("SPC"), the entity charged with administrating the privatization process. Every coupon needed to be matched with an option, so to bid a complete voucher book a foreigner needed to match the four coupons with four options. Voucher books sold for roughly $12.
In May 1997, Kozeny invited Bourke to travel with him to examine potential investments. Their journey included a stop in Azerbaijan. Kozeny created two entities upon returning from the trip: the Minaret Group, an investment bank; and Oily Rock, an entity formed to purchase and own the privatization vouchers issued by the Azerbaijani government. Kozeny recruited Thomas Farrell to work for the entities, and instructed Farrell and other employees to start purchasing vouchers. The vouchers were purchased using U.S. currency flown in on private jets from Zurich or Moscow. Altogether, about $200 million worth of vouchers were purchased.
Kozeny and Farrell were introduced to Ilham Aliyev, the then president's son and vice-president of SOCAR. Aliyev introduced the two to Nadir Nasibov, chair of the SPC, and his deputy, Barat Nuriyev. Kozeny discussed acquiring SOCAR at auction with Nuriyev—an auction that would not be conducted absent a presidential decree. As part of a scheme to purchase SOCAR, Kozeny and Nuriyev agreed that all future purchases of vouchers would be made through Nuriyev and his confederates. Nuriyev told Kozeny purchasing SOCAR would require one million vouchers (four million coupons paired with four million options). Nuriyev also made clear that an "entry fee" would need to be paid to various Azerbaijani officials, including President Aliyev, in the range of $8 to $12 million dollars. The "entry fee" was intended to encourage the president to approve SOCAR's privatization. Kozeny agreed to pay the "fee," with Farrell delivering cash payments to Nuriyev to pass on to the president.
In addition, Nuriyev demanded that two-thirds of Oily Rock's voucher books and options be transferred to Azerbaijani
This development spurred Kozeny to start seeking out additional investors, an effort he kicked off with a lavish holiday party at his home in Aspen, Colorado. Bourke attended, as did Tom McCloskey, another Aspenite who previously invested in Oily Rock. In January, 1998 Kozeny took a group of potential investors to Azerbaijan, including Bourke and his friend, Robert Evans. The group met with Nuriyev and toured the Minaret Group offices. Carrie Wheeler traveled with the group on behalf of a potential investor. She testified that, "it seemed like the gist of the meeting was to communicate [to] investors that [Kozeny] had a relationship with the government in some way."
Bourke and Evans returned to the Azerbaijani capital, Baku, with Kozeny in February 1998. Bodmer—who traveled separately—testified that Bourke approached him in Baku and questioned him regarding the Azerbaijanis. Bodmer testified that during this so-called "walk-talk," he told Bourke of the nature of the bribery scheme and the corporate structures created to carry it out. Bodmer conveyed the substance of his conversation with Bourke to Rolf Schmid, an associate at Bodmer's law firm. Schmid memorialized Bodmer's description of the conversation years later in a memorandum:
After traveling to Baku, Bourke set up Blueport, an investment company incorporated in the British Virgin Islands, and invested $7 million in the company. He also recruited other American investors to invest via Blueport, including former Senator George Mitchell. Over time, Blueport would invest roughly $8 million in Oily Rock. In April 1998, Bourke traveled back to Baku for the official opening of the Minaret offices. Mitchell also traveled to Baku for this event, and met with President Aliyev to discuss Oily Rock's investment. Following his conversation, Mitchell told Bourke and Kozeny that the president intended to go forward with SOCAR's privatization. During this same period, Bourke also asked Farrell several times whether "Viktor [was] giving enough" and "[h]as Viktor given them enough money?"
Bourke made another trip to Baku shortly after the Minaret office opening. When he returned home, Bourke contacted his attorneys to discuss ways to limit his potential FCPA liability. During the call, Bourke raised the issue of bribe payments and investor liability. Bourke's attorneys advised him that being linked to corrupt practices could expose the investors to FCPA liability. Bourke and fellow Oily
In mid-1998, Kozeny and Bodmer told Bourke that an additional 300,000,000 shares of Oily Rock would be authorized and transferred to the Azeri officials. Bourke told a Minaret employee, Amir Farman-Farma, that "Kozeny had claimed that the dilution was a necessary cost of doing business and that he had issued or sold shares to new partners who would maximize the chances of the deal going through, the privatization being a success."
Bodmer set up a Swiss bank account for several Azeri officials—including Nuriyev, his son and another relative, as well as President Aliyev's daughter. From May to September 1998, nearly $7 million in intended bribe payments was wired to these accounts. In addition to the evidence of cash bribes, the government adduced evidence that Bourke and other conspirators arranged and paid for medical care, travel and lodging in the United States for both Nuriyev and his son.
By the end of 1998, Kozeny had abandoned all hope of SOCAR's privatization, and began winding down the investment scheme. The Minaret Group fired most of its employees by the end of January 1999, and drastically reduced the pay of the few who remained. Kozeny told the investors that the vouchers were worthless, good only for "wallpaper." Around the same time, Bourke resigned from the advisory company boards. As time went on, the privatization scheme became an issue in civil litigation by investors in the United Kingdom. Kozeny's attorneys contacted the U.S. Attorney's office in late 2000, and Bourke was subsequently advised he was the subject of an investigation. Bourke entered into a proffer agreement on April 26, 2002. Bourke also waived attorney-client privilege and instructed his attorneys to answer questions from investigators. During his proffer sessions, Bourke was asked specifically about whether Kozeny made corrupt payments, transfers and gifts to Azeri officials, and Bourke denied any such knowledge.
On May 12, 2005, Bourke, Kozeny and David Pinkerton, a managing director for American International Group responsible for its investments in Oily Rock and Minaret, were indicted. Kozeny remains a fugitive in the Bahamas and has never faced trial. The indictment charged Bourke with five counts of violating FCPA, 15 U.S.C. § 78dd-1 et seq.; two counts of violating the Travel Act, 18 U.S.C. § 1952; one count of conspiracy to violate FCPA and the Travel Act, 18 U.S.C. § 371; two counts of money laundering, 18 U.S.C. § 1956; one count of conspiracy to commit money laundering, 18 U.S.C. § 371; and one count of making false statements to FBI agents, 18 U.S.C. § 1001. Bourke moved to dismiss all of the counts of the indictment save the false statement charge on statute of limitations grounds. The district court partially granted his motion, United States v. Kozeny, 493 F.Supp.2d 693 (S.D.N.Y.2007), and this Court affirmed, United States v. Kozeny, 541 F.3d 166 (2d Cir.2008). Bourke ultimately went to trial on three counts: conspiracy to violate FCPA and the Travel Act, conspiracy to launder money, and making false statements to the FBI.
The trial lasted five weeks. At the close of the government's case, Bourke moved
Bourke raises numerous challenges to his conviction. He primarily argues the district court erred in (1) instructing the jury, (2) allowing his conviction to stand without being supported by sufficient evidence, and (3) certain evidentiary rulings. We address each of his arguments in turn.
Bourke challenges the jury instructions on four primary grounds. First, he argues the district court erred in refusing to instruct the jury that it needed to agree unanimously on a single overt act committed in furtherance of the conspiracy. Second, he argues the district court improperly charged the jury on conscious avoidance because (1) there was no factual basis for such a charge; and (2) the government waived its reliance on the conscious avoidance theory. Third, he argues the district court erred by failing to instruct the jury that the government needed to prove Bourke acted "corruptly" and "willfully" to sustain a conviction on FCPA conspiracy. Finally, he argues the district court erred in failing to give the jury Bourke's proposed good-faith instruction.
We review claims of error in jury instructions de novo. United States v. Wilkerson, 361 F.3d 717, 732 (2d Cir.2004). "An erroneous instruction, unless harmless, requires a new trial." Anderson v. Branen, 17 F.3d 552, 556 (2d Cir. 1994). An error is harmless if it is "clear beyond a reasonable doubt that a rational jury would have found the defendant guilty absent the error." Neder v. United States, 527 U.S. 1, 18, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999). "[A] defendant who requests an instruction bears the burden of showing that the requested instruction accurately represented the law in every respect and that, viewing as a whole the charge actually given, he was prejudiced." Wilkerson, 361 F.3d at 732 (internal quotation marks omitted).
Bourke seeks to overturn his conviction on the ground that the district court erred in refusing to instruct the jury that it needed to agree unanimously on the specific overt act committed in furtherance of the conspiracy. He relies on the Eighth and Ninth Circuits, arguing both require jury unanimity on a specific overt act. Our reading of the cases finds each stands on its own facts, rather than for the proposition Bourke relies on. In United States v. Haskell, the Eighth Circuit approved a charge instructing the jury that "in order to return a verdict of guilty, you must unanimously agree upon which act was done." 468 F.3d 1064, 1074-75 (8th Cir. 2006). There was no discussion about whether such charge was always required when charging on overt acts, just that the particular charge in question sufficed. Id. The Ninth Circuit in United States v. Jones addressed the issue in a similarly oblique manner. See 712 F.2d 1316, 1322 (9th Cir.1983). A fair reading of both Haskell and Jones suggests that the Eighth and Ninth Circuits were simply
Conversely, the Fifth and the Seventh Circuits hold that the jury need not agree unanimously on the specific overt act committed in furtherance of a conspiracy in order to convict. In United States v. Sutherland, the Fifth Circuit held:
656 F.2d 1181, 1202 (5th Cir.1981). Similarly, in United States v. Griggs, the Seventh Circuit found the jury did not need to unanimously agree on a particular overt act to convict on conspiracy:
569 F.3d 341, 343 (7th Cir.2009) (citations omitted).
We have not yet decided the issue on direct review. However, in United States v. Shaoul, we considered the issue under a plain error review. 41 F.3d 811, 817 (2d Cir.1994). In Shaoul, defendant argued, for the first time on appeal, that the district court erred when it failed to instruct the jury that it needed to unanimously agree on which overt acts took place in furtherance of the conspiracy. Id. The district court gave a general unanimity instruction, to wit, that "[t]o report a verdict, it should be unanimous." Id. Applying a plain error review, we found that even if the jurors had to agree on which particular act the defendant committed, "the district court was required only to instruct the jury generally about its duty to return a unanimous verdict." Id. at 819.
In Richardson v. United States, the Supreme Court examined whether a jury must agree unanimously about which specific violations were committed as part of the "continuing series of violations" that make up a continuing criminal enterprise under 21 U.S.C. § 848(c). 526 U.S. 813, 815, 119 S.Ct. 1707, 143 L.Ed.2d 985 (1999). The Court held that the jury must agree that a defendant committed each of the violations comprising the "continuing series." Id. While a jury "cannot convict unless it finds that the Government has proved each element" of the charged crime, the jury "need not always decide unanimously which of several possible sets of underlying brute facts make up a particular element." Id. at 817, 119 S.Ct. 1707. The Richardson Court aptly described the distinction between a brute fact and an element of the crime:
Id.
We agree with the district court's rationale, and hold that the jury
The district court instructed the jury on conscious avoidance as part of its charge on the substantive FCPA violation (Count One):
"A conscious avoidance instruction permits a jury to find that a defendant had culpable knowledge of a fact when the evidence shows that the defendant intentionally avoided confirming the fact." United States v. Ferrarini, 219 F.3d 145, 154 (2d Cir.2000). The jury may be instructed on conscious avoidance only where "(1) the defendant asserts the lack of some specific aspect of knowledge required for conviction, and (2) the appropriate factual predicate for the charge exists, i.e., the evidence is such that a rational juror may reach the conclusion beyond a reasonable doubt that the defendant was aware of a high probability of the fact in dispute and consciously avoided confirming that fact." Id. (internal quotation marks, alterations and citation omitted). Without either of those factors, as we explained in Ferrarini:
Id. at 157.
Bourke first argues that the conscious avoidance charge lacks a factual predicate. We disagree. While the government's primary theory at trial was that he had actual knowledge of the bribery scheme, there is ample evidence to support a conviction based on the alternate theory of conscious avoidance. The testimony at trial demonstrated that Bourke was aware of how pervasive corruption was in Azerbaijan generally. Bourke knew of Kozeny's reputation as the "Pirate of Prague." Bourke created the American advisory companies to shield himself and other American investors from potential liability from payments made in violation of FCPA, and joined the boards of the American companies instead of joining the Oily Rock board. In so doing, Bourke enabled himself to participate in the investment without acquiring actual knowledge of Oily Rock's undertakings.
The strongest evidence demonstrating that Bourke willfully avoided learning whether corrupt payments were made came from tape recordings of a May 18, 1999 phone conference with Bourke, fellow investor Friedman and their attorneys, during which Bourke voiced concerns about whether Kozeny and company were paying bribes:
Later in the conversation, Bourke remarks:
He goes on to say:
Finally, Bourke's attorney testified that he advised Bourke that if Bourke thought there might be bribes paid, Bourke could not just look the other way. Taken together, a rational juror could conclude that Bourke deliberately avoided confirming his suspicions that Kozeny and his cohorts may be paying bribes.
Of course, this same evidence may also be used to infer that Bourke actually knew about the crimes. See United States v. Svoboda, 347 F.3d 471, 480 (2d Cir. 2003). Relying on Ferrarini, 219 F.3d at 157, Bourke argues that the conscious avoidance charge was given in error because the government argued Bourke actually knew of the bribes. We disagree. In Svoboda, we held that:
347 F.3d at 480 (citation, emphasis and internal quotation marks omitted); see also United States v. Carlo, 507 F.3d 799, 802 (2d Cir.2007) ("The conscious avoidance charge was appropriate because [defendant] asserted that he did not know that his statements were false and the government presented an adequate factual predicate for the charge."); United States v. Aina-Marshall, 336 F.3d 167, 171 (2d Cir.2003) (approving conscious avoidance charge where defendant "admitted possession of contraband but . . . denied knowledge of its nature," because "the defendant herself has directly put in issue whether the circumstances were such as to alert her to a high probability that the goods were contraband and what steps she took to learn of the extent of that danger").
It is not uncommon for a finding of conscious avoidance to be supported primarily by circumstantial evidence. Indeed, the very nature of conscious avoidance makes it unlikely that the record will contain directly incriminating statements. Just as it is rare to find direct record evidence of an employer stating, "I am not going to give you a raise because you are a woman," it is highly unlikely a defendant will provide direct record evidence of conscious avoidance by saying, "Stop! I think you are about to discuss a crime and I want to be able to deny I know anything about it!" Here, the evidence adduced by the government at trial suffices to support the giving of a conscience avoidance charge.
Finally, Bourke argues that the conscious avoidance charge improperly allowed the jury to convict him based on negligence, rather than based on evidence that he avoided learning the truth. As detailed above, the record contains ample evidence that Bourke had serious concerns about the legality of Kozeny's business practices and worked to avoid learning exactly what Kozeny was doing. Bourke also argues that the risk of the jury convicting on negligence was heightened here because the district court erroneously admitted the testimony of Wheeler and James Rossman, the attorney also conducting due diligence for Texas Pacific Group ("TPG"). At one time, TPG considered investing with Kozeny, but decided against it. Rossman and Wheeler testified regarding the due diligence they undertook on Oily Rock. Rossman testified that as part of his due diligence, he traveled to Switzerland to meet with Bodmer, and that Bodmer provided Rossman with documents related to the Oily Rock investment. Bodmer also discussed the involvement of the Azeri investors with Rossman. Based on his conversations with Bodmer, and his knowledge of Kozeny's reputation gleaned from news articles, Rossman advised TPG that Oily Rock "was a dumb investment," with "a significant risk because of the lack of information about the other shareholders, [and because] there could be a FCPA issue."
We find no grounds supporting the proposition that Wheeler and Rossman's testimony, coupled with the jury charge, allowed Bourke to be convicted based on negligence. The government offered the testimony to demonstrate that others with access to the same sources of information available to Bourke were able to figure out Kozeny's scheme and avoid participating.
Finally, the district court specifically charged the jury not to convict based on negligence. There is no reason to suspect that the jury ignored that instruction.
Bourke argues that the district court erred by failing to instruct the jury that it must find he acted "corruptly" and "willfully," because that is the mens rea necessary to sustain a conviction on a substantive FCPA offense. In giving the charge on conspiracy, the district court instructed the jury that:
Earlier, when charging on the conspiracy FCPA count, the district court instructed the jury as to the elements of a substantive FCPA offense:
The district court prefaced its instruction on the substantive elements with:
We need not decide if Bourke properly preserved this issue for appellate review, because we find the charge proper under either a de novo or plain error standard. Bourke relies on United States v. Feola, 420 U.S. 671, 686, 95 S.Ct. 1255, 43 L.Ed.2d 541 (1975), for the proposition that "in order to sustain a judgment of conviction on a charge of conspiracy to violate a federal statute, the Government must prove at least the degree of criminal intent necessary for the substantive offense itself." Bourke maintains that Feola requires the government to prove at least the specific mens rea for the underlying substantive offense, and the district court erred in not so instructing the jury. In Feola, the Supreme Court considered whether, in order to convict for conspiracy to assault federal officers, the government had to prove that the defendants knew the victims were federal officers. Id. at 684, 95 S.Ct. 1255. The Supreme Court answered in the negative. Id. It went on to hold that "where a substantive offense embodies only a requirement of mens rea as to each of its elements, the general federal conspiracy statute requires no more." Id. at 692, 95 S.Ct. 1255.
Here, the district court instructed the jury to make the necessary findings. The district court instructed the jury that to convict, it must find that he knew of the conspiracy's object, and that Bourke intended for that object to be accomplished. The district court further instructed the jury that one possible object of the conspiracy was to violate FCPA, and to violate FCPA one must act "corruptly" and "willfully." Thus, the district court properly instructed the jury that it must find Bourke knowingly entered a conspiracy that had the object of corruptly and willfully bribing foreign officials and that Bourke intended to aid in achieving this object. Moreover, the jury charge that Bourke urged the district court to adopt would require the jury to find Bourke willfully and corruptly joined a conspiracy to willfully and corruptly bribe foreign government officials—an absurd result unsupported by law. We find no error.
"A defendant is entitled to a jury charge which reflects his defense." United States v. Doyle, 130 F.3d 523, 540 (2d Cir.1997). "A conviction will not be overturned for refusal to give a requested charge, however, unless that instruction is legally correct, represents a theory of defense with basis in the record that would lead to acquittal, and the theory is not effectively presented elsewhere in the charge." Id. (internal quotation marks omitted).
Bourke argues the district court erred in not giving the jury a separate good faith instruction with respect to FCPA and false statement counts. Even assuming arguendo that Bourke's proposed instruction was legally correct with an adequate basis in the record, his argument fails because the theory was effectively presented elsewhere in the charge. The district court instructed the jury that the government did not meet its burden if the defendant "merely failed to learn the fact through negligence or if the person
The instructions given here were strikingly similar to the ones given in Doyle. There, we found that:
130 F.3d at 540-41. The failure to give a specific good faith charge does not require a reversal.
We review decisions to admit or exclude evidence for abuse of discretion. United States v. Massino, 546 F.3d 123, 128 (2d Cir.2008). In evaluating whether testimony should have been excluded based on Fed.R.Evid. 403, we have explained that:
Id. at 132 (citations, brackets, and internal quotation marks omitted).
Bourke challenges a number of the district court's evidentiary rulings, including the decision to admit testimony from Wheeler and Rossman. For the reasons discussed above, we find no abuse of discretion in admitting their testimony.
Bourke argues the district court abused its discretion in not permitting him to introduce the testimony of Bruce Dresner, vice president for investments at Columbia University. Columbia also invested in Oily Rock through Omega Advisors, a hedge fund. Dresner oversaw that investment. Bourke sought to admit the testimony to serve as a benchmark for the type of due diligence undertaken by others, and to demonstrate that others also asked questions about potential FCPA liability. The district court precluded Dresner's testimony as irrelevant—a holding well within its discretion. Dresner invested in the hedge fund Omega Advisors, not directly in Oily Rock, which necessarily required different due diligence. Dresner did not travel to Azerbaijan, and did not
Bourke also challenges the district court's refusal of his request to cross-examine Farrell regarding certain matters discussed under seal. The seal was imposed to protect confidential investigations. For the reasons set forth by the district court at the May 21, 2009, conference, we find no abuse of discretion.
At trial, the government was permitted to introduce a portion of a memorandum written for Bodmer by his associate, Rolf Schmid, that included an account of Bodmer's February 1998 conversation with Bourke about the corrupt scheme. Bodmer testified that while in Baku with Bourke, Bodmer told Bourke about the particulars of the corrupt arrangements, including that the Azeri government officials would receive two-thirds of the vouchers in an arrangement that would allow the Azeri officials to incur no risk. The defense called Bodmer's recollection of this conversation into question because Bodmer had trouble remembering exactly when the conversation took place. The government then sought to salvage Bodmer's testimony by having Schmid testify that Bodmer had told Schmid of his conversation with Bourke, and memorialized that conversation in a memo. The government sought to admit that portion of the memo referencing the conversation as a prior consistent statement of Schmid under Federal Rule of Evidence 801(d)(1)(B).
While he objected to its admission below, on appeal, Bourke does not argue that the portion of the memo introduced at trial was inadmissible. Instead, he argues the entire memo ought to have been admitted into evidence, under both the rule of completeness and as a prior inconsistent statement of Bodmer. We are skeptical that the portions of the memo introduced by the government at trial were admissible. However, any error in that regard was harmless. Further, we find no abuse of discretion in the district court's decision not to admit the entirety of the memo. The memo was prepared by Schmid in response to a request for information by lawyers suing Kozeny over the collapse of the privatization scheme. Schmid was charged with drafting the response. The admitted portion of the memo states:
Bourke argues that while this portion of the memo seemingly supports Bodmer's trial testimony about the walk-talk, the redacted portion contradicts Bodmer's testimony. The redacted portion states in relevant part:
In another portion, the memo states:
Under the rule of completeness, "[w]hen a writing or recorded statement or part thereof is introduced by a party, an adverse party may require the introduction at the time of any other part or any other writing or recorded statement which ought in fairness to be considered contemporaneously with it." Fed.R.Evid. 106 [2010]. Omitted portions of the "statement must be placed in evidence if necessary to explain the admitted portion, to place the admitted portion in context, to avoid misleading the jury, or to ensure fair and impartial understanding of the admitted portion." United States v. Johnson, 507 F.3d 793, 796 (2d Cir.2007) (quotation marks omitted). "The completeness doctrine does not, however, require the admission of portions of a statement that are neither explanatory of nor relevant to the admitted passages." Id. (quotation marks omitted).
The district court did not abuse its discretion in declining to admit the entirety of the memo. Schmid testified that the parts of the memo discussing the legality of the transactions were based on his own understanding and opinions, and that he did not consult Bodmer in drafting the memorandum. Schmid's legal opinions were therefore irrelevant. Importantly, the memo was offered to corroborate Schmid's testimony that Bodmer had told him he discussed the two-thirds/one-third split with Bourke. The memo was offered as a prior consistent statement of Schmid, not of Bodmer. Thus, the rule of completeness does not require that the entire memo be admitted, because Schmid's legal analysis, recollection and understandings are not relevant.
Bourke challenges his conviction on the false statements count (Count III) on the ground that the verdict is not supported by sufficient evidence. A defendant challenging the sufficiency of the evidence bears a heavy burden, because the reviewing court is required to draw all permissible inferences in favor of the government and resolve all issues of credibility in favor of the jury verdict. United States v. Desena, 287 F.3d 170, 176-77 (2d Cir.2002). We must affirm the conviction if "any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979) (emphasis omitted). While circumstantial evidence may support a conviction, the conviction cannot "rest on mere speculation or conjecture." United States v. Pinckney, 85 F.3d 4, 7 (2d Cir. 1996).
Count Three charges that Bourke falsely stated during four proffer statements with the FBI that he was unaware that Kozeny made corrupt payments, transfers and gifts to the Azeri officials. The FBI agent who interviewed Bourke testified that when Bourke was asked if he learned of any personal favors or gifts between Kozeny and the Azeri officials Bourke replied, "I was unaware. I'm still unaware of any transfers of anything." When asked if he had any reason to believe Kozeny had paid bribes or made corrupt payments, Bourke said, "No." The government adduced statements from Bodmer and Farrell that contradicted Bourke's statements to the FBI. Specifically, Bodmer
Bodmer's testimony regarding the timing of his conversation with Bourke in Baku was the subject of extensive cross-examination. Documentary evidence demonstrated that at least one of the conversations with Bourke that Bodmer testified to could not have taken place on the date Bodmer believed it did, and the government so stipulated. While Bodmer's testimony regarding the date of the conversation was questioned by the defense, that does not mean a reasonable juror could not conclude that the conversation took place on a different date. Indeed, both Bodmer and Farrell testified regarding conversations with Bourke by April 1998 about payments to the Azeri government officials, and both were extensively cross-examined on the issue. Bourke argues that the only reasonable inference from Bodmer and Farrell's failure to accurately identify the date the conversations took place is that the conversations never took place. However, drawing all inferences in favor of the government, as we must, a reasonable juror could have concluded that the conversations took place and that the witnesses simply got the dates wrong. Thus, there is sufficient evidence to sustain the conviction on Count Three.
We have examined the remainder of Bourke's arguments and we find them to be without merit. For the reasons given above, we affirm his conviction.