SACK, Circuit Judge:
In March 2006, plaintiff Viterbo Liranzo, a United States citizen, completed a term of incarceration in New York State prison for felony possession of a controlled substance. Before his release, United States Immigration and Customs Enforcement ("ICE") erroneously identified him as a permanent resident alien who had been convicted of a felony, which rendered him subject to removal.
Thereafter, Liranzo brought the instant complaint in the United States District Court for the Eastern District of New York against the United States under the Federal Tort Claims Act ("FTCA" or the "Act") alleging, inter alia, that federal immigration officials had falsely arrested and
Inasmuch as we conclude that there is such an analogue, we reverse and remand for further proceedings. We affirm the district court's judgment insofar as it dismissed the plaintiff's Fourth Amendment claim, which he does not challenge on appeal.
Plaintiff Viterbo Liranzo was born on May 10, 1955, in the Dominican Republic. He entered the United States as a lawful permanent resident in 1965 when he was ten years old. On February 24, 1972, pursuant to a Dominican divorce decree, the plaintiff's mother, Augustina Dicent, was awarded custody of Liranzo. On October 6, 1972, when Liranzo was sixteen years old, his mother became a naturalized U.S. citizen. Because he was a lawful permanent resident in his mother's custody when she was naturalized, and he was younger than eighteen years old at the time, Liranzo obtained derivative citizenship on that date under the immigration laws then in force. See Immigration and Nationality Act ("INA") § 321(a)(3), 8 U.S.C. § 1432(a)(3) (repealed 2000) (providing for derivative citizenship upon, inter alia, the "naturalization of the parent having legal custody of the child when there has been a legal separation of the parents").
Derivative citizenship under section 321 of the INA was "automatic; that is, when certain conditions exist[ed], a child bec[ame] a U.S. citizen even though neither parent, nor the child, ha[d] requested it." Lewis v. Gonzales, 481 F.3d 125, 131 (2d Cir.2007) (per curiam). Nonetheless, under that regime, the government did not issue a certificate of naturalization to children who obtained derivative citizenship until such a certificate was sought by the child or a parent.
In approximately September 2005, Liranzo was convicted of criminal sale of a controlled substance in the fourth degree in violation of New York Penal Law section 220.34 for selling cocaine. He was incarcerated at the Nassau County Correctional
While Liranzo was serving his sentence, ICE agents identified him as a resident alien convicted of a drug felony through ICE's Criminal Alien Program.
According to Liranzo, he was interviewed by an ICE representative at the prison. Liranzo asserts that he told the ICE representative that he, Liranzo, was a United States Citizen. Liranzo also alleges that his sister spoke to another ICE representative and provided the representative with Liranzo's mother's naturalization papers.
On or about March 24, 2006, ICE took Liranzo into custody. ICE also served him with a Notice to Appear for removal proceedings, charging him as a removable alien who had committed an aggravated felony. He was first held in an ICE detention facility in Manhattan for some 23 hours, then taken to a facility in Freehold, New Jersey, where he was held for another seven days. Thereafter, he was transported to the Federal Detention Center at Oakdale, Louisiana.
Liranzo's removal proceedings, during which he was represented by counsel, began in Oakdale. On May 3, 2006, the proceedings were adjourned to allow Liranzo's attorney to gather documents for the purpose of substantiating Liranzo's claim to citizenship. On or about May 21, 2006, his attorney filed a motion to terminate the proceedings supported by Liranzo's birth certificate and his mother's naturalization certificate and divorce decree.
Thereafter, government officials investigated the validity of Liranzo's mother's divorce decree and her award of custody of Liranzo to determine whether he would have met the applicable requirements for derivative citizenship. These issues were determined in Liranzo's favor on or about June 21, 2006.
On June 30, 2006, ICE released Liranzo. He was taken to a bus terminal in Louisiana, where he arranged for his own transportation back to New York City. With ICE's consent, removal proceedings were formally terminated on or about July 20, 2006.
After exhausting his administrative remedies by filing a claim with the Department of Homeland Security, Liranzo filed the instant complaint in the United States District Court for the Eastern District of New York against the United States on July 18, 2008. He sought five million dollars in damages for "false arrest and imprisonment" and other torts allegedly committed by government officials in connection
Federal Rule of Civil Procedure 12(h)(3) provides that "[i]f the court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action." FED. R. CIV. P. 12(h)(3); see also Weinstein v. Iran, 609 F.3d 43, 47 (2d Cir.2010) ("[S]ubject matter jurisdiction may be raised at any point...."), cert. denied, ___ U.S. ___, ___ S.Ct. ___, ___ L.Ed.2d ___, No. 10-947, 2012 WL 2368690 (June 25, 2012). On December 8, 2010, just five days before the scheduled start of the bench trial, the government submitted a letter motion seeking dismissal of the complaint for lack of subject matter jurisdiction. The government premised its motion on the defendant's sovereign immunity from suit based on the limited nature of the FTCA's waiver of that sovereign immunity. See Wake v. United States, 89 F.3d 53, 57 (2d Cir.1996) ("Absent a waiver, sovereign immunity shields the federal Government and its agencies from suit. Thus, sovereign immunity is jurisdictional in nature.") (ellipsis, brackets, and internal quotation marks omitted). The waiver extends only to claims for which a private analogue exists — that is, the waiver extends only to claims that could be brought against a "private individual under like circumstances," 28 U.S.C. § 2674 — permitting the government to be held liable only "under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred," id. § 1346(b)(1).
The government's "chief legal argument" was that there was no private analogue to immigration detentions because "citizenship determinations and immigration matters are federal functions reserved to the federal government, and, ... because a private individual cannot engage in such determinations, the United States has not waived sovereign immunity on claims related thereto." Def.'s Reply Letter Br. at 1, Liranzo v. United States, No. 08 Civ. 2940(SJF)(ARL) (E.D.N.Y. Dec. 14, 2010), ECF No. 38 ("Def.'s Reply Letter Br.") (emphasis in original).
Although the government acknowledged that the FTCA explicitly permits claims for false imprisonment to be brought against the United States based on the acts of federal law enforcement agents, see 28 U.S.C. § 2680(h) (waiving sovereign immunity for claims against "investigative or law enforcement officers of the United States Government ... arising ... out of assault, battery, false imprisonment, false arrest, abuse of process, or malicious prosecution"), the government urged the district court to "look beyond the labels attached by Plaintiff to his claims." Def.'s Letter Br. at 3, Liranzo v. United States, No. 08 Civ. 2940(SJF)(ARL) (E.D.N.Y. Dec. 8, 2010), ECF No. 35 ("Def.'s Letter Br."). According to the government, despite the label, Liranzo's claims "arise[] from the ICE agents' alleged negligent/erroneous citizenship determination of Plaintiff and their resultant attempts to apply federal immigration statutes to effectuate
Liranzo responded that "[h]ad a private individual held plaintiff prisoner for 105 days, New York would allow plaintiff to recover." Pl.'s Letter Br. at 1-2, Liranzo v. United States, No. 08 Civ. 2940(SJF)(ARL) (E.D.N.Y. Dec. 9, 2010), ECF No. 36. Therefore, Liranzo argued, a private analogue to the claims asserted in the complaint existed.
By memorandum and order dated December 15, 2010, the district court dismissed the action for lack of subject matter jurisdiction pursuant to Rule 12(h)(3). It reasoned that "[i]mmigration and detention pending deportation are governed exclusively by federal law and therefore have no private analogue." Mem. & Order at 9, Liranzo v. United States, No. 08 Civ. 2940(SJF)(ARL) (E.D.N.Y. Dec. 15, 2010), ECF. No. 41 ("Mem. & Order"). It also read this Court's precedents, including Caban v. United States, 671 F.2d 1230 (2d Cir.1982) ("Caban I"), and Caban v. United States, 728 F.2d 68 (2d Cir.1984) ("Caban II"), as indicating that for FTCA purposes, there is no private analogue for federal immigration detentions. It concluded that, "[a]s plaintiff's intentional tort claims are based upon the detention of plaintiff pending deportation proceedings and the process the immigration agents used to determine his citizenship status, plaintiff has not established that a comparable cause of action would exist against a private individual pursuant to New York State law." Mem. & Order at 10.
Liranzo appealed from the judgment of dismissal.
When reviewing the dismissal of a complaint for lack of subject matter jurisdiction, we review factual findings for clear error and legal conclusions de novo, accepting all material facts alleged in the complaint as true and drawing all reasonable inferences in the plaintiff's favor. Morrison v. Nat'l Austl. Bank Ltd., 547 F.3d 167, 170 (2d Cir.2008), aff'd on other grounds, ___ U.S. ___, 130 S.Ct. 2869, 177 L.Ed.2d 535 (2010). "The plaintiff bears the burden of proving subject matter jurisdiction by a preponderance of the evidence." Aurecchione v. Schoolman Transp. Sys., Inc., 426 F.3d 635, 638 (2d Cir.2005). The United States' waiver of immunity under the FTCA "is to be strictly construed in favor of the government." Long Island Radio Co. v. NLRB, 841 F.2d 474, 477 (2d Cir.1988).
"`The United States, as sovereign, is immune from suit save as it consents to be sued ..., and the terms of its consent to be sued in any court define that court's jurisdiction to entertain the suit.'" United States v. Mitchell, 445 U.S. 535, 538, 100 S.Ct. 1349, 63 L.Ed.2d 607 (1980) (quoting United States v. Sherwood, 312 U.S. 584, 586, 61 S.Ct. 767, 85 L.Ed. 1058 (1941)) (brackets omitted).
28 U.S.C. § 1346(b)(1); see also 28 U.S.C. § 2674 ("The United States shall be liable, respecting the provisions of this title relating to tort claims, in the same manner and to the same extent as a private individual under like circumstances.").
As originally enacted, the FTCA barred all suits against the government "arising out of ... false imprisonment[ and] false arrest." 28 U.S.C. § 2680(h) (1970). But in 1974, Congress enacted amendments to the FTCA principally in response to abuses committed by federal law enforcement officers in connection with "no-knock" drug raids in Collinsville, Illinois, in which officers raided the wrong families' homes. See generally Stanton R. Gallegos, Note, Are Police People Too? An Examination of the Federal Tort Claims Act's "Private Person" Standard as it Applies to Federal Law Enforcement Activities, 76 BROOK. L.REV. 775, 780-82 (2011). Under the 1974 amendments, the FTCA explicitly waives sovereign immunity "with regard to acts or omissions of investigative or law enforcement officers of the United States,"
"[T]he Act requires a court to look to the state-law liability of private entities, not to that of public entities, when assessing the Government's liability under the FTCA [even] in the performance of activities which private persons do not perform." United States v. Olson, 546 U.S. 43, 46, 126 S.Ct. 510, 163 L.Ed.2d 306 (2005) (internal quotation marks omitted). It does not waive sovereign immunity for claims against the government based on governmental "action of the type that private persons could not engage in and hence could not be liable for under local law." Chen v. United States, 854 F.2d 622, 626 (2d Cir.1988) (internal quotation marks omitted).
The path of the case law on the FTCA's private analogue requirement is long, winding, and sparsely marked. We therefore think a rehearsal of the history of that case law may be helpful.
In Feres, one of the Supreme Court's early FTCA cases, the Court considered the private analogue requirement as applied to servicemen injured in active duty "due to negligence of others in the armed forces." 340 U.S. at 138, 71 S.Ct. 153. In the consolidated cases comprising Feres, one plaintiff was killed in an army barracks fire, one plaintiff had a towel left in his abdomen following surgery performed by an Army doctor, and another plaintiff died following surgery performed by Army surgeons, all allegedly resulting from negligence of Army personnel. Id. at 136-37, 71 S.Ct. 153. All three (or their respective estates) sought damages under the FTCA. Id.
In considering whether the FTCA waived the United States' sovereign immunity for the plaintiffs' claims, the Court conceded that "[i]n the usual civilian doctor and patient relationship, there is of course a liability for malpractice. And a landlord would undoubtedly be held liable if an injury occurred to a tenant as the result of a negligently maintained heating plant." Id. at 142, 71 S.Ct. 153. But the Court reasoned that such analogies are sound only if one "consider[s] relevant only a part of the circumstances and ignore[s] the status of both the wronged and the wrongdoer." Id. Under the FTCA, "the liability assumed by the Government ... is that created by `all the circumstances,' not that which a few of the circumstances might create." Id.
The Feres Court concluded that "there [was no] liability `under like circumstances,' for no private individual has power to conscript or mobilize a private army with such authorities over persons as the Government vests in echelons of command." Id. at 141-42, 71 S.Ct. 153.
Id. at 143-44, 71 S.Ct. 153. Thus, because "the relationship of military personnel to the Government has been governed exclusively by federal law," id. at 146, 71 S.Ct. 153, "the Government is not liable under the Federal Tort Claims Act for injuries to servicemen where the injuries arise out of or are in the course of activity incident to service," id.
But just five years later, the Court adopted a broader view of the private analogue requirement, albeit in a non-military context. In Indian Towing Co. v. United States, 350 U.S. 61, 76 S.Ct. 122, 100 L.Ed. 48 (1955), the plaintiff's tug boat went aground after the battery in a lighthouse operated by the Coast Guard ran out of power. Id. at 62, 76 S.Ct. 122. Indian Towing brought a negligence claim against the United States under the FTCA based on the failure of the Coast Guard to maintain the lighthouse in working order. Id. at 61-62, 76 S.Ct. 122. The government argued that the private analogue requirement "must be read as excluding liability in the performance of activities which private persons do not perform[,] ... [i.e.,] `uniquely governmental functions.'" Id. at 64, 76 S.Ct. 122. Because only the Coast Guard operated lighthouses, the government argued that this function was uniquely governmental, and that no private analogue existed. Id.
The Court rejected the government's proposed test for liability on the ground that "all Government activity is inescapably `uniquely governmental' in that it is performed by the Government." Id. at 67, 76 S.Ct. 122. Conversely, "it is hard to think of any governmental activity on the `operational level,' our present concern, which is `uniquely governmental,' in the sense that its kind has not at one time or another been, or could not conceivably be, privately performed." Id. at 68, 76 S.Ct. 122.
The Court also observed that the statutory phrase "under like circumstances" does not mean "under the same circumstances." Id. at 64, 76 S.Ct. 122 (emphases added). The fact that there were no private lighthouses in operation at the time did not mean that there was no private analogue.
Id. at 66-67, 76 S.Ct. 122.
The Court concluded that the relevant private analogue at issue was the duty imposed on the private "good Samaritan": "[O]ne who undertakes to warn the public of danger and thereby induces reliance must perform his `good Samaritan' task in a careful manner." Id. at 64-65, 76 S.Ct. 122. "The Coast Guard need not undertake the lighthouse service. But once it exercised its discretion to operate [the] light ... and engendered reliance on the guidance afforded by the light, it was obligated to use due care to make certain that the light was kept in good working order...." Id. at 69, 76 S.Ct. 122. Because of the existence of this private analogue,
Rayonier Inc. v. United States, 352 U.S. 315, 77 S.Ct. 374, 1 L.Ed.2d 354 (1957) signaled a further narrowing of the Court's view of Feres's reasoning. There, the plaintiffs alleged that their property was damaged by the United States Forest Service's negligent failure to control a forest fire. Id. at 315-16, 77 S.Ct. 374. The government argued that there was no private analogue because "neither the common law nor the law of [the State of] Washington imposes liability on municipal or other local governments for the negligence of their agents acting in the `uniquely governmental' capacity of public firemen." Id. at 318-19, 77 S.Ct. 374. The Court rejected the government's argument because the relevant consideration is whether state law would impose liability on a "private person" rather than on a "municipal corporation or other public body" for "similar negligence" as allegedly committed by the government in the case at hand. Id. at 319, 77 S.Ct. 374. In doing so, the Court disapproved of Dalehite v. United States, 346 U.S. 15, 43-44, 73 S.Ct. 956, 97 L.Ed. 1427 (1953), which had relied on Feres and the common law "immunity of ... public bodies for injuries due to fighting fire" to conclude that there was no private analogue to the Coast Guard's firefighting efforts, id. at 44, 73 S.Ct. 956. See Rayonier, 352 U.S. at 319, 77 S.Ct. 374. The Court remanded for consideration of whether state law would hold a private person fighting a fire in similar circumstances liable. Id. at 320-21, 77 S.Ct. 374.
In United States v. Muniz, 374 U.S. 150, 83 S.Ct. 1850, 10 L.Ed.2d 805 (1963), the Supreme Court continued to constrict the reach of the rationales relied upon in Feres. There, the Court considered whether suit could be brought under the FTCA for "personal injuries sustained during confinement in a federal prison, by reason of the negligence of a government employee." Id. at 150, 83 S.Ct. 1850. The government argued that Feres defeated a private analogy, because, among other things, "the relationship between the federal prisoner and his custodians" is "uniquely federal in character." Br. for United States, United States v. Muniz, 374 U.S. 150, 83 S.Ct. 1850, 10 L.Ed.2d 805 (1963), 1963 WL 105602 at *19. A unanimous Court (Justice White not participating) rejected the government's reliance on Feres. The Court reasoned that "[i]n the last analysis, Feres seems best explained by the peculiar and special relationship of the soldier to his superiors, the effects of the maintenance of such suits on discipline, and the extreme results that might obtain if suits under the Tort Claims Act were allowed for negligent orders given or negligent acts committed in the course of military duty." Id. at 162, 71 S.Ct. 153 (quotation marks and ellipsis omitted). It concluded that, in the context of the federal prison system, "an analogous form of liability exists. A number of States have allowed prisoners to recover from their jailers [and from the States] for negligently caused injuries."
This Court has had several occasions on which to consider the FTCA's private analogue requirement. In a trilogy of cases decided in the 1980s, we confronted circumstances we concluded were governed exclusively by federal law, were without private analogue, and with respect to which sovereign immunity had therefore not been waived by the FTCA.
In C.P. Chemical Co. v. United States, 810 F.2d 34 (2d Cir. 1987), a producer of formaldehyde-based foam insulation brought suit against the federal government after the Consumer Product Safety Commission announced a ban on the insulation, alleging that the Commission was "gross[ly] negligen[t]" in failing to follow proper rulemaking procedures and disseminating false information about the banned insulation. Id. at 35-36. The Court began by reviewing the legislative history of the FTCA, which expressed a clear desire that the "constitutionality of legislation, or the legality of a rule or regulation, should [not] be tested through the medium of a damage suit for tort." Id. at 37 (quoting H.R. REP. NO. 79-1287, at 6 (1945)). The court reasoned that "quasi-legislative or quasi-adjudicative action by an agency of the federal government is action of the type that private persons could not engage in and hence could not be liable for under local law." Id. at 37-38 (quoting Jayvee Brand v. United States, 721 F.2d 385, 390 (D.C.Cir.1983)) (quotation marks and brackets omitted). Because there was "simply no comparable rulemaking activity in private life," we decided that "[t]he Commission's conduct clearly was a quasi-legislative activity for which we find no private counterpart." Id. at 38.
In Chen, a printing company brought FTCA claims against the government based on the General Services Administrations's attempt to suspend and debar the company as a federal contractor. 854 F.2d at 623. Most of the plaintiff's claims were "grounded in alleged negligent and willful violations of federal procurement regulations, specifically, those requiring that a contractor receive notice and a hearing prior to any suspension." Id. at 626. We concluded that "violation of the government's duties under federal procurement regulations `is action of the type that private persons could not engage in and hence could not be liable for under local law.'" Id. at 626 (quoting Jayvee Brand, 721 F.2d at 390). We contrasted Chen's
And in Akutowicz v. United States, 859 F.2d 1122 (2d Cir.1988), the plaintiff brought claims against the government when the State Department decided that he had relinquished his United States citizenship after obtaining French citizenship. Id. at 1123-25. We noted that "the FTCA does not extend to conduct governed exclusively by federal law, or to conduct of a governmental nature or function, that has no analogous liability in the law of torts." Id. at 1125 (quotation marks and citations omitted). We decided that although "the FTCA imposes liability upon the government to the same extent, and in the same manner, as a private individual under `like,' not identical, circumstances," id. at 1125, "the withdrawal of a person's citizenship constitutes a quasi-adjudicative action for which no private analog exists." Id. at 1126. "[N]o private citizen is empowered to certify the loss of American nationality." Id. at 1125. Nor were we willing to "analogize the relationship between the government and its citizens with that between a private association and its individual members," because no "cause of action in tort for alleged misconduct by the association [in improperly expelling one of its members]" existed under state law. Id. at 1126 (quoting Chen, 854 F.2d at 627) (emphasis and quotation marks omitted).
In 1982 and 1984, respectively, we addressed FTCA claims more similar to those at issue on this appeal — claims based on an allegedly erroneous immigration detention. In Caban I and II, the plaintiff was stopped at John F. Kennedy International Airport upon arrival from the Dominican Republic. Caban I, 671 F.2d at 1230. Illiterate, he was unable to provide documentation to substantiate his claims of United States citizenship, and his answers to the INS officers' questions regarding his past and citizenship status raised their suspicion (e.g., he denied knowing his own birthdate). Caban II, 728 F.2d at 70. INS agents detained him for six days, after which they determined that he was indeed a citizen. Id. Caban brought claims against the United States for false arrest under the FTCA.
In Caban I, this Court concluded that the FTCA's "discretionary function" exception — which bars FTCA claims "based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty," 28 U.S.C. § 2680(a) — did not apply to the INS officers' decision to arrest and detain Caban because the decision did not involve the "weighing of important policy choices to which discretion is essential." Caban II, 728 F.2d at 70 (describing Caban I). The court remanded for further proceedings, a bench trial was held, and the district court determined that the complaint should be
In Caban II, we affirmed the judgment of the district court in favor of the government, after trial on remand from Caban I. Id. at 75. We first noted that "INS agents are `investigative or law enforcement officers' within the meaning of [28 U.S.C. § 2680(h)]," the provisions of which waives sovereign immunity for, inter alia, false arrest and imprisonment claims against federal "investigative or law enforcement officers." 728 F.2d at 72. We then observed that "the reference in § 1346(b)[, the central waiver of immunity provision of the FTCA,] to `[t]he law of the place' means the `whole law' of the state where the incident took place" — in that case, the State of New York — including any federal law that state law incorporated. Id. (brackets and some quotation marks omitted). "New York state courts would look to federal principles in determining the standard by which INS officials' detention of a would-be entrant are to be judged." Id. at 73. Because "a person seeking entry into the United States has substantially less right to avoid detention than does a person already lawfully within the United States," id., "far less than [the] probable cause" that is ordinarily required to detain a person will suffice to render the detention privileged under the New York law of false imprisonment, which incorporates federal standards, id.
We nonetheless recognized that the FTCA "speaks in terms of the liability, under state law, of `a private person.'" Id. at 73. While "[a]n authorized government agent would be privileged ... to act to protect national borders, ... it is questionable... whether New York would extend that privilege to a private person," id., the issue that was before us under section 1346(b).
We reasoned, however, that even if a private person would be held liable under New York State law, the FTCA only provides for liability "in the same manner and to the same extent as a private individual under like circumstances." 28 U.S.C. § 2674. We then cited Feres for the proposition that "[t]he `like circumstances' language in [section] 2674 means that `the liability assumed by the Government ... is that created by "all the circumstances," not that which a few of the circumstances might create.'" Id. at 73-74 (quoting Feres, 340 U.S. at 142, 71 S.Ct. 153).
Id. at 74 (citing Feres, 340 U.S. at 141-42, 71 S.Ct. 153).
We concluded that the "interplay among" the "like circumstances" language in section 2647, "the government's privilege to protect the border, and New York's recognition that a privileged detention
Judge Cardamone, concurring in the judgment, questioned the majority's reasoning. Although he agreed that federal standards applicable to immigration officers should be used to assess liability, he noted the potential for confusion created by the majority's citation to the "like circumstances" language of section 2674 and Feres. Id. at 76 (Cardamone, J., concurring in the judgment). Judge Cardamone thought the majority's reliance on Feres was "ill-advised" because "[t]he Feres doctrine plainly does not deal with substantive tort law principles" such as were at issue in Caban II, "but is concerned solely with... [the] threshold jurisdictional question" of whether a private analogue exists. Id.
Before the district court, Liranzo relied on Caban II for the proposition that the United States waives its sovereign immunity for FTCA claims arising from immigration detentions. The district court disagreed, deciding that "Caban II does not require an examination of every challenged deportation proceeding to determine whether a plaintiffs claim has a private analogue. Where, as here, the conduct challenged by the plaintiff is exclusively governed by federal law, the FTCA does not waive sovereign immunity." Mem. & Order at 10. The district court relied on Caban II's statement that immigration officers are "accorded a special status" "unlike any in which a private individual could be involved," id. at 9 (quoting Caban II, 728 F.2d at 74; internal quotation marks omitted), to find the absence of a private analogue and subject matter jurisdiction over Liranzo's claims.
The reasoning in Caban II is complex. Perhaps as a result, courts have diverged in their reading of the case. Some, such as the district court in this case, view Caban II as authority for the proposition that the United States has not waived sovereign immunity for immigration detention claims because there is no relevant private analogue.
If indeed the Caban II court had found the absence of a private analogue to immigration detentions, its inquiry would have been at an end because there would have been no waiver of sovereign immunity, and thus no subject matter jurisdiction over Caban's FTCA claims. Instead, the Caban II court considered the substantive standards under which the immigration officials' conduct was to be judged — an inquiry that would only be necessary, at least in a case in Caban II's posture, if a private analogue existed. See, e.g., Feres, 340 U.S. at 143-44, 146, 71 S.Ct. 153 (finding that no private analogue existed, and refraining from considering the standard to be applied on the merits); see also id. at 141, 71 S.Ct. 153 (stating that generally, "[j]urisdiction is necessary to deny a claim on its merits as [a] matter of law as much as to adjudge that liability exists"). We therefore do not read Caban II as did the district court to indicate that there is no private analogue to immigration detentions.
Moreover, the Caban II Court endorsed the district court's statement in the case before it that "the United States [is] not liable to Caban if the INS agents acted in conformance with the federal standards regarding treatment of applicants for entry to the United States." Caban II, 728 F.2d at 74 (emphasis added; quotation marks omitted). That language apparently contemplates a consideration of the facts of a particular immigration detention FTCA claim on the merits, i.e., based on the particulars of the "INS agents['] act[ions]."
The district court concluded that "[i]mmigration and detention pending deportation are governed exclusively by federal law and therefore have no private analogue." Mem. & Order at 10. Because Liranzo's "intentional tort claims [were] based upon the detention of plaintiff pending deportation proceedings and the process the immigration agents used to determine his citizenship status," the district court found that he had "not established that a comparable cause of action would exist against a private individual pursuant to New York State law." Id. Citing Feres, the government similarly argues that "[r]emoval, and the regulation thereof, are federal functions — in which private citizens cannot engage — that are exclusively reserved to [the Department of Homeland Security]." Def.'s Br. 16 (emphasis in original).
To say that the challenged action is one that only the federal government does in fact perform does not necessarily mean that no private analogue exists. Lighthouses, such as the one that was the subject of Indian Towing, were at least at the time operated only by the government. It was a function that "private persons d[id] not perform." 350 U.S. at 64, 76 S.Ct. 122 (quotation marks omitted). But "the presence of identical private activity" was not required to find a private analogue, because the FTCA's statutory phrase "under like circumstances" does not mean "under the same circumstances." Id. at 64, 67, 76 S.Ct. 122 (emphases added). Under Olson, we are "require[d] ... to look further afield" for a private analogue when the government in fact is the only entity that performs the actions complained of. Olson, 546 U.S. at 46, 126 S.Ct. 510.
Similarly, the fact that immigration detentions are "uniquely governmental" does not mean they have no private analogue for present purposes. "[A]ll Government activity is inescapably `uniquely governmental' in that it is performed by the Government." Indian Towing, 350 U.S. at 67, 76 S.Ct. 122. This consideration led the Indian Towing Court to reject a construction of the Act under which "there would be no liability for negligent performance of `uniquely governmental functions,'" id. at 64, 76 S.Ct. 122, as such an "exception" to the FTCA's waiver of sovereign immunity would threaten to swallow the waiver entirely.
The Supreme Court has provided us with examples of how to heed its admonition to "look further afield," Olson, 546 U.S. at 46, 126 S.Ct. 510, for a private analogue. In Indian Towing and Olson, the proper analogy was that "[p]rivate individuals, who do not operate lighthouses [or inspect mines], nonetheless may create a relationship with third parties that is similar to the relationship between a lighthouse operator and a ship dependent on the lighthouse's beacon[, or a mine inspector and a miner dependent on the inspector faithfully carrying out his duty]." Id. at 47, 126 S.Ct. 510.
Here, the proper analogy seems to us be a person who, entirely in his or
There is some suggestion in the case law that the proper analogy may be to state law enforcement conducted by police officers instead of a citizen's arrest. In Muniz, the Court endorsed a private analogy to the liability of states and state jailors. Muniz, 374 U.S. at 159-60, 83 S.Ct. 1850. And at least one court, the Northern District of California, has found the analogy to law enforcement persuasive in the context of an FTCA claim based on an immigration detention. See Munyua, 2005 WL 43960, at *4, 2005 U.S. Dist. LEXIS 11499, at *12 ("The fact that the challenged activities took place at the border does not negate the analogy to law enforcement...."). But in Olson, the Court instructed that "a court [must] look to the state-law liability of private entities, not to that of public entities, when assessing the Government's liability under the FTCA...." 546 U.S. at 46, 126 S.Ct. 510 (emphasis added).
The fact that New York law applies different substantive standards to citizens' and officers' arrests, see generally 59 N.Y. JUR.2D FALSE IMPRISONMENT § 37, is also of no significance for present purposes because, under Caban II — which provides the law of this Circuit — immigration detentions executed by federal immigration officers are judged under federal standards (subject to the considerations discussed supra note 18).
Our conclusion that there is a private analogue to the government behavior at issue here receives further support from the fact that the FTCA explicitly waives sovereign immunity for "any claim" based on the "acts or omissions of investigative or law enforcement officers" "arising ... out of ... false imprisonment [and] false arrest." 28 U.S.C. § 2680(h) (emphasis added). The plain language of the statute suggests that the United States has indeed waived its sovereign immunity from suit as to Liranzo's "claim," which "aris[es] ... out of ... false imprisonment [and] false arrest." Id. In light of the considerations discussed above, the government's suggestion that we disregard the "false imprisonment" label Liranzo has affixed to his claim so as to find it not to be encompassed by this explicit statutory language is unpersuasive. See Def.'s Letter Br. at 3.
Akutowicz is not to the contrary. The district court in this case relied on Akutowicz's reasoning that "the withdrawal of a person's citizenship constitutes a quasi-adjudicative action for which no private analog exists," because "no private citizen is empowered to certify the loss of American nationality," 859 F.2d at 1125-26. See Mem. & Order at 9-10. But in Akutowicz, there was no detention. The only action complained of was the removal of the plaintiff's citizenship. Citizenship is a legal status, which only the federal government is capable of altering. A private individual cannot, without subsequent government action, cause injury to another's citizenship. But a private person is of course capable of falsely arresting another. See generally Caban II, 728 F.2d at 71 (quoting Broughton, 37 N.Y.2d at 456, 373 N.Y.S.2d at 93, 335 N.E.2d at 314)(setting out the elements of a false arrest claim).
As for the government's argument that immigration detentions are quintessentially federal and therefore no private analogue exists per Feres and its progeny, see Def.'s Br. 14, 16, although the "[p]ower to regulate immigration is unquestionably exclusively a federal power," DeCanas v. Bica, 424 U.S. 351, 354, 96 S.Ct. 933, 47 L.Ed.2d 43 (1976), superseded by statute on other grounds as stated in Chamber of Commerce of United States v. Whiting, ___ U.S. ___, 131 S.Ct. 1968, 1974-75, 179
The fact that a complained of action occurs in a quintessentially federal context, moreover, does not necessarily mean that no private analogue exists. While the federal military is undoubtedly quintessentially federal, so is the federal prison system. The Supreme Court nonetheless, in Muniz, refused to extend Feres to the latter context. See Muniz, 374 U.S. at 162, 83 S.Ct. 1850. In distinguishing Feres, the Muniz Court minimized Feres's reliance on the fact that the military is quintessentially federal. Id. It reasoned that "[i]n the last analysis, Feres seems best explained by the peculiar and special relationship of the soldier to his superiors, the effects of the maintenance of such suits on discipline, and the extreme results that might obtain if suits under the Tort Claims Act were allowed for negligent orders given or negligent acts committed in the course of military duty."
For these reasons, we conclude that the district court erred in finding that there was no private analogue to Liranzo's claims. We express no view, however, as to Liranzo's argument that he is entitled to a trial on the merits on remand. See Pl.'s Br. 9, 14. We leave it to the district court to consider whether, under the circumstances of this case, his action is subject to dismissal on the merits on motion to dismiss or for summary judgment.
Liranzo has not raised any argument against the district court's dismissal of his separate Fourth Amendment claim. See Mem. & Order at 11. We therefore affirm the district court's ruling in this respect. See Universal Church v. Geltzer, 463 F.3d 218, 229 (2d Cir.2006) ("Generally[,] claims not raised on appeal are deemed abandoned, at least when it is the appellant who fails to do so.").
For the foregoing reasons, we affirm as to the district court's dismissal of Liranzo's Fourth Amendment claim. We reverse the district court's judgment insofar as it found an absence of subject matter jurisdiction over Liranzo's FTCA claims for lack of a private analogue and remand for further proceedings in the district court. Because the district court did not have the occasion to consider which standard applies on the merits, the district court should consider in the first instance on remand which federal standards govern the determination of whether the government official's actions here were privileged.
Vartelas v. Holder, ___ U.S. ___, 132 S.Ct. 1479, 1483-84, 182 L.Ed.2d 473 (2012) (citations omitted). In this opinion we therefore use the term "removal" instead of "deportation." We have not, however, changed the term "deportation" in quotations of the district court or of either party.
Feres, 340 U.S. at 140, 71 S.Ct. 153; see also Erwin Chemerinsky, FEDERAL JURISDICTION 663 (6th ed.2012). The FTCA put an end to the "notoriously clumsy" "private bill device." Dalehite v. United States, 346 U.S. 15, 24-25, 73 S.Ct. 956, 97 L.Ed. 1427 (1953), abrogation recognized by Rayonier Inc. v. United States, 352 U.S. 315, 319, 77 S.Ct. 374, 1 L.Ed.2d 354 (1957).
Another judge of the Eastern District of New York has explicitly disagreed with the district court's reading of Caban II here. Nakamura v. United States, No. 10 Civ. 2797(FB)(RML), 2012 WL 1605055, at *3, 2012 U.S. Dist. LEXIS 64630, at *8 (E.D.N.Y. May 8, 2012) ("Contrary to the outcome of Liranzo and defendant's arguments, Caban II does not stand for the sweeping proposition that the actions of immigration agents in detaining a person never have a private analogue, and that sovereign immunity is never waived in such cases.").
This case does not require us to reach the issue of what effect, if any, Olson has on the continuing viability of Caban II, because the district court dismissed the case for lack of a private analogue and did not reach the merits. Thus, the district court did not have the occasion to opine on the substantive standards applicable to the ICE agents' conduct here, and we need not reach the issue now. Caban II remains the law of this Circuit.