Filed: Feb. 25, 2013
Latest Update: Feb. 12, 2020
Summary: 12-1291-cr United States v. Ressa UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORD
Summary: 12-1291-cr United States v. Ressa UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDE..
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12-1291-cr
United States v. Ressa
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT.
CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS
PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE
PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A
SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST
CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH
THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER
MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the
25th day of February, two thousand and thirteen.
Present:
PETER W. HALL,
GERARD E. LYNCH,
SUSAN L. CARNEY,
Circuit Judges.
____________________________________________________
United States of America,
Plaintiff – Appellant,
v. No. 12-1291-cr
Christopher Ressa,
Defendant – Appellee.
____________________________________________________
FOR APPELLANT: Rachel Maimin and Diane Gujarati, Assistant United States
Attorneys, of counsel, for Preet Bharara, United States Attorney
for the Southern District of New York, New York, New York.
FOR APPELLEE: Steven M. Statsinger, of counsel, for Appeals Bureau of the
Federal Defenders of New York, Inc., New York, New York.
____________________________________________________
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Appeal from a judgment of the United States District Court for the Southern District of
New York (Patterson, J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of conviction is AFFIRMED, the sentence is VACATED, and the
case REMANDED for re-sentencing.
The United States of America appeals from the district court’s March 5, 2012, entry of
judgment convicting Defendant Christopher Ressa (“Ressa”), following his plea of guilty, to one
count of possession of child pornography in violation of 18 U.S.C. § 2252A(a)(5)(B) and (b)(2),
and sentencing Ressa to a total term of imprisonment of “time served.” On appeal, the
government contends that the district court committed four distinct procedural errors in
sentencing Ressa and that Ressa’s sentence to time served, which effectively amounts to less
than one day of imprisonment, is substantively unreasonable. We reject the government’s
contention that Ressa’s sentence was substantively unreasonable. We vacate the sentence and
remand solely for re-sentencing, however, because—viewed in light of the district court’s
comments during sentencing—the statement of reasons does not preclude the possibility that in
imposing the sentence the district court was improperly influenced by a philosophical
disagreement with the statute of conviction, a factor that would render the sentence imposed
procedurally unreasonable. We assume the parties’ familiarity with the underlying facts,
procedural history of the case, and issues on appeal, and we discuss these only as necessary to
explain our decision to vacate and remand for re-sentencing.
In reviewing whether a sentence is procedurally unreasonable, we look, inter alia, to the
district court’s express findings, its consideration of the 18 U.S.C. § 3553(a) factors, and its
written statement of reasons. In the written statement of reasons, the district court said that the
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statute under which Ressa pled guilty “appears to be misdirected.” The district court concluded:
“We should be careful not to create a class of violators of criminal law who are individuals with
unorthodox sexual habits, where there is no evidence to show that these individuals had the
intent to harm, or an understanding that they were harming, other people.”
On examination of the district court’s oral and written statement of reasons, it is not clear
to us that the sentence the district court ultimately imposed was not, in fact, influenced by its
apparent belief that the statute of conviction was misdirected and inappropriately punished
individuals who simply had “unorthodox sexual habits.” It would have been procedurally
improper for the district court to allow its personal beliefs about the wisdom of the statute of
conviction to influence its calculation of the sentence, especially in light of Ressa’s admission
during allocution that he downloaded and viewed the images and videos knowing them to be
child pornography and knowing that such actions violated the law. Because the record does not
clearly reflect, however, the extent to which the sentence imposed was influenced by the district
court’s personal beliefs and concerns rather than its application of U.S.S.G. § 2G2.2, we vacate
so much of the judgment as is comprised of the sentence, leaving the judgment of conviction and
the guilty plea intact. Cf. Kimbrough v. United States,
552 U.S. 85, 109 (2007) (explaining that
“a district court’s decision to vary from the advisory Guidelines may attract greatest respect
when the sentencing judge finds a particular case outside the heartland to which the Commission
intends individual Guidelines to apply” but that a “closer review may be in order when the
sentencing judge varies from the Guidelines based solely on the judge’s view that the Guidelines
range fails properly to reflect § 3553(a) considerations even in a mine-run case” (emphasis
added) (internal quotation marks omitted)); United States v. Dorvee,
616 F.3d 174, 184-87 (2d
Cir. 2010) (explaining that U.S.S.G. § 2G2.2 “is fundamentally different from most [Guidelines]
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and that, unless applied with great care, can lead to unreasonable sentences that are inconsistent
with what § 3553 requires” and counseling that section 2G2.2 cannot be applied with rigid
formality when such application “eviscerates the fundamental statutory requirement in § 3553(a)
that district courts consider the nature and circumstances of the offense and the history and
characteristics of the defendant”); United States v. Oehne,
698 F.3d 119, 126 (2d Cir. 2012)
(“Dorvee advised district courts to exercise caution in imposing sentences for child pornography
offenses at or near the statutory maximum even in run-of-the-mill cases.” (internal quotation
marks omitted)).
We have considered the government’s remaining contentions regarding additional
purported procedural errors, but we reject them. Judges’ questions and comments in colloquy
with counsel are often tentative thoughts or remarks intended to test ideas and elicit counsel’s
responses. Unlike the issue we have already identified above, however, it is clear to us the
additional remarks to which the government takes exception, a number of which would be
troubling had they been adopted by the court as reasons for a below-guidelines sentence, formed
no part of the reasoning ultimately adopted by the court, either in its oral explanation for the
sentence or in the written statement of reasons. The judgment of conviction is AFFIRMED, the
sentence is VACATED, and the case REMANDED for re-sentencing.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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