JOSÉ A. CABRANES, Circuit Judge:
Petitioner-appellee Nurettin Ozaltin ("the Father") brought this suit under the International Child Abduction Remedies Act ("ICARA"), 42 U.S.C. § 11603(b),
Although the Mother returned the children to Turkey on July 15, 2012, she continues to contest the District Court's order in certain respects. First, with regard to the return order, she argues that her removal of the children from Turkey in 2011 was not "wrongful" under the terms of the Hague Convention because it was authorized by the Third Family Court in Üsküdar (the "Third Family Court") — a Turkish court that has been handling the Ozaltins' divorce and child-custody proceedings since February 9, 2011. Second, with regard to the access order, she argues that the District Court lacked jurisdiction to consider the Father's claim for visitation. Third, with regard to the costs award, she argues that awarding necessary expenses would be improper both because she should prevail on the merits with respect to the return order, and because of the particular circumstances of this suit.
We affirm the District Court's return order and vacate the costs award. On the merits, the Father has demonstrated that he retained custody rights under Turkish law and that the Mother's removal of the children from Turkey in 2011 interfered with the exercise of his custody rights. With regard to costs, however, we conclude that in light of the particular circumstances of this case, an award of full costs would be "clearly inappropriate." 42 U.S.C. § 11607(b)(3).
The Hague Convention on the Civil Aspects of International Child Abduction (the "Hague Convention" or "Convention"), opened for signature Oct. 25, 1980, T.I.A.S. No. 11,670, to which the United States and Turkey are parties,
The Hague Convention is self-executing in some respects,
With respect to judicial remedies, ICARA provides that "[a]ny person seeking to initiate judicial proceedings under the Convention for the return of a child or for arrangements for organizing or securing the effective exercise of rights of access to a child may do so by commencing a civil action" in a state or federal court "in the place where the child is located at the time the petition is filed." Id. § 11603(b). Following the Convention's terms, federal law also provides that in actions brought under § 11603(b), the court "shall decide the case in accordance with the Convention." Id. § 11603(d). The court is limited to adjudicating "only rights under the Convention" and may not decide "the merits of any underlying child custody claims." Id. § 11601(b)(4). If a petitioner prevails in a return action brought under § 11603(b), the court ordinarily must "order the return of the child forthwith." Hague Convention, art. 12.
Nurettin and Zeynep Ozaltin (the Father and Mother, respectively) are dual citizens of Turkey and the United States. They were married in 2001 and have two daughters, S.E.O. (currently, aged 9) and Y.O. (currently, aged 7), who are also dual citizens of Turkey and the United States. Prior to December 2010, the children resided primarily in Turkey, where they attended school.
The Mother alleges that in December 2010, she and the Father got into a heated argument about his purported drinking problem, and that during that argument he threatened her and told her to take their two children and leave. Within a day, the Mother and the children flew to New York City, where the Mother has family. The Mother alleges that during a layover in Europe, she spoke on the phone with the Father, who angrily told her that she and the children should stay in the United States.
About two weeks later, on January 7, 2011, the Father filed an application with the Turkish Ministry of Justice seeking the return of the children to Turkey pursuant to the Hague Convention. At approximately the same time, following an ex parte application by the Mother, the Second Family Court in Üsküdar entered a
In May 2011, the Father petitioned the Third Family Court for "the court to provisionally grant [him] the parental custody of the children." Joint App'x 588. In the alternative, he requested "an order that [would] require[] the children to be brought to Turkey and [would] grant[] [him] visitation rights." Id. On May 13, 2011, the Third Family Court declared that the Father's "request for grant of provisionary parental custody is rejected at this point," but it granted him "the possession of the children from 10 am on Saturdays until 12 pm on Sundays every first and third weeks of the month if he goes to the USA." Id. at 589. The Father exercised his visitation rights in New York several times between May and August 2011.
In an apparent effort to give the Father greater access to the children during the summer, the Third Family Court ordered on July 28, 2011, that "the children stay[] with their father ... from 2 p.m. on the 18th of August 2011 to 2 p.m. on the 1st of September 2011." Id. at 592. The parties disputed the effect of this order, and on August 12, 2011, the Third Family Court clarified that its July 28 order permitted the Father to take the children out of the United States to visit him "in Turkey or in any other country." Id. at 596. The court further ordered that "[f]or the execution of the decision, the Turkish Republic and U.S. passports of the children and all the other necessary documents be submitted" to the Father. Id. The Mother complied with this order, and the children left the United States to visit their father in Turkey on August 18.
A week later, the Father petitioned the Third Family Court to extend the visitation period in Turkey by one month, but the court rejected that request, explaining that "the children need the attention and affection of their mother." Id. at 602. Notwithstanding this decision, the Father retained physical custody of the children past September 1, 2011 — the final day of the court-ordered visitation period. On September 7, 2011, the Mother petitioned the Third Family Court for an order requiring the Father to return the children to her. The following day, the court ordered that the "Turkish and American passports of the children ... be returned to [the Mother] ... given the fact that the period granted to their father ... for the establishment of a healthy parent-children relationship had ended on September 1st, 2011 at 2 P.M." Id. A week later, the court reiterated its demand, commenting that the Father had acted in bad faith "by not delivering the children [to the Mother] on the appointed date, and that the children need[] the care and compassion of their mother[]." Id. at 612. The Father returned the children to the Mother in Turkey on September 18, but the children and the Mother did not return to the United States until November 4, 2011, because the Father had not returned the children's passports to the Mother, claiming that the passports had been lost.
During this interim period while the children were still in Turkey, the Father filed a Hague Convention petition with the Turkish Ministry of Justice seeking to bar the Mother's effort to remove the children from Turkey a second time. The Ministry responded that "the children have been brought to Turkey from the USA" and therefore "there is not any other procedure
Upon returning to the United States with the children in November 2011, the Mother "denied [the Father] the weekend visitation rights granted by the [Third Family Court], stating that she would permit [the Father] to see the Children only if he complied with conditions that the Turkish court had not imposed," In re S.E.O., 873 F.Supp.2d at 540, such as the Mother's demand that the visitation be supervised by someone of her choosing. On March 30, 2012, the Third Family Court rejected another request by the Father for temporary custody, but it ordered that he be allowed to visit with the children on alternating weekends in the United States pursuant to the same visitation schedule that the court had ordered on May 13, 2011.
On March 30, 2012 — the same day that the Third Family Court ordered that the Father should have access to the children in the United States — the Father filed this action in the United States District Court for the Southern District of New York under 42 U.S.C. § 11603(b), see note 1, ante, seeking: (1) an order enforcing his visitation rights, pursuant to Article 21 of the Hague Convention
In re S.E.O., 873 F.Supp.2d at 540. On the same date, the Court also ordered the Mother to show cause why the petition for relief should not be granted in full.
In April and May of 2012, the parties submitted extensive evidence and briefing regarding the merits of the Father's return claim and access claim. The District Court also held two evidentiary hearings. During these hearings, the Mother testified about events relating to her removal of the children from Turkey, and each party offered expert-witness testimony about the parents' purported custody rights under Turkish law. As the District Court summarized:
In re S.E.O., 873 F.Supp.2d at 542-43.
Based on this testimony and the submitted materials, the District Court issued a memorandum opinion and order on June 5, 2012, requiring the Mother to (1) comply with the Turkish court's visitation order, (2) return the children to Turkey by July 15, 2012, and (3) pay the Father for any "necessary expenses" incurred in connection with the suit. With regard to the return action, the District Court concluded that the Third Family Court's orders were not determinative of the parties' respective custody rights during their divorce proceedings. "At best," the District Court stated, "the conflicting testimony of Professor Akipek and Mr. Yildirimakin as to which party has legal custody of the Children raises questions as to Turkish custody law and the intent of the Turkish Court. Both these questions are more appropriately resolved by the Turkish Court." Id. at 544. The District Court concluded:
Id. To allow the children to finish the school year in the United States, the Court set a deadline of July 15, 2012, for the Mother to take the children back to Turkey. Id. at 545-46.
With regard to the access claim, the District Court began by explaining that, contrary to the Mother's arguments, federal courts have jurisdiction under 42 U.S.C. § 11603(b) to consider access claims. Id. at 545. On the merits, the Court had little to decide because the Third Family Court already had adjudicated the Father's visitation rights. Accordingly, the District Court ordered that the Mother "comply with the visitation rights set forth by the Turkish Court's May 13, 2011, Order, so long as the Children remain in the United States." Id. at 546. Finally, after quoting the relevant costs provision of the Hague Convention, see note 9, ante, and 42 U.S.C. § 11607(b)(3), see note 3, ante, the District Court concluded: "As the Court is granting the Petition, [the Mother] will be required to pay any necessary costs [that the Father] incurred in connection with this
On July 15, 2012, the Mother returned the children to Turkey pursuant to the District Court's order. Since then, Turkish courts have issued several orders pertinent to questions raised in this appeal.
On appeal, the Mother argues that the District Court erred by ordering her to take the children back to Turkey pursuant to the Hague Convention. In particular, the Mother asserts that she removed the children from Turkey in November 2011 with the consent of the Third Family Court. She cites the Third Family Court's September 2011 orders mandating that the Father return the children and their passports so that the children could return to the United States with her. The Mother also draws our attention to the Third Family Court's orders granting the Father visitation rights in the United States. She argues that it is "clear from the [Third Family] Court's orders that the court authorized [the Mother] to live with the children in the United States and that it did so in spite of [the Father's] repeated and strenuous objections." Appellant's Br. 23. The Mother further asserts that the District Court's order "reversed those [Third Family Court] orders sub silentio," thus contravening the Hague Convention's purpose of empowering courts in the country of the children's habitual residence to resolve custody disputes. Id. at 21.
With regard to the right of access claim, the Mother argues, as she did before the District Court, that "federal courts lack subject matter jurisdiction over claims seeking to enforce rights of access." Appellant's Br. 26 (citing Wiezel v. Wiezel-Tyrnauer, 388 F.Supp.2d 206, 211 (S.D.N.Y.2005); Bromley v. Bromley, 30 F.Supp.2d 857,
Finally, the Mother disputes the District Court's costs award on several grounds. First, she argues that the District Court erred on the merits of the Father's return claim, and therefore any award of costs is inappropriate. Second, she asserts that even if the return order was warranted, "the fee award should nevertheless be reversed because a fee award in this case is `clearly inappropriate' under [42 U.S.C. § 11607(b)(3)]," Appellant's Br. 24, principally because she "justifiably relied on the [Third Family] Court's orders, which facilitated the children's return to the United States in November 2011," id. at 25. Third, she points out that she "has not tried to avoid the Turkish Court's jurisdiction" and even "expressly submitted to that court's jurisdiction by filing her divorce petition in Turkey." Id. In these circumstances, she argues, a fees award would penalize her "for taking actions that she reasonably believed were authorized" under Turkish law. Id. Finally, she notes that the Father's fees request is "astronomical, nearly $700,000." Id.
On appeal, the Mother argues that her removal of the children from Turkey in 2011 did not breach any of the Father's custody rights because she acted with the explicit and implicit authorization of the Third Family Court — the Turkish court that has been primarily in charge of handling the parties' divorce and custody proceedings in Turkey. For the reasons stated below, we disagree with the Mother's arguments and affirm the District Court's return order.
The Hague Convention provides that "[w]here a child has been wrongfully removed[,]... the authority concerned shall order the return of the child forthwith." Hague Convention, art. 12. The Convention defines "rights of custody" as "includ[ing] rights relating to the care of the person of the child and, in particular, the right to determine the child's place of residence." Id., art. 5. It defines a wrongful removal as one that "is in breach of rights of custody ..., either jointly or alone, under the law of the State in which the child was habitually resident immediately before the removal or retention" and that occurred at a time when "those rights were actually exercised, either jointly or alone, or would have been so exercised but for the removal or retention." Id., art. 3.
As the Supreme Court has explained, "the Convention's broad definition" of "rights of custody" is not constrained to "traditional notions of physical custody." Abbott, 130 S.Ct. at 1991. Instead, the Convention recognizes the "increasingly common" exercise of "[j]oint legal custody, in which one parent cares for the child while the other has joint decisionmaking authority concerning the child's welfare." Id. For instance, if the law of the country of habitual residence "confers upon the father the joint right to determine his child's country of residence," that joint right "is a right of custody under the Convention." Id. at 1993. On the other hand, the Hague Convention only requires the return of a child if the removal was "wrongful," which occurs if the parent who removed the child did so "in breach of rights of custody" of the other parent.
In cases arising under the Hague Convention and ICARA, we review a district court's factual findings for clear error and its legal conclusions de novo. Lozano v. Alvarez, 697 F.3d 41, 49 (2d Cir.2012). Legal conclusions include interpretations of the Convention and applications of the appropriate legal standards to the facts. Id. at 49-50. Our review of questions of foreign law is governed by Rule 44.1 of the Federal Rules of Civil Procedure:
Fed.R.Civ.P. 44.1; see also, e.g., Ackermann v. Levine, 788 F.2d 830, 838 n. 7 (2d Cir.1986) (applying Rule 44.1 in an action under another "Hague Convention").
We affirm the return order for substantially the reasons stated in the District Court's well-reasoned opinion. See In re S.E.O., 873 F.Supp.2d at 542-45. We begin our analysis by summarizing several aspects of the District Court's decision that the parties do not dispute on appeal.
For the purposes of this appeal, the parties agree that the children's country of habitual residence is Turkey. Appellant's Br. 13; Appellee's Br. 15. The parties also agree that under Turkish law, absent any Turkish order to the contrary, parents retain joint custody rights of their children while divorce proceedings are pending. Appellant's Br. 18; Appellee's Br. 16-17; see Turkish Civil Code § 6, arts. 335,
The District Court's conclusion that the Father retained custody rights under Turkish law was well-founded. The Turkish Ministry of Justice — the Turkish "Central Authority" within the meaning of the Hague Convention
The Mother disputes this conclusion, arguing that the Ministry of Justice was not aware of the various orders of the Third Family Court in Üsküdar purportedly granting (or at least endorsing) her custody of the children. Be that as it may, a removal under the Hague Convention can still be "wrongful" even if it is lawful. As the official Hague Conference reporter stated:
Elisa Pérez-Vera, Explanatory Report: Hague Conference on Private International Law ¶ 71, in 3 Acts and Documents of the Fourteenth Session 426, 447-48 (1982).
Most importantly, the Mother has not pointed to an order of the Third Family Court explicitly recognizing her sole custody of the children, or explicitly recognizing her right to remove the children to the United States without breaching the custody rights of the Father. The available materials and testimony at trial regarding Turkish law explain that an explicit order is necessary under Turkish law before a court may terminate a parent's custody rights. The District Court found credible Professor Akipek's testimony that "a parent's custodial rights may be lawfully terminated [under Turkish law] only by an order stating explicitly that custodial rights are being terminated.... A termination of custodial rights ... is not to be inferred based on an order simply stating with which parent the child shall live during that time...." Supplemental App'x 40 (Akipek report) (emphasis in original). Having reviewed the relevant Turkish orders, Professor Akipek further testified that "Mr. Ozaltin continues to have shared custody of the common children." Id. at 31; see also Joint App'x 408-09 (testimony of Prof. Akipek) (stating that the Turkish orders "[d]efinitely [did] not" award the Mother sole custody, temporary or otherwise). The District Court found this testimony credible and persuasive. See In re S.E.O., 873 F.Supp.2d at 543-44.
Having reviewed de novo the District Court's interpretations of foreign law, see Nordwind v. Rowland, 584 F.3d 420, 429 (2d Cir.2009), we agree with the Court's analysis and conclusion. The Mother has not offered a persuasive rebuttal to Professor Akipek's testimony that "[a] termination of custodial rights ... is not to be inferred based on an order simply stating with which parent the child[ren] shall live," Supplemental App'x 40 (emphasis in original), and she has not presented any Turkish orders (issued prior to her removal of the children in 2011) that explicitly granted her sole custody of the children or otherwise redefined the parties' respective rights such that she could remove the children to the United States without breaching the Father's rights of custody. Accordingly, while we make no comment on the merits of the underlying custody dispute, Mota, 692 F.3d at 112, we hold that the children were wrongfully removed under the Hague Convention, and we affirm the District Court's return order.
The District Court awarded to the Father "any necessary costs ... incurred in connection with this action." In re S.E.O., 873 F.Supp.2d at 546. The Mother challenges this award on several grounds. With respect to the fees incurred in seeking to enforce the Father's rights of access, she argues that the visitation order is now moot and therefore cannot sustain a fees award. Additionally, she argues that federal courts do not have jurisdiction to hear claims of access under ICARA. See 42 U.S.C. § 11603(b). With respect to fees incurred in seeking a return order, the Mother argues that it would be inappropriate to award costs given the circumstances
On appeal, the parties agree that the District Court's visitation order is now moot. See Appellant's Br. 26; Appellee's Br. 41-42. We need not accept the parties' legal conclusion regarding mootness, see generally Kamen v. Kemper Fin. Servs., Inc., 500 U.S. 90, 99, 111 S.Ct. 1711, 114 L.Ed.2d 152 (1991), but in the circumstances of this case we need not consider mootness. First, the Mother's failure to contest the visitation order on the merits means that she has waived any objection to that aspect of the District Court's order. See LoSacco v. City of Middletown, 71 F.3d 88, 92 (2d Cir.1995) (issues not raised on appeal are waived). Because there is no appeal on the merits of the visitation order, we have no reason to consider whether such an appeal would be moot. Second, even if any controversy regarding the visitation order itself were now moot, we would still have jurisdiction to consider whether an award of fees was proper in these circumstances. See Kirk v. N.Y. State Dep't of Educ., 644 F.3d 134, 137 (2d Cir.2011) (allowing for the recovery of fees even "where the appeal on the merits was dismissed as moot and the district court's judgment was vacated"); cf. Dahlem v. Bd. of Educ. of Denver Pub. Sch., 901 F.2d 1508, 1511 (10th Cir. 1990) ("While a claim of entitlement to attorney's fees does not preserve a moot cause of action, the expiration of the underlying cause of action does not moot a controversy over attorney's fees already incurred." (internal citations omitted)). In sum, we have no reason to consider whether the visitation order is moot.
The Mother argues that "federal courts lack subject matter jurisdiction over claims seeking to enforce rights of access." Appellant's Br. 26 (citing Wiezel, 388 F.Supp.2d at 211; Bromley, 30 F.Supp.2d at 860). Rather, she claims, petitioners may seek to enforce rights of access only in state court or through the State Department, which is the United States's designated "Central Authority" under the Hague Convention. See note 20, ante (explaining the term "Central Authority"). Properly framed, the Mother's argument is not jurisdictional in nature but instead goes to whether § 11603(b) creates a federal right of action.
Id. § 11603(b) (emphases supplied). Later the statute provides for the relevant burden of proof in access cases: "A petitioner in an action brought under subsection (b) of this section shall establish by a preponderance of the evidence ... in the case of an action for arrangements for organizing or securing the effective exercise of rights of access, that the petitioner has such rights." Id. § 11603(e)(1)(B) (emphasis supplied).
These statutory provisions straightforwardly establish that a petitioner may "initiate judicial proceedings under the Convention... for organizing or securing the effective exercise of rights of access to a child," id. § 11603(b),
In denying a federal right of action to enforce access rights, the Fourth Circuit relied heavily on Article 21 of the Convention, which provides:
Hague Convention, art. 21; see Cantor, 442 F.3d at 199-201.
The Fourth Circuit interpreted Article 21 as stating that access rights can only be vindicated by applying to the State Department, which is the United States's designated "Central Authority" under the Hague Convention. See note 20, ante (explaining the term "Central Authority"). Article 21, however, provides that efforts to secure rights of access "may" be initiated through an application to a country's Central Authority, not that they "may only" be pursued in this way. Elsewhere the Hague Convention explicitly recognizes that if a Contracting State provides a judicial forum, petitioners seeking to enforce access rights may initiate judicial proceedings directly:
Hague Convention, art. 29. Thus, as the State Department has explained, initiating a petition with a State's Central Authority "is a nonexclusive remedy" for enforcing access rights. Legal Analysis of the Hague Convention on the Civil Aspects of International Child Abduction, 51 Fed. Reg. 10,494, 10,504 (Mar. 26, 1986). "Article 29 permits the person who claims a breach of custody or access rights, as defined by Articles 3 and 21, to bypass the Convention completely," id., by invoking other applicable laws or procedures, such as provisions in ICARA.
Bolstering our conclusion is the apparent lack of any administrative apparatus for enforcing rights of access. Rather, a Central Authority (such as the State Department) that receives a petition under the Hague Convention must offer facilitative services to the petitioner, such as taking appropriate measures to "discover the whereabouts of [the] child," "bring about an amicable resolution of the issues," and, as particularly relevant here, "initiate or facilitate the institution of judicial or administrative proceedings with a view to obtaining the return of the child and, in a proper case, to make arrangements for organizing or securing the effective exercise of rights of access." Hague Convention, art. 7. Of course, this role is often of critical importance to parties seeking judicial relief. For instance, the State Department "has engaged in time-consuming efforts in many cases to identify practicing family lawyers in the jurisdiction where a child is located who are willing to serve as counsel for a petitioning parent on a pro bono or reduced-fee basis." Peter H. Pfund, The Hague Convention on International Child Abduction, the International Child Abduction Remedies Act, and the Need for Availability of Counsel for All Petitioners, 24 Fam. L.Q. 35, 48 (1990). But the State Department itself does not have authority to enforce access rights,
To be sure, some commentators have criticized the Hague Convention (and Article 21 in particular) for having "no firm legal provisions to enforce [access] rights." Hague Conference on Private International Law: Report of the Second Special Commission Meeting to Review the Operation of the Hague Convention on the Civil Aspects of International Child Abduction, Jan. 18-21, 1993, reprinted in 33 I.L.M. 225, 244. But while Article 21 may not require a signatory country to establish judicial avenues for enforcing access rights under the Convention, Article 21 does not conflict with the unambiguous recognition of a federal right of action in § 11603.
In sum, even though not required under Article 21, federal law in the United States provides an avenue for aggrieved parties to seek judicial relief directly in a federal district court or an appropriate state court. See 42 U.S.C. § 11603(a), (b); see also Taveras v. Taveraz, 477 F.3d 767, 777 n. 7 (6th Cir.2007) ("[U]nlike The Hague Convention, the ICARA, 42 U.S.C. § 11603, does provide for judicial remedies for non-custodial parents, namely for rights of access claims (e.g., visitation).").
Lastly, the Mother argues that the District Court's award of "any necessary costs Petitioner incurred in connection with this action" was clearly inappropriate given the circumstances of this case. For the reasons stated below, we vacate the District Court's costs award and remand for further proceedings consistent with this decision.
The Hague Convention provides that "[u]pon ordering the return of a child or issuing an order concerning rights of access under this Convention, the judicial or administrative authorities may, where appropriate, direct the person who removed or retained the child ... to pay necessary expenses incurred by ... the applicant." Hague Convention, art. 26 (emphasis supplied). These "necessary expenses" may include "travel expenses, any costs incurred or payments made for locating the child, the costs of legal representation of the applicant, and those of returning the child." Id. ICARA provides that
42 U.S.C. § 11607(b)(3) (emphases supplied).
Although Article 26 of the Hague Convention provides that a court "may" award "necessary expenses" to a prevailing petitioner, § 11607(b)(3) shifts the burden onto a losing respondent in a return action to show why an award of "necessary expenses" would be "clearly inappropriate." 42 U.S.C. § 11607(b)(3); see Sealed Appellant v. Sealed Appellee, 394 F.3d 338, 346 (5th Cir.2004). Nonetheless, § 11607(b)(3) retains what we have previously described as the "equitable" nature of cost awards. Moore v. County of Delaware, 586 F.3d 219, 221 (2d Cir.2009). As the First Circuit has explained:
Whallon, 356 F.3d at 140. Accordingly, a prevailing petitioner in a return action is presumptively entitled to necessary costs, subject to the application of equitable principles by the district court. Absent any statutory guidance to the contrary, the appropriateness of such costs depends on the same general standards that apply when "attorney's fees are to be awarded to prevailing parties only as a matter of the court's discretion." Fogerty v. Fantasy, Inc., 510 U.S. 517, 534, 114 S.Ct. 1023, 127 L.Ed.2d 455 (1994). "There is no precise rule or formula for making these determinations, but instead equitable discretion should be exercised in light of the [relevant] considerations." Id. (internal quotation marks omitted).
Having articulated the governing legal principles, we turn to the present case. We vacate the District Court's award of "any necessary costs [that the Father] incurred in connection with this action," In re S.E.O., 873 F.Supp.2d at 546, because the Mother had a reasonable basis for removing the children to the United States. We also have concerns that, contrary to the spirit of the Hague Convention, the Father may have engaged in forum shopping with respect to certain aspects of this suit.
A series of court orders in Turkey demonstrate that even though the Mother's removal of the children to the United States deprived the Father of certain custody rights under Turkish law, she nonetheless had a reasonable basis for thinking at the time of removing the children to the United States in 2011 that her actions were consistent with Turkish law. Although mistake of law is not a defense to the return action itself, it is a relevant equitable factor when considering whether a costs award is appropriate. See Fogerty, 510 U.S. at 534 n. 19, 114 S.Ct. 1023 (The
Turkish courts repeatedly implied prior to the Mother's removal of the children from Turkey in November 2011 that the children could live with the Mother in the United States. In its order of May 13, 2011, for instance, the Third Family Court in Üsküdar rejected the Father's request for "provisionary parental custody" but granted him visitation rights to see the children every other weekend "if he goes to the USA." Joint App'x 589. On August 12, 2011, the same court granted the Father's request that the children return to Turkey temporarily to facilitate a personal relationship with their father. Id. at 596. And when the Father failed to return their passports so that the children could return to the United States, the court ordered that he return the passports. Id. at 602, 606. On March 30, 2012, the court again rejected a request by the Father for primary custody and ordered a continuation of his visitation schedule in the United States every other weekend. Id. at 618.
While these orders did not justify the Mother's removal of the children to the United States, they nonetheless suggest that her actions did not "run counter to the Convention's purpose of deterring child abductions by parents who attempt to find a friendlier forum for deciding custodial disputes." Abbott, 130 S.Ct. at 1996; see also id. at 1998 (Stevens, J., dissenting) ("The drafters' primary concern was to remedy abuses by noncustodial parents who attempt to circumvent adverse custody decrees (e.g., those granting sole custodial rights to the other parent) by seeking a more favorable judgment in a second nation's family court system."). Quite the opposite; the Mother has consistently submitted to the jurisdiction of Turkish courts with respect to all divorce and child-custody matters, and she has followed the Turkish courts' orders.
In our view, an award of full expenses is unwarranted in light of the Mother's reasonable basis for thinking that she could remove the children from Turkey. In passing, however, we also note our concern that certain actions of the Father may reveal forum-shopping efforts that run contrary to the purpose of the Hague Convention, thus possibly increasing the difficulty and cost of resolving this dispute. In particular, after the children returned to Turkey in the summer of 2011, the Father filed a petition with the Turkish Ministry of Justice to bar the Mother from removing the children from Turkey. In its response, the Ministry explained that "the children have been brought to Turkey from the USA" and therefore "there is not any other procedure that may be carried out in accordance with the [Hague] Convention." Joint App'x 789 (letter of October 11, 2011). The Ministry specified that "an application may be made to the relevant Court by you ... to take the necessary measures to prevent the residential address of the children [from] be[ing] change[d]." Id.
At that point, the Father should have applied to the Third Family Court for an order barring the Mother from taking the children out of the country without his permission. Yet, rather than filing a request with the Third Family Court to clarify and enforce his rights while the children were still in Turkey, the Father instead waited until the children had left Turkey to file a complaint in the Southern District of New York under the Hague Convention. This placed the onus on the American court to assess whether he retained custody
We raise these forum-shopping concerns simply to note their potential relevance to the District Court's determination of an appropriate fees award. We leave for the District Court to decide in the first instance whether these concerns are justified — an issue that the District Court is in a better position to assess — and how these concerns, if justified, might affect an appropriate fees award.
For the reasons stated above, we conclude that it would be clearly inappropriate to award all necessary expenses associated with the Father's action under the Hague Convention. Accordingly, we vacate the
To summarize, we hold that:
Accordingly, we
In conclusion, we emphasize that we do not reach or decide the merits of any underlying custody issue. See 42 U.S.C. § 11601(b)(4); Hague Convention, art. 19. The Ozaltin children have now returned to Turkey, and Turkish courts are fully empowered to consider all relevant custody matters, including whether the children — who are American citizens — should be allowed under Turkish law to return to the United States with their mother.
42 U.S.C. § 11603(b).
42 U.S.C. § 11607(b)(3).
The United States signed the Hague Convention on December 23, 1981; the President submitted the treaty to the Senate, for its consideration, on October 30, 1985; the Senate gave its consent on October 9, 1986; and the President ratified the treaty on November 10, 1986. See T.I.A.S. No. 11,670, at 1. However, the President did not present and deposit the ratification of the United States at The Hague until April 29, 1988 — the same day on which he signed ICARA — and, pursuant to Article 38 of the Hague Convention, ante, the treaty went into effect in the United States on July 1, 1988. Id.
Peter H. Pfund, The Hague Convention on International Child Abduction, the International Child Abduction Remedies Act, and the Need for Availability of Counsel for All Petitioners, 24 Fam. L.Q. 35, 42-43 (1990).
Hague Convention, art. 3.
Hague Convention, art. 14.
Lozano v. Alvarez, 697 F.3d 41, 52 n. 11 (2d Cir.2012).
Cantor, 442 F.3d at 212-13 (Traxler, J., dissenting).
Hague Convention, art. 15. Here, the Father obtained a letter from the Turkish Ministry of Justice — the Turkish Central Authority within the meaning of the Convention, see note 20, ante — explaining that the removal was wrongful. The District Court, however, properly considered the effect of that letter in light of the Mother's assertions that the Ministry of Justice was not aware of the various orders of the Third Family Court in Üsküdar purportedly granting (or at least endorsing) her custody of the children.