KATZMANN, Circuit Judge:
Plaintiff-Appellant Michael Jones, an inmate in the New York correctional system, appeals from a judgment of the United States District Court for the Northern District of New York (Sharpe, C.J.). The district court denied Jones's motion to proceed in forma pauperis and entered a conditional order dismissing Jones's civil rights complaint if he failed to pay the required filing fee. This appeal raises an issue of first impression in our circuit concerning the interpretation of the so-called three strikes provision of the Prison Litigation Reform Act ("PLRA"). The three strikes provision bars prisoners from bringing a "civil action" or "appeal[ing] a judgment in a civil action ... [in forma pauperis] if the prisoner" has, while in prison, filed three prior "action[s] or appeals" in federal court that were dismissed "on the grounds that [they] were frivolous, malicious, or failed to state a claim upon which relief may be granted." 28 U.S.C. § 1915(g).
Jones filed a lawsuit under 42 U.S.C. § 1983 alleging that Defendants-Appellees, a number of prison officials, violated his Eighth Amendment rights. Jones
In September of 2009, Jones filed the instant lawsuit against officials at the Shawangunk Correctional Facility in New York, alleging that the defendants had unconstitutionally denied him treatment for medical conditions, access to medical supplies, and accommodation of his religious practices. As a pro se litigant, Jones also moved to proceed in forma pauperis ("IFP"). Although the district court initially granted IFP status, the defendants moved that the status should be revoked because Jones had at least three prior strikes under the PLRA arising from multiple dismissals in two prior cases — Jones v. Coughlin, No. 93-CV-7341 (S.D.N.Y.), and Jones v. Herbert, No. 1:02-CV-4075 (S.D.N.Y.).
In Coughlin, Jones had asserted a claim under § 1983 alleging that the prison deprived him of reasonable access to the courts by failing to timely deliver legal documents related to his motion to vacate his conviction. The district court dismissed the complaint, finding that it failed to state a cognizable claim.
In Herbert, Jones had filed a petition for a writ of habeas corpus under 28 U.S.C. § 2254, arguing that his New York State criminal conviction be vacated by reason of the New York Appellate Division's failure to decide his appeal for nineteen years. The district court dismissed the habeas petition, concluding that Jones had not made a substantial showing of the denial of a constitutional right. The court also stated that any appeal would not be taken in good faith. Jones nevertheless appealed the decision and moved for IFP status. This court denied IFP status and dismissed the appeal. Jones then moved in the district court to vacate the judgment under Federal Rule of Civil Procedure 60(b). The district court denied the motion, and Jones again appealed. This court again dismissed his appeal, holding that Jones failed to show that "jurists of reason would find it debatable whether the underlying habeas petition ... state[d] a valid claim for the denial of a constitutional right." J. App'x at 95.
In the present case, the district court found that five of the dismissals in these two prior cases constituted strikes under the PLRA — (1) the district court's dismissal of Coughlin; (2) the dismissal of the appeal in Coughlin; (3) the district court's dismissal of the habeas petition in Herbert; (4) the dismissal of the initial appeal in Herbert; and (5) the dismissal of the appeal on Jones's Rule 60(b) motion. See Jones v. Smith, No. 09-CV-1058, 2011 WL 7073689, at *3-7 (N.D.N.Y. Dec. 6, 2011), report and recommendation adopted by 2012 WL 177971 (N.D.N.Y. Jan. 23, 2012). In doing so, the district court rejected Jones's argument that dismissals in habeas
Because the court found that Jones had accumulated at least three strikes, it withdrew Jones's IFP status and entered a conditional order requiring Jones to pay the necessary filing fee or face dismissal of his complaint. Jones timely appealed, and we stayed the conditional order of dismissal pending appeal. We also ordered appointment of counsel to assist Jones in presenting this issue of first impression.
We review de novo a district court's conclusion that a prisoner is barred from proceeding IFP by the PLRA's three strikes provision. Polanco v. Hopkins, 510 F.3d 152, 155 (2d Cir.2007).
In full, the three strikes provision dictates that:
28 U.S.C. § 1915(g). We have previously held that a habeas petition seeking to overturn a criminal conviction or sentence was not a "civil action" for purposes of the PLRA and, therefore, that prisoners filing such habeas claims were not subject to the special fee requirements of the PLRA.
We reasoned that "the application of the PLRA ... depends" at least in part on "the nature of the relief sought" and
In light of this clear precedent, the defendants concede (as they must) that such a habeas petition is not a "civil action" under the three strikes provision and, as such, that a court cannot bar a prisoner from filing a habeas petition in forma pauperis even if the prisoner has three strikes. However, they contend that the dismissal of such a habeas petition and the dismissal of an appeal from the denial of that habeas petition can nonetheless count as strikes for the purposes of barring future "civil action[s]." They rely on the same textual reading as the district court, namely that the terms "action" and "appeal" in the second half of the three strikes provision are not modified by the word "civil" and hence are broad enough to encompass habeas proceedings.
We reject this strained interpretation of the statute. Having already determined that Congress did not intend the PLRA to apply to these types of petitions for habeas corpus, see Reyes, 90 F.3d at 678, there is simply no rational basis for us to treat the three strikes provision any differently. All of our sister circuits to consider the issue have reached the same conclusion, holding that dismissals of habeas petitions filed pursuant to sections 2254 or 2255 cannot constitute strikes for purposes of the PLRA. See Mitchell v. Fed. Bureau of Prisons, 587 F.3d 415, 418 (D.C. Cir.2010); Andrews v. King, 398 F.3d 1113, 1122 (9th Cir.2005) ("Congress intended § 1915(g) to address civil rights and prison condition cases, not habeas petitions."); Jennings v. Natrona Cnty. Det. Ctr. Med. Facility, 175 F.3d 775, 779 (10th Cir.1999) ("[T]here is no rational reason to treat [the three strikes] provision differently from the rest of 28 U.S.C. § 1915(g)."); Paige v. Bacarisse, 80 Fed.Appx. 299, 300 (5th Cir.2003) (per curiam).
Moreover, contrary to the defendants' interpretation, the most natural reading of the three strikes provision is that the term "action or appeal" in the second half of the provision is simply an abbreviated reference to the term "civil action or appeal ... in a civil action" mentioned earlier in the same sentence. Although Congress certainly could have reiterated its intent by repeating the same language over and over again, there was no need for it to do so because it is clear that, read as a whole, the sentence applies only to civil actions and appeals in civil actions. Indeed, the Ninth Circuit has also implied that the defendants' textual argument is utterly without merit. The defendants in Andrews raised the same textual argument, see Brief of Appellee V.R. King, Andrews v. King, No. 02-17440, 2004 WL 545901, 22-24 (9th Cir.2004), and the Ninth Circuit nonetheless found that the dismissals of
Our interpretation of the statute's plain language is also more consistent with the legislative history of the PLRA. The legislative history demonstrates that Congress was concerned about "frivolous litigation by prisoners challenging conditions of their confinement," Blair-Bey v. Quick, 151 F.3d 1036, 1040 (D.C.Cir.1998), and did not envision that the statute would apply to proceedings challenging the lawfulness or duration of a petitioner's criminal confinement. All of the floor statements by the bill's sponsors explaining the need for the legislation focused on suits that challenged allegedly unconstitutional prison conditions, such as § 1983 actions claiming "insufficient storage locker space, a defective haircut by the prison barber," or "being served creamy peanut butter instead of chunky." See, e.g., 141 Cong. Rec. S14413 (daily ed. Sept. 27, 1995) (remarks of Sen. Dole); 141 Cong. Rec. S14418 (daily ed. Sept. 27, 1995) (remarks of Sen. Kyl); 141 Cong. Rec. S14627 (daily ed. Sept. 29, 1995) (remarks of Sen. Reid); see also Blair-Bey, 151 F.3d at 1040. Conversely, "[n]owhere in the PLRA's legislative history is there any reference to cases challenging the fact or duration of confinement" as part of the justification for the bill. Blair-Bey, 151 F.3d at 1040 (emphasis added). In fact, as far as we can tell, the only mention of such habeas proceedings anywhere in the legislative history is a statement by one sponsor that the statistics supporting his arguments in favor of the legislation "do not include habeas corpus petitions or other cases challenging the inmate's conviction or sentence." 141 Cong. Reg. S14418 (daily ed. Sept. 27, 1995) (remarks of Sen. Hatch) (emphasis added).
Moreover, just two days before passing the PLRA, Congress enacted a separate statute (i.e., AEDPA) that sought to curtail frivolous habeas petitions under §§ 2254 and 2255. "This chronology strongly suggests that Congress intended to make its changes to such habeas proceedings via the AEDPA, and to alter procedure in prisoner civil rights litigation in the PLRA." Blair-Bey, 151 F.3d at 1041 (quoting Smith v. Angelone, 111 F.3d 1126, 1130 (4th Cir.1997)). AEDPA already penalizes prisoners for filing numerous habeas petitions under §§ 2254 and 2255, and there is no indication that Congress also intended to "subject[ ] those petitions" to another, distinct "regime[] designed to deter repeat plaintiffs." Id. at 1041. There is simply no evidence that the PLRA's sponsors or Congress as a whole thought that habeas petitions challenging the fact or duration of confinement were the problem that they were trying to solve. Without such evidence, we decline to extend the three strikes provision to cover habeas petitions filed under §§ 2254 and 2255.
Therefore, dismissals of habeas petitions challenging the prisoner's conviction or the duration of his confinement should not be considered strikes for purposes of the PLRA. We express no opinion, however, about whether habeas petitions that challenge a prisoner's conditions of confinement — either mislabeled as § 2254 or 2255 petitions or properly filed under 28 U.S.C. § 2241 — or those challenging civil confinement would constitute strikes. See Andrews, 398 F.3d at 1122 n. 12 (noting that where "habeas petitions [are] little more than ... § 1983 actions mislabeled as habeas petitions ... the district court may determine that the dismissal of the habeas petition does in fact count as a strike"); Jennings, 175 F.3d at 779 n. 2; Carson v. Johnson, 112 F.3d 818, 820-21 (5th Cir. 1997). We also have no need to determine whether the dismissal of a "mixed" habeas
Having concluded that the dismissal of a habeas petition challenging the lawfulness or duration of the petitioner's criminal confinement cannot count as a strike, our only remaining task is to determine whether the same is true for the dismissal of an appeal in such a habeas proceeding. See Chavis v. Chappius, 618 F.3d 162, 165 (2d Cir.2010) (holding that a plaintiff can incur a separate strike for the dismissal of an appeal "when a complaint and a subsequent appeal are independently dismissed for grounds listed in § 1915(g)"). The defendants contend, relying on similar reasoning by the district court, that the dismissal of an appeal in such a habeas proceeding should still count as a strike even if the dismissal of the underlying petition cannot. However, in Reyes, we did not differentiate between petitions and appeals, finding that the "PLRA does not apply to a habeas corpus petition or to an appeal from the denial of such a petition." 90 F.3d at 678 (emphasis added). We see no reason to reach a different conclusion here, especially given that the "the nature of the [underlying] relief sought" in the district court and on appeal is the same. See Reyes, 90 F.3d at 678; In re Nagy, 89 F.3d at 117.
Therefore, neither the dismissal of Jones's § 2254 petition seeking to vacate his conviction in the Herbert case nor the dismissal of his appeals related to that petition constitute strikes under the PLRA. Because this holding negates three of Jones's five alleged strikes, the district court erred in denying Jones IFP status under the three strikes provision. Accordingly, there is no need to consider Jones's alternative arguments that his civil rights action in Coughlin should have been construed as a habeas petition or that some of his appeals were not dismissed on the ground that they were frivolous, malicious, or failed to state a claim on which relief may be granted.
For the foregoing reasons, we reverse the judgment of the district court and order the court to permit Jones to proceed with his civil rights complaint in forma pauperis.