UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgment entered on October 17, 2012, is AFFIRMED.
Plaintiffs, the parents of F.L., a now 15-year old autistic child, appeal from an award of summary judgment in favor of defendant New York City Department of Education ("DOE") on their claim for reimbursement of private educational expenses incurred as a result of the DOE's alleged failure to provide F.L. with the free and appropriate public education guaranteed by the Individuals with Disabilities Education Act ("IDEA"), 20 U.S.C. §§ 1400
Beforethe district court, plaintiffs did not argue that the State Review Officer ("SRO") misapplied the burden of proof set forth in N.Y. Educ. Law § 4404(1)(c), which requires the DOE to prove that the challenged IEP provided F.L. with the guaranteed free and appropriate public school education. Accordingly, we deem that argument forfeited on appeal.
Even if that were not the case, however, the argument would fail on the merits. In his detailed 27-page single-spaced decision, the SRO specifically cites § 4404(1)(c) and states that ``[t]he burden of proof is on the school district during an impartial hearing" to demonstrate that an IEP provides the guaranteed free and appropriate public education. SRO Decision 13. In arguing that the SRO nevertheless shifted the burden to them, plaintiffs point us to various statements in the decision concluding that their challenges were not supported by record evidence. These statements, however, are not made in isolation, but in the context of discussing evidence that supported the DOE's defense of the IEP. In such circumstances, we are not persuaded that the SRO failed to apply the very burden that, at the outset, he recognized New York law to impose.
Thus, we reject plaintiffs' burden argument as a reason to reverse.
Plaintiffs did argue before the district court that the administrative denial decisions impermissibly relied on retrospective testimony. In pursuing the same argument on appeal, they rely on our decision in
The 26-page 2009-2010 IEP for F.L. established 15 annual goals and 84 short-term objectives for the child. It proposed for the child to achieve these goals and objectives in a specialized school with a staffing ratio of 6:1:1. It further proposed the following weekly related services: full time behavior management (with a paraprofessional assigned exclusively to F.L.); four 1:1 and one 2:1 hour long sessions of speech and language therapy; and five 1:1 45-minute sessions of occupational therapy. The parents disputed the DOE's ability to provide the specified speech and occupational therapy services given evidence of IEP implementation problems with respect to such services at the assigned school. In response, the DOE offered testimony from the school's assistant principal stating that no such problem would arise in F.L.'s case because, if necessary, his related services would be arranged through outside providers. The DOE offered testimony that the school provided related services through district providers or, where needed, by contracting with outside providers. If outside providers were not available, parents would be provided with vouchers to secure such services from private providers. Such testimony did not pertain to services
In urging otherwise, plaintiffs cite to
Accordingly, we identify no retrospective testimony error warranting reversal of summary judgment.
IDEA review of an IEP is in two parts, ``first, procedural, and second, substantive."
Plaintiffs fault the DOE for failing to conduct a Functional Behavioral Assessment of F.L.,
While we have recognized the failure to conduct a Functional Behavioral Assessment as a ``serious procedural violation," we have also concluded that it does not rise to the level of a denial of a free and appropriate public education ``if the IEP adequately identifies the problem behavior and prescribes ways to manage it."
Plaintiffs fault the IEP for not providing parent counseling and training as a related service, as required by New York regulations.
Insofar as plaintiffs contend that they should have participated in the DOE's selection of a specific school placement, the district court did not err in deferring to the SRO's denial of this claim.
Plaintiffs argue that even if no one procedural error deprived F.L. of a free and appropriate public education, cumulatively they had that effect.
In reviewing the substantive adequacy of a challenged IEP, we are mindful that the IDEA's free and appropriate public education mandate requires a school district to provide ``personalized instruction with sufficient support services to permit the child to benefit educationally from that instruction" in more than a trivial way.
At the core of this appeal is plaintiffs' view that F.L. requires a 1:1 teaching ratio to make any meaningful educational progress. Thus, they contend that an IEP offering a 6:1:1 classroom with a 1:1 paraprofessional aide must be deemed substantively inadequate.
Here, all educators agree that F.L. needs 1:1 support to make any meaningful educational progress, but they disagree as to whether that can be provided by a paraprofessional within a small group environment or whether it demands a 1:1 teacher ratio. As this court recently observed, ``[t]he adequacy of 1:1 paraprofessional support as opposed to 1:1 teacher support is precisely the kind of educational policy judgment to which we owe the state deference if it is supported by sufficient evidence."
Ample record evidence indicates that F.L.'s primary impediments to learning relate to problems with attention; his need for prompting; and his extensive interfering behaviors, including roaming, rocking, humming and tapping, making clicking sounds with his mouth, and non-functional vocalizations. As already noted, the Committee on Special Education team reviewed extensive materials evidencing these behavioral concerns when drafting F.L.'s IEP, and the DOE school psychologist who participated in the IEP meeting testified that a 1:1 paraprofessional who could help modify F.L.'s behaviors was appropriate. Given the particular nature of F.L.'s disability, then, it was not unreasonable for the SRO to conclude that, with dedicated 1:1 support by a behavioral management paraprofessional, F.L. could make meaningful educational progress in a classroom with a 6:1:1 teaching ratio.
In urging otherwise, plaintiffs point to the testimony of F.L.'s McCarton teachers and a McCarton progress report stating that F.L. requires 1:1 teaching instruction to learn. This does not, however, compel a conclusion that 1:1 instruction by a paraprofessional under the supervision of a certified teacher would be inadequate to meet F.L.'s academic needs. First, although F.L.'s McCarton teachers uniformly testified that F.L. can only learn in a 1:1 setting, they did not explain why this could not be effected through 1:1 instruction by a supervised behavioral management paraprofessional. F.L.'s head teacher at McCarton testified that the child required 1:1 instruction because of his ``high [rates] of behavior." C.A. 214. And McCarton's director, when asked what skills an instructor would need to be able effectively to teach F.L., responded that the person would need to know ``how to prompt," ``[h]ow to use visual support," and ``how to teach generalization immediately." C.A. 223. Second, the record suggests that even McCarton did not provide F.L. with full-time 1:1 certified teaching instruction, as only two of the instructors in F.L.'s six student class were certified teachers. Third, the same McCarton progress report cited by plaintiffs to support their argument that F.L. requires 1:1 teaching also notes that ``[a]lthough one instructor continues to shadow [F.L.] in the context of a dyad or group instruction, he made progress in attending to the group leader for up to 10 minutes," and ``[o]verall, his independent functioning and social interaction have increased in the context of learned routines and activities." C.A. 679. On this record, we cannot conclude that the Committee on Special Education, the IHO, and the SRO could not reasonably have determined that educational instruction in a 6:1:1 class with a 1:1 behavioral management paraprofessional under the direct supervision of a certified teacher would not afford F.L. the opportunity to make meaningful educational progress.
Plaintiffs submit that F.L.'s placement at P.S. 138 was substantively inadequate because the school did not itself provide adequate speech-language therapy or occupational therapy to its students and, thus, would not have been able to implement the related services mandate of F.L.'s IEP. This claim challenges the DOE's choice of school, rather than the IEP itself. As we have elsewhere held, ``[s]peculation that the school district will not adequately adhere to the IEP is not an appropriate basis for unilateral placement," and ``[a] suggestion that some students are underserved" at a particular placement cannot overcome the particularly important deference that we afford the SRO's assessment of the plan's substantive adequacy."
Plaintiffs' remaining procedural and substantive challenges are presented in a generally conclusory fashion. Nevertheless, we have reviewed them to the extent possible and reject them as without merit.