PER CURIAM:
Defendant-Petitioner, the Roman Catholic Diocese of Albany, New York, petitions this Court for a writ of mandamus directing the United States District Court for the District of Vermont (William Sessions, III, Judge) to dismiss the case against it for lack of personal jurisdiction. The district court found the Diocese "at home" in Vermont, and therefore subject to general jurisdiction in that state, based on occasional worship services held there by a small number of priests associated with the Diocese and other limited contacts. The district court's jurisdictional analysis is clearly erroneous. Subjecting the Diocese to suit and the resultant foray into sensitive documents — investigations into allegations of sexual abuse by its employees — when the case would be timebarred if brought in New York (likely the only state with jurisdiction) constitutes "exceptional circumstances" warranting the "extraordinary remedy" of a writ of mandamus. A writ of mandamus is the only "adequate means" for the Diocese to prevent that irreparable harm. The clarity of the district court's error, taken together with the substantial confidentiality interests at stake (which are amplified by the fact that the case against the Diocese is unlikely to ultimately proceed to trial in any forum), establish that the Diocese has a "clear and indisputable" right to the writ.
Accordingly, we GRANT the Diocese's petition for a writ of mandamus, VACATE the September 3, 2013 order of the district court, and instruct the district court to grant the Diocese's motion to dismiss the claims against it for lack of personal jurisdiction.
Michael Shovah filed suit in the United States District Court for the District of Vermont against the Diocese and its former priest, Gary Mercure, alleging that Mercure transported Shovah (when he was a minor sometime in the late 1980s
The Diocese is a New York special act corporation with its principal office in Albany, New York. It covers fourteen counties in New York, and does not own real property, maintain an office, or have any financial accounts in Vermont. Each parish in the Diocese constitutes a separate religious corporation that owns its real property, establishes its own operating budget, hires and supervises its own employees, and relies on its own parishioners for charitable contributions. From 2002 through 2012, six of the Diocese's more than 100 parishes were located near the Vermont border, and served a total of 78 parishioners who resided in Vermont; those parishioners constitute 2.2% of the six parishes' combined registered parishioners. From 2002 through 2012, the six border parishes employed 18 Vermont residents, used a total of 21 Vermont vendors (in contrast to the 698 non-Vermont vendors), and accepted advertisements from eleven Vermont merchants (including a barber shop, a pizza parlor, a chiropractor, a law firm, and a funeral home) for publication in church materials.
During those ten years, the Diocese's weekly newspaper, The Evangelist, had a weekly circulation of 46,224; forty of those subscribers were Vermont residents. During the same period, the Diocese received.080% (or $56,305) of its more than $67 million in philanthropic gifts from Vermonters. Twelve Vermont students enrolled in Diocesan schools.
Between 2002 and 2012, at least thirteen of the Diocese's approximately 200 priests conducted a combined total of sixteen services of worship in Vermont. In addition, from July 2002 to February 2009, the Diocese authorized Father Zelker, a New York priest, to celebrate Sunday morning mass at a Vermont church. Father Zelker neither served nor was ever designated as a pastor of the Vermont church.
Following jurisdictional discovery, the Diocese moved to dismiss the action for want of personal jurisdiction. In opposition, Shovah pressed a jurisdictional predicate based on "Diocesan employees working and living in Vermont, Diocesan publications [being] sent to Vermont residents[,]... [Diocese parishes] accepting advertising from Vermont vendors, and Diocesan parishioners, students and contributors residing in Vermont."
The district court denied the Diocese's motion to dismiss. Although the court acknowledged that the Diocese "maintains no financial or physical foothold in the state," and that its "direct contacts with the state ... have been limited," it concluded that Father Zelker's weekly masses that ended in 2009 and the sixteen services of worship conducted by thirteen Diocese priests over a ten-year period were imputable to the Diocese and together were "sufficiently continuous and systematic to render the Diocese at home in Vermont." Shovah v. Mercure, 2:11-CV-201, 2013 WL 4736836, *3-4 (D.Vt. Sept. 3, 2013). Based primarily on those two sets of contacts, the court found that Shovah had sufficiently pled jurisdiction and then declined
The court thereafter denied the Diocese's motion for certification of interlocutory appeal under 28 U.S.C. § 1292(b), and ordered the Diocese to, inter alia, produce documents, dating back to 1975, reflecting allegations involving sexual abuse of minors by any Diocese employees, and the details of any resulting investigations. See Shovah v. Mercure, 879 F.Supp.2d 416 (D.Vt.2012).
The Diocese then filed this petition for a writ of mandamus and moved for expedited consideration of its petition. On December 31, 2013, we granted the Diocese's motion to expedite, and, on January 14, 2014, this panel sua sponte stayed all district court proceedings pending consideration of the petition.
The All Writs Act empowers "all courts established by Act of Congress" to "issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law." 28 U.S.C. § 1651(a). A writ of mandamus is a "drastic and extraordinary remedy reserved for really extraordinary causes." Cheney v. U.S. Dist. Court, for Dist. of Columbia, 542 U.S. 367, 380, 124 S.Ct. 2576, 159 L.Ed.2d 459 (2004) (internal quotation marks omitted). The writ has been used "both at common law and in the federal courts ... to confine the court against which mandamus is sought to a lawful exercise of its prescribed jurisdiction." Id. (alterations and internal quotation marks omitted). We issue the writ only in "exceptional circumstances amounting to a judicial `usurpation of power' or a `clear abuse of discretion.'" Id. (quoting Will v. United States, 389 U.S. 90, 95, 88 S.Ct. 269, 19 L.Ed.2d 305 (1967) and Bankers Life & Cas. Co. v. Holland, 346 U.S. 379, 383, 74 S.Ct. 145, 98 L.Ed. 106 (1953)) (citations and some internal quotation marks omitted).
Three conditions circumscribe the writ: (1) "the party seeking issuance of the writ must have no other adequate means to attain the relief [it] desires"; (2) "the issuing court, in the exercise of its discretion, must be satisfied that the writ is appropriate under the circumstances"; and (3) the petitioner must demonstrate that the "right to issuance of the writ is clear and indisputable." Cheney, 542 U.S. at 380-81, 124 S.Ct. 2576 (brackets, citations, and internal quotation marks omitted).
Each is satisfied here.
The Diocese urges that mandamus is the only means of relief because a post-trial appeal "would do nothing to alleviate the harm ... of having to litigate claims that should have been dismissed at the outset, or the harm to employees and former employees from the disclosure of highly sensitive personal information." Pet. 14. Thus, the Diocese stresses, discovery will essentially let the "cat out of the bag." Id. Mandamus is the only means for the Diocese to obtain the relief it seeks.
First, the Diocese cannot challenge the district court's denial of its motion to dismiss by means of an interlocutory appeal. We have jurisdiction over appeals "from final decisions of the district courts." 28 U.S.C. § 1291. Thus, our jurisdiction ordinarily "depends on the existence of a decision by the District Court that ends the litigation on the merits and leaves nothing for the court to do but execute the judgment." Coopers & Lybrand
Further, the Diocese rightly does not assert that the order is appealable under the collateral order doctrine. To fall within the "`small class' of decisions excepted from the final-judgment rule ..., the order must [(1)] conclusively determine the disputed question, [(2)] resolve an important issue completely separate from the merits of the action, and [(3)] be effectively unreviewable on appeal from a final judgment." Coopers, 437 U.S. at 468, 98 S.Ct. 2454 (quoting Abney v. United States, 431 U.S. 651, 658, 97 S.Ct. 2034, 52 L.Ed.2d 651 (1977)). Setting aside the first two requirements, the order does not involve "an asserted right the legal and practical value of which would be destroyed if it were not vindicated before trial," and therefore would be reviewable upon entry of a final judgment. United States v. Punn, 737 F.3d 1, 5 (2d Cir.2013).
Second, even if the order qualified for certification under 28 U.S.C. § 1292(b), the certification decision is entirely a matter of discretion for the district court, and, here, the district court denied the Diocese's certification request.
Finally, an appeal after a final judgment (albeit available) is not, under these circumstances, an "adequate means" for the Diocese to obtain the relief it seeks. "[T]he type of harm that is deemed irreparable for mandamus purposes typically involves an interest that is both important to and distinct from the resolution of the merits of the case." Linde v. Arab Bank, PLC, 706 F.3d 92, 117 (2d Cir.2013).
We have previously issued a writ of mandamus to prevent the disclosure of confidential reports of undercover New York City police officers protected by the law-enforcement privilege. See In re The City of New York, 607 F.3d 923, 934 (2d Cir.2010). We observed that the petitioning parties had no other adequate means to attain relief because "a remedy after final judgment cannot unsay the confidential information that has been revealed." Id. at 934 (internal quotation marks omitted). In other words, timing matters: "Once the `cat is out of the bag,' the right against disclosure cannot later be vindicated." S.E.C. v. Rajaratnam, 622 F.3d 159, 170 (2d Cir.2010) (emphasis in original).
Here, the district court issued an expansive discovery order requiring, inter alia, the Diocese to disclose "investigations of child sexual abuse involving the Diocese's employees, including the identifying names and addresses of the investigators and summaries of the oral and written statements taken during the course of the investigation." There is no evidence that this information has previously been disclosed. The cat is still in the bag, and the ensuing litigation will inevitably let it out.
Moreover, unlike a run-of-the-mill tort case, this litigation implicates significant confidentiality interests for the Diocese, its priests, and (more alarmingly) other victims (and their families) who would likely be subjected to distressing depositions, revisiting pasts that would not otherwise be revisited in a case solely against Mercure. Furthermore, the issue is not one of mere geography; the only other forum where jurisdiction would likely lie is New York, and, there, Shovah's claims against the Diocese would be time-barred.
Of course, the district court could reduce any harm by, inter alia, limiting discovery, sealing records, and issuing protective orders; the Diocese could, likewise, do so through additional mandamus litigation in this Court. The prospective harm, however, will result not simply from disclosure, but also from the invasive inquiries that necessarily precede it (which post-judgment relief would do nothing to cure). While invasiveness and unpleasantness are not reasons to deny discovery, here disclosure would likely serve no purpose. Thus, any corrective measures would only mitigate a harm that should have been, and still can be, avoided altogether.
Although "the general rule [is] that appellate courts should avoid determining jurisdictional issues on a petition for mandamus," In re Ivy, 901 F.2d 7, 10 (2d Cir.1990), the unique circumstances of this case, as noted above, counsel in favor of immediate review. The district court's personal jurisdiction determination is patently erroneous. Moreover, its misapplication of the personal jurisdiction standard set forth in Goodyear Dunlop Tires Operations, S.A. v. Brown, ___ U.S. ___, 131 S.Ct. 2846, 180 L.Ed.2d 796 (2011), and recently clarified in Daimler AG v. Bauman, ___ U.S. ___, 134 S.Ct. 746, 187 L.Ed.2d 624 (2014) (decided after the district court's decision), offers an opportunity to reaffirm the contours of general jurisdiction. It is this extraordinary combination — the particularly serious harms preventable only through issuance of a writ of mandamus, the clarity of the district court's error, and the need for guidance from this Court regarding the proper general personal jurisdiction inquiry, particularly as applied to religious and other charitable organizations — that renders this case ripe for mandamus relief.
The district court "clear[ly] and indisputabl[y]" abused its discretion in finding the Diocese "at home" in Vermont. A district court abuses its discretion if it (1) "base[s] its ruling on an erroneous view of the law or on a clearly erroneous assessment of the evidence" or (2) renders "a decision that cannot be located within the range of permissible decisions." Sims v. Blot, 534 F.3d 117, 132 (2d Cir.2008) (internal quotation marks omitted). The district court "indisputabl[y]" employed an "erroneous view of the law" when it denied the Diocese's motion to dismiss; the Diocese has a "clear and indisputable" right to a writ of mandamus. Cheney, 542 U.S. at 381, 124 S.Ct. 2576.
Personal jurisdiction over a foreign defendant in a federal-question case requires a two-step inquiry. We first look to the long-arm statute of the forum state. See Licci ex rel. Licci v. Lebanese Canadian Bank, SAL, 732 F.3d 161, 168 (2d
Vermont's long-arm statute, VT. STAT. ANN. tit. 12 § 913(b),
In the area of personal jurisdiction, "[t]he canonical opinion ... remains International Shoe [Co. v. Washington], 326 U.S. 310 [66 S.Ct. 154, 90 L.Ed. 95 (1945)], in which [the Supreme Court] held that a State may authorize its courts to exercise personal jurisdiction over an out-of-state defendant if the defendant has `certain minimum contacts with [the State] such that the maintenance of the suit does not offend `traditional notions of fair play and substantial justice.'" Goodyear, 131 S.Ct. at 2853 (quoting Int'l Shoe, 326 U.S. at 316, 66 S.Ct. 154).
There are two types of personal jurisdiction: general and specific. Specific jurisdiction, which Shovah concedes is lacking, "depends on an affiliation between the forum and the underlying controversy, principally, activity or an occurrence that takes place in the forum State and is therefore subject to the State's regulation." Id. at 2851 (brackets and internal quotation marks omitted). Thus, specific jurisdiction cases are limited to those involving "issues deriving from, or connected with, the very controversy that establishes jurisdiction." Id.
By contrast, "[a] court may assert general jurisdiction over foreign (sister-state or foreign-country) corporations to hear any and all claims against them when their affiliations with the State are so `continuous and systematic' as to render them essentially at home in the forum State." Id. (quoting Int'l Shoe, 326 U.S. at 317, 66 S.Ct. 154). Because "general jurisdiction is not related to the events giving rise to the suit, ... courts impose a more stringent minimum contacts test." In re Terrorist Attacks on September 11, 2001, 714 F.3d 659, 674 (2d Cir.2013).
"Goodyear made clear that only a limited set of affiliations with a forum will render a defendant amenable to all-purpose jurisdiction there." Daimler AG, 134 S.Ct. at 760. In Daimler AG, the Supreme Court further noted that since International Shoe, it has "declined to stretch general jurisdiction beyond limits traditionally recognized." Id. at 757-58. "For an individual, the paradigm forum for the exercise of general jurisdiction is the individual's domicile; for a corporation [even a religious one], it is an equivalent place, one in which the corporation is fairly regarded as at home." Goodyear, 131 S.Ct. at 2853-54.
Principal place of business and state of incorporation "have the virtue of being unique — that is, each ordinarily indicates only one place — as well as easily ascertainable."
Daimler AG, however, reaffirmed that, under Goodyear, general jurisdiction might, "in an exceptional case," extend beyond a corporation's state of incorporation and principal place of business to a forum where "a corporation's operations... [are] so substantial and of such a nature as to render the corporation at home in that State." Daimler AG, 134 S.Ct. at 761 n. 19 (citing Perkins v. Benguet Consol. Mining Co., 342 U.S. 437, 447-48, 72 S.Ct. 413, 96 L.Ed. 485 (1952) (emphasis added)). This is not that case. The Diocese's scant contacts with Vermont do not come close.
Perkins v. Benguet Consolidated Mining Company, 342 U.S. 437, 72 S.Ct. 413, 96 L.Ed. 485 (1952), "remains [t]he textbook case of general jurisdiction appropriately exercised over a foreign corporation that has not consented to suit in the forum." Goodyear, 131 S.Ct. at 2856 (internal quotation marks omitted). In Perkins, the defendant, sued in Ohio, was a foreign Philippine mining corporation that had ceased all mining activities abroad. 342 U.S. at 447-48, 72 S.Ct. 413. Its only business at the time of suit was done in Ohio, where its president maintained his office, kept the company files, and supervised the company. Id. Due process was satisfied because "Ohio was the corporation's principal, if temporary, place of business." Daimler AG, 134 S.Ct. at 756 (internal quotation marks omitted).
By contrast, in Helicopteros Nacionales de Colombia, S.A. v. Hall, 466 U.S. 408, 416, 104 S.Ct. 1868, 80 L.Ed.2d 404 (1984), the defendant corporation had no place of business in the forum and was not licensed to do business there. The Court concluded that "mere purchases [made in the forum State], even if occurring at regular intervals, are not enough to warrant a State's assertion of [general] jurisdiction over a nonresident corporation in a cause of action not related to those purchase transactions." Id. at 418, 104 S.Ct. 1868.
Similarly, in Goodyear, the defendants were overseas subsidiaries of an American corporation sued in North Carolina. They were not registered to do business in North Carolina, had no place of business, employees, or bank accounts there, and did not manufacture, design, sell, or advertise their products there; the only connection to the forum was that "a small percentage of [their] tires (tens of thousands out of tens of millions manufactured between 2004 and 2007) were distributed within North Carolina by other [parent company] affiliates." Goodyear, 131 S.Ct. at 2852. The Court held that defendants' "attenuated connections to the State f[e]ll short of the `continuous and systematic general business contacts' necessary" to establish general jurisdiction. Id. at 2857 (quoting Helicopteros, 466 U.S. at 416, 104 S.Ct. 1868) (internal citation omitted).
Most recently in Daimler AG, the plaintiffs sued Daimler, a German corporation, in California for its role in Argentina's "[d]irty [w]ar." 134 S.Ct. at 751. Daimler's U.S. subsidiary had contacts with California: three facilities, a regional office, and its status as the largest supplier of luxury vehicles to the California market (2.4% of Daimler's worldwide sales). Id. at 752. But even if those contacts were imputable to Daimler, the German corporation was not "at home" in California. Id. at 760.
Finally, there is no way to reconcile the district court's decision with Daimler AG. Daimler's contacts with the forum were far more substantial than the Diocese's with Vermont. Unlike Daimler, the Diocese operates no office or facility in Vermont, has no sales in the forum, and the percentage of its contacts with Vermont compared to its activities elsewhere (namely, New York) are trivial. Even imputing the border parishes' contacts with Vermont to the Diocese (which the district court declined to do) would not render the Diocese "at home" there. Considering, for general jurisdiction purposes, those parishes' employment of a small number of Vermont residents and service of a trivial number of Vermont parishioners again reverses the relevant inquiry — it is the Diocese's contacts with the forum, not the forum's residents' contacts with the Diocese in New York, that affect general jurisdiction. Moreover, those parishes' use of twenty-one Vermont vendors (which comprised less than 3.5% of their overall vendors) and acceptance of advertisements from eleven Vermont merchants for publication in church materials over a ten-year period is surely not enough.
Daimler, in contrast, was California's largest supplier of luxury vehicles, and operated offices and facilities in the forum. Morever, even at 2.4%, Daimler's percentage of worldwide sales conducted in the forum far surpasses the percentage of the Diocese's overall operations attributable to Vermont; yet, the Court unanimously found jurisdiction lacking. Simply put, if California is not Daimler's home, Vermont is not "home" for the Diocese.
The district court's ruling rested in part on the occasional activities of the Diocese's priests, and particularly Father Zelker. But a weekly mass, even if to some degree continuous and systematic, is not "so `continuous and systematic' as to render [the Diocese] essentially at home in the forum State." Goodyear, 131 S.Ct. at 2851. As explained above, even had the district court imputed the six border parishes' Vermont contacts to the Diocese, its jurisdictional determination would not stand.
If the Diocese is "at home" in Vermont, it begs the question: how many homes
134 S.Ct. at 762 n. 20 (citations omitted).
Accordingly, the Diocese's right to a writ of mandamus is "clear and indisputable" because the District Court's exercise of general jurisdiction amounted to a "clear abuse of discretion," if not a "judicial usurpation of power."
Although a district court's denial of a motion to dismiss for want of personal jurisdiction is ordinarily not appealable in the absence of a final judgment or a § 1292(b) certification for interlocutory appeal, this is the extraordinary case where mandamus relief is warranted. The individual aspects that have contributed to our conclusion would, alone, be insufficient for the Diocese to demonstrate that the issuance of the writ of mandamus is appropriate. Taken together, however, (a) the irreparable harm caused by a needless foray into prior abuse investigations within the Diocese, exposing victims and their families to grueling inquiries that would not be undertaken in the absence of the district court's erroneous ruling, (b) the clarity of the district court's error and futility of remand, and (c) the opportunity in this case to shed light on the Supreme Court's most recent expressions on general jurisdiction, especially as applied to religious and other charitable organizations, constitute "exceptional circumstances" that warrant the issuance of the writ. Accordingly, we