Defendant Daniel Gallagher appeals from an amended judgment convicting him, after a jury trial, of one count of securities fraud, in violation of 15 U.S.C. §§ 78j(b) and 78ff, and two counts of wire fraud, in violation of 18 U.S.C. § 1343, and sentencing him principally to 31 months' imprisonment and three years' supervised release.
Gallagher contends on appeal that the government intentionally engaged in serious misconduct throughout the proceedings that, when viewed cumulatively, deprived him of a fair trial. In particular, he maintains that the following conduct during the trial by the government constitutes reversible error: (1) the use of so-called "guilt-assuming hypotheticals"; (2) references to Gallagher's arrest and incarceration; (3) questions to a witness about the witness's state of mind; (4) the decision to call a particular witness; and (5) the injection of personal beliefs into the case during summation. Gallagher also contends that the timing of the government's pre-trial disclosures and certain arguments made during sentencing further evince that the government's purported misconduct was intentional.
To secure vacatur and a new trial on the basis of prosecutorial misconduct, Gallagher bears a "heavy burden" because he must show not only that the government's actions were objectionable, but that they were so serious as to permeate the entire trial and deny him due process. See, e.g., United States v. Williams, 690 F.3d 70, 74-75 (2d Cir. 2012). We consider the following factors in evaluating such a claim: "(1) the severity of the alleged misconduct; (2) the curative measures taken; and (3) the likelihood of conviction absent any misconduct." United States v. Locascio, 6 F.3d 924, 945-46 (2d Cir. 1993).
After examining those portions of the record that Gallagher claims were improper, we conclude that he has not made the requisite showing. Nearly all the purported conduct upon which he relies was not in fact erroneous, and, to the extent that the government arguably committed any misconduct, it did not cause Gallagher substantial prejudice. The evidence of his guilt was strong, and curative measures were taken by the District Court when necessary. See Shih Wei Su v. Filion, 335 F.3d 119, 126-27 (2d Cir. 2003) ("[E]ven when a prosecutor elicits testimony he or she knows or should know to be false, or allows such testimony to go uncorrected, a showing of prejudice is required.").
We have considered all of the arguments raised by Gallagher on appeal and find them to be without merit. For the reasons stated above, we