Filed: Jul. 08, 2015
Latest Update: Jul. 08, 2015
Summary: RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007 IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT'S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION "SUMMARY ORDER"). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL
Summary: RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007 IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT'S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION "SUMMARY ORDER"). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL...
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RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007 IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT'S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION "SUMMARY ORDER"). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the appeal is DISMISSED.
Prevezon Holdings Ltd. and affiliates (collectively "Prevezon") appeal from the District Court's November 5, 2014 entry of an amended protective order restricting, inter alia, the purchase, sale, or transfer of certain Prevezon assets. We assume the parties' familiarity with the facts and record of the prior proceedings, to which we refer only as necessary to explain our decision to dismiss.
Prevezon argues that the amended protective order functions as an injunction and is therefore immediately appealable pursuant to 28 U.S.C. § 1292(a)(1), which provides that "the courts of appeals shall have jurisdiction of appeals from . . . [i]nterlocutory orders of the district courts of the United States . . . . granting, continuing, modifying, refusing or dissolving injunctions, or refusing to dissolve or modify injunctions." But "§ 1292(a)(1) was intended to carve out only a limited exception to the final-judgment rule." Carson v. Am. Brands, Inc., 450 U.S. 79, 84 (1981). "[I]n using the word `injunctions' in 28 U.S.C. § 1292(a)(1) Congress had in mind traditional orders in equity . . . not those issued under statutes providing for preliminary relief." Korea Shipping Corp. v. N.Y. Shipping Ass'n, 811 F.2d 124, 126 (2d Cir. 1987). Here, the amended protective order was entered pursuant to a statute, 18 U.S.C. § 983(j)(1)(A), which provides for preliminary relief in civil forfeiture actions. As such, the amended protective order is not appealable as an "injunction" within the meaning of § 1292(a)(1).
Alternatively, Prevezon argues that the amended protective order is appealable under an exception that is available only when preliminary relief "effectively shuts down an ongoing business." United States v. All Assets of Statewide Auto Parts, Inc., 971 F.2d 896, 901 (2d Cir. 1992); see also United States v. Victoria-21, 3 F.3d 571, 574 (2d Cir. 1993). But the amended protective order is not appealable under this "shut down" exception because Prevezon failed to show that the amended protective order effectively "shut down" its business.
Furthermore, Prevezon's appeal from the District Court's denial of a motion to vacate or modify a prior protective order that was entered on September 11, 2013, and superseded by the amended protective order, is moot.
Finally, we note that even if we had jurisdiction over this appeal, "[i]t is our settled practice to allow the district court to address arguments in the first instance." Farricielli v. Holbrook, 215 F.3d 241, 246 (2d Cir. 2000). The issues raised in this appeal are pending before the District Court in a fully briefed motion to dismiss the underlying verified complaint. Judicial economy is better served by the District Court expeditiously ruling on that motion.
We have considered Prevezon's remaining arguments and conclude that they fail to establish jurisdiction over this appeal. For the foregoing reasons, Prevezon's appeal is DISMISSED.