Filed: Jan. 05, 2007
Latest Update: Mar. 02, 2020
Summary: Opinions of the United 2007 Decisions States Court of Appeals for the Third Circuit 1-5-2007 USA v. Lester Precedential or Non-Precedential: Non-Precedential Docket No. 06-1265 Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_2007 Recommended Citation "USA v. Lester" (2007). 2007 Decisions. Paper 1809. http://digitalcommons.law.villanova.edu/thirdcircuit_2007/1809 This decision is brought to you for free and open access by the Opinions of the United State
Summary: Opinions of the United 2007 Decisions States Court of Appeals for the Third Circuit 1-5-2007 USA v. Lester Precedential or Non-Precedential: Non-Precedential Docket No. 06-1265 Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_2007 Recommended Citation "USA v. Lester" (2007). 2007 Decisions. Paper 1809. http://digitalcommons.law.villanova.edu/thirdcircuit_2007/1809 This decision is brought to you for free and open access by the Opinions of the United States..
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Opinions of the United
2007 Decisions States Court of Appeals
for the Third Circuit
1-5-2007
USA v. Lester
Precedential or Non-Precedential: Non-Precedential
Docket No. 06-1265
Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_2007
Recommended Citation
"USA v. Lester" (2007). 2007 Decisions. Paper 1809.
http://digitalcommons.law.villanova.edu/thirdcircuit_2007/1809
This decision is brought to you for free and open access by the Opinions of the United States Court of Appeals for the Third Circuit at Villanova
University School of Law Digital Repository. It has been accepted for inclusion in 2007 Decisions by an authorized administrator of Villanova
University School of Law Digital Repository. For more information, please contact Benjamin.Carlson@law.villanova.edu.
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
____________
No. 06-1265
____________
UNITED STATES OF AMERICA
v.
CHRISTIE LESTER,
Appellant.
____________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(No. 05-cr-0052-3)
District Judge: Hon. Sylvia H. Rambo
Submitted Under Third Circuit LAR 34.1(a)
December 12, 2006
Before: FISHER, and CHAGARES, Circuit Judges,
and BUCKWALTER, District Judge.*
____________
(Filed: January 5, 2007)
OPINION OF THE COURT
*
The Honorable Ronald L. Buckwalter, Senior United States District Judge for the
Eastern District of Pennsylvania, sitting by designation.
CHAGARES, Circuit Judge.
Christie Lester pleaded guilty to misprision of a felony in violation of 18 U.S.C. §
4 and was sentenced by a judgment dated January 12, 2006. She appeals her sentence,
arguing that the District Court committed plain error by failing to demonstrate
consideration of the factors set forth in 18 U.S.C. § 3553(a) and by failing to provide an
adequate explanation for imposing her sentence. We agree and we will remand the case
for re-sentencing.
I.
Because we write only for the parties, we will keep the facts brief. On the night of
November 1, 2004, a confidential informant twice purchased drugs from Keenan Drayton,
Lester’s boyfriend. In connection with the second purchase, law enforcement officers
observed Drayton and another man exit from a hotel room registered in Lester’s name.
When the officers went to the room, they found Lester and her two children inside.
Lester consented to the officers’ request to search the room and the officers seized
approximately 290 grams of crack cocaine.
On September 23, 2005, Lester pleaded guilty to misprision of a felony in violation
of 18 U.S.C. § 4, which provides “[w]hoever, having knowledge of the actual
commission of a felony cognizable by a court of the United States, conceals and does not
as soon as possible make known the same to some judge or other person in civil or
military authority under the United States, shall be fined under this title or imprisoned not
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more than three years, or both.” In pleading guilty, Lester admitted she knew Drayton
was in possession of crack cocaine with the intent to distribute. The probation officer
calculated Lester’s base offense level as 19, and adjusted that number down by three
levels because Lester had accepted responsibility as described in U.S.S.G. § 3E1.1. A
total offense level of 16, when combined with Lester’s criminal history category of III,
results in a sentencing range of 27 to 33 months. Because Lester provided substantial
assistance in the investigation of Drayton, the government requested an additional one-
level reduction, resulting in a range of 24 to 30 months.
At the sentencing hearing, Lester asked the District Court to consider the nature
and circumstances of the offense and Lester’s history and characteristics pursuant to 18
U.S.C. § 3553(a)(1). Lester presented evidence that she was neglected and abused as a
child, and had been in an abusive relationship as an adult. She also pointed out that no
evidence showed she was involved in the commission of the underlying felony (i.e., she
did not engage in the drug trafficking) and that no evidence indicated she knew the
amount of crack cocaine her boyfriend brought into her hotel room. Finally, she argued
that the Sentencing Guidelines’ 100:1 ratio for crack cocaine and powder cocaine did not
accurately reflect her culpability.
At the sentencing hearing, the District Court addressed the crack cocaine/powder
cocaine differential, denying Lester’s request to reduce the ratio set by the Sentencing
Guidelines. Thereafter, the District Court sentenced Lester to 22 months in prison, one
3
year of supervised release, payment of a $500 fine and a $100 special assessment. The
District Court stated that it adopted the Presentence Investigation Report and explained
that “the fine is below the guideline range because of the Defendant’s inability to pay; the
Court departs from the advisory guideline range for reasons authorized by the Sentencing
Guideline Manual, to wit: pursuant to a 5K1.1 plea agreement based on Defendant’s
substantial assistance.” App. at 84. No other explanation was provided for the sentence
imposed.
II.
On appeal, Lester argues that her sentence was unreasonable because the District
Court did not adequately articulate its consideration of the sentencing factors set forth in
18 U.S.C. § 3553(a). We have jurisdiction to review the sentence for reasonableness
pursuant to 18 U.S.C. § 3742(a)(1). See United States v. Cooper, 437 F.3d 324, 327 (3d
Cir. 2006). Because Lester made no objections regarding the District Court’s
articulations at sentencing, she must now establish a violation under plain error. “The
deviation from a legal rule is ‘error,’ and an error is ‘plain’ if it is ‘clear’ or ‘obvious.’ In
most cases, an error affects substantial rights if it is prejudicial, i.e., ‘affected the outcome
of the district court proceedings.’” United States v. Evans,
155 F.3d 245, 251 (3d Cir.
1998) (citations omitted).
In its decision in United States v. Booker, 543 U.S. 220 (2005), the Supreme Court
made clear that district courts must abide by 18 U.S.C. § 3553(a) when sentencing
4
criminal defendants.2 Booker, 543 U.S. at 259-60. We have recently explained that
district courts need to “state adequate reasons for a sentence on the record so that this
court can engage in meaningful appellate review.” United States v. King,
454 F.3d 187,
196-97 (3d Cir. 2006). We do not require that courts discuss clearly meritless arguments.
Cooper, 437 F.3d at 329. And courts need not “discuss and make findings as to each of
the § 3553(a) factors if the record makes clear the court took the factors into account in
sentencing.”
Id. But an empty, mechanical recitation of each of the factors is insufficient
when “either the defendant or the prosecution properly raises ‘a ground of recognized
legal merit (provided it has a factual basis)’ and the court fails to address it.”
Id. (quoting
United States v. Cunningham,
429 F.3d 673, 679 (7th Cir. 2005). The record needs to
2
Section 3553(a) instructs court to impose sentences that are “sufficient, but not
greater than necessary,” and requires courts to consider a number of factors in imposing a
sentence. Those factors are:
(1) the nature and circumstances of the offense and the history and characteristics
of the defendant;
(2) the need for the sentence imposed-
(A) to reflect the seriousness of the offense, to promote respect for the law,
and to provide just punishment for the offense;
(B) to afford adequate deterrence to criminal conduct;
(C) to protect the public from further crimes of the defendant; and
(D) to provide the defendant with needed educational or vocational training,
medical care, or other correctional treatment in the most effective manner;
(3) the kinds of sentences available;
(4) the kinds of sentence and the sentencing range established for . . . the
applicable category of offense committed by the applicable category of defendant
as set forth in the guidelines . . . .
18 U.S.C. § 3553(a); United States. v. Cooper, 437 F.3d 324, 329 (2006).
5
show that “the court considered the § 3553(a) factors and any sentencing grounds
properly raised by the parties which have recognized legal merit and factual support in the
record.” Id. at 332.
We have carefully reviewed the record in this case and we conclude that it is
unclear whether the District Court took the § 3553(a) factors into account. In particular,
Lester invited the court to consider her history and characteristics and the nature and
circumstances of the offense. The District Court did not acknowledge this invitation or
discuss the content of these factors. The District Court’s brief statement of reasons for
imposing the sentence does not provide a satisfactory explanation. Because the District
Court did not adequately describe its application of the § 3553(a) factors, remand is
appropriate.
The District Court did explicitly address one of Lester’s sentencing arguments. It
rejected Lester’s invitation to modify the crack cocaine/powder cocaine ratio provided in
the Guidelines. On appeal, Lester did not challenge this part of the District Court’s
decision in her opening brief, but, pursuant to a Fed. R. App. P. 28(j) letter, she called our
attention to our recent decision in United States v. Gunter, 462 F.3d 237 (3d Cir. 2006).
In that case, we held “a sentencing court errs when it believes that it has no discretion to
consider the crack/powder cocaine differential incorporated in the Guidelines.”
Gunter,
462 F.3d at 249.
6
Because the ability to submit supplemental authorities under Rule 28(j) does not
generally allow parties to raise arguments otherwise waived, see United States v. Barbour,
393 F.3d 82, 94 (1st Cir. 2004); United States v. Jones,
308 F.3d 425, 427 n.1 (4th Cir.
2002), we need not evaluate the District Court’s decision to apply the Guidelines’ ratio.
Even if we were to consider Lester’s new argument, we would be unlikely to vacate her
sentence on Gunter grounds. In contrast to the district court in Gunter, this District Court
did not erroneously indicate that applying the Guidelines’ ratio was mandatory. Rather,
the District Court seems to have considered the application of the ratio in Lester’s case
and decided it was appropriate. Accordingly, we do not believe the District Court showed
any reversible error in this aspect of its decision.
Nonetheless, we remand for re-sentencing for reasons discussed above. A
sentencing court must give meaningful consideration to the § 3553(a) factors. That
consideration must be demonstrated in the record. Here, it was not.
III.
For the foregoing reasons, we will vacate the sentence and remand the matter to
the District Court for re-sentencing.
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