Opinions of the United
2008 Decisions                                                                                                             States Court of Appeals
                                                                                                                              for the Third Circuit


7-2-2008

Dicesare v. Comm Social Security
Precedential or Non-Precedential: Non-Precedential

Docket No. 07-2970




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                                                   NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT


                          No. 07-2970


                   VINCENT L. DiCESARE,
                                   Appellant
                             v.

          COMMISSIONER OF SOCIAL SECURITY




         On Appeal from the United States District Court
                  for the District of New Jersey
                     (D.C. No. 05-cv-02554)
           District Judge: Honorable Noel L. Hillman




           Submitted Under Third Circuit LAR 34.1(a)
                        June 24, 2008

     Before: SLOVITER, BARRY, and ROTH, Circuit Judges

                       (Filed July 2, 2008)

                             _____

                            OPINION
SLOVITER, Circuit Judge.

       Vincent DiCesare appeals the District Court’s order affirming the denial of his

application for disability benefits (“SSD”) and supplemental security income (“SSI”)

under the Social Security Act. He contends that he has multiple severe impairments that

prevented him from doing any substantial gainful work.

                                               I.

       DiCesare, who is now 65 years old, alleges that he was disabled as of February 5,

1996. Prior to his alleged disability, DiCesare was employed as an insurance agent. He

left his job in 1993, citing depression. DiCesare had been diagnosed with major

depressive disorder in 1993, which resulted in short term disability. A later psychological

evaluation determined that his problems were mostly physical, that he suffered no thought

disorder, and had adequate social relations.

       In February 1996, he was involved in a car accident resulting in injuries to his

neck, lower back, left arm, and left shoulder. DiCesare was diagnosed with a shoulder

muscle strain and back sprains and strains with preexisting degenerative disease. A later

MRI also revealed a small herniated disc and a mild cervical spondylosis. In support of

his disability claim, DiCesare cites persistent pain in his neck, back, left arm, and left

shoulder. Despite taking over-the-counter pain medication, he contends it is difficult for

him to lift or bend, and to walk, sit, or stand for prolonged periods. The date DiCesare

was last insured for SSD was December, 1999. As DiCesare notes, if he was not disabled



                                               2
before that date, he is limited to SSI, which uses the same standard for disability.

       In October 2001, DiCesare was diagnosed with coronary disease and underwent

heart surgery. Following his 2001 heart surgery, DiCesare’s cardiac condition was stable

and he was placed on regular medication.

                                             II.

       Applying the five-step sequential evaluation codified at 20 C.F.R. § 404.1520, the

Administrative Law Judge (“ALJ”) found that DiCesare’s severe impairments did not

establish a disability under the Commissioner of Social Security’s Listing of Impairments.

In assessing DiCesare’s residual functional capacity, the ALJ concluded that, prior to his

heart surgery, DiCesare was capable of performing his past work as an insurance agent.

The ALJ found that following his 2001 heart surgery, DiCesare could not return to his

past work but had the residual functional capacity to perform other sedentary work that

would utilize his existing skills. The District Court held that these conclusions were

supported by substantial evidence.1

       DiCesare argues that the ALJ erred at step three of the relevant analysis by relying

on his own medical judgment and summarily rejecting the Commissioner’s Listing of




                    1
                      We have jurisdiction to review a final decision of the
            Social Security Commissioner following appeal to the District
            Court. 42 U.S.C. § 405(g). Our review is plenary with respect to
            legal issues, and the ALJ’s findings of fact are entitled to deference
            if supported by substantial evidence. Fargnoli v. Massanari, 

, 38 (3d Cir. 2001).

                                              3
Impairments as a basis for finding disability. To the contrary, the ALJ considered various

medical records, as well as the testimony of DiCesare and his witness in reaching the step

three determination. Our precedent requires that there be “sufficient explanation to

provide meaningful review of the step three determination.” Jones v. Barnhart, 

, 505 (3d Cir. 2004). The record is sufficiently developed here and leads us to

conclude that the ALJ properly considered the available evidence in determining that

DiCesare did not meet the requirements for a listed impairment.

       DiCesare also challenges the ALJ’s findings with regard to steps four and five. In

this context, the ALJ questioned DiCesare about his past work, evaluated the medical

evidence, referred to the Medical-Vocational Guidelines (or “grids”), and considered the

testimony of a vocational expert. Based on this evidence, the ALJ concluded that, prior to

his heart surgery in 2001, DiCesare was capable of returning to his prior work as an

insurance agent. The light nature of this work would have accommodated DiCesare’s

then-existing limitations. Following his 2001 heart surgery, DiCesare’s limitations

persisted, and in some instances, worsened. The ALJ considered the change in

DiCesare’s condition and a vocational expert testified specifically as to the availability of

other work. Based on this evidence, the ALJ concluded that after the 2001 heart surgery,

DiCesare would have been restricted to more sedentary work, which was available in

significant numbers in the national and regional economy. Specifically, the ALJ found

that DiCesare could have performed less demanding insurance-related work. The


                                              4
availability of such work would permit him to exercise his existing skill even in light of

his limitations.

                                             III.

       Based on our review of the record, we agree with the District Court’s conclusion

that the ALJ’s findings were supported by substantial evidence. See Simmonds v.

Heckler, 

, 58 (3d Cir. 1986) (noting that the question for this court is not

whether the ALJ could have reached a different decision given the evidence, but whether

substantial evidence supported his conclusions).2

       In addition, DiCesare argues that the ALJ erred at step five by totally relying on

the grids. This argument is without merit. The Commissioner is “responsible for

providing evidence that demonstrates that other work exists in significant numbers in the

national economy,” which the claimant can perform given his residual functional

capacity. 20 C.F.R. § 404.1560(c)(2). In light of the testimony of the vocational expert

as to the availability of other work and DiCesare’s own testimony as to his relevant skills,

we conclude that the Commissioner carried his burden at step five.

________________




                    2
                       DiCesare also argues that the ALJ erred in assessing his
             credibility. To the contrary, the ALJ found DiCesare’s description
             of his injuries and restrictions “fully persuasive.” A. R. at 17. The
             ALJ appropriately considered DiCesare’s testimony in conjunction
             with all of the evidence presented. His argument is therefore
             without merit.

                                              5
                                      IV.

For the reasons set forth, we will affirm the decision of the District Court.




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