Filed: Sep. 13, 2011
Latest Update: Feb. 22, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 10-4730 _ DONALD KOVAC, Appellant v. PENNSYLVANIA TURNPIKE COMMISSION; MITCHELL RUBIN; GEORGE HATALOWICH; MELVIN M. SHELTON; MARK ROWE _ Appeal from the United States District Court for the Western District of Pennsylvania (D.C. Civil No. 2-09-cv-00400) District Judge: Honorable Terrence F. McVerry _ Submitted Under Third Circuit LAR 34.1(a) September 12, 2011 Before: RENDELL, JORDAN and BARRY, Circuit Judges. (Opinion F
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 10-4730 _ DONALD KOVAC, Appellant v. PENNSYLVANIA TURNPIKE COMMISSION; MITCHELL RUBIN; GEORGE HATALOWICH; MELVIN M. SHELTON; MARK ROWE _ Appeal from the United States District Court for the Western District of Pennsylvania (D.C. Civil No. 2-09-cv-00400) District Judge: Honorable Terrence F. McVerry _ Submitted Under Third Circuit LAR 34.1(a) September 12, 2011 Before: RENDELL, JORDAN and BARRY, Circuit Judges. (Opinion Fi..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 10-4730
_____________
DONALD KOVAC,
Appellant
v.
PENNSYLVANIA TURNPIKE COMMISSION;
MITCHELL RUBIN; GEORGE HATALOWICH;
MELVIN M. SHELTON; MARK ROWE
_____________
Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Civil No. 2-09-cv-00400)
District Judge: Honorable Terrence F. McVerry
_____________
Submitted Under Third Circuit LAR 34.1(a)
September 12, 2011
Before: RENDELL, JORDAN and BARRY, Circuit Judges.
(Opinion Filed: September 13, 2011)
_____________
OPINION OF THE COURT
_____________
RENDELL, Circuit Judge.
Donald Kovac urges on appeal that the District Court erred in granting
summary judgment to the Defendants on Kovac’s claims that he was terminated
from his job at the Pennsylvania Turnpike Commission because of his political
affiliation, or because he exercised his right to free speech, in violation of 42
U.S.C § 1983.1 We will affirm.2
I.
Kovac was employed as a Labor Relations Manager by the Pennsylvania
Turnpike Commission (“PTC”) between April 2005 and November 2008, when he
was terminated from his position. He alleges that a confluence of events and
conspiracies caused him to be fired in retaliation for either negative comments he
made about U.S. Congressman Robert Brady to PTC Chief Executive Officer
Joseph Brimmeier, or for his refusal to show loyalty to Teamsters Union Local 77
(“Local 77”) when adjudicating union grievances. In his complaint, Kovac named
PTC and its Chairman Mitchell Rubin, Chief Operating Officer George
Hatalowich, employee Melvin Shelton, as well as Local 77 Business Agent Mark
Rowe (“Defendants”). Kovac alleges that because of his comments about
Congressman Brady, or his disloyalty to Local 77 in resolving grievances, Rowe
1
The original complaint also included a whistleblower claim filed under
Pennsylvania state law, but that issue was dismissed by stipulation and agreement
of all parties pursuant to Fed. R. Civ. P. 41(a)(1)(A)(ii).
2
Our jurisdiction over this matter is proper pursuant to 28 U.S.C. § 1291. We
exercise plenary review over a District Court’s decision to grant summary
judgment. Hugh v. Butler Cnty Family YMCA,
418 F.3d 265, 266 (3d Cir. 2005).
We apply the same test as the District Court: whether there is a genuine issue of
material fact, and, if not, whether the moving party is entitled to judgment as a
matter of law. Armbruster v. Unisys Corp.,
32 F.3d 768, 777 (3d Cir. 1994),
abrogated on other grounds by Showalter v. Univ. of Pittsburgh Med. Ctr.,
190
F.3d 231 (3d Cir. 1999).
2
and Shelton requested that PTC Chairman Rubin fire Kovac. Kovac further
alleges that Rubin subsequently brought Defendant Hatalowich in on the scheme.
At the close of discovery, Defendants each moved for summary judgment.3
After reviewing the evidence, the District Court held that a reasonable jury could
not find that Kovac had satisfied the necessary elements of his claims. In
particular, the District Court found Kovac had insufficient evidence of a link
between his protected activities and the termination of his employment. As a
result, the District Court granted summary judgment in favor of the Defendants.
Kovac filed a timely appeal.
II.
To establish a claim for retaliation under 42 U.S.C. § 1983 based on
political activity a plaintiff must demonstrate:
(1) that the employee works for a public agency in a position that
does not require a political affiliation, (2) that the employee
maintained an affiliation with a political party, and (3) that the
employee’s political affiliation was a substantial or motivating factor
in the adverse employment decision.
Goodman v. Pa. Tpk. Comm’n,
293 F.3d 655, 663-64 (3d. Cir 2002) (quoting
Robertson v. Fiore,
62 F.3d 596, 599 (3d Cir. 1995) (internal quotation marks
omitted)). Similarly, to establish a retaliation claim based on protected First
Amendment activity under 42 U.S.C § 1983, “a plaintiff must allege two things:
(1) that the activity in question is protected by the First Amendment and (2) that
3
The three PTC employees shared the same legal counsel while Rowe was
separately represented.
3
the protected activity was a substantial factor in the alleged retaliatory action.”
Hill v. Borough of Kutztown,
455 F.3d 225, 241 (3d Cir. 2006).
The District Court granted summary judgment because Kovac failed to
produce evidence upon which a reasonable jury could find that his protected
activity was a substantial or motivating factor for his termination. As the District
Court wrote:
In summary, a reasonable jury could not conclude from this record
that a “substantial or motivating reason” for Kovac’s termination
was due to retaliation by Defendants for Kovac’s alleged protected
activities. Evidence of the requisite causal link does not exist in this
record.
(App’x 13.) Consequently, the sole issue before our Court is whether there was
sufficient evidence upon which a reasonable jury could decide that there was a
causal link between Kovac’s alleged protected activity and the termination of his
employment. To establish this casual link:
[A] plaintiff usually must prove either (1) an unusually suggestive
temporal proximity between the protected activity and the allegedly
retaliatory action, or (2) a pattern of antagonism coupled with timing to
establish a causal link.
Lauren W. ex rel. Jean W. v. DeFlaminis,
480 F.3d 259, 267 (3d Cir. 2007). In the
absence of these elements, we have held that evidence of causation may be
“gleaned from the record as a whole.” Farrell v. Planters Lifesavers Co.,
206
F.3d 271, 281 (3d Cir. 2000). In addition, summary judgment may be defeated
when “a reasonable inference can be drawn that an employee’s speech was at least
one factor considered by an employer in deciding whether to take action against
4
the employee.” Merkle v. Upper Dublin Sch. Dist.,
211 F.3d 782, 795 (3d Cir.
2000). However, even if the protected activity is a factor, “the employer may
defeat the employee’s claim by demonstrating that the same adverse action would
have taken place in the absence of the protected conduct.” Hill v. City of
Scranton,
411 F.3d 118, 125 (3d Cir. 2005) (citing Mt. Healthy City Sch. Dist. Bd.
of Educ. v. Doyle,
429 U.S. 274, 287 (1977)).
Kovac’s evidence consisted mainly of his own testimony. According to
Kovac, Shelton and Rowe repeatedly threatened to have him fired, and increased
their hostility towards him in the final year of his employment. In addition, Kovac
asserts he made negative comments to Brimmier about Shelton and Congressman
Brady, which somehow reached Shelton, Rowe, Hatalowich, and Brady’s son,
who also worked at PTC, and thereby caused Kovac to be fired. However,
Kovac’s testimony as to whether Rubin had any knowledge of Kovac’s comments,
or that he interacted with Shelton, or Rowe, or that Shelton and Rowe conspired
with each other to have Kovac fired was vague, speculative and conclusory. There
was little or no evidence to show that Brimmier and Hatalowich ever discussed the
comments Kovac alleges he made to Brimmier.
The only corroborating evidence Kovac presented was that Hatalowich
knew Shelton and Kovac had “conflicts and difficulties” in the past, that several
years before his termination Shelton and Rowe may have pressured Kovac about
certain union and political issues, and that PTC Hatalowich and Brimmier met
with the head of Kovac’s department about her budget and personnel plan before
5
any layoffs were announced. This evidence is insufficient to create a genuine
issue of material fact. We agree with the District Court that there is simply too
little support for a causal chain between Kovac’s alleged protected activities and
his termination for a reasonable jury to be able to infer that his termination was a
retaliatory act caused by his protected activities.
In retaliation cases where we have found sufficient evidence to defeat
summary judgment, the circumstantial causation evidence has been much stronger.
For example, in Scranton the plaintiffs’ evidence of retaliation was sufficient to
defeat summary judgment where the plaintiff was terminated for violating a local
residency requirement while other similarly situated employees who had not
engaged in protected activities were not
terminated. 411 F.3d at 127. Likewise, in
Merkle, the protected activity was well documented, and objective evidence and
disinterested testimony showed the alleged retaliatory action – a criminal
prosecution – may have been caused by the plaintiff’s decision to engage in
protected
activity. 211 F.3d at 795. Similarly, in San Filippo v. Bongiovanni, we
found the evidence sufficient to defeat summary judgment where there had been
public statements by a terminated employee’s superior that he “might have been
treated differently,” had “he behaved better earlier in terms of his relations with
his colleagues.”
30 F.3d 424, 434 (3d Cir. 1994).
In each of these cases, there was sufficient evidence to create a genuine
issue of material fact as to whether the actions were triggered by a desire to
retaliate against the plaintiff for engaging in protected activity. In contrast, in the
6
instant case, there is no evidence of a similar nature. Instead, Kovac’s case is
analogous to DeFlaminis, where we upheld summary judgment, because there was
simply no evidence in the record to support an inference of causation.
See 480
F.3d at 272.4
We need not address Defendants’ contention that Kovac was terminated
along with others for budgetary reasons – and due to his poor performance –
because Kovac’s failure to offer sufficient evidence of causation dooms his case.
III.
For the foregoing reasons, we will affirm the District Court’s grant of
summary judgment.
4
Kovac also urges that “how” he was terminated and the fact that his
unemployment benefits were contested after he was fired constitutes evidence of
causation. We are not persuaded that this evidence helps Kovac satisfy his
burden.
7