STAPLETON, Circuit Judge.
These five consolidated cases involve 244 plaintiffs who claim to have suffered personal injuries caused by their exposure to emissions from three alumina refineries in Western Australia. With one exception, all plaintiffs live in Australia. One plaintiff moved to Pennsylvania shortly before he filed suit. These refineries are owned and operated by Alcoa of Australia, Ltd. ("AAL"), which is sixty percent owned by a subsidiary of the sole defendant, Alcoa, Inc. ("Alcoa"). The District Court granted Alcoa's motion to dismiss without prejudice on forum non conveniens grounds. These appeals followed.
While plaintiffs acknowledge that their exposure, injuries, diagnoses, and medical treatment all occurred exclusively in Western Australia and that none of the operative facts material to causation, injuries, diagnoses and treatments occurred in Pennsylvania, they insist that the "witnesses and documentary evidence necessary for the plaintiffs to prove liability are located at defendant's corporate headquarters in Pittsburgh." Appellants' Br. at 2. They contend that the District Court's dismissal must be overturned because it ignored the evidence they submitted in support of this proposition. They also maintain that the District Court did not "hold the defendant to [its] burden of persuasion on all elements of the [forum non conveniens] analysis." Id. at 12.
We conclude that the District Court did not abuse its discretion in concluding that these matters should go forward in Western Australia and that its thorough opinion reflects an appropriate supporting analysis. Accordingly, we will affirm the District Court's order. Because we write primarily for the parties who are familiar with the record and the proceedings, we will address only the concerns raised by the plaintiffs.
Plaintiffs acknowledge that the District Court's opinion addresses the proper issues to be considered in reaching a decision on the appropriate forum: (1) what degree of deference is to be given the plaintiffs' choice of forum, (2) whether there is an adequate alternative forum, (3) whether a balancing of the private factors weighs in favor of dismissal, and (4) whether a balancing of public factors weighs in favor of dismissal. See, e.g., Lacey v. Cessna Aircraft Co., 862 F.2d 38, 43 (3d Cir. 1988). Plaintiffs challenge the District Court's treatment of issues (2) through (4), and we will address each in turn.
Plaintiffs initially argue that Alcoa did not prove that Western Australia was an adequate alternative forum. To the contrary, plaintiffs say, the record reveals that an Australian forum would not be adequate because it (1) would not provide for pretrial depositions (a fact which they assert the District Court did not address), (2) it would prohibit contingent fee arrangements, and (3) it would require any plaintiff who lost to pay the cost of the defense.
As the District Court pointed out, Alcoa submitted an affidavit of a qualified Western Australia attorney which explains that (1) Alcoa is registered to do business and subject to service of process in Western Australia, (2) the courts of Western Australia have jurisdiction over cases of this kind and recognize theories of liability for negligence, reckless conduct, and "damage caused by hazardous activities," and (3) the applicable court rules provide inter alia for discovery of documents, interrogatories, and the compelling of the attendance of witnesses and production of documents at trial by court ordered subpoenas. App. III at B-1607-1613. There is also evidence that trial witnesses would be required to provide pretrial statements.
The District Court's opinion provided in part:
App. at A-31-34 (internal citations and footnotes omitted).
As the District Court pointed out, numerous federal courts have found Australia to be an adequate alternative forum and dismissed on grounds of forum non conveniens. Some have specifically held that the absence of pretrial depositions does not render an alternative forum inadequate, see, e.g., In re Carbide Corp. Gas Plant Disaster, 809 F.2d 195 (2d Cir. 1987), and we have found no case concluding to the contrary. We find no fault with the District Court's treatment of this issue. It clearly did not abuse its discretion.
Plaintiffs urge that the District Court "engaged in a one-sided evaluation" when assessing the private interest and public interest factors, dismissing "with little or no discussion factors which favored retaining jurisdiction in the U.S. forum." Appellants' Br. at 14. Plaintiffs correctly note that the District Court focused on the difficulties Alcoa would have in accessing the evidence it would need to defend itself if the cases go forward in Pennsylvania. They insist that it ignored their evidence that they would have very limited access to Pittsburgh witnesses and documents if relegated to the pretrial process in Western Australia. Once again, we believe the District Court did the appropriate balancing and reached a conclusion well within the scope of its discretion.
After pointing out Alcoa's need for "access to non-party witnesses regarding the alleged injuries, medical treatment, prognoses, local climatic anomalies, refinery operations, and Western Australia environmental and public health regulations," the District Court directly addressed plaintiffs' contention "that there are important witnesses and/or documents located in Pennsylvania that are critical to establishing liability." App. at 35. It found, however, that Pennsylvania evidence from a party would be much more accessible to plaintiffs for trial in a Western Australian forum than Western Australian evidence from non-parties would be for Alcoa for trial in a Pennsylvania forum. Because of this distinction between access to party and non-party witnesses and documents and the primary importance of a party's being able to present its case at trial, the District Court concluded that this factor weighed heavily in favor of dismissal.
Plaintiffs understandably would prefer to have the pretrial process available in Pennsylvania. However, we do not understand plaintiffs to challenge the conclusion of the Court regarding the relative access of the parties to evidence for trial or the primary importance of access to evidence for trial. While plaintiffs' brief faults the District Court for relying on a party/non-party distinction, it does so on the ground that it "overlooks the fact that the Australian legal system has very different procedural rules related to pretrial discovery," Appellants' Br. at 15 (emphasis added), and the ensuing portion of that argument in the brief, with one exception,
With respect to balancing the private interests of the parties concerning the disparity in pretrial discovery rules, the District Court, in addition to finding that the absence of pretrial depositions did not render Western Australia an inadequate forum, understandably concluded that "[a]ll parties . . . are subject[] to the same restrictions [on pretrial discovery]" and "therefore, there is no prejudice." App. at A-33.
In Dahl v. United Technologies Corp., 632 F.2d 1027 (3d Cir. 1980), we sustained the dismissal of a Delaware suit in favor of a Norwegian forum in similar circumstances.
Plaintiffs insist that the District Court wrongfully disregarded Pennsylvania's "interest in insuring that [its] corporations do not engage in tortuous [sic]conduct which results in injury to anyone, regardless of whether those individuals reside in a foreign country or in the U.S." Appellants' Br. at 24. Plaintiffs correctly point out that this Court took note of that interest in Windt v. Qwest Communs. Int'l., Inc., 529 F.3d 183, 193-94 (3d Cir. 2008). We do not agree, however, that the District Court's opinion evidences a failure to take that interest into account. The Court was fully aware that plaintiffs alleged culpable conduct in Pennsylvania and expressly recognized at the outset of its public interest factor discussion that it "must consider the locus of the alleged culpable conduct . . . and the connection of that conduct to plaintiff's chosen forum." App. at A-38 (quoting from Lony v. E.I. Du Pont de Nemours & Co., 935 F.2d 604, 612 (3d Cir. 1991). The District Court's conclusion was not that Pennsylvania lacked a relevant interest, but rather that it had no interests "comparable" to those of Australia. App. at A-60.
Even if the District Court had failed to take this interest of Pennsylvania into account, however, it would not alter the outcome of these appeals. Clearly, neither Windt nor any other case suggests that, where culpable conduct takes place in a mass tort case in both jurisdictions and injury in only one, the interests of the two are "comparable." This issue is not a close call. A public interest balancing analysis which concluded in favor of Pennsylvania here would be an abuse of discretion. The District Court's conclusion was not.
The judgment of the District Court will be affirmed.