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Howard Aubrey v. City of Bethlehem Fire Dept, 11-1767 (2012)

Court: Court of Appeals for the Third Circuit Number: 11-1767 Visitors: 48
Filed: Mar. 06, 2012
Latest Update: Feb. 22, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 11-1767 _ HOWARD AUBREY, Appellant v. CITY OF BETHLEHEM, FIRE DEPARTMENT, _ APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA (D.C. Civ. No. 5:10-cv-1604) District Judge: Honorable Lawrence F. Stengel _ Submitted Under Third Circuit LAR 34.1(a) October 28, 2011 _ Before: SLOVITER, GREENAWAY, JR., and ALDISERT, Circuit Judges. (Opinion Filed: March 6, 2012) _ OPINION _ GREENAWAY, JR.,
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                                                    NOT PRECEDENTIAL

             UNITED STATES COURT OF APPEALS
                  FOR THE THIRD CIRCUIT
                       _____________

                          No. 11-1767
                         _____________


                      HOWARD AUBREY,
                                Appellant

                                v.

          CITY OF BETHLEHEM, FIRE DEPARTMENT,

                         ______________

     APPEAL FROM THE UNITED STATES DISTRICT COURT
       FOR THE EASTERN DISTRICT OF PENNSYLVANIA
                     (D.C. Civ. No. 5:10-cv-1604)
           District Judge: Honorable Lawrence F. Stengel
                          ______________

             Submitted Under Third Circuit LAR 34.1(a)
                         October 28, 2011
                         ______________

Before: SLOVITER, GREENAWAY, JR., and ALDISERT, Circuit Judges.


                  (Opinion Filed: March 6, 2012)
                        ______________

                            OPINION
                         ______________
GREENAWAY, JR., Circuit Judge.
       Appellant Howard Aubrey (“Aubrey”) seeks reversal of the District Court’s

decision to grant a motion to dismiss in favor of Appellee City of Bethlehem, Fire

Department (“Bethlehem”). For the reasons stated herein, we will affirm the District

Court’s Order.

                                   I. BACKGROUND

       Because we write primarily for the benefit of the parties, we recount only the

essential facts.

       Aubrey worked as a firefighter in Bethlehem, Pennsylvania. In June 2006, he

began receiving treatment for depression, suicidal ideation and substance abuse. He was

later diagnosed with Post Traumatic Stress Disorder (“PTSD”). 1 In January 2007, while

on a leave of absence for his medical condition, Aubrey applied for a fire inspector

position with the Bethlehem Fire Department. He was denied the position.

        Aubrey remained on leave after being denied the fire inspector position – first

using his regular accrued leave, then exercising his right to twelve weeks of leave under

the Family Medical Leave Act (“FMLA”). The record indicates that he received an

independent medical examination confirming his PTSD diagnosis and other evaluations

stating that he was unable to return to work as a firefighter. It also shows that while on

1
  Aubrey’s amended complaint states that he was diagnosed with “Post Traumatic
Syndrome.” App. 24. However, a review of the record indicates that he was being
treated for Post Traumatic Stress Disorder. See e.g., App. 153, 158, 172.

                                             2
leave he corresponded with Bethlehem regarding his condition, his plans to return to

work (including his rejection of offers to perform light duty functions), and his need to

obtain medical clearance before returning to the Bethlehem Fire Department. Aubrey

exhausted his approved leave on December 19, 2007, and never returned to work. He

alleges that the tolling of the statute of limitations should be delayed because he

continued receiving pay stubs without income until an unspecified date in 2008 and

remained an active member of the union until retiring in February 2010.

       After filing a Charge of Discrimination with the Equal Employment Opportunity

Commission (“EEOC”) on May 8, 2009, Aubrey filed an action for employment

discrimination, alleging that Bethlehem violated the Americans with Disabilities Act

(“ADA”) by not allowing him to return to work and by failing to provide him with a

reasonable accommodation. Aubrey also alleged that he was discriminated against on the

basis of his disability in violation of the Pennsylvania Human Relations Act.

       Bethlehem filed a motion to dismiss Aubrey’s claims under Rule 12(b)(6) of the

Federal Rules of Civil Procedure, alleging that Aubrey failed to file a Charge of

Discrimination with the EEOC within 300 days of the alleged discriminatory act. After

finding that the amended complaint lacked relevant information and was substantively

difficult to discern, the District Court asked the parties to conduct limited discovery and

submit supplemental briefs to assist the Court in determining whether Aubrey’s



                                              3
discrimination claim was timely. Specifically, the Court sought more information about

the date on which the alleged discriminatory act occurred.

       During the limited discovery process, the District Court conducted two

conferences with the parties and provided a clear timeframe during which Aubrey could

respond to the discovery materials produced by Bethlehem. After conducting limited

discovery and considering the supplemental written filings, the District Court granted

Bethlehem’s motion and dismissed the action.2 Aubrey now appeals the District Court’s

Order granting dismissal.

                II. JURISDICTION AND STANDARD OF REVIEW

       The District Court had original jurisdiction, pursuant to 28 U.S.C. § 1331. We

have appellate jurisdiction, pursuant to 28 U.S.C. § 1291.

       We exercise plenary review over a district court’s grant of a motion to dismiss,

pursuant to Federal Rule of Civil Procedure 12(b)(6), for failure to state a claim. Grier v.

Klem, 
591 F.3d 672
, 676 (3d Cir. 2010). “In deciding a motion to dismiss, all well-

pleaded allegations of the complaint must be taken as true and interpreted in the light

most favorable to the plaintiffs, and all inferences must be drawn in favor of them.”

McTernan v. City of York, 
577 F.3d 521
, 526 (3d Cir. 2009) (internal quotation marks and

2
 In deciding the Rule 12(b)(6) motion, the District Court considered the amended
complaint, Aubrey’s deposition, Fire Commissioner George Barkanic’s deposition,
Human Resources Director Jean Zweifel’s deposition and any written briefing materials
and accompanying exhibits regarding the motion to dismiss or the issue of untimeliness.

                                             4
citation omitted). To withstand a Rule 12(b)(6) motion to dismiss, “a complaint must

contain sufficient factual matter, accepted as true, to state a claim to relief that is

plausible on its face.” Ashcroft v. Iqbal, 
556 U.S. 662
, ---, 
129 S. Ct. 1937
, 1949 (2009)

(internal quotation marks and citation omitted).

                                       III. ANALYSIS

       Aubrey alleges that the District Court committed reversible error by considering

documents, other than those permissible under Rule 12(b)(6), in its disposition of

Bethlehem’s motion to dismiss. Aubrey argues that this procedural error improperly

converted the motion to one seeking summary judgment. He also argues that the District

Court erred in granting the motion on the basis of untimeliness. Because we find no such

error in the District Court’s determinations, we will affirm.

       “In deciding a Rule 12(b)(6) motion, a court must consider only the complaint,

exhibits attached to the complaint, matters of public record, as well as undisputedly

authentic documents if the complainant’s claims are based upon these documents.”

Mayer v. Belichick, 
605 F.3d 223
, 230 (3d Cir. 2010) (citation omitted). If the court

considers other matters outside of the pleading, the motion is to be treated as one for

summary judgment, pursuant to Rule 56 of the Federal Rules of Civil Procedure. See

Fed. R. Civ. P. 12(b)(6). The district court, prior to converting a Rule 12(b)(6) motion to

a motion for summary judgment, must provide the parties with “an opportunity to submit

materials admissible in a summary judgment proceeding.” Ford Motor Co. v. Summit

                                                5
Motor Prods., Inc., 
930 F.2d 277
, 284 (3d Cir. 1991) (quoting Rose v. Bartel, 
871 F.2d 331
, 342 (3d Cir. 1989)). A district court’s failure to provide such opportunity

constitutes reversible error. 
Id. If notice
is not given but the error is harmless, reversal is

not required. 
Id. at 284-85
(citing 
Rose, 871 F.2d at 342
).

         Aubrey relies on Ford and Rose in arguing that the District Court committed

reversible error by converting the motion to dismiss without notice; however, we find no

such error.3 The issue of timeliness is treated as a statute of limitations question. See

Burgh v. Borough Council, 
251 F.3d 465
, 470 (3d Cir. 2001). Here, the District Court

explicitly sought limited discovery on the timeliness issue after concluding that the

amended complaint was difficult to decipher. In adjudicating the motion to dismiss, it

used the limited discovery information solely for the purpose of clarifying the timeframe

of the action. After doing so, the District Court concluded that the amended complaint

was untimely because it “d[id] not contain specific allegations of disability-based

employment discrimination within the period beginning July 11, 2008 and ending May 8,

2009.”



3
 Even if the motion were converted to one seeking summary judgment, the parties had
ample notice of the alleged conversion based on the District Court’s communications
with the parties. See 
Rose, 871 F.2d at 342
(stating that a court need not issue an order
expressly notifying the parties that it is converting a motion to dismiss into one seeking
summary judgment “so long as [it] otherwise fairly apprises the parties of the proposed
conversion”).

                                               6
         This conclusion falls squarely within the domain of Rule 12(b)(6), as it concerns

only the legal question of whether the claim was filed within the applicable statute of

limitations. Compare 
Iqbal, 129 S. Ct. at 1949
(stating the rule and standard for a motion

to dismiss for failure to state a claim), with Fed. R. Civ. P. 56 (“[T]he court shall grant

summary judgment if the movant shows that there is no genuine dispute as to any

material fact . . . .”); see also Oshiver v. Levin, Fishbein, Sedran & Berman, 
38 F.3d 1380
, 1384 n.1 (3d Cir. 1994) (stating that a statute of limitations defense can be used in

the context of a Rule 12(b)(6) motion where “the complaint facially shows

noncompliance with the limitations period and the affirmative defense clearly appears on

the face of the pleading”). For these reasons, we find that the District Court did not err in

using limited discovery materials to construe Aubrey’s claims on his motion to dismiss.

         Second, Aubrey asserts that the District Court erred in granting the motion to

dismiss for untimeliness given the lack of clarity as to when his employment actually

ended. In order for Aubrey’s claims to be timely, the alleged unlawful employment

practice would have needed to occur and to have been communicated to him on or after

July 11, 2008, i.e., within 300 days prior to filing his May 8, 2009, Charge of

Discrimination with the EEOC. 4 See 42 U.S.C. § 2000e-5(e)(1); Callowhill v. Allen-



4
    Title 42 U.S.C. § 2000e-5(e)(1) states:

         A charge under this section shall be filed within one hundred and eighty
         days after the alleged unlawful employment practice occurred [. . .] except
                                              7
Sherman-Hoff Co., 
832 F.2d 269
, 271 (3d Cir. 1987) (“In a state such as Pennsylvania

which has an agency performing functions similar to those of the EEOC, the time for

filing is extended to 300 days . . . .”). Aubrey argues that his claims fall within the 300-

day statute of limitations because Bethlehem never actually “terminated” him, an action

that Aubrey alleges is required to trigger the tolling of the statute of limitations. This

Court finds no precedent to suggest that the date of termination marks the tolling of the

statute of limitations in an ADA case, absent an assertion that the termination itself was

the discriminatory act. The amended complaint makes no such assertion. Instead, it

focuses on the failure to promote Aubrey to fire inspector and an alleged failure to

accommodate. The record indicates that Aubrey was not physically present at work after

June 2006, was denied the fire inspector’s position in January 2007, and exhausted his



       that in a case of an unlawful employment practice with respect to which the
       person aggrieved has initially instituted proceedings with a State or local
       agency with authority to grant or seek relief from such practice or to
       institute criminal proceedings with respect thereto upon receiving notice
       thereof, such charge shall be filed by or on behalf of the person aggrieved
       within three hundred days after the alleged unlawful employment practice
       occurred, or within thirty days after receiving notice that the State or local
       agency has terminated the proceedings under the State or local law,
       whichever is earlier, and a copy of such charge shall be filed by the
       Commission with the State or local agency.

(emphasis added).



                                              8
FMLA leave in December 2007. Each of these junctures in time fall outside of the 300-

day statute of limitations. These facts support dismissal for untimeliness.

       Aubrey avers that his claims should survive the statute of limitations bar because

Bethlehem’s acts constituted discrimination of a continuing nature. Conceptually, the

continuing violation doctrine “allows courts to consider conduct that would ordinarily be

time barred as long as the untimely incidents represent an ongoing unlawful employment

practice.” Nat’l R.R. Passenger Corp. v. Morgan, 
536 U.S. 101
, 107 (2002) (internal

quotation marks and citation omitted). However, the Supreme Court has explicitly

rejected the use of this doctrine to preserve time barred claims for discrete discriminatory

acts. 
Id. at 113
(“[D]iscrete discriminatory acts are not actionable if time barred, even

when they are related to acts alleged in timely filed charges . . . [E]ach discrete

discriminatory act starts a new clock for filing charges alleging that act.”); see O’Connor

v. City of Newark, 
440 F.3d 125
, 127 (3d Cir. 2006) (classifying termination, failure to

promote and denial of transfer as examples of discrete acts that must occur within the

statute of limitations). The nature of Aubrey’s claims do not involve repeated conduct.

See 
Morgan, 536 U.S. at 115
. Therefore, the continuing violation doctrine does not

preserve his time barred claims.




                                              9
       Similarly, Aubrey asserts that Bethlehem engaged in an unlawful employment

practice that continued until March 2010 5 by failing to engage in an “interactive process”

to determine when and under what conditions he could return to work. Under the ADA,

we construe this allegation as a failure to accommodate:

               To establish a prima facie case of discrimination under the ADA, a
       plaintiff must show, inter alia, that she is otherwise qualified to perform the
       essential functions of the job, with or without reasonable accommodations
       by the employer. Adverse employment decisions in this context include
       refusing to make reasonable accommodations for a plaintiff’s disabilities.
       The term [r]easonable accommodation further includes the employer’s
       reasonable efforts to assist the employee and to communicate with the
       employee in good faith[.]

Colwell v. Rite Aid Corp., 
602 F.3d 495
, 504 (3d Cir. 2010) (internal quotations and

citations omitted). Aubrey’s claims fail for numerous reasons. The documents presented

in this case indicate that Bethlehem communicated with Aubrey on multiple occasions

regarding his intention to return to work. Bethlehem also wrote letters requesting

clarifications in the medical opinions submitted on his behalf and attempting to arrange

an interview to review his case. Additionally, the limited discovery revealed that Aubrey


5
  Aubrey refers to March 2010 as the date in which his employment ended. He bases this
reference on an assertion that his employment did not end until he started collecting his
pension in March 2010. We reject the use of March 2010 as a marker for the end of
Aubrey’s employment. Aubrey’s FMLA leave expired in December 2007, and he had
not notified Bethlehem of an intent to return to work nor had he provided a medical
clearance indicating that he could return to work. For the purpose of this analysis, we
consider Aubrey’s separation to have occurred once he failed to return to work after
exhausting his FMLA leave.
                                             10
rejected offers to perform light duty employment and did not obtain medical clearance to

return to work. In light of these facts, Aubrey’s assertion that Bethlehem failed to engage

in an interactive process lacks merit and does not excuse his failure to file this action

within the required statute of limitations.

         Finally, Aubrey’s attempt to revive his claim using the Lilly Ledbetter Fair Pay

Act (“Ledbetter Act”), alleging that his inability to continue working for Bethlehem

deprived him of an opportunity to accrue greater pension benefits, must also fail. See 42

U.S.C. § 2000e-5(e)(3)(A).6 We have previously held that the Ledbetter Act does not

apply, and therefore cannot excuse a time barred claim, when a plaintiff has not alleged

wage discrimination. See Noel v. Boeing Co., 
622 F.3d 266
, 272-73 (3d Cir. 2010) (“In

our view, Congress’ motivation for enacting the [Ledbetter Act] was to overturn the

perceived harshness of Ledbetter [v. Goodyear Tire & Rubber Co., Inc., 
550 U.S. 618
(2007)] and to provide greater protection against wage discrimination but not other types

of employment discrimination.”). Aubrey’s amended complaint makes no allegation of
6
    The Ledbetter Act expanded Title VII claims to include compensation discrimination:
         For purposes of this section, an unlawful employment practice occurs, with
         respect to discrimination in compensation in violation of this subchapter,
         when a discriminatory compensation decision or other practice is adopted,
         when an individual becomes subject to a discriminatory compensation
         decision or other practice, or when an individual is affected by application
         of a discriminatory compensation decision or other practice, including each
         time wages, benefits, or other compensation is paid, resulting in whole or
         in part from such a decision or other practice.
42 U.S.C. § 2000e-5(e)(3)(A) (emphasis added).
                                              11
wage discrimination. While some of his written filings before the District Court and this

Court reference a reduction in pension benefits as a result of Bethlehem’s alleged

discriminatory acts, we construe such arguments as alleging injury resulting from other

discrimination claims as opposed to a specific claim of discrimination in compensation.

See 
Noel, 622 F.3d at 275
(“We recognize that many employment-related decisions, not

simply pay-setting decisions, ultimately have some effect on compensation. But to

include these myriad employment decisions within the ‘other practice’ language of the

[Ledbetter Act] would weaken Title VII's administrative exhaustion requirement.”).

Consequently, Aubrey’s claims fall outside the ambit of the Ledbetter Act.

                                  IV. CONCLUSION

       We find that the District Court committed no error in dismissing Aubrey’s claims

under Rule 12(b)(6) of the Federal Rules of Civil Procedure for lack of timeliness. For

the reasons stated above, we will affirm the District Court’s Order.




                                            12

Source:  CourtListener

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