SLOVITER, Circuit Judge.
The brief on behalf of Petitioner-Appellant Han Tak Lee has listed the following statement of issues:
Appellant's Br. at 2.
Because we dispose of this matter on the final issue listed, we will not reach the other provocative issues in Nos. 1 and 1 a above.
Petitioner Han Tak Lee appeals from the District Court's Order, which denied his petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 without granting discovery or conducting an evidentiary hearing.
Lee filed a petition for habeas corpus against the Superintendent of the state prison where he has been incarcerated, the District Attorney of Monroe County and the Attorney General of Pennsylvania (hereafter collectively referred to as "Commonwealth"). Lee now argues that his habeas petition should be granted because he is actually innocent. Specifically, he argues that newly discovered evidence proves that the fire expert testimony that the Government relied upon to secure his convictions was fundamentally unreliable and that therefore his continued incarceration violates his due process rights. In a brief filed on behalf of the Commonwealth containing less than three pages of substance, the Commonwealth asserts that Lee "has merely offered different evidence that could solely be used for impeachment purposes," which "does not, on its own[,] establish a constitutional violation." Appellee's Br. at 6. The Commonwealth further argues that Lee's "claim of actual [innocence] without a clear separate constitutional violation is not cognizable under 28 U.S.C. § 2254." Id. at 7.
Lee was convicted on September 17, 1990 after an eight-day jury trial during which Lee's attorney had argued that Lee's daughter was mentally ill and had set the fire as a suicidal act. Post-verdict
Nevertheless, the trial court held that Lee had failed to establish that trial counsel was ineffective despite, inter alia, trial counsel's failure to discredit the Commonwealth's expert witnesses or to argue that the fire was accidental. Lee filed a direct appeal in the Superior Court of Pennsylvania, arguing that trial counsel was ineffective. The Superior Court affirmed Lee's convictions and sentence, and the Pennsylvania Supreme Court denied allowance of an appeal.
In 1995, Lee filed a pro se petition for relief under the PCRA in the Court of Common Pleas of Monroe County, Pennsylvania. Inexplicably, the Commonwealth did not comply with the court's order to file a response, and the petition sat dormant until the attorney who is now representing Lee in this case requested leave to file an amended petition in 2001. Lee's attorney also requested an order granting access to evidence and scientific records that were in the possession of the state police. The District Attorney consented to this disclosure, but the PCRA judge refused to allow it, stating merely that it was "unduly burdensome on the State Police." App. at 103.
Lee's attorney filed an amended petition for relief under the PCRA in 2005, which argued that (1) Lee was entitled to a new trial because of exculpatory evidence (in the form of newly discovered scientific information about fires) that was unavailable at the time of trial, and (2) appellate counsel was ineffective in the direct appeal by failing to raise a claim of after-discovered exculpatory evidence in addition to the ineffective assistance claim he had raised. An affidavit from fire expert John J. Lentini explaining developments in fire science since the time of Lee's trial was attached to the amended petition.
The Court of Common Pleas held oral argument and ultimately denied the petition for PCRA relief. In affirming the denial of Lee's PCRA petition, the Superior Court of Pennsylvania concluded that the Lentini affidavit would be "used solely to impeach the Commonwealth's experts' credibility and to contradict their opinion that the fire was of incendiary origin." App. at 67. The court also "reject[ed] Lee's assertion that the Commonwealth's methodology [for arson investigation] was scientifically invalid" because Lentini's affidavit "merely challeng[ed] the varying degrees of significance that are attributed to the generally accepted components of arson investigation." App. at 72-73. Under Pennsylvania law, "[a] new trial may be granted on the theory of after discovered evidence only if the new evidence ... [, inter alia,] will not be used solely for impeaching the credibility of a witness." App. at 66. This was the reason given by
Lee filed a timely petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254 in the District Court for the Middle District of Pennsylvania, arguing that (1) appellate counsel was ineffective, (2) Lee's due process rights were violated because his convictions were based on inaccurate and unreliable evidence, (3) Lee is incarcerated in violation of due process because newly developed scientific evidence shows that he is probably innocent of the crimes of which he was convicted and there is no other substantial evidence of guilt, and (4) trial counsel was ineffective. The District Court noted that "[t]he respondent concede[d] that Petitioner has exhausted his state court remedies," App. at 11, and the Commonwealth has conceded that Lee raised these federal issues in his state court proceedings. See Appellee's Br. 8 ("[A]ll of the appellant's claims have been heard by the state court system."); see also Albrecht v. Horn, 485 F.3d 103, 124 (3d Cir.2007) ("Ultimately, the state post-conviction claim was not very different from the federal habeas claim [because the] essential factual and legal substance of the innocence/unreliable fire science claim was presented at both the trial and state Supreme Court levels.").
The District Court denied the petition for habeas relief, reasoning that "Lee's claim of newly discovered evidence is not cognizable under § 2254 because claims of actual innocence based on newly discovered evidence are never grounds for federal habeas relief absent an independent constitutional violation." App. at 15-16 (citations omitted). The District Court also concluded that no evidentiary hearing was warranted because "Lee's claims of newly discovered evidence were presented to the Pennsylvania Courts in his PCRA petition, and affirmed on appeal." Id. at 16. The District Court noted the Superior Court's conclusion that "the after-discovered evidence that would have been used solely for impeachment purposes [did] not warrant a new trial under Pennsylvania law." Id. at 17. The District Court also denied Lee's ineffective assistance claims.
Lee appealed. The Pennsylvania Innocence Project—a non-profit legal clinic housed at Temple University School of Law and dedicated to providing pro bono legal and/or investigative services to prisoners for whom evidence discovered post-conviction can provide conclusive proof of innocence—filed an amicus brief in this court, arguing that "the federal Constitution provides an avenue through [which] the truly innocent may obtain their freedom, notwithstanding the lack of any underlying constitutional violations." Amicus Br. at 2.
The Antiterrorism and Effective Death Penalty Act ("AEDPA") limits the power of a federal court to grant habeas relief to a person in custody pursuant to a state court judgment. Federal courts may only entertain habeas petitions alleging that the state prisoner is in custody "in violation of the Constitution or laws or treaties of the United States." 28 U.S.C.
However, if the state court did not reach the merits of the federal claims, then they are reviewed de novo. See Cone v. Bell, 556 U.S. 449, 129 S.Ct. 1769, 1784, 173 L.Ed.2d 701 (2009). Even in this situation, the State court's relevant factual determinations are presumed to be correct unless the petitioner rebuts this presumption by clear and convincing evidence. 28 U.S.C. § 2254(e)(1).
It is clear that the state courts in this case relied only on state law to deny Lee's PCRA petition, and there is no indication that the state courts analyzed Lee's federal claims.
Lee argues that his continued incarceration is unconstitutional because his convictions are predicated on what new scientific evidence has proven to be fundamentally unreliable expert testimony, in violation of due process.
Lee asked the District Court to "schedule this case for evidentiary hearing, permitting petitioner in preparation for such hearing to conduct necessary discovery." App. at 57. Lee asserts that he is entitled to "whatever physical evidence remains" from the fire scene, including "the gas chromatograms, state laboratory reports, and any preserved fire debris, as well as the complete file of [the Commonwealth's expert] retired Fire Marshal Thomas Jones." Appellant's Br. at 54. In essence, Lee argues that his expert needs the opportunity to independently review the evidence from the scene of the fire to fully develop the facts underlying Lee's claim that the expert testimony admitted at his trial was fundamentally unreliable. The District Court concluded that no evidentiary hearing was warranted because "Lee's claims of newly discovered evidence were presented to the Pennsylvania Courts in his PCRA petition, and affirmed on appeal." App. at 16. This appeal requires this court to decide whether that decision was an abuse of discretion.
Rule 6 of the Rules Governing § 2254 Cases states that "[a] judge may, for good cause, authorize a party to conduct discovery under the Federal Rules of Civil Procedure and may limit the extent of discovery." "A habeas petitioner may satisfy the `good cause' standard by setting forth specific factual allegations which, if fully developed, would entitle him or her to the writ." See Williams v. Beard, 637 F.3d 195, 209 (3d Cir.2011) (citing Harris v. Nelson, 394 U.S. 286, 300, 89 S.Ct. 1082, 22 L.Ed.2d 281 (1969); Lave v. Dretke, 416 F.3d 372, 380 (5th Cir.2005)). "We review the District Court's denial of a discovery request for abuse of discretion." Id. at 209 (citations omitted). "A district court abuses its discretion when discovery is essential for the habeas petitioner to develop fully his underlying claim." Id. (internal quotation marks and citations omitted).
There can be no doubt that Lee has satisfied the good cause standard. Lee specifically alleges that his claim "depend[s] on certain facts about scientific developments since the time of trial" and that "[t]he PCRA court ... denied the petitioner's consent motion for production of physical and scientific evidence in the Commonwealth's possession to permit his expert to verify and support his analysis." Appellant's Br. at 53. He concludes that "[a]ny current deficiency in the record is therefore not attributable to any fault of the petitioner...." Id. The District Court unaccountably did not acknowledge that Lee had requested access to this fire scene evidence in the state court and that his request was denied, but that fact is shown by the record.
The ability to test the fire scene evidence is crucial because, without independent testing, Lee's expert cannot render an independent opinion as to the significance of this evidence and instead must rely on other experts' reports to reach his conclusions. We note that Lentini does not make extravagant claims on behalf of Petitioner. Instead, he was particularly cautious in his evaluation, stating
In Cullen v. Pinholster, the Supreme Court held that "review under § 2254(d)(1) is limited to the record that was before the state court that adjudicated the claim on the merits." ___ U.S. ___, 131 S.Ct. 1388, 1398, 1400 n. 4, 179 L.Ed.2d 557 (2011).
28 U.S.C. § 2254(e)(2).
Therefore, § 2254(e)(2) bars a federal habeas court from holding an evidentiary
Here, it is clear that Lee pursued his claim that newly developed scientific evidence establishes that the expert testimony at his trial was fundamentally unreliable. He was diligent in his efforts to develop this claim in state court by filing a motion for access to evidence from the fire scene so that his expert could perform independent analysis by applying the new science to that physical evidence. When the state court denied this motion and the motion for reconsideration of that denial, it "depriv[ed] petitioner of a further opportunity to investigate." Id. at 442, 120 S.Ct. 1479. If his expert had access to this evidence, he presumably would have been able to render an independent opinion as to whether the fire was intentionally set. Given the Commonwealth's decision not to contest the accuracy of the Lentini affidavit and the refusal of the state court to grant discovery, Lee had no reason to press his request for an evidentiary hearing any further.
The fact that a federal court is not barred from holding an evidentiary hearing on Lee's federal claim does not establish that Lee is entitled to such a hearing. To make this determination, the court must evaluate (i) "whether the petition
Lee avers that his expert will conclude that there is no support for the conclusion that the fire was intentionally set if he is given the opportunity to analyze the fire scene evidence and apply the principles known through the new developments in fire science to that physical evidence. These allegations, if proven, set forth a prima facie case for granting Lee habeas relief on his due process claim by showing that the admission of the Commonwealth's fire expert testimony undermined the fundamental fairness of Lee's entire trial because the testimony was premised on unreliable science and was therefore itself unreliable. These factual allegations are not contradicted by the existing record,
Lee was diligent in his efforts in state court to develop his claims that newly developed scientific evidence establishes that the expert testimony at his trial was fundamentally unreliable, in violation of due process, and that Lee is actually innocent. Additionally, Lee has alleged sufficient facts to demonstrate that discovery is essential to the development of his federal claims. If Lee's expert's independent analysis of the fire scene evidence—applying principles from new developments in fire science—shows that the fire expert testimony at Lee's trial was fundamentally