FISHER, Circuit Judge.
Karim Eley, a prisoner of the Commonwealth of Pennsylvania in custody of the State Correctional Institution — Rockview, seeks federal habeas relief under the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), 28 U.S.C. § 2254. After a joint trial with Lester Eiland and Edward Mitchell in the Dauphin County Common Pleas Court, a jury convicted Eley of second-degree murder, 18 Pa. Cons.Stat. § 2502(b), robbery, § 3701, and conspiracy to commit robbery, § 903, for his role in the murder and robbery of Angel DeJesus in Harrisburg, Pennsylvania, in July 2000. Eley now claims that (1) the evidence was insufficient to support his convictions in violation of the Due Process Clause of the Fourteenth Amendment under Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); (2) his non-testifying co-defendants' confessions were admitted against him in violation of
On July 5, 2000, cab driver Angel DeJesus suffered multiple fatal gunshot wounds during a robbery while his taxi was parked at the intersection of Kittatinny and Hummel Streets in Harrisburg, Pennsylvania. Before oral argument, we requested that the Commonwealth of Pennsylvania submit a letter specifying the evidence reflected in the record from which the jury could have rationally concluded beyond a reasonable doubt that Karim Eley was guilty of second-degree murder, robbery, and conspiracy to commit robbery in connection with these crimes.
Vivian Martinez testified that she remembered that DeJesus, her fiancée, had purchased a pouch to hold his money a couple of days before July 4, 2000. She also knew that he always kept this money pouch in his taxi while he was working. And she believed that he had about $250.00 in his possession around 2:45 a.m. on July 5, 2000.
Guadalupe Fonseca testified that he was standing outside his home on Kittatinny near the intersection with Hummel around 5:00 a.m. on July 5, 2000. He saw three African-American men standing by a taxi, and he did not see anyone else in the general area. He then observed one of the three men enter the taxi, and he heard two gunshots. At the same time, he noticed that the other two men remained "right beside" the taxi. App. at 85. He next watched the first man exit the taxi and rejoin the other two men by the side of the taxi, and he heard a third gunshot.
Jennifer McDonald testified that after 4:30 a.m. on July 5, 2000, she was walking down Hummel towards her home on Kittatinny. She passed by three men, who she identified as Eley, Lester Eiland, and Edward Mitchell, hanging out in the area of an abandoned house on Hummel right before the intersection with Kittatinny. Eley recognized her and did a little dance, and she called him stupid. She turned down Kittatinny, and a taxi passed her travelling toward the intersection with Hummel. About a minute and a half later, she heard a slam, and she looked back up Kittatinny toward the intersection with Hummel.
Rufus Hudson testified that he was driving around Hummel and Kittatinny from 2:30 a.m. to 5:00 a.m. on July 5, 2000. Around 3:00 a.m., he identified Eley, Eiland, and Mitchell, who were standing at the intersection of Hummel and Kittatinny. Then, around 4:00 a.m., he recognized DeJesus in his taxi, which was parked on 13th Street at the intersection with Kittatinny. Later, he again saw DeJesus in his taxi, which at that time was parked on Hummel at the intersection with Kittatinny, and he again noticed Eley, Eiland, and Mitchell standing at the intersection of Hummel and Kittatinny. Finally, around 5:00 a.m., he watched the defendants run "real fast" away from the taxi, which was still parked at the intersection of Hummel and Kittatinny, towards the abandoned house. Id. at 116. He knew that Eley, Eiland, and Mitchell hung out in the area of Hummel and Kittatinny near the abandoned house "every day." Id. at 118.
Cindy Baldwin, a Harrisburg Police Bureau forensic investigator, testified that on July 5, 2000, she responded to the intersection of Hummel and Kittatinny where she searched the taxi and collected two shell casings. She also went to the Hershey Medical Center where she gathered DeJesus's clothing, which did not include any cash, wallet, or purse. She then searched the taxi a second time, and again failed to recover any cash, wallet, or purse. On July 7, 2000, she was present at DeJesus's autopsy and determined that he had been shot three times with a twenty-five caliber gun. She next searched the taxi a third time and discovered a third shell casing. She later learned that all three shell casings may have been fired from the same twenty-five caliber gun.
Dr. Wayne Ross, a Dauphin County Coroner's Office forensic pathology expert, testified that on July 7, 2000, he performed DeJesus's autopsy. He observed that DeJesus had suffered three gunshot wounds to the head and neck area. He opined that DeJesus's cause of death was homicide by multiple gunshot wounds to the head.
David Lau, a Harrisburg Police Bureau criminal investigator, testified that on July 7, 2000, he recovered two firearms and three shotguns from the abandoned house. On July 14, 2000, at the Harrisburg Police Bureau, he took a statement from Eley. Eley told him that he had not been in the area of Hummel and Kittatinny for the past three weeks. Eley specifically said that between 4:00 a.m. and 5:00 a.m. on July 5, 2000, he had been with various acquaintances, friends, and family at several locations other than Hummel and Kittatinny.
Eley, Eiland, and Mitchell were arrested, charged, and jointly tried before three successive juries in the Dauphin County Common Pleas Court. The first two trials ended in mistrials.
On direct appeal, Eley raised numerous substantive issues, including whether (1) there was sufficient evidence to convict him; (2) he should have been granted a severance; and (3) the trial judge biased the jury by telling it to ignore the possibility that someone other than he and his co-defendants committed the crimes. The Common Pleas Court upheld his convictions on the merits, and a divided panel of the Pennsylvania Superior Court affirmed his convictions on the merits under Pennsylvania law.
On collateral appeal under Pennsylvania's Post Conviction Relief Act ("PCRA"), 42 Pa. Cons.Stat. § 9541 et seq., Eley re-cast the substantive issues he had raised on direct appeal as ineffective assistance challenges based on his counsel's failure to frame his claims under federal law. The Common Pleas Court dismissed his PCRA petition.
Eley filed a pro se habeas petition under 28 U.S.C. § 2254, claiming: (1) "[u]nder Jackson v. Virginia, evidence was insufficient to prove guilt;" (2) "[i]mproper redaction of codefendants' statements, misuse of same by prosecutor and improper jury instruction;" and (3) "[i]mproper, unconstitutional reasonable doubt instruction."
The District Court had jurisdiction over Eley's habeas petition pursuant to 28 U.S.C. §§ 2241 and 2254. We have jurisdiction over the District Court's order denying Eley's habeas petition pursuant to 28 U.S.C. §§ 1291 and 2253. Our review of the District Court's decision is plenary because no evidentiary hearing was held. Lewis v. Horn, 581 F.3d 92, 100 (3d Cir. 2009). Thus, we review the Superior Court's decision on direct appeal under "the same standard that the District Court was required to apply," namely, AEDPA.
AEDPA imposes a "highly deferential standard for evaluating state-court rulings" on habeas review, which "demands that state-court decisions be given the benefit of the doubt." Renico v. Lett, 559 U.S. 766, 130 S.Ct. 1855, 1862, 176 L.Ed.2d 678 (2010) (quotations omitted). AEDPA's "difficult to meet" standard, Harrington v. Richter, ___ U.S. ___, 131 S.Ct. 770, 786, 178 L.Ed.2d 624 (2011), establishes "a substantially higher threshold for obtaining relief than de novo review," Renico, 130 S.Ct. at 1862 (quotation omitted). Thus, AEDPA "reflects the view that habeas corpus is a guard against extreme malfunctions in the state criminal justice systems, not a substitute for ordinary error correction through appeal." Harrington, 131 S.Ct. at 786 (quotation omitted).
AEDPA prohibits us from granting habeas relief
Id. at 785.
A state court decision is "contrary to" clearly established federal law if it "applies a rule that contradicts the governing law set forth" in Supreme Court precedent, Williams, 529 U.S. at 405, 120 S.Ct. 1495, or if it "confronts a set of facts that are materially indistinguishable from a decision of [the Supreme] Court and nevertheless arrives at a result different" from that reached by the Supreme Court, id. at 406, 120 S.Ct. 1495.
A state court decision is "an unreasonable application of" clearly established federal law if it "correctly identifies the governing legal rule but applies it unreasonably to the facts of a particular prisoner's case." Id. at 407-08, 120 S.Ct. 1495. We may not grant habeas relief merely because we believe that "the relevant state-court decision applied clearly established federal law erroneously or incorrectly." Renico, 130 S.Ct. at 1862 (quotation omitted). "Rather, that application must be objectively unreasonable." Id. (quotation omitted). Thus, "even a strong case for relief does not mean the state court's contrary conclusion was unreasonable." Harrington, 131 S.Ct. at 786 (citation omitted).
A state court decision is based on "an unreasonable determination of the facts" only if the state court's factual findings are "`objectively unreasonable in light of the evidence presented in the state-court proceeding.'" Miller-El, 537 U.S. at 340, 123 S.Ct. 1029 (citing, inter alia, 28 U.S.C. § 2254(d)(2)). Moreover, the factual determinations of state trial and appellate courts are presumed to be correct. Duncan v. Morton, 256 F.3d 189, 196 (3d Cir.2001). The petitioner bears the burden of "rebutting the presumption by `clear and convincing evidence.'"
Our analysis under AEDPA follows a prescribed path. We must first "determine what arguments or theories supported or ... could have supported, the state court's decision." Harrington, 131 S.Ct. at 786. We must next "ask whether it is possible fairminded jurists could disagree that those arguments or theories are inconsistent with the holding in a prior decision of [the Supreme] Court." Id. We may, at last, grant habeas relief only if the petitioner demonstrates
Even if the petitioner is entitled to habeas relief under AEDPA, we will grant the writ only if the error was not harmless. Under the harmless error standard, we must "assess the prejudicial impact of [the] constitutional error in [the] state-court criminal trial." Fry v. Pliler, 551 U.S. 112, 121, 127 S.Ct. 2321, 168 L.Ed.2d 16 (2007). We will hold the error harmless unless it led to "actual prejudice," in the form of a "substantial and injurious effect or influence in determining the jury's verdict." Brecht v. Abrahamson, 507 U.S. 619, 637, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993) (quotation omitted).
Eley first claims that his Fourteenth Amendment due process right was violated when he was convicted of second-degree murder, robbery, and conspiracy to commit robbery based on insufficient evidence. Specifically, he contends that the Superior Court's rejection of his sufficiency of the evidence challenge was both contrary to and an unreasonable application of Jackson under 28 U.S.C. § 2254(d)(1), as well as an unreasonable determination of the facts under § 2254(d)(2). We agree with the District Court that Eley is not entitled to habeas relief on this issue.
We begin with an analysis of this issue under 28 U.S.C. § 2254(d)(1). The clearly established federal law governing Eley's first claim was determined in Jackson, where the Supreme Court announced the constitutional minimum standard governing a challenge to the sufficiency of the evidence: a reviewing court must ask "whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." 443 U.S. at 319, 99 S.Ct. 2781 (citation omitted). Stated differently, a court reviewing the sufficiency of the evidence may overturn a conviction only "if it is found that upon the record evidence adduced at trial no rational trier of fact could have found proof of guilt beyond a reasonable doubt."
We first decide whether the Superior Court's adjudication of Eley's sufficiency of the evidence challenge was contrary to Jackson. The Superior Court described its standard of review as follows:
App. at 259-60. We agree with the Superior Court's later conclusion on PCRA appeal that these rules do not contradict Jackson. Id. at 612 ("[T]he federal standard enunciated in Jackson is [not] any different from that employed in Pennsylvania when reviewing sufficiency of the evidence questions."). Nor does Eley argue that the facts of his case are materially indistinguishable from Jackson. Thus, we hold that the Superior Court's adjudication of Eley's sufficiency of the evidence claim was not contrary to Jackson.
We next decide whether the Superior Court's adjudication of Eley's sufficiency of the evidence challenge was an unreasonable application of Jackson. We review the evidence with reference to "the substantive elements of the criminal offense as defined by state law." Jackson, 443 U.S. at 324 n. 16, 99 S.Ct. 2781. But we also recognize that "the minimum amount of evidence that the Due Process Clause requires to prove the offense is purely a matter of federal law." Coleman v. Johnson, ___ U.S. ___, 132 S.Ct. 2060, 2064, 182 L.Ed.2d 978 (2012) (per curiam).
We first address whether a rational jury could have found Eley guilty of conspiracy to commit robbery beyond a reasonable doubt. In Pennsylvania, to convict a defendant of criminal conspiracy, the jury must find that:
Commonwealth v. Johnson, 604 Pa. 176, 985 A.2d 915, 920 (2009) (quotation omitted). Because it is hard to prove, the unlawful agreement "may be established inferentially by circumstantial evidence, i.e. the relations, conduct or circumstances of the parties or overt acts on the part of co-conspirators." Commonwealth v. Spotz, 552 Pa. 499, 716 A.2d 580, 592 (1998) (citation omitted).
Separately, evidence of a defendant's association with the perpetrator of the crime, presence at the scene of the crime, or knowledge of the crime cannot establish an unlawful agreement, Commonwealth v. Murphy, 577 Pa. 275, 844 A.2d 1228, 1238 (2004), but together, such evidence "may coalesce to establish a conspiratorial agreement beyond a reasonable doubt where one factor alone might fail," Commonwealth v. Devine, 26 A.3d 1139, 1147 (Pa.Super.Ct.2011) (quotation omitted). Similarly, evidence of flight may support an inference of an unlawful agreement, but only where "other evidence of guilt consists of more than mere presence at the scene." Commonwealth v. Hargrave, 745 A.2d 20, 23 (Pa.Super.Ct.2000). Finally, evidence of a false statement may support an inference that it was "made with an intent to divert suspicion or to mislead the police or other authorities, or to establish an alibi or innocence." Commonwealth v. Kravitz, 400 Pa. 198, 161 A.2d 861, 870 (1960) (quotation omitted).
The Superior Court found that the evidence showed that Eley, Eiland, and Mitchell "were seen together near the scene of the crime by several individuals prior to the time of the incident. They were seen acting together when the victim was shot. The shooter exited the cab and joined the other two men. All three fled the scene together." App. at 261. Based
Eley takes issue with the Superior Court's finding that he "`acted together' with his co-defendants during the crime." Appellant's Br. at 24-25. He argues that, at most, the evidence showed only that he was present at and fled from the scene of the crime. He also asserts that there was no evidence linking him to the abandoned house or the weapons found therein. For this reason, Eley maintains that there was "no evidence that [he] had agreed to take part in a robbery." Id. at 20.
Eley analogizes his case to our decision in Johnson v. Mechling, 446 Fed.Appx. 531 (3d Cir.2011). There, the prisoner appealed the district court's denial of his habeas petition, challenging the sufficiency of the evidence supporting his convictions for first-degree murder as an accomplice and for conspiracy to commit murder. In rejecting the prisoner's claim, the Superior Court had relied on the following evidence: on the night of the murder, the prisoner, his co-defendant, and the victim were kicked out of a bar after an argument; when they left the bar, the victim was walked between the prisoner and his co-defendant; when the group arrived at an alley, there was a gunshot; after the gunshot, two people fled from the alley; and later, the victim's body and the murder weapon were discovered in the alley. In reviewing the Superior Court's decision, we held that "such evidence does not permit any reasonable fact finder to reasonably infer ... specific intent to kill." Id. at 540. Accordingly, we reversed and remanded for the District Court to issue the writ.
Unfortunately for Eley, after he filed his brief, the Supreme Court in Coleman summarily reversed our decision in Johnson. In Coleman, the Court first admonished us for "imping[ing] on the jury's role as factfinder" through "fine-grained factual parsing," and reminded us that "Jackson leaves juries broad discretion in deciding what inferences to draw from the evidence presented at trial." 132 S.Ct. at 2064. The Court then summarized additional relevant evidence: the prisoner and his co-defendant were close friends; on the day of the murder, the prisoner heard his co-defendant repeatedly proclaim that he was going to kill the victim; right before the murder, the co-defendant was noticeably concealing a weapon in the prisoner's presence; the prisoner helped his co-defendant escort the victim to the alley; and the prisoner stood at the entrance of the alley while his co-defendant killed the victim in the alley. Based on this evidence, the Court concluded that a rational jury could have inferred that the prisoner: (1) "knew that [his co-defendant] was armed with a shotgun;" (2) "knew that [his co-defendant] intended to kill [the victim];" (3) "helped usher [the victim] into the alleyway to meet his fate;" and (4) "may have been prepared to prevent [the victim] from fleeing." Id. at 2065. Therefore, the Court held that the evidence "was not nearly sparse enough to sustain a due process challenge under Jackson." Id. (emphasis added).
Although the evidence is less compelling in this case than in Coleman, a rational jury could have made the same inferences in both cases. Here, there was testimony that Eley and his co-defendants would hang out in the area near the abandoned house every day; that they were
Additionally, witnesses testified that Eley and his co-defendants were hanging out in the area of Hummel and Kittatinny before the crime; that during the crime, three black men were by the taxi, and that no one else was in the general area; that one of the three men entered the taxi and two shots were fired; that the other two men, instead of running away, waited for the first man right beside the taxi; that the first man exited the taxi and rejoined the other two men, and that another shot was fired while all three men were together by the side of the taxi; and that after the crime, Eley and his co-defendants ran fast away from the taxi towards the abandoned house. From this evidence, a jury could have rationally inferred that Eley and his co-defendants approached the taxi together; that Eley waited right beside the taxi while one of his co-defendants entered the cab and shot DeJesus twice; that Eley remained next to one of his co-defendants when he exited the taxi and shot DeJesus a third time; and that Eley fled with his co-defendants. A rational jury could have thus inferred that Eley knew that one of his co-defendants intended to rob DeJesus.
Finally, a jury could have rationally inferred that Eley intended and agreed to rob DeJesus with his co-defendants. From the testimony that two men waited right beside the taxi while one man entered and two shots were fired, a rational jury could have inferred that Eley was "prepared to prevent [DeJesus] from fleeing." Coleman, 132 S.Ct. at 2065. Further, from the testimony that Eley fled with his co-defendants towards the abandoned house where multiple weapons were found, a rational jury could have inferred that Eley was ready to help one of his co-defendants hide the murder weapon. Finally, from the testimony that Eley made a false statement to the police during the investigation, a rational jury could have inferred that Eley was attempting to hide his guilt.
Undeniably, in this case we are "faced with a record of historical facts that supports conflicting inferences." Jackson, 443 U.S. at 326, 99 S.Ct. 2781. For example, from the fact that Eley and his co-defendants were loitering in the area of Hummel and Kittatinny before the crime plus the fact that they regularly hung out there, a rational jury could have inferred that they were standing around innocently. However, we "must presume — even if it does not affirmatively appear in the record — that the trier of fact resolved any such conflicts in favor of the prosecution, and must defer to that resolution." Id. Returning to the previous example then, from the fact that Eley and his co-defendants were hanging out in the area of Hummel and Kittatinny before the crime plus the fact that the abandoned house — to which they fled and at which multiple weapons were found — was nearby, we must presume that the jury actually inferred that they were plotting to rob DeJesus. Thus, the evidence was sufficient to support Eley's conviction for conspiracy to commit robbery.
We next address whether a rational jury could have found Eley guilty of robbery beyond a reasonable doubt. In Pennsylvania, a defendant is guilty of robbery "if, in the course of committing a theft, he ... physically takes or removes property from the person of another by force however slight." 18 Pa. Cons.Stat. § 3701(a)(1)(v). A defendant is, in turn, guilty of theft "if he unlawfully takes, or exercises unlawful control over, movable property of another with intent to deprive him thereof." § 3921(a). Because Eley was guilty of conspiracy, he could be guilty of robbery if either he or one of his co-defendants committed robbery in furtherance of their conspiracy. Murphy, 844 A.2d at 1238 ("[A conspirator] may be liable for the overt acts committed in furtherance of the conspiracy regardless of which co-conspirator committed the act." (citation omitted)).
The Superior Court found that the evidence "indicated that [Eley] and his co-defendants confronted the victim with a gun and shot him three times. One of the attackers entered the cab. When the police arrived, the victim's money was missing. No one else was seen entering the cab before the arrival of the police." App. at 261-62. "While this evidence was circumstantial,"
Eley argues that there was "no evidence that [he] was part of a robbery." Appellant's Br. at 20. But because Eley conspired to commit robbery, the Commonwealth was not required to prove that he participated in the robbery, only that one of his co-conspirators did so. Murphy, 844 A.2d at 1238. Eley also asserts that "there was no evidence that [he] benefited in any way from the robbery, such as possession of money." Appellant's Br. at 25. However, such evidence is unnecessary to support his conviction because "proof of an attempted theft is sufficient to establish the `in the course of committing a theft' element of robbery." Commonwealth v. Sanchez, 36 A.3d 24, 42 (Pa.2011) (quoting 18 Pa. Cons.Stat. § 3701(a)(1)(2)).
At trial, there was testimony that DeJesus possessed $250.00 before the crime; that he always kept his money in a pouch in his taxi while he was working; that Eley and his co-defendants were hanging out in the area of Hummel and Kittatinny before the crime; that during the crime, three black men were by the taxi and no one else was in the general area; that one of the men then entered the taxi and two shots were fired; that Eley and his co-defendants fled from the taxi after the crime; and that neither DeJesus's cash nor his pouch was found on his person or in his taxi during the investigation. From this evidence, a rational jury could have inferred that Eley or one of his co-defendants physically took DeJesus's cash by force with the intent to deprive him thereof. Thus, there was sufficient evidence supporting Eley's conviction for robbery.
We finally address whether a rational jury could have found Eley guilty of second-degree murder beyond a reasonable doubt. In Pennsylvania, "[m]urder of the second degree is a criminal homicide committed while a defendant was engaged as a principal or an accomplice in the
The Superior Court found that DeJesus "was killed by three shots fired by [Eley] or a co-defendant while they were committing the felony of robbery." App. at 262. For this reason, the Superior Court concluded that the evidence "was sufficient to convict [Eley] of second-degree murder." Id.
A review of the testimony reveals that DeJesus possessed $250.00 before the crime; that he always kept his money in a pouch in his taxi while he was working; that Eley and his co-defendants were hanging out in the area of Hummel and Kittatinny before the crime; that during the crime, three black men were by the taxi and no one else was in the general area; that one of the three men entered the taxi and two shots were fired; that the first man exited the taxi and rejoined the other two men by the side of the taxi and a third shot was fired; that Eley and his co-defendants fled from the taxi after the crime; that neither DeJesus's cash nor his pouch was found on his person or in his taxi during the investigation; and that DeJesus later died from three gunshot wounds to his head and neck. A rational jury could have inferred from this evidence that Eley or one of his co-defendants killed DeJesus while robbing him. Thus, Eley's conviction for second-degree murder was supported by sufficient evidence.
We acknowledge that under Jackson — which allows us to "set aside the jury's
Having rejected Eley's claim under 28 U.S.C. § 2254(d)(1), we conclude with an analysis of this issue under § 2254(d)(2).
We have also described testimony that Eley was close friends with his co-defendants; that he left the abandoned house and approached the taxi with his co-defendants; and that a cache of weapons was later recovered from the abandoned house. From this evidence, plus the fact that Eley acted together with his co-defendants during the crimes, we hold that the Superior Court's determination that he agreed with Eiland and Mitchell to rob DeJesus was
Eley next claims that his Sixth Amendment confrontation right was violated when his non-testifying co-defendants' confessions were admitted against him at their joint trial. Specifically, he contends that the Superior Court's rejection of his challenge to the trial judge's denial of his motion to sever was contrary to or an unreasonable application of Bruton, Richardson, and Gray. On this issue, we part ways with the District Court and conclude that Eley is entitled to habeas relief.
Before analyzing Eley's claim, we present the relevant confession testimony and jury instructions. At Eley's joint trial, the Commonwealth introduced into evidence two extrajudicial statements by Eiland and one extrajudicial statement by Mitchell, neither of whom testified. The Commonwealth first called Matthew LeVan, who was incarcerated with Eiland at the Dauphin County Prison in July 2000. The prosecutor began by asking LeVan if Eiland was "in the courtroom." App. at 136. After LeVan responded in the affirmative, the prosecutor then requested that LeVan identify Eiland, inquiring: "Of the three Defendants, which — is he farthest? Middle? Closest?" Id. at 136-37. LeVan selected Eiland as the closest of the three defendants at the counsel table. Moments later, LeVan testified that Eiland confessed to him that:
Id. at 138. No limiting instruction accompanied LeVan's testimony.
The Commonwealth next called Steven Taylor, who was Eiland's cellmate at the
The Commonwealth finally called Kevin Duffin, a Harrisburg Police Bureau detective, who took Mitchell's written statement in July 2000. According to Duffin, Mitchell confessed to him:
Id. at 161. Immediately after Duffin's testimony, the trial judge instructed the jury:
Id. at 163.
During the jury charge, the trial judge gave two more limiting instructions. The jury was first instructed:
Id. at 193. And the trial judge later instructed:
Id. at 200.
Our summary of the relevant confession testimony and jury instructions complete,
The Bruton Court held that a defendant's Sixth Amendment confrontation right is violated when a non-testifying co-defendant's extrajudicial statement inculpating the defendant is introduced at a joint trial, even if a jury is instructed that the confession may be considered as evidence only against the declarant. The Court reasoned that "there are some contexts in which the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored." Id. at 135, 88 S.Ct. 1620 (citations omitted). The Court concluded that "[s]uch a context is presented... where the powerfully incriminating extrajudicial statements of a codefendant, who stands accused side-by-side with the defendant, are deliberately spread before the jury in a joint trial," id. at 135-36, 88 S.Ct. 1620, and thus, that the defendant's Sixth Amendment confrontation right is violated in this situation, regardless of whether the jury receives an appropriate limiting instruction.
The Court revisited Bruton in Richardson, where two of three alleged perpetrators were jointly tried for murder. The non-testifying co-defendant's confession "was redacted to omit all reference to [the defendant]" and "all indication that anyone other than [the declarant] and [a third-party] participated in the crime." 481 U.S. at 203, 107 S.Ct. 1702. As redacted, the confession only revealed that the declarant and the third-party planned the murder during a car ride to the victim's house. But the defendant herself later testified that she had been along for the ride. After the confession was admitted and after closing arguments, the jury was instructed that the confession could not be used against the defendant.
Limiting Bruton, the Richardson Court held that "the Confrontation Clause is not violated by the admission of a nontestifying codefendant's confession with a proper limiting instruction when ... the confession is redacted to eliminate not only the defendant's name, but any reference to ... her existence." Id. at 211, 107 S.Ct. 1702. The Court explained that the confession at issue "was not incriminating on its face, and became so only when linked with evidence introduced later at trial." Id. at 208, 107 S.Ct. 1702. The Richardson Court distinguished the confession that "expressly implicated" the defendant in Bruton from the confession that "contextually implicated" the defendant in that case, reasoning that because "testimony that `the defendant helped me commit the crime' is more vivid than inferential incrimination, and hence more difficult to thrust out of mind," jury instructions are ineffective against Bruton-type confessions, but effective against Richardson-type confessions. Id.
The Court again returned to Bruton in Gray, where a defendant and his co-defendant were jointly tried for murder. The non-testifying co-defendant had confessed that he, the defendant, a third-party, "and a few other guys" were "in the group that
The Gray Court held that "as a class, redactions that replace a proper name with an obvious blank, the word `delete,' a symbol, or similarly notify the jury that a name has been deleted are similar enough to Bruton's unredacted confessions as to warrant the same legal results." Id. at 195, 118 S.Ct. 1151. The Court arrived at this holding despite acknowledging that "in some instances the person to whom the blank refers may not be clear," id. at 194, 118 S.Ct. 1151, such as in a case where a confession "uses two (or more) blanks, even though only one other defendant appears at trial, and in which the trial indicates that there are more participants than the confession has named," id. at 195, 118 S.Ct. 1151. In so holding, the Gray Court expanded Bruton, concluding that a confession redacted in this way is "directly accusatory," id. at 194, 118 S.Ct. 1151, because it "facially incriminat[es]" the defendant, id. at 196, 118 S.Ct. 1151 (quotation and emphasis omitted).
The Gray Court's holding also limited Richardson. The Gray Court reasoned that although Richardson seemed to exempt all inferentially incriminatory confessions from the Bruton rule, the Richardson rule actually depended "in significant part upon the kind of, not the simple fact of, inference." Id. The Court elaborated: "Richardson's inferences involved statements that did not refer directly to the defendant himself and which became incriminating only when linked with evidence introduced later at trial." Id. (quotation omitted). In contrast, Gray's inferences involved "statements that, despite redaction, obviously refer directly to someone, often obviously the defendant, and which involve inferences that a jury ordinarily could make immediately, even were the confession the very first item introduced at trial." Id.
Having presented the applicable clearly established federal law, we first analyze whether the Superior Court's decision affirming the trial judge's denial of Eley's motion to sever was contrary to Bruton, Richardson, and Gray. The Superior Court described the law as follows:
App. at 263-64 (citation omitted). We conclude, like the Superior Court on PCRA appeal, that these rules do not contradict the clearly established federal law in Bruton and its progeny. Id. at 617 ("[Eley] fails to persuade us that, had trial counsel argued that the redaction was insufficient in accordance with federal cases including Bruton [and its progeny], the outcome would have been different."). Again, Eley does not argue that the facts of his case are materially indistinguishable from the facts in Bruton and its progeny. Thus, we hold that the Superior Court's decision was not contrary to Bruton and its progeny.
We next analyze whether the Superior Court's decision upholding the trial judge's rejection of Eley's severance request was an unreasonable application of Bruton, Richardson, and Gray. Although Eley takes exception to all three of the extrajudicial statements of his non-testifying co-defendants admitted at their joint trial, our discussion focuses on LeVan's testimony that Eiland confessed that "he's the one that shot him," but that "[i]t was the other two's idea." App. at 138. Because we conclude that the Superior Court's adjudication of Eley's claim with respect to this confession was an unreasonable application of clearly established federal law under Bruton and its progeny, we need not decide whether Taylor's testimony that Eiland confessed that "they were there to rob a cabdriver," id. at 152, or Duffin's testimony that Mitchell stated that he was firing weapons around the time and near the vicinity of the crimes "with two other people," id. at 161, constituted additional Bruton violations.
Eley argues that the admission of Eiland's confession was error because it "referred to [his] existence." Appellant's Br. at 37. Specifically, Eley asserts that Gray controls because Eiland's confession "made clear that three men (the precise number in the courtroom) participated in the crime[s]." Id. at 41. Thus, Eley claims that he was "directly implicated" in the crimes. Id. at 42. The Commonwealth counters that the confession was redacted so that it "did not refer to any other person than the speaker," and that Eley's contention regarding the reference in the confession to the number of participants in the crimes "is a clear attempt at contextual implication" governed by Richardson.
The Superior Court first found that "the trial court ordered that statement[] by Eiland ... be redacted so that [it] did not refer to [Eley]," App. at 263, and that, as redacted, that statement only indicated that "[Eiland] had pulled the trigger," id. at 264. The Superior Court then concluded that "[n]one of the statements by Eiland or Mitchell that were presented to the jury referred to [Eley] or directly implicated him in any way," id. at 264-65, and that "[t]he trial court properly instructed the jury that such statements were to be used as evidence against only the individual who made the statement," id. at 264. Thus, according to the Superior Court, the trial judge did not err in denying Eley's motion to sever his trial from that of his co-defendants.
The Superior Court's reliance on the trial judge's jury instructions reveals that it believed that Richardson governed Eley's case. But Richardson does not support the Superior Court's conclusion
Gray, moreover, contradicts the Superior Court's conclusion that Eiland's confession did not directly implicate Eley. Gray's holding explicitly extends to a confession that is redacted to "replace a proper name with ... a symbol," 523 U.S. at 195, 118 S.Ct. 1151, which "facially incriminat[es]" a defendant, id. at 196, 118 S.Ct. 1151 (quotation and emphasis omitted). Here, the Commonwealth merely replaced Eley and Mitchell's names in Eiland's confession with a type of symbol — the number two. Further, all three defendants were charged together and jointly tried under conspiracy, accomplice, and principal theories of liability. For this reason, Eiland's confession that "he's the one that shot him" directly implicated himself as a principal, and his statement that "[i]t was the other two's idea" directly implicated both Eley and Mitchell as his co-conspirators and accomplices. App. at 138.
Although we are mindful of the deference that we owe to the Commonwealth's courts, we are constrained to conclude that fairminded jurists could not disagree that the Superior Court's decision is inconsistent with Richardson and Gray. We have no doubt that the jury inferred, on the basis of Eiland's confession alone, that Eley was one of "the other two" whose "idea" it was to rob DeJesus. App. at 138. As in Gray, "[t]he inferences at issue here involve[d] statements that, despite redaction, obviously refer[red] directly to someone... and which involve[d] inferences that a jury ordinarily could make immediately, even were the confession the very first item introduced at trial." 523 U.S. at 196, 118 S.Ct. 1151. Indeed, a juror who wondered to whom "the other two" referred, App. at 138, "need[ed] only lift his eyes to [Eley and Mitchell], sitting at counsel table, to find what ... seem[ed] the obvious answer," Gray, 523 U.S. at 193, 118 S.Ct. 1151. Therefore, we hold that the Superior Court's affirmance of the trial judge's denial of Eley's motion to sever was an unreasonable application of Bruton and its progeny.
On habeas review, we recognized that "ordinarily the use of a term like `the other guy' will satisfy Bruton." Id. at 282. However, we reasoned that the redacted confession indicated there were only two possible shooters: "my boy" and "the other guy." Id. at 281. We determined that it was highly probable that the jury would believe that the declarant was referring to the defendant as the shooter because the third-party was not on trial, and the Commonwealth argued that the defendant was the shooter. Thus, we granted habeas relief, concluding that if that case did not involve an unreasonable application of clearly established federal law under Bruton and its progeny, "it [would be] difficult to conceive of any case that could meet that admittedly exacting standard." Id.
Eley presents an even more compelling case for habeas relief than Vazquez. In Vazquez, the jury had to decide whether the declarant's statement, which implicated a single shooter in the murder, referred to the defendant or the absent third-party. In other words, Vazquez presented the unclear case, foreshadowed by Gray, where "a confession ... uses two ... blanks, even though only one other defendant appears at trial." 523 U.S. at 195, 118 S.Ct. 1151. Here, the jury was not required to make a comparable choice; Eiland's confession expressly implicated exactly three people in the crimes and exactly
Vazquez is analogous for another reason. In Vazquez, the Superior Court affirmed the Common Pleas Court's admission of the confession by relying heavily on the Pennsylvania Supreme Court's decision in Commonwealth v. Travers, 564 Pa. 362, 768 A.2d 845 (2001). On habeas review, we indicated that while we were cognizant of the respect that we owed to the Commonwealth's courts, "we [were] compelled to recognize" that the Supreme Court in Travers and its progeny "came close to endorsing a bright-line rule that when terms like `my boy,' the `other guy,' or the `other man' are used to substitute for an actual name ... there cannot be a Bruton violation."
Regrettably, the Commonwealth's courts, which did not have the benefit of our decision in Vazquez, appear to have made the same mistake here. The trial judge evidently replaced the names of Eley and Mitchell with the term "the other two" rather than replacing each of their names with the term "the other man." The Superior Court, citing only Travers, affirmed because "the trial court ordered that statement[] by Eiland ... be redacted so that [it] did not refer to [Eley.]" App. at 263. If — as we suspect — the Superior Court affirmed the trial judge through a mechanical application of the Travers bright-line rule, it thereby unreasonably applied clearly established federal law under Bruton and its progeny.
Finally — and this should come as no surprise in light of our discussion of Eley's Jackson claim in Part III.A — we conclude that the Bruton error was not harmless. Indeed, the Commonwealth makes no argument to the contrary. Here, as in Bruton, the admission of LeVan's damning testimony about Eiland's confession implicating Eley "added substantial, perhaps even critical, weight to the [Commonwealth's] case in a form not subject to cross-examination." 391 U.S. at 128, 88 S.Ct. 1620. Because the devastating "effect of such a nonadmissible declaration cannot be wiped from the brains of the jurors," we conclude that the Bruton error substantially influenced the jury's verdict. Id. at 129, 88 S.Ct. 1620. Accordingly, we will grant Eley habeas relief on his Bruton claim.
For the reasons stated above, we hold that although Eley is not entitled to habeas relief on his Jackson claim, he is entitled to such relief on his Bruton claim. Accordingly, we will reverse the District Court's denial of his habeas petition, and we will remand this case with instructions that the District Court order that the Commonwealth retry Eley within 120 days or else dismiss the charges against him and release him from custody.
COWEN, Circuit Judge, Dissenting.
It is well established that, without some real evidence of guilt, a defendant's presence at — and then flight from — the scene of a crime are insufficient to prove his or her guilt beyond a reasonable doubt. Accordingly, it appears that never before in Anglo-American jurisprudence has any court decided that a rational jury could have found a defendant guilty beyond a reasonable doubt based on nothing more than his or her presence and flight — or otherwise concluded that such decision was a reasonable application of clearly established federal law. Because I believe that the Pennsylvania Superior Court's decision thereby constituted an objectively unreasonable application of Supreme Court precedent, I must respectfully dissent.
Like the majority, I recognize the doubly deferential nature of our standard of review under Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979), and AEDPA. In Coleman v. Johnson, ___ U.S. ___, 132 S.Ct. 2060, 182 L.Ed.2d 978 (2012) (per curiam), the Supreme Court recently determined that we "failed to afford due respect to the role of the jury and the state courts of Pennsylvania," id. at 2062. Under Jackson, "the relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Jackson, 443 U.S. at 319, 99 S.Ct. 2781 (citing Johnson v. Louisiana, 406 U.S. 356, 362, 92 S.Ct. 1620, 32 L.Ed.2d 152 (1972)). This reasonable doubt standard of proof requires the finder of fact "to reach a subjective state of near certitude of the guilt of the accused." Id. at 315, 99 S.Ct. 2781 (citing In re Winship, 397 U.S. 358, 372, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970) (Harlan, J., concurring)). The Jackson Court also pointed out that "a properly instructed jury may occasionally convict even when it can be said that no rational trier of fact could find guilt beyond a reasonable doubt." Id. at 317, 99 S.Ct. 2781. In addition, the writ of habeas corpus — the Great Writ — still "stands as a safeguard against imprisonment of those held in violation of the law." Harrington v. Richter, ___ U.S. ___, 131 S.Ct. 770, 780, 178 L.Ed.2d 624 (2011). "Judges must be vigilant and independent in reviewing petitions for the writ, a commitment that entails substantial judicial resources." Id. As the majority recognized, habeas relief under AEDPA still represents "`a guard against extreme malfunctions in the state criminal justice systems.'" (Majority Opinion at 845 (quoting Harrington, 131 S.Ct. at 786).)
It is undisputed that a defendant cannot be convicted based solely on evidence of his or her presence at — and then flight from — the scene of the crime, although the Pennsylvania Superior Court did not expressly reference this fundamental principle in its own disposition of Eley's sufficiency of the evidence challenge. "`[M]ere association with the perpetrators,
The majority itself acknowledges that "this is a close case" under Jackson, going so far as to state that, "had we been the Superior Court, we might even have reversed his conviction." (Majority Opinion at 853.) Ultimately, Eley's conviction for conspiracy to commit robbery, robbery, and second-degree murder was based on nothing more than his presence at the scene of the crimes and his flight from the scene. Applying the well-established legal principles summarized above, I conclude that his conviction cannot be allowed to stand. In short, it was objectively unreasonable for the Pennsylvania Superior Court to decide that a rational jury could have found Eley guilty of second-degree murder, robbery, and conspiracy to commit robbery beyond a reasonable doubt. This case thereby presents us with the kind of "extreme malfunction[] in the state criminal justice system[]" that federal habeas relief under AEDPA is actually meant to remedy. Harrington, 131 S.Ct. at 786 (quoting Jackson, 443 U.S. at 332 n. 5, 99 S.Ct. 2781 (Stevens, J., concurring in judgment)).
Focusing in particular on the conspiracy charge, the majority summarizes the evidence presented to the jury in some detail and also identifies a rather extensive range of inferences that a rational jury allegedly could have drawn from this evidence. I observe that, in contrast, the Pennsylvania Superior Court's own discussion of Eley's sufficiency of the evidence claim was rather cursory. For example, it stated, without any explanation, that "they [Eley and his two co-Defendants] were seen acting together when the victim was shot." (A261.) In any case, I must reject the majority's own approach because it would have been clearly unreasonable for a jury to draw many of these proffered inferences given the evidence that was presented at trial.
For instance, the majority concluded that "a jury could have rationally inferred that Eley intended and agreed to rob DeJesus
The Supreme Court's recent Coleman opinion further highlights the objective unreasonableness of the Pennsylvania Superior Court's decision. The majority itself acknowledges that "the evidence is less compelling in this case than in Coleman." (Id. at 23.) In fact, the Coleman Court observed that the prisoner and his co-defendant — who "`ran the streets together'" — attempted to collect a debt from the victim earlier on the day of the murder, the victim resisted and humiliated the co-defendant in public by beating him with a broomstick, and the enraged co-defendant repeatedly declared his intent to kill the victim in the prisoner's presence. Coleman, 132 S.Ct. at 2065. The prisoner then helped the co-defendant, who was noticeably concealing a bulky object under his trenchcoat, to escort the victim into the alley. Id. While the prisoner stood at the entryway, the co-defendant pulled out a shotgun and shot the victim in the chest. Id. As I have already observed, one of the witnesses at Eley's trial actually testified that she did not see any weapons. There also was an absence of any evidence of either any prior encounters with — or threats against — DeJesus or that the two men by the taxi acted to block his escape or otherwise assist the shooter. Given the circumstances, the Pennsylvania Superior Court's decision clearly constituted an objectively unreasonable application of Jackson.
For the foregoing reasons, I would vacate the District Court's denial of Eley's sufficiency of the evidence claim and direct the District Court to order his unconditional release from custody with prejudice to any re-prosecution. See, e.g., O'Laughlin v. O'Brien, 568 F.3d 287, 309 (1st Cir.
Nonetheless, by citing to the Superior Court's decision on direct appeal, Eley has implicitly identified the last state court decision on the merits. Appellant's Br. at 26 (citing App. at 261). We agree with Eley's suggestion. Eley presented his claims as substantive challenges on direct appeal and as ineffective assistance of counsel challenges on PCRA appeal, and "[o]ur practice is to entertain the merits of the claims advanced." Thomas v. Horn, 570 F.3d 105, 117 n. 4 (3d Cir.2009) (citation omitted). Further, the fact that the Superior Court on direct appeal decided these issues under state law does not preclude its determination from being on the merits under AEDPA. See Priester v. Vaughn, 382 F.3d 394, 398 (3d Cir.2004) (recognizing that a state court decision may be on the merits under AEDPA even if it cites no United States Supreme Court precedent, "`so long as neither the reasoning nor the result of the state court decision contradicts'" clearly established federal law (quoting Early v. Packer, 537 U.S. 3, 8, 123 S.Ct. 362, 154 L.Ed.2d 263 (2002) (per curiam))). Therefore, we will review the Superior Court's decision on direct appeal.
Under Pennsylvania law, the difference between conspiracy and accomplice liability is that accomplice liability, unlike conspiracy liability, does not require proof of an unlawful agreement. Commonwealth v. Murphy, 577 Pa. 275, 844 A.2d 1228, 1238 (2004). Thus, accomplice liability only requires proof of two elements: (1) "that the defendant intended to aid or promote the underlying offense;" and (2) "that the defendant actively participated in the crime by soliciting, aiding, or agreeing to aid the principal." Id. at 1234 (citation omitted). "Both requirements may be established wholly by circumstantial evidence." Commonwealth v. Kimbrough, 872 A.2d 1244, 1251 (Pa.Super.Ct.2005) (en banc) (citing Murphy, 844 A.2d at 1234). While "a defendant cannot be an accomplice simply based on evidence that he knew about the crime or was present at the crime scene," Murphy, 844 A.2d at 1234 (citation omitted), "the least degree of concert or collusion in the commission of the offense is sufficient to sustain a finding of responsibility as an accomplice," Kimbrough, 872 A.2d at 1251 (quoting Commonwealth v. Coccioletti, 493 Pa. 103, 425 A.2d 387, 390 (1981)).
Without belaboring the point, a rational jury could have inferred that Eley intended to aid and actively participated in the crimes by standing right beside the taxi to prevent DeJesus from fleeing while one of his co-defendants was inside the cab and by fleeing with his co-defendants to the abandoned house to hide their weapons. Therefore, in the alternative, the evidence was sufficient to support Eley's convictions for second-degree murder and robbery as an accomplice.
Here, the trial judge likely violated Richardson by failing to instruct the jury contemporaneously with the admission of Eiland's confession. Richardson held that the admission of a non-testifying co-defendant's confession that contextually implicates a defendant is permissible only if it is accompanied by a "proper limiting instruction." 481 U.S. at 211, 107 S.Ct. 1702. In Delli Paoli v. United States, the Supreme Court defined an "appropriate instruction" as one that is made "at the time of the admission" and that "make[s] it clear that the evidence is limited as against the declarant only." 352 U.S. 232, 238, 77 S.Ct. 294, 1 L.Ed.2d 278 (1957) (emphasis omitted), overruled on other grounds by Bruton, 391 U.S. at 126, 88 S.Ct. 1620. Although Bruton overruled Delli Paoli's holding that a limiting instruction is sufficient to protect a defendant's Sixth Amendment confrontation right when his non-testifying co-defendant's confession expressly implicating him is admitted at their joint trial, Richardson demonstrates that Delli Paoli's definition of an appropriate limiting instruction survives in non-Bruton contexts. Moreover, a compelling case could certainly be made that the instructions that the trial judge later provided were incorrectly limited to "any statement by an individual to the police," App. at 193, and thus insufficient to "dissuad[e] the jury from entering onto the path of inference in the first place," Richardson, 481 U.S. at 208, 107 S.Ct. 1702. Therefore, if Eley's case were not controlled by Gray, the Superior Court's affirmance of the trial judge's denial of Eley's motion to sever would likely be an unreasonable application of Richardson.
Vazquez, 550 F.3d at 281 (quoting Commonwealth v. Travers, 564 Pa. 362, 768 A.2d 845, 850-51 (2001)).