GARTH, Circuit Judge.
This appeal is from the District Court's grant of summary judgment in favor of two insurers, Maryland Casualty Company (Maryland) and Cumberland Mutual Fire Insurance Company (Cumberland), in declaratory judgment actions brought by the insurers to establish the scope of their duty to defend and indemnify their insured, Express Products (Express). Inter alia, the insurers sought judgments concerning their obligations in relation to a class action brought in Illinois state court in 2004 alleging that Express transmitted unsolicited advertisements via fax message in violation of federal and state law. Express also appeals from the District Court's denial of its motion for judgment on the pleadings and its motion for summary judgment, referred to below.
In 2008, Cumberland commenced its declaratory judgment action against Express in the Eastern District of Pennsylvania. The plaintiffs in the underlying class action (class plaintiffs) responded by filing their own declaratory judgment action against Express and Cumberland in New Jersey state court. In 2009 Maryland likewise filed a declaratory judgment action against Express in the Eastern District of Pennsylvania, and the class plaintiffs filed an action against Express and Maryland in Illinois state court.
Express thereafter moved for judgment on the pleadings in the present litigation, arguing that the cases should be dismissed for failure to join the class plaintiffs and that the Court should abstain in light of the ongoing state cases.
In 2009, Express and the class plaintiffs entered into a settlement agreement, which was approved by the Illinois state court on October 13, 2009. The settlement awarded just under $8 million to the class plaintiffs, with the proviso that "said judgment [is] to be satisfied only from [Express'] insurers and the proceeds of [Express'] insurance policies . . . ." Appx. 375. Pursuant to the settlement, the class plaintiffs agreed to provide counsel to defend Express in the present action. Thereafter, Express moved for summary judgment in both insurance cases urging, inter alia, that because the class plaintiffs were the interested parties, the litigation was moot.
On September 1, 2011, the District Court issued an order granting summary judgment in favor of Maryland and Cumberland declaring that they have no obligation to defend or indemnify Express and denying Express' summary judgment motion. A footnote at the conclusion of the order indicated that "The Court's supporting memorandum is forthcoming."
In the alluded-to memorandum, issued on September 22, 2011, and entitled "Memorandum and Order," the District Court filed a comprehensive explanation giving its reasons for granting summary judgment on September 1, 2011, in favor of Cumberland and Maryland. The Court explained that the case was not moot as Express claimed, but that there was rather an actual case and controversy between Express and the insurers; that Pennsylvania law governed the dispute; and that because Express' actions were intentional and not accidental it was not covered under the insurance contract provision concerning property damage. The memorandum concluded:
On October 21, 2011, Express filed notices of appeal from the 2011 grants of summary judgment (as well as from the earlier denial of Express' motion for judgment on the pleadings). These notices fell well over thirty days after the September 1, 2011, order but less than thirty days after the September 22, 2011, memorandum opinion.
In addition, on November 15, 2011, Express, despite the entry of the September 1, 2011, order, submitted motions in each case pursuant to Fed. R. Civ. P. 58 requesting that the District Court enter a separate final judgment document.
On March 21, 2012, the District Court denied the Rule 58/60 motions, explaining that the September 1 order clearly was a final judgment, notwithstanding Express' professed confusion over the District Court's indication in the September 22, 2011, memorandum opinion that "[a]n appropriate order follows." Express timely appealed from this order in both cases.
The threshold—and dispositive—issue in this consolidated appeal is whether Express' notices of appeal were filed within thirty days as required by Fed. R. App. P. 4(a)(1)(A)
In
In so doing, the Supreme Court emphasized "the jurisdictional distinction between court-promulgated rules and limits enacted by Congress."
It is in the cold light of
We begin by considering whether formal features of the September 1, 2011, order granting summary judgment to Cumberland and Maryland and denying Express' motion are such as to qualify it as a judgment that triggered the thirty-day time period for appeal. In order to so qualify, an order must "be set out in a separate document." Fed. R. Civ. P. 58(a). We have determined that
The September 1, 2011, order in this case clearly and unequivocally meets these criteria: it awards summary judgment to Maryland and Cumberland; it is separate from the memorandum opinion; and it contains none of the District Court's reasoning. None of these core attributes is in dispute.
Express nonetheless argues that the September 1, 2011, order was not the Court's final judgment and thus did not trigger its obligation to appeal within thirty days. Specifically, Express contends that because a "final decision is a decision by the district court that ends the litigation on the merits and leaves nothing for the court to do but execute the judgment or one by which a district court disassociates itself from a case,"
Contrary to Express' contention, the footnote of the September 1, 2011, order indicating that "[t]he Court's supporting memorandum is forthcoming" plainly did not contemplate further action by the District Court. Rather, it is clear that the supporting memorandum would be an explanatory and subsidiary document explicating and elaborating upon the order. Issuance of such a supporting memorandum is not a further action undermining the finality of the order. As other courts to consider the implications of separately filed orders and memorandum opinions have agreed, the entry of the order marks the beginning of the window for appeal even when a memorandum opinion is filed at a later time.
Alternatively, Express contends that even if the September 1, 2011, order on its own might qualify as a final order, the September 22, 2011, memorandum, which indicated that "[a]n appropriate Order follows," created reasonable confusion that prevented the September 1 order from serving as a final judgment. In support of this claim, Express invokes the background principles animating Rule 58's "separate document" rule. As the Supreme Court has observed, "[Rule 58] is designed to simplify and make certain the matter of appealability. It is not designed as a trap for the inexperienced. . . . The rule should be interpreted to prevent loss of the right of appeal, not to facilitate loss."
Notwithstanding Express' claimed confusion, however, consideration of this case in light of our precedents concerning the application of Rule 58 leaves no doubt that the September 1, 2011, order was a final judgment. In order to accomplish the simplifying and clarifying goals of Rule 58, the Supreme Court has called for a "mechanical" approach.
In the present case, all of the "mechanical" requirements of Rule 58 have plainly been met, all the bases have been touched, and to delve into the subjective perceptions of Express would invite a departure from the mechanical clarity that is the Rule's touchstone. Though we may imagine cases in which a subsequent action by the Court might create objective ambiguity concerning the status of a previous order, such is surely not the case here. Quite simply, there could be no doubt after the September 1, 2011, order what the outcome of this case was: Express lost and the insurers prevailed. There is nothing in the September 22, 2011, memorandum opinion that is in any way inconsistent with the judgment of September 1, 2011. Nor, for that matter, is there any suggestion that an additional order would be required to effectuate the reasoning of the memorandum opinion. After September 1, 2011, this case was definitively resolved—and there was no objectively reasonable ground to doubt the finality of the resolution articulated on September 1, 2011.
Although we recognize the general policy considerations favoring preservation of the right to appeal, mere subjective confusion cannot exempt a party from operation of the clear and established procedures for the orderly filing of appeals.
Additionally, we note that Express had ample time after the issuance of the September 22, 2011, memorandum opinion to file a timely appeal within the thirty-day window.
We therefore conclude that Express has failed to timely appeal from the judgment of the District Court, and we therefore lack jurisdiction to consider the merits of the appeal.
We turn now to Express' appeals from the District Court's March 21, 2012, order denying its November 15, 2011, motions for issuance of a final order under Fed. R. Civ. P. 58 or relief from such order under Fed R. Civ. P. 60.
As explained above, a final order consistent with the requirements of Rule 58 was entered on September 1, 2011. The District Court therefore properly denied the Rule 58 motion requesting that it issue such an order.
The District Court likewise did not err in dismissing Express' Rule 60 motion. It is well established that Rule 60 is not a proper vehicle for extending the time to file an appeal that has been rendered untimely by the expiration of the thirty-day time window provided by Rule 4(a).
Within the strictures of Rule 4(a), there is room to extend the time for appeal to accommodate Rule 60 motions. Fed R. App. P. 4(a)(4)(A)(vi) provides that, if a Rule 60 motion "is filed no later than 28 days after the judgment is entered," the time to appeal does not begin to run until the District Court enters an order disposing of the motion. In the present case, however, the Rule 60 motion was not filed until November 15, 2011, well over twenty-eight days after the District Court's judgment of September 1.
We therefore will dismiss for lack of appellate jurisdiction Express' appeals from the District Court's summary judgment order and order on the pleading motion. We will affirm the order of the District Court which denied Express' motions brought under Rules 58 and 60.
Fed. R. Civ. P. 58(d) further provides that: "A party may request that judgment be set out in a separate document as required by Rule 58(a)."