Filed: Dec. 18, 2015
Latest Update: Mar. 02, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 14-4453 _ UNITED STATES OF AMERICA v. AUGUSTINO SMITH, Appellant _ Appeal from the United States District Court for the District of New Jersey (D.C. Criminal Action No. 2-09-cr-00498-001) District Judge: Honorable Susan D. Wigenton _ Submitted Under Third Circuit LAR 34.1(a) November 16, 2015 Before: AMBRO, HARDIMAN, and SLOVITER, Circuit Judges (Opinion filed: December 18, 2015) _ OPINION* _ AMBRO, Circuit Judge Appella
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 14-4453 _ UNITED STATES OF AMERICA v. AUGUSTINO SMITH, Appellant _ Appeal from the United States District Court for the District of New Jersey (D.C. Criminal Action No. 2-09-cr-00498-001) District Judge: Honorable Susan D. Wigenton _ Submitted Under Third Circuit LAR 34.1(a) November 16, 2015 Before: AMBRO, HARDIMAN, and SLOVITER, Circuit Judges (Opinion filed: December 18, 2015) _ OPINION* _ AMBRO, Circuit Judge Appellan..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
________________
No. 14-4453
________________
UNITED STATES OF AMERICA
v.
AUGUSTINO SMITH,
Appellant
________________
Appeal from the United States District Court
for the District of New Jersey
(D.C. Criminal Action No. 2-09-cr-00498-001)
District Judge: Honorable Susan D. Wigenton
________________
Submitted Under Third Circuit LAR 34.1(a)
November 16, 2015
Before: AMBRO, HARDIMAN, and SLOVITER, Circuit Judges
(Opinion filed: December 18, 2015)
________________
OPINION*
________________
AMBRO, Circuit Judge
Appellant Augustino Smith appeals his conviction for unlawful reentry into the
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
1
United States in violation of 8 U.S.C. §§ 1326(a) and (b)(2). Currently before us are (1)
his attorney’s motion to withdraw pursuant to Anders v. California, 386 U.S. 738 (1967),
and (2) Smith’s pro se brief. For the reasons that follow, we affirm the District Court’s
judgment of conviction and grant counsel’s motion to withdraw.1
I. Background
Smith was born in Jamaica and holds Jamaican citizenship. At the age of eight,
Smith moved to Paterson, New Jersey, and resided there as a legal permanent resident of
the United States. In 1997, at age 19, Smith pleaded guilty in New Jersey state court to
robbery and possession of a controlled substance with intent to distribute. As a result of
these convictions, he was ordered removed from the United States and deported to
Jamaica in January 2002. At some time thereafter, Smith returned to the United States
without permission from the Attorney General.
In November 2010 Smith was arrested and indicted on the charge of unlawful
reentry in violation of 8 U.S.C. §§ 1326(a) and (b)(2). In order to challenge the
underlying order of removal, Smith sought collateral review of his 1997 convictions on
the ground that his attorney had failed to advise him of the likely immigration
consequences of his guilty plea as required by Padilla v. Kentucky, 559 U.S. 356 (2010).
Smith properly exhausted the New Jersey collateral review process and filed a federal
habeas petition, which was dismissed by the District Court in November 2012. See Smith
v. Warden of Essex Cty. Jail,
902 F. Supp. 2d 524 (D.N.J. 2012). Four months later, the
1
The District Court had jurisdiction under 18 U.S.C. § 3231. We have jurisdiction
under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).
2
Supreme Court held in Chaidez v. United States, 133 S. Ct. 1103 (2013), that Padilla did
not apply retroactively to cases on collateral review and we affirmed the dismissal of
Smith’s federal habeas petition. Smith v. Warden of Essex Cty. Jail, No. 13-1539 (3d
Cir. June 17, 2013).
After the dismissal of Smith v. Warden of Essex County Jail became final, Smith
entered into a plea agreement with the United States Attorney. The parties agreed that his
conduct merited a total offense level of 21 under the advisory Sentencing Guidelines, and
the plea agreement informed Smith that he would likely be deported. The District Court
held a change-of-plea hearing and confirmed that Smith understood the risk of
deportation resulting from his plea. He stated that he still wished to plead guilty, and the
District Court accepted his plea. Shortly before the sentencing hearing was scheduled to
take place and without informing his attorney, Smith wrote a letter to the District Court
requesting permission to withdraw his guilty plea.
The District Court addressed the letter request at the start of Smith’s sentencing
hearing. Smith stated that he sought to withdraw his guilty plea because he was afraid to
return to Jamaica, and the District Court refused to allow him to withdraw his guilty plea.
Based on the Pre-Sentence Report (PSR) prepared by U.S. Pretrial Services, the District
Court accepted the parties’ agreed offense level of 21 and determined that a criminal
history category of IV was appropriate, which yielded a Guidelines range of 57 to 71
months of imprisonment. Although the plea agreement prevented Smith from moving for
a downward departure from the Guidelines range, his attorney argued that a sentence of
time served was appropriate because the length of Smith’s pretrial detention, coupled
3
with a 15 percent reduction in sentence that would likely be applied by the Bureau of
Prisons, were sufficient to satisfy the bottom of the Guidelines range. On consideration
of the seriousness of Smith’s conduct and the lack of acceptance of responsibility
demonstrated by the attempt to withdraw his guilty plea, the District Court rejected this
argument and imposed a sentence of 71 months’ imprisonment. Smith then filed a notice
of appeal, and his attorney moved to withdraw.
II. Discussion
Under our rules “[w]here, upon review of the district court record, counsel is
persuaded that the appeal presents no issue of even arguable merit, counsel may file a
motion to withdraw and supporting brief pursuant to Anders.” 3d Cir. L.A.R. 109.2(a).
If we concur with counsel’s assessment, we “will grant [the] Anders motion, and dispose
of the appeal without appointing new counsel.” Id. Accordingly, our “inquiry . . . is thus
twofold: (1) whether counsel adequately fulfilled the rule’s requirements; and (2) whether
an independent review of the record presents any nonfrivolous issues.” United States v.
Youla,
241 F.3d 296, 300 (3d Cir. 2001).
In his Anders brief, Smith’s attorney addresses and rejects three potential issues
for appeal: whether (1) the District Court had jurisdiction; (2) the guilty plea was
knowing and voluntary; and (3) the sentence was legal and reasonable. We agree with
counsel that there is no colorable basis to challenge the District Court’s jurisdiction.
There is also no basis to challenge the knowing and voluntary character of the
plea. “A plea of guilty will not be found to be unknowing and involuntary in the absence
of proof that the defendant was not advised of, or did not understand, the direct
4
consequences of his plea.” Parry v. Rosemeyer, 64 F.3d 110, 114 (3d Cir. 1995).
Although Smith claims in his pro se brief that the prosecutor and his attorney
misrepresented the immigration consequences of his plea, the District Court conducted a
thorough plea colloquy and ensured that Smith understood the risk of deportation. Smith
also signed the plea agreement, which contained a similar warning that he would likely
be deported. Smith therefore cannot claim ignorance of the consequences of his plea.
We further agree with counsel that the sentence was procedurally valid and
substantively reasonable. District courts must follow a three-step process in imposing a
sentence: (1) calculate the applicable Guidelines range; (2) formally rule on any departure
motions; and (3) exercise discretion in applying any relevant factors set forth in 18
U.S.C. § 3553(a) in determining the sentence. United States v. Gunter, 462 F.3d 237,
247 (3d Cir. 2006). In this case, the Court properly calculated the Guidelines range of 57
to 71 months based on the plea agreement and the PSR. As there were no departure
motions, the District Court proceeded to exercise its discretion in applying the § 3553(a)
factors. It rejected the argument that a sentence of time served, regardless of whether it
satisfied the bottom of the Guidelines range, was sufficient and determined that the
seriousness of Smith’s conduct and his failure to accept full responsibility for his actions
merited a sentence of 71 months’ imprisonment. As the Court followed the proper
procedure and imposed a sentence within the Guidelines range, we cannot say that the
sentence was either procedurally invalid or substantively unreasonable.
Smith’s attorney identified another potential avenue for appeal, but, as counsel
notes, it would be frivolous. Smith could argue that the District Court abused its
5
discretion in refusing to allow him to withdraw his guilty plea. To do so, he must meet
the substantial burden of demonstrating a “fair and just reason” for withdrawal. United
States v. Jones, 336 F.3d 245, 252 (3d Cir. 2003). It is well settled that “[a] shift in
defense tactics, a change of mind, or the fear of punishment are not adequate reasons to
impose on the government the expense, difficulty, and risk of trying a defendant who has
already acknowledged his guilt by pleading guilty.”
Id. (citation omitted). The only
reason that Smith has provided for withdrawing his guilty plea is fear of removal to
Jamaica. Because removal would be part of the punishment for Smith’s crime, his fear of
it is not a good reason to withdraw his guilty plea.2
Although the basis of his claims is not altogether clear, Smith in the pro se brief
appears to raise three additional challenges to his conviction: that (1) his 1997
convictions violated the Sixth Amendment; (2) his 2002 deportation violated the Sixth
Amendment; and (3) he received constitutionally ineffective assistance of counsel.
Smith’s first contention merely restates his claim that his counsel failed to advise him of
the immigration consequences of his 1997 plea, and, as this claim has already been
litigated to final judgment in state and federal court, no further appeal of this claim is
warranted.
Smith also contends his 2002 deportation violated the Sixth Amendment because
he should have acquired U.S. citizenship through his mother. Although the Sixth
2
We make no ruling on whether Smith has a well-founded fear of persecution due
to his sexual orientation on return to Jamaica because the issue is not properly before us.
Smith may, if appropriate, pursue other avenues to obtain withholding of removal from
the United States.
6
Amendment is not relevant to this contention, we liberally construe it as a claim that
Smith did not unlawfully reenter the United States because he should have been treated as
a U.S. citizen. See United States v. Meza-Soria, 935 F.2d 166, 170 (9th Cir. 1991)
(holding that alienage is a necessary element of the offense of unlawful reentry).
Pursuant to 8 U.S.C. § 1431, a child under the age of eighteen lawfully residing in the
United States automatically acquires citizenship if one of his parents becomes a citizen.
Smith alleges that his mother applied for citizenship before he was eighteen, but the
Government lost her application, requiring her to re-apply after he turned eighteen.
Regardless of any errors that the Government may have made in processing the
application, Smith does not allege that his mother actually acquired citizenship before he
turned eighteen. Smith’s attorney also represents that he investigated this issue and found
that Smith had previously admitted to an immigration judge that his mother acquired
citizenship after he turned eighteen. Any appeal on the basis that Smith should be treated
as a U.S. citizen would therefore be frivolous.
To the extent that Smith alleges ineffective assistance of counsel in this case, “the
proper avenue for pursuing [that] claim[] is through a collateral proceeding in which the
factual basis for the claim may be developed” rather than through a direct appeal. United
States v. Haywood, 155 F.3d 674, 678 (3d Cir. 1998) (citation omitted). We therefore
decline to rule on the ineffective assistance claim, and Smith may, if appropriate, pursue
it through a habeas corpus proceeding in the District Court pursuant to 28 U.S.C. § 2255.
* * * * *
7
For these reasons, we affirm the judgment of the District Court and grant
counsel’s motion to withdraw.
8
