Filed: Jun. 23, 2015
Latest Update: Mar. 02, 2020
Summary: PS4-136 NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 15-1540 _ LORETTA BURTON, Appellant v. OZBURN HESSEY LOGISTIC _ On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civil Action No. 1:14-cv-01068) District Judge: Honorable Yvette Kane _ Submitted Pursuant to Third Circuit LAR 34.1(a) June 17, 2015 Before: FISHER, KRAUSE and VAN ANTWERPEN, Circuit Judges (Opinion filed: June 23, 2015) _ OPINION* _ PER CURIAM Pro se appel
Summary: PS4-136 NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 15-1540 _ LORETTA BURTON, Appellant v. OZBURN HESSEY LOGISTIC _ On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civil Action No. 1:14-cv-01068) District Judge: Honorable Yvette Kane _ Submitted Pursuant to Third Circuit LAR 34.1(a) June 17, 2015 Before: FISHER, KRAUSE and VAN ANTWERPEN, Circuit Judges (Opinion filed: June 23, 2015) _ OPINION* _ PER CURIAM Pro se appell..
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PS4-136 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 15-1540
___________
LORETTA BURTON,
Appellant
v.
OZBURN HESSEY LOGISTIC
____________________________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Civil Action No. 1:14-cv-01068)
District Judge: Honorable Yvette Kane
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
June 17, 2015
Before: FISHER, KRAUSE and VAN ANTWERPEN, Circuit Judges
(Opinion filed: June 23, 2015)
___________
OPINION*
___________
PER CURIAM
Pro se appellant Loretta Burton appeals from the District Court’s dismissal of her
complaint. We will affirm.
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
I.
In 2012, Burton filed two cases (which were consolidated) in the District Court
alleging employment discrimination under Title VII of the Civil Rights Act of 1964, 42
U.S.C. § 2000e, et seq., and the Age Discrimination in Employment Act, 29 U.S.C. §§
621-624, against her former employer, Ozburn Hessey Logistics (“OHL”). (See M.D. Pa.
Civ. A. No. 1:12-cv-1740.) Her claims arose from her January 2012 termination from
employment, which she asserted was unlawfully based on her age and her race. The
District Court granted OHL’s motion for summary judgment on July 21, 2014, and
Burton did not appeal from that decision.
In June 2014, prior to the District Court’s decision in her 2012 case, Burton filed
an additional complaint against OHL relating to her termination from employment.
(M.D. Pa. Civ. A. No. 1:14-cv-1068.) The claims in her June 2014 complaint are far
from clear, but seem to be based on information contained in the discovery documents
from her 2012 case, and assert that OHL terminated her employment in retaliation for
Burton’s filing of a claim for workers’ compensation benefits. She also asserted that
OHL’s statement that she had not suffered a work-related injury1 (which led to the denial
1
According to the District Court’s decision in Burton’s 2012 case, at the conclusion of a
November 23, 2011 meeting with her supervisor, at which she received a “final warning”
and suspension for poor job performance, Burton fainted and fell to the floor. Burton v.
Ozburn Hessey Logistics, No. 12-cv-1740, 2014 WL 3573497, at *1 (M.D. Pa. July 21,
2014). She was transported by emergency responders to the hospital and treated for her
injuries. “Burton subsequently submitted documentation from her treating physicians
2
of workers’ compensation benefits) constituted defamation and slander, that her
application for unemployment benefits under Pennsylvania law was unlawfully denied,
and that OHL continued to defame and slander her by giving bad referrals to potential
employers. On July 28, 2014, Burton filed yet another complaint, which again stated that
OHL had retaliated against her for filing a claim for workers’ compensation benefits, and
also seemed to challenge the Pennsylvania Workers’ Compensation Appeal Board’s 2014
decision to deny benefits. (M.D. Pa. Civ. No. 1:14-cv-1446.) OHL answered both
complaints and later filed motions to dismiss them on res judicata and other grounds.2
In September 2014, the Magistrate Judge issued a report recommending that the
District Court consolidate the 2014 cases for all purposes. The District Court overruled
Burton’s objections to the report, and on December 11, 2014, consolidated the two cases
under Civ. A. No. 14-cv-1068. The District Court explained that consolidation was
appropriate under Fed. R. Civ. P. 42(a) because the two actions arose out of common
questions of law and fact involving the termination of Burton’s employment, her alleged
work-related injury, and her workers’ compensation claim.
excusing her from work through December 13, 2011.” Id. After she apparently did not
return to work, OHL terminated her employment in January 2012.
Id.
2
OHL did not specify the rule under which it sought dismissal, but we construe its
motion as a motion for judgment on the pleadings because OHL had answered Burton’s
complaints. See Fed. R. Civ. P. 12(b), (c). Although OHL attached evidentiary material
to its motion, the District Court did not convert it into a motion for summary judgment,
and the evidentiary material was not necessary to its resolution of the res judicata issue,
which may be decided under Rule 12(c). See Sheridan v. NGK Metals Corp.,
609 F.3d
239, 260 (3d Cir. 2010).
3
Thereafter, the Magistrate Judge recommended granting OHL’s motions to
dismiss after determining that Burton’s Title VII claims were barred by the doctrine of
res judicata, and that the District Court should not exercise supplemental jurisdiction over
Burton’s state law claims, which the Magistrate Judge recommending dismissing with
prejudice. The Magistrate Judge also recommended that the District Court deny OHL’s
motion for attorney’s fees and costs. The District Court rejected Burton’s objections to
the Magistrate Judge’s report (noting that most of the objections concerned the
consolidation order), and on January 30, 2015 adopted the report as to the dismissal of
Burton’s federal claims under the res judicata doctrine. The District Court also agreed
that it should not exercise supplemental jurisdiction over Burton’s state law claims, but
dismissed those claims without prejudice so that Burton would not be precluded from
bringing them in state court. Finally, the District Court denied OHL’s motion for fees
and costs, finding no error in the Magistrate Judge’s conclusion that Burton’s claims were
“not merely designed to harass.”
Burton timely appealed.3
II.
We have jurisdiction under 28 U.S.C. § 1291, and exercise plenary review over
3
OHL has moved to dismiss the appeal as untimely filed. Burton was required to file a
notice of appeal with the District Court within thirty days of its January 30, 2014 order.
See Fed. R. App. P. 4(a)(1). Although we did not docket her appeal until March 3, 2015,
she filed her notice of appeal with the District Court on February 27, 2015. Burton’s
appeal is therefore timely, and we hereby deny OHL’s motion to dismiss.
4
dismissals based on res judicata (also called claim preclusion). See Elkadrawy v.
Vanguard Grp., Inc., 584 F.3d 169, 172 (3d Cir. 2009). We review the District Court’s
consolidation order for abuse of discretion. See Lehman Bros. Holdings, Inc. v. Gateway
Funding Diversified Mortg. Servs., L.P., --- F.3d ----,
2015 WL 2107288, at *1 (3d Cir.
May 7, 2015).
Burton is primarily concerned with the District Court’s consolidation order,
claiming that it violated her due process rights. She is mistaken. As the District Court
explained, under Fed. R. Civ. P. 42(a), it has discretion to consolidate actions involving
“a common question of law or fact.” Here, both of Burton’s 2014 complaints concerned
her November 2011injury, her application for workers’ compensation benefits, and her
January 2012 termination from employment. The District Court acted well within its
discretion in consolidating the actions, and Burton’s rights to pursue her claims were not
undermined by the consolidation.
To the extent that Burton’s complaints set forth any employment discrimination
claims under Title VII, the District Court properly determined that those claims were
barred by res judicata. Res judicata requires: “(1) a final judgment on the merits in a
prior suit involving (2) the same parties or their privies and (3) a subsequent suit based on
the same cause of action.” Duhaney v. Att’y Gen., 621 F.3d 340, 347 (3d Cir. 2010)
(quotation marks omitted). This doctrine bars not only claims that have been litigated,
but also those claims that could have been asserted in the prior action.
Id.
5
The District Court correctly determined that all of the elements necessary for res
judicata to apply were satisfied, and therefore, that Burton’s federal claims were barred.
First, a final judgment was issued in Plaintiff’s 2012 lawsuit on July 21, 2014, when the
District Court granted OHL’s motion for summary judgment. The fact that Burton filed
her first 2014 complaint before entry of judgment in the 2012 case had no effect on the
application of res judicata. See Murphy v. Landsburg,
490 F.2d 319, 323 (3d Cir. 1973)
(holding that, “[t]o be given res judicata . . . effect, a judgment need not be entered prior
to the commencement of the action in which the binding effect of the judgment is
sought”). Second, both cases involve the same parties.
Third, scrutiny of the complaints leaves no doubt that this action arises from the
same events as the earlier case. See Davis v. U.S. Steel Supply, 688 F.2d 166, 171 (3d
Cir. 1982) (stating that whether res judicata applies depends on the “essential similarity
of the underlying events giving rise to the various legal claims” rather than the “specific
legal theory invoked”);
Elkadrawy, 584 F.3d at 173. Burton’s only claim that could be
considered as arising under Title VII or federal law is that OHL terminated her
employment in retaliation for her filing a workers’ compensation claim. This claim is
indisputably connected to the 2012 action in that they arise out of the same employment
relationship and derive from the same act of alleged discrimination (her termination of
employment). Moreover, there is no doubt that Burton could have raised her retaliation
allegations in her 2012 complaint. That she may have learned additional information
6
supporting her claims has no bearing on whether she could have brought the claim in her
original complaint. See Elkadrawy, 584 F.3d at 173-74. Accordingly, any claims that
Burton sought to raise under Title VII related to her November 2011 injury or January
2012 termination of employment were properly determined to be barred by res judicata.
Burton’s remaining allegations, including defamation, slander, and her attempts to
receive Pennsylvania unemployment and/or workers’ compensation benefits, all arise
under state law, and the District Court did not abuse its discretion in declining to exercise
supplemental jurisdiction over Burton’s state law claims. See 28 U.S.C. § 1367(c)(3);
Hedges v. Musco, 204 F.3d 109, 123 (3d Cir. 2000). Further, Burton seems to be under
the impression that her July 2014 complaint is a proper appeal from the decision of the
Pennsylvania Workers’ Compensation Appeal Board, and that the dismissal of her
complaint “closed” her claim for workers’ compensation benefits. This is incorrect, as
the District Court had no jurisdiction over any such appeal, which, as the Appeal Board’s
opinion stated, must be filed in Pennsylvania state court.
Based on the foregoing, we will affirm the District Court’s judgment. OHL’s
“Motion for Unreasonable Attorney’s Fees and Costs” is hereby denied.4
4
We note that OHL did not file a notice of appeal from the District Court’s decision
denying its motion for attorney’s fees and costs.
7
